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COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 401k Plan overview

Plan NameCOMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN
Plan identification number 001

COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMMUNITY RESIDENCES, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMMUNITY RESIDENCES, INC.
Employer identification number (EIN):061175089
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about COMMUNITY RESIDENCES, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1975-10-17
Company Identification Number: 0162242
Legal Registered Office Address: 14160 NEWBROOK DR

CHANTILLY
United States of America (USA)
20151

More information about COMMUNITY RESIDENCES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01PAUL ROSIN
0012015-07-01PAUL ROSIN
0012014-07-01PAUL ROSIN
0012013-07-01PAUL ROSIN
0012012-07-01PAUL ROSIN
0012011-07-01PAUL ROSIN
0012009-07-01PAUL ROSIN

Plan Statistics for COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN

401k plan membership statisitcs for COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN

Measure Date Value
2021: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01925
Total number of active participants reported on line 7a of the Form 55002021-07-01566
Number of retired or separated participants receiving benefits2021-07-0173
Number of other retired or separated participants entitled to future benefits2021-07-01255
Total of all active and inactive participants2021-07-01894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-011
Total participants2021-07-01895
Number of participants with account balances2021-07-01839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-01142
2020: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01968
Total number of active participants reported on line 7a of the Form 55002020-07-01636
Number of retired or separated participants receiving benefits2020-07-0124
Number of other retired or separated participants entitled to future benefits2020-07-01186
Total of all active and inactive participants2020-07-01846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-011
Total participants2020-07-01847
Number of participants with account balances2020-07-01780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-01144
2019: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011,016
Total number of active participants reported on line 7a of the Form 55002019-07-01696
Number of retired or separated participants receiving benefits2019-07-0123
Number of other retired or separated participants entitled to future benefits2019-07-01153
Total of all active and inactive participants2019-07-01872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01872
Number of participants with account balances2019-07-01775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-01125
2018: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01931
Total number of active participants reported on line 7a of the Form 55002018-07-01702
Number of retired or separated participants receiving benefits2018-07-019
Number of other retired or separated participants entitled to future benefits2018-07-01168
Total of all active and inactive participants2018-07-01879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01879
Number of participants with account balances2018-07-01651
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-01108
2017: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-011,030
Total number of active participants reported on line 7a of the Form 55002017-07-01656
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-01142
Total of all active and inactive participants2017-07-01798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01798
Number of participants with account balances2017-07-01608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0137
2016: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01972
Total number of active participants reported on line 7a of the Form 55002016-07-01602
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-01306
Total of all active and inactive participants2016-07-01908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01908
Number of participants with account balances2016-07-01760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-01115
2015: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01737
Total number of active participants reported on line 7a of the Form 55002015-07-01689
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-01206
Total of all active and inactive participants2015-07-01895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01895
Number of participants with account balances2015-07-01714
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0192
2014: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01828
Total number of active participants reported on line 7a of the Form 55002014-07-01638
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0199
Total of all active and inactive participants2014-07-01737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01737
Number of participants with account balances2014-07-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0135
2013: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01779
Total number of active participants reported on line 7a of the Form 55002013-07-01618
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01132
Total of all active and inactive participants2013-07-01750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01750
Number of participants with account balances2013-07-01595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0142
2012: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01587
Total number of active participants reported on line 7a of the Form 55002012-07-01581
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0191
Total of all active and inactive participants2012-07-01672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01672
Number of participants with account balances2012-07-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0143
2011: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01573
Total number of active participants reported on line 7a of the Form 55002011-07-01545
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0142
Total of all active and inactive participants2011-07-01587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01587
Number of participants with account balances2011-07-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0119
2009: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01553
Total number of active participants reported on line 7a of the Form 55002009-07-01418
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0142
Total of all active and inactive participants2009-07-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01460
Number of participants with account balances2009-07-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0139

