401k Plan data: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN plan

SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 401k Plan overview

Plan Name	SUBURBAN & TRI-STATE SUBARU 401(K) PLAN
Plan identification number	001

SUBURBAN & TRI-STATE SUBARU 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUBURBAN & TRI-STATE SUBARU INC. has sponsored the creation of one or more 401k plans.

Company Name: SUBURBAN & TRI-STATE SUBARU INC.

Employer identification number (EIN): 061210980

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUBURBAN & TRI-STATE SUBARU 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 PETER B KRAUSE 2023-06-01
001 2021-01-01 PETER B KRAUSE 2022-06-23
001 2020-01-01 PETER B KRAUSE 2021-08-13
001 2019-01-01
001 2018-01-01
001 2017-01-01 PETER B KRAUSE 2018-09-17
001 2016-01-01 PETER B KRAUSE 2017-09-28
001 2015-01-01 PETER KRAUSE 2016-07-15
001 2014-01-01 MR. PETER KRAUSE 2015-09-24
001 2013-01-01 MR. PETER KRAUSE 2014-10-06
001 2012-01-01 PETER KRAUSE PETER KRAUSE 2013-10-11
001 2011-01-01 PETER KRAUSE
001 2010-01-01 PETER KRAUSE PETER KRAUSE 2011-10-03
001 2009-01-01 PETER KRAUSE PETER KRAUSE 2010-10-05

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	PETER B KRAUSE	2023-06-01
001	2021-01-01	PETER B KRAUSE	2022-06-23
001	2020-01-01	PETER B KRAUSE	2021-08-13
001	2019-01-01
001	2018-01-01
001	2017-01-01	PETER B KRAUSE	2018-09-17
001	2016-01-01	PETER B KRAUSE	2017-09-28
001	2015-01-01	PETER KRAUSE	2016-07-15
001	2014-01-01	MR. PETER KRAUSE	2015-09-24
001	2013-01-01	MR. PETER KRAUSE	2014-10-06
001	2012-01-01	PETER KRAUSE		PETER KRAUSE	2013-10-11
001	2011-01-01	PETER KRAUSE
001	2010-01-01	PETER KRAUSE		PETER KRAUSE	2011-10-03
001	2009-01-01	PETER KRAUSE		PETER KRAUSE	2010-10-05

Plan Statistics for SUBURBAN & TRI-STATE SUBARU 401(K) PLAN

401k plan membership statisitcs for SUBURBAN & TRI-STATE SUBARU 401(K) PLAN

Measure Date Value
2019: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 72
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 14
Total of all active and inactive participants 2019-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 86
Number of participants with account balances 2019-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 73
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 54
Total of all active and inactive participants 2018-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 127
Number of participants with account balances 2018-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2012: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 65
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 27
Total of all active and inactive participants 2012-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 92
Number of participants with account balances 2012-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 61
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 50
Total of all active and inactive participants 2011-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 111
Number of participants with account balances 2011-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 12
2010: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 65
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 39
Total of all active and inactive participants 2010-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 104
Number of participants with account balances 2010-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 11
2009: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 59
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 47
Total of all active and inactive participants 2009-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 106
Number of participants with account balances 2009-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 13

Measure	Date	Value
2019: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	72
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	14
Total of all active and inactive participants	2019-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	86
Number of participants with account balances	2019-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	73
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	54
Total of all active and inactive participants	2018-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	127
Number of participants with account balances	2018-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2012: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	65
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	27
Total of all active and inactive participants	2012-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	92
Number of participants with account balances	2012-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	61
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	50
Total of all active and inactive participants	2011-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	111
Number of participants with account balances	2011-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	12
2010: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	65
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	39
Total of all active and inactive participants	2010-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	104
Number of participants with account balances	2010-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	11
2009: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	59
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	47
Total of all active and inactive participants	2009-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	106
Number of participants with account balances	2009-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on SUBURBAN & TRI-STATE SUBARU 401(K) PLAN

Measure	Date	Value
2019 : SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$796,891
Total of all expenses incurred	2019-12-31	$456,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$418,039
Expenses. Certain deemed distributions of participant loans	2019-12-31	$6,021
Value of total corrective distributions	2019-12-31	$11,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$166,384
Value of total assets at end of year	2019-12-31	$3,278,244
Value of total assets at beginning of year	2019-12-31	$2,937,824
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$20,670
Total interest from all sources	2019-12-31	$6,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$350,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$164,822
Participant contributions at end of year	2019-12-31	$56,797
Participant contributions at beginning of year	2019-12-31	$74,408
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$182,578
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$173,606
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,562
Other income not declared elsewhere	2019-12-31	$8,972
Administrative expenses (other) incurred	2019-12-31	$20,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$340,420
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,278,244
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,937,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,883,430
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,512,039
Interest on participant loans	2019-12-31	$3,622
Interest earned on other investments	2019-12-31	$2,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$155,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$177,771
Net investment gain/loss from pooled separate accounts	2019-12-31	$615,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$418,039
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BLUM, SHAPIRO & CO, P.C.
Accountancy firm EIN	2019-12-31	061009205
2018 : SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-2,090
Total of all expenses incurred	2018-12-31	$203,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$172,519
Value of total corrective distributions	2018-12-31	$13,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$151,888
Value of total assets at end of year	2018-12-31	$2,937,824
Value of total assets at beginning of year	2018-12-31	$3,143,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$17,317
Total interest from all sources	2018-12-31	$6,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$315,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$147,726
Participant contributions at end of year	2018-12-31	$74,408
Participant contributions at beginning of year	2018-12-31	$91,288
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$173,606
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$164,754
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$4,162
Other income not declared elsewhere	2018-12-31	$8,851
Administrative expenses (other) incurred	2018-12-31	$17,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-205,421
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,937,824
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,143,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,512,039
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,711,434
Interest on participant loans	2018-12-31	$4,352
Interest earned on other investments	2018-12-31	$2,362
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$177,771
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$175,769
Net investment gain/loss from pooled separate accounts	2018-12-31	$-169,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$172,519
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BLUM, SHAPIRO & CO, P.C.
Accountancy firm EIN	2018-12-31	061009205
2012 : SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$355,864
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$87,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$71,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$141,487
Value of total assets at end of year	2012-12-31	$2,046,038
Value of total assets at beginning of year	2012-12-31	$1,777,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,929
Total interest from all sources	2012-12-31	$1,637
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$141,487
Participant contributions at end of year	2012-12-31	$70,919
Participant contributions at beginning of year	2012-12-31	$70,024
Participant contributions at end of year	2012-12-31	$2,803
Participant contributions at beginning of year	2012-12-31	$2,442
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$126,033
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$122,794
Other income not declared elsewhere	2012-12-31	$8,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$268,278
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,046,038
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,777,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,616,620
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,336,679
Interest on participant loans	2012-12-31	$1,637
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$229,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$245,821
Net investment gain/loss from pooled separate accounts	2012-12-31	$204,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$71,657
Contract administrator fees	2012-12-31	$15,929
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN	2012-12-31	050409384
2011 : SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$114,704
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$33,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$16,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$138,163
Value of total assets at end of year	2011-12-31	$1,777,760
Value of total assets at beginning of year	2011-12-31	$1,696,804
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,999
Total interest from all sources	2011-12-31	$2,583
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$138,163
Participant contributions at end of year	2011-12-31	$70,024
Participant contributions at beginning of year	2011-12-31	$62,274
Participant contributions at end of year	2011-12-31	$2,442
Participant contributions at beginning of year	2011-12-31	$1,368
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$122,794
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$118,902
Other income not declared elsewhere	2011-12-31	$5,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$80,956
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,777,760
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,696,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,336,679
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,282,457
Interest on participant loans	2011-12-31	$2,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$245,821
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$231,803
Net investment gain/loss from pooled separate accounts	2011-12-31	$-31,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$16,749
Contract administrator fees	2011-12-31	$16,999
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FAY & ASSOCIATES, CPA
Accountancy firm EIN	2011-12-31	043336402
2010 : SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$319,686
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$118,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$105,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$127,005
Value of total assets at end of year	2010-12-31	$1,696,804
Value of total assets at beginning of year	2010-12-31	$1,495,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$12,967
Total interest from all sources	2010-12-31	$1,194
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$126,663
Participant contributions at end of year	2010-12-31	$62,274
Participant contributions at beginning of year	2010-12-31	$36,057
Participant contributions at end of year	2010-12-31	$1,368
Participant contributions at beginning of year	2010-12-31	$3,349
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$118,902
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$114,016
Other income not declared elsewhere	2010-12-31	$6,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$200,826
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,696,804
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,495,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,282,457
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,091,081
Interest on participant loans	2010-12-31	$1,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$231,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$251,475
Net investment gain/loss from pooled separate accounts	2010-12-31	$184,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$105,893
Contract administrator fees	2010-12-31	$12,967
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FAY & ASSOCIATES
Accountancy firm EIN	2010-12-31	043336402
2009 : SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SUBURBAN & TRI-STATE SUBARU 401(K) PLAN

2019: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2012: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SUBURBAN & TRI-STATE SUBARU 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

980311

Policy instance

Insurance contract or identification number	980311
Number of Individuals Covered	60
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $8,940
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,940
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

52984

Policy instance

Insurance contract or identification number	52984
Number of Individuals Covered	3
Are there contracts with allocated funds for individual policies?	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

980311

Policy instance

Insurance contract or identification number	980311
Number of Individuals Covered	96
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $8,927
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,927

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

980311

Policy instance

Insurance contract or identification number	980311
Number of Individuals Covered	83
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $5,667
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,667
Insurance broker organization code?	3
Insurance broker name	PAUL MCGOVERN

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

980311

Policy instance

Insurance contract or identification number	980311
Number of Individuals Covered	106
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $5,309
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

980311

Policy instance

Insurance contract or identification number	980311
Number of Individuals Covered	101
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $4,665
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4,665
Insurance broker organization code?	3
Insurance broker name	PAUL MCGOVERN

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Company Name:	SUBURBAN & TRI-STATