WILLIAM RAVEIS REAL ESTATE, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT
401k plan membership statisitcs for WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT
Measure | Date | Value |
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2022 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,348,776 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,659,959 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,557,703 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,935,888 |
Value of total assets at end of year | 2022-12-31 | $27,010,492 |
Value of total assets at beginning of year | 2022-12-31 | $31,019,227 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $102,256 |
Total interest from all sources | 2022-12-31 | $13,487 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Administrative expenses professional fees incurred | 2022-12-31 | $102,256 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,754,282 |
Participant contributions at end of year | 2022-12-31 | $313,839 |
Participant contributions at beginning of year | 2022-12-31 | $264,302 |
Participant contributions at end of year | 2022-12-31 | $66,628 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $181,606 |
Other income not declared elsewhere | 2022-12-31 | $0 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $1,205 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-4,008,735 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $27,010,492 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $31,019,227 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $24,846,879 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $29,296,053 |
Interest on participant loans | 2022-12-31 | $13,487 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,783,146 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,211,124 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,298,151 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $0 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $246,543 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,557,703 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $7,623,324 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,122,598 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,021,579 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,306,017 |
Value of total assets at end of year | 2021-12-31 | $31,019,227 |
Value of total assets at beginning of year | 2021-12-31 | $25,518,501 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $101,019 |
Total interest from all sources | 2021-12-31 | $10,058 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $446,424 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $446,424 |
Administrative expenses professional fees incurred | 2021-12-31 | $101,019 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,670,834 |
Participant contributions at end of year | 2021-12-31 | $264,302 |
Participant contributions at beginning of year | 2021-12-31 | $210,710 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $21 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $388,446 |
Total non interest bearing cash at end of year | 2021-12-31 | $1,205 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $12,782 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $5,500,726 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $31,019,227 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $25,518,501 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $29,296,053 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $23,641,701 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $10,058 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,211,124 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,224,406 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,860,825 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $246,737 |
Employer contributions (assets) at end of year | 2021-12-31 | $246,543 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $428,881 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,021,579 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $5,807,156 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,765,651 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,690,518 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,719,825 |
Value of total assets at end of year | 2020-12-31 | $25,518,501 |
Value of total assets at beginning of year | 2020-12-31 | $21,476,996 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $75,133 |
Total interest from all sources | 2020-12-31 | $14,876 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $328,470 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $328,470 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,241,758 |
Participant contributions at end of year | 2020-12-31 | $210,710 |
Participant contributions at beginning of year | 2020-12-31 | $323,933 |
Participant contributions at end of year | 2020-12-31 | $21 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $49,186 |
Total non interest bearing cash at end of year | 2020-12-31 | $12,782 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $4,041,505 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $25,518,501 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $21,476,996 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $40,383 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $23,641,701 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,918,317 |
Interest on participant loans | 2020-12-31 | $14,876 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,224,406 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,052,730 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,721,126 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $22,859 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $428,881 |
Employer contributions (assets) at end of year | 2020-12-31 | $428,881 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $182,016 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,690,518 |
Contract administrator fees | 2020-12-31 | $34,750 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2020-12-31 | 410746749 |
2019 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $5,998,911 |
Total income from all sources (including contributions) | 2019-12-31 | $5,998,911 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,964,642 |
Total of all expenses incurred | 2019-12-31 | $1,964,642 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,888,528 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,888,528 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,133,785 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,133,785 |
Value of total assets at end of year | 2019-12-31 | $21,476,996 |
Value of total assets at end of year | 2019-12-31 | $21,476,996 |
Value of total assets at beginning of year | 2019-12-31 | $17,442,727 |
Value of total assets at beginning of year | 2019-12-31 | $17,442,727 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $76,114 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $76,114 |
Total interest from all sources | 2019-12-31 | $17,591 |
Total interest from all sources | 2019-12-31 | $17,591 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $366,337 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $366,337 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $366,337 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $366,337 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,931,781 |
Contributions received from participants | 2019-12-31 | $1,931,781 |
Participant contributions at end of year | 2019-12-31 | $323,933 |
Participant contributions at end of year | 2019-12-31 | $323,933 |
Participant contributions at beginning of year | 2019-12-31 | $260,104 |
Participant contributions at beginning of year | 2019-12-31 | $260,104 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $19,967 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $19,967 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,034,269 |
Value of net income/loss | 2019-12-31 | $4,034,269 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $21,476,996 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $21,476,996 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,442,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,442,727 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $37,496 |
Investment advisory and management fees | 2019-12-31 | $37,496 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,918,317 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,918,317 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $16,140,497 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $16,140,497 |
Interest on participant loans | 2019-12-31 | $17,591 |
Interest on participant loans | 2019-12-31 | $17,591 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,052,730 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,052,730 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,042,126 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,042,126 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,460,205 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,460,205 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $20,993 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $20,993 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $182,037 |
Contributions received in cash from employer | 2019-12-31 | $182,037 |
Employer contributions (assets) at end of year | 2019-12-31 | $182,016 |
Employer contributions (assets) at end of year | 2019-12-31 | $182,016 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,888,528 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,888,528 |
Contract administrator fees | 2019-12-31 | $38,618 |
Contract administrator fees | 2019-12-31 | $38,618 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BLUM SHAPIRO & CO. PC |
Accountancy firm name | 2019-12-31 | BLUM SHAPIRO & CO. PC |
Accountancy firm EIN | 2019-12-31 | 061009205 |
Accountancy firm EIN | 2019-12-31 | 061009205 |
2018 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $884,448 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $707,694 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $638,535 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,339,520 |
Value of total assets at end of year | 2018-12-31 | $17,442,727 |
Value of total assets at beginning of year | 2018-12-31 | $17,265,973 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $69,159 |
Total interest from all sources | 2018-12-31 | $13,073 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $316,312 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $316,312 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,838,112 |
Participant contributions at end of year | 2018-12-31 | $260,104 |
Participant contributions at beginning of year | 2018-12-31 | $237,373 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $501,408 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $176,754 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $17,442,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,265,973 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $35,762 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $16,140,497 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $15,460,870 |
Interest on participant loans | 2018-12-31 | $13,073 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,042,126 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,402,686 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,804,395 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $19,938 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $0 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $165,044 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $638,535 |
Contract administrator fees | 2018-12-31 | $33,397 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BLUM SHAPIRO & CO. PC |
Accountancy firm EIN | 2018-12-31 | 061009205 |
2017 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $4,645,566 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,421,248 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,367,462 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,278,081 |
Value of total assets at end of year | 2017-12-31 | $17,265,973 |
Value of total assets at beginning of year | 2017-12-31 | $15,041,655 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $53,786 |
Total interest from all sources | 2017-12-31 | $11,757 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $259,213 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $259,213 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,737,062 |
Participant contributions at end of year | 2017-12-31 | $237,373 |
Participant contributions at beginning of year | 2017-12-31 | $278,077 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $375,975 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,224,318 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,265,973 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,041,655 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $32,320 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $15,460,870 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $13,098,236 |
Interest on participant loans | 2017-12-31 | $11,757 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,402,686 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,503,840 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,076,491 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $20,024 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $165,044 |
Employer contributions (assets) at end of year | 2017-12-31 | $165,044 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $161,502 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,367,462 |
Contract administrator fees | 2017-12-31 | $21,466 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BLUM SHAPIRO & CO. PC |
Accountancy firm EIN | 2017-12-31 | 061009205 |
2016 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,123,565 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,035,365 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $983,780 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,864,098 |
Value of total assets at end of year | 2016-12-31 | $15,041,655 |
Value of total assets at beginning of year | 2016-12-31 | $12,953,455 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $51,585 |
Total interest from all sources | 2016-12-31 | $12,619 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $232,470 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $232,470 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,646,501 |
Participant contributions at end of year | 2016-12-31 | $278,077 |
Participant contributions at beginning of year | 2016-12-31 | $304,636 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $35,004 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $56,095 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,088,200 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,041,655 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $12,953,455 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $33,178 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $13,098,236 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $11,017,506 |
Interest on participant loans | 2016-12-31 | $12,619 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,503,840 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,401,258 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $992,365 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $22,013 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $161,502 |
Employer contributions (assets) at end of year | 2016-12-31 | $161,502 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $195,051 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $983,780 |
Contract administrator fees | 2016-12-31 | $18,407 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2016-12-31 | 061026561 |
2015 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,496,316 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,407,671 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,353,471 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,708,110 |
Value of total assets at end of year | 2015-12-31 | $12,953,455 |
Value of total assets at beginning of year | 2015-12-31 | $12,864,810 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $54,200 |
Total interest from all sources | 2015-12-31 | $11,574 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $181,900 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $181,900 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,443,019 |
Participant contributions at end of year | 2015-12-31 | $304,636 |
Participant contributions at beginning of year | 2015-12-31 | $300,825 |
Participant contributions at end of year | 2015-12-31 | $35,004 |
Participant contributions at beginning of year | 2015-12-31 | $35,407 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $70,040 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $88,645 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $12,953,455 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $12,864,810 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $30,769 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $11,017,506 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $11,128,178 |
Interest on participant loans | 2015-12-31 | $11,574 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,401,258 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,400,327 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $73 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $73 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-393,750 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-11,518 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $195,051 |
Employer contributions (assets) at end of year | 2015-12-31 | $195,051 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,353,471 |
Contract administrator fees | 2015-12-31 | $23,431 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2015-12-31 | 061026561 |
2014 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,992,220 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $920,676 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $870,750 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,337,427 |
Value of total assets at end of year | 2014-12-31 | $12,864,810 |
Value of total assets at beginning of year | 2014-12-31 | $11,793,266 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $49,926 |
Total interest from all sources | 2014-12-31 | $12,219 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $189,554 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $189,554 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,274,486 |