Financial Data on COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN

Measure Date Value
2022 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$8,598
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$17
Total income from all sources (including contributions)2022-06-30$-1,068,376
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$941,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$925,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$645,465
Value of total assets at end of year2022-06-30$9,823,441
Value of total assets at beginning of year2022-06-30$11,824,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$15,196
Total interest from all sources2022-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Administrative expenses professional fees incurred2022-06-30$15,196
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$580,277
Participant contributions at end of year2022-06-30$3,693
Participant contributions at beginning of year2022-06-30$439
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$13,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-06-30$8,598
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-06-30$17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-2,009,502
Value of net assets at end of year (total assets less liabilities)2022-06-30$9,814,843
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$11,824,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in pooled separate accounts at end of year2022-06-30$8,298,727
Value of interest in pooled separate accounts at beginning of year2022-06-30$10,604,755
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,518,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$913,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-1,713,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30Yes
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$52,130
Employer contributions (assets) at end of year2022-06-30$2,285
Employer contributions (assets) at beginning of year2022-06-30$305,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$925,930
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2022-06-30060971998
2021 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$17
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$9
Total income from all sources (including contributions)2021-06-30$3,672,464
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$1,036,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$1,020,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$972,109
Value of total assets at end of year2021-06-30$11,824,362
Value of total assets at beginning of year2021-06-30$9,187,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$15,098
Total interest from all sources2021-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Administrative expenses professional fees incurred2021-06-30$15,098
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$613,286
Participant contributions at end of year2021-06-30$439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-06-30$17
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-06-30$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,636,397
Value of net assets at end of year (total assets less liabilities)2021-06-30$11,824,345
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$9,187,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$10,604,755
Value of interest in pooled separate accounts at beginning of year2021-06-30$8,139,938
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$913,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$735,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$2,700,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30Yes
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$358,823
Employer contributions (assets) at end of year2021-06-30$305,620
Employer contributions (assets) at beginning of year2021-06-30$312,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$1,020,969
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2021-06-30060971998
2020 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$9
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$1,067
Total income from all sources (including contributions)2020-06-30$1,279,893
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$460,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$449,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$923,174
Value of total assets at end of year2020-06-30$9,187,957
Value of total assets at beginning of year2020-06-30$8,369,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$11,583
Total interest from all sources2020-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Administrative expenses professional fees incurred2020-06-30$11,583
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$557,902
Participant contributions at beginning of year2020-06-30$45
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$2,883
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-06-30$9
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-06-30$1,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$819,125
Value of net assets at end of year (total assets less liabilities)2020-06-30$9,187,948
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$8,368,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$8,139,938
Value of interest in pooled separate accounts at beginning of year2020-06-30$7,245,526
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$735,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$743,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$356,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30Yes
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$362,389
Employer contributions (assets) at end of year2020-06-30$312,285
Employer contributions (assets) at beginning of year2020-06-30$381,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$449,185
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2020-06-30060971998
2019 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$1,067
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$474
Total income from all sources (including contributions)2019-06-30$1,318,665
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$504,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$477,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$920,741
Value of total assets at end of year2019-06-30$8,369,890
Value of total assets at beginning of year2019-06-30$7,554,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$26,190
Total interest from all sources2019-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Administrative expenses professional fees incurred2019-06-30$26,190
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$478,627
Participant contributions at end of year2019-06-30$45
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$18,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-06-30$1,067
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-06-30$474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$814,541
Value of net assets at end of year (total assets less liabilities)2019-06-30$8,368,823
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$7,554,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$7,245,526
Value of interest in pooled separate accounts at beginning of year2019-06-30$6,802,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$743,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$751,964
Net investment gain or loss from common/collective trusts2019-06-30$397,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30Yes
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$423,990
Employer contributions (assets) at end of year2019-06-30$381,076
Employer contributions (assets) at beginning of year2019-06-30$66
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$477,934
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2019-06-30060971998
2018 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$474
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,218,625
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$1,120,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$1,108,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$483,787
Value of total assets at end of year2018-06-30$7,554,756
Value of total assets at beginning of year2018-06-30$7,455,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$11,529
Total interest from all sources2018-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Administrative expenses professional fees incurred2018-06-30$11,529
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$443,958
Participant contributions at beginning of year2018-06-30$17,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-06-30$474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$98,287
Value of net assets at end of year (total assets less liabilities)2018-06-30$7,554,282
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$7,455,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$6,802,726
Value of interest in pooled separate accounts at beginning of year2018-06-30$6,663,605
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$751,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$773,214
Net investment gain/loss from pooled separate accounts2018-06-30$734,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$39,829
Employer contributions (assets) at end of year2018-06-30$66
Employer contributions (assets) at beginning of year2018-06-30$1,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$1,108,809
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2018-06-30060971998
2017 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,468,064
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$763,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$732,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$547,699
Value of total assets at end of year2017-06-30$7,455,995
Value of total assets at beginning of year2017-06-30$6,751,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$30,733
Total interest from all sources2017-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Administrative expenses professional fees incurred2017-06-30$30,733
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$501,131
Participant contributions at end of year2017-06-30$17,519
Participant contributions at beginning of year2017-06-30$27
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$704,369
Value of net assets at end of year (total assets less liabilities)2017-06-30$7,455,995
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$6,751,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$6,663,605
Value of interest in pooled separate accounts at beginning of year2017-06-30$5,870,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$773,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$880,447
Net investment gain/loss from pooled separate accounts2017-06-30$920,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30Yes
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$46,568
Employer contributions (assets) at end of year2017-06-30$1,657
Employer contributions (assets) at beginning of year2017-06-30$962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$732,962
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2017-06-30060971998
2016 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$544,545
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$395,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$391,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$570,933
Value of total assets at end of year2016-06-30$6,751,626
Value of total assets at beginning of year2016-06-30$6,602,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$4,255
Total interest from all sources2016-06-30$24,411
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Administrative expenses professional fees incurred2016-06-30$4,255
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$522,101
Participant contributions at end of year2016-06-30$27
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$2,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$148,957
Value of net assets at end of year (total assets less liabilities)2016-06-30$6,751,626
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$6,602,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$5,870,190
Value of interest in pooled separate accounts at beginning of year2016-06-30$5,869,123
Interest earned on other investments2016-06-30$24,411
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$880,447
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$733,546
Net investment gain/loss from pooled separate accounts2016-06-30$-50,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$46,102
Employer contributions (assets) at end of year2016-06-30$962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$391,333
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2016-06-30060971998
2015 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$857,683
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$486,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$474,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$588,712
Value of total assets at end of year2015-06-30$6,602,669
Value of total assets at beginning of year2015-06-30$6,231,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$11,692
Total interest from all sources2015-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Administrative expenses professional fees incurred2015-06-30$11,692
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$482,352
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$64,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Income. Non cash contributions2015-06-30$0
Value of net income/loss2015-06-30$371,633
Value of net assets at end of year (total assets less liabilities)2015-06-30$6,602,669
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$6,231,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$5,869,123
Value of interest in pooled separate accounts at beginning of year2015-06-30$5,489,087
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$733,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$741,949
Net investment gain/loss from pooled separate accounts2015-06-30$268,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$42,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$474,358
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2015-06-30060971998
2014 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,419,882
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$809,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$795,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$516,762
Value of total assets at end of year2014-06-30$6,231,036
Value of total assets at beginning of year2014-06-30$5,620,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$14,361
Total interest from all sources2014-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Administrative expenses professional fees incurred2014-06-30$14,361
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$466,047
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$9,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Income. Non cash contributions2014-06-30$0
Value of net income/loss2014-06-30$610,041
Value of net assets at end of year (total assets less liabilities)2014-06-30$6,231,036
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$5,620,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$5,489,087
Value of interest in pooled separate accounts at beginning of year2014-06-30$4,842,793
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$741,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$553,202
Net investment gain/loss from pooled separate accounts2014-06-30$903,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$41,652
Employer contributions (assets) at end of year2014-06-30$0
Employer contributions (assets) at beginning of year2014-06-30$225,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$795,480
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2014-06-30060971998
2013 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,322,561
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$152,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$147,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$720,128
Value of total assets at end of year2013-06-30$5,620,995
Value of total assets at beginning of year2013-06-30$4,451,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$5,155
Total interest from all sources2013-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$5,155
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$453,344
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$46
Other income not declared elsewhere2013-06-30$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$1,169,634
Value of net assets at end of year (total assets less liabilities)2013-06-30$5,620,995
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$4,451,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$4,842,793
Value of interest in pooled separate accounts at beginning of year2013-06-30$3,980,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$553,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$445,707
Net investment gain/loss from pooled separate accounts2013-06-30$602,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$266,738
Employer contributions (assets) at end of year2013-06-30$225,000
Employer contributions (assets) at beginning of year2013-06-30$25,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$147,772
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2013-06-30060971998
2012 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$306,814
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$182,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$175,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$355,757
Value of total assets at end of year2012-06-30$4,451,361
Value of total assets at beginning of year2012-06-30$4,327,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$7,441
Total interest from all sources2012-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$7,441
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$301,648
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$1,818
Other income not declared elsewhere2012-06-30$17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$124,306
Value of net assets at end of year (total assets less liabilities)2012-06-30$4,451,361
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$4,327,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$3,980,331
Value of interest in pooled separate accounts at beginning of year2012-06-30$3,707,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$445,707
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$329,095
Net investment gain/loss from pooled separate accounts2012-06-30$-48,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$52,291
Employer contributions (assets) at end of year2012-06-30$25,323
Employer contributions (assets) at beginning of year2012-06-30$290,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$175,067
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2012-06-30060971998
2011 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$1,343,765
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$283,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$279,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$618,695
Value of total assets at end of year2011-06-30$4,327,055
Value of total assets at beginning of year2011-06-30$3,266,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$4,480
Total interest from all sources2011-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$4,480
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$302,275
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$321
Other income not declared elsewhere2011-06-30$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$1,060,144
Value of net assets at end of year (total assets less liabilities)2011-06-30$4,327,055
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$3,266,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$3,707,822
Value of interest in pooled separate accounts at beginning of year2011-06-30$2,985,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$329,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$280,422
Net investment gain/loss from pooled separate accounts2011-06-30$724,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30Yes
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$316,420
Employer contributions (assets) at end of year2011-06-30$290,138
Employer contributions (assets) at beginning of year2011-06-30$224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$279,141
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30GUILMARTIN, DIPIRO, SOKOLOWSKI, LLC
Accountancy firm EIN2011-06-30060971998
2010 : COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN

2021: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: COMMUNITY RESIDENCES, INC. RETIREMENT AND 401(K) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81J172
Policy instance 2
Insurance contract or identification number81J172
Insurance policy start date2022-01-13
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $25,298
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $25,298
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $39,576
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $39,576
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $32,441
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $32,441
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $30,243
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $30,243
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered611
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $30,839
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered737
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $26,690
Total amount of fees paid to insurance companyUSD $1,323
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $26,690
Insurance broker organization code?3
Amount paid for insurance broker fees1323
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameUNITED RETIREMENT PLAN CONSULTANTS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered698
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $25,824
Total amount of fees paid to insurance companyUSD $1,238
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,824
Insurance broker organization code?3
Amount paid for insurance broker fees1238
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker namePENTEC CAPITAL MANAGEMENT, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered659
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $23,175
Total amount of fees paid to insurance companyUSD $1,096
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,175
Insurance broker organization code?3
Amount paid for insurance broker fees1096
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker namePENTEC CAPITAL MANAGEMENT, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered560
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $19,465
Total amount of fees paid to insurance companyUSD $1,349
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,404
Insurance broker organization code?3
Amount paid for insurance broker fees1349
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePENTEC CAPITAL MANAGEMENT, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered372
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $16,188
Total amount of fees paid to insurance companyUSD $781
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4190
Policy instance 1
Insurance contract or identification numberPH4190
Number of Individuals Covered307
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $15,544
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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