Participant contributions at end of year | 2014-12-31 | $300,825 |
Participant contributions at beginning of year | 2014-12-31 | $308,977 |
Participant contributions at end of year | 2014-12-31 | $35,407 |
Participant contributions at beginning of year | 2014-12-31 | $387 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $62,941 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,071,544 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $12,864,810 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $11,793,266 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $29,843 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $11,128,178 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,908,563 |
Interest on participant loans | 2014-12-31 | $12,219 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,400,327 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,419,809 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $73 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $24 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $24 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $438,769 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $14,251 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Employer contributions (assets) at beginning of year | 2014-12-31 | $155,506 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $870,750 |
Contract administrator fees | 2014-12-31 | $20,083 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2014-12-31 | 061026561 |
2013 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,380,581 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $492,426 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $485,472 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,409,106 |
Value of total assets at end of year | 2013-12-31 | $11,793,266 |
Value of total assets at beginning of year | 2013-12-31 | $8,905,111 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $6,954 |
Total interest from all sources | 2013-12-31 | $10,402 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $118,096 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $118,096 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,163,364 |
Participant contributions at end of year | 2013-12-31 | $308,977 |
Participant contributions at beginning of year | 2013-12-31 | $205,478 |
Participant contributions at end of year | 2013-12-31 | $387 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $90,236 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,888,155 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $11,793,266 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,905,111 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $2,183 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,908,563 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,407,962 |
Interest on participant loans | 2013-12-31 | $10,244 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,419,809 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,030,854 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $24 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $158 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,830,750 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $12,227 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $155,506 |
Employer contributions (assets) at end of year | 2013-12-31 | $155,506 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $260,817 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $485,472 |
Contract administrator fees | 2013-12-31 | $4,771 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2013-12-31 | 061026561 |
2012 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,310,257 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $521,673 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $482,109 |
Value of total corrective distributions | 2012-12-31 | $36,399 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,300,678 |
Value of total assets at end of year | 2012-12-31 | $8,905,111 |
Value of total assets at beginning of year | 2012-12-31 | $7,116,527 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,165 |
Total interest from all sources | 2012-12-31 | $9,446 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $105,752 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $105,752 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,021,406 |
Participant contributions at end of year | 2012-12-31 | $205,478 |
Participant contributions at beginning of year | 2012-12-31 | $245,058 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $18,455 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,788,584 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,905,111 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,116,527 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,407,962 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,939,472 |
Interest on participant loans | 2012-12-31 | $9,446 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,030,854 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $931,997 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $882,226 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $12,155 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $260,817 |
Employer contributions (assets) at end of year | 2012-12-31 | $260,817 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $482,109 |
Contract administrator fees | 2012-12-31 | $3,165 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2012-12-31 | 061026561 |
2011 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $736,409 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $432,612 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $417,079 |
Value of total corrective distributions | 2011-12-31 | $12,599 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $938,070 |
Value of total assets at end of year | 2011-12-31 | $7,116,527 |
Value of total assets at beginning of year | 2011-12-31 | $6,812,730 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,934 |
Total interest from all sources | 2011-12-31 | $9,373 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $87,417 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $87,417 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $938,070 |
Participant contributions at end of year | 2011-12-31 | $245,058 |
Participant contributions at beginning of year | 2011-12-31 | $234,911 |
Administrative expenses (other) incurred | 2011-12-31 | $14 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $303,797 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,116,527 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,812,730 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,939,472 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,801,363 |
Interest on participant loans | 2011-12-31 | $9,373 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $931,997 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $776,436 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $20 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $20 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-310,474 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $12,023 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $417,079 |
Contract administrator fees | 2011-12-31 | $2,920 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2011-12-31 | 061026561 |
2010 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,580,075 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $541,036 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $539,481 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $878,079 |
Value of total assets at end of year | 2010-12-31 | $6,812,730 |
Value of total assets at beginning of year | 2010-12-31 | $5,773,691 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,555 |
Total interest from all sources | 2010-12-31 | $9,559 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $74,664 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $74,664 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $844,572 |
Participant contributions at end of year | 2010-12-31 | $234,911 |
Participant contributions at beginning of year | 2010-12-31 | $191,502 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $33,507 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,039,039 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,812,730 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,773,691 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,801,363 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,909,879 |
Interest on participant loans | 2010-12-31 | $9,549 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $776,436 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $672,300 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $20 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $10 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $10 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $10 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $609,672 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $8,101 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $539,481 |
Contract administrator fees | 2010-12-31 | $1,555 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | SHEPTOFF, REUBER, AND COMPANY PC |
Accountancy firm EIN | 2010-12-31 | 061026561 |
2009 : WILLIAM RAVEIS EMPLOYEES SAVINGS & RETIREMENT 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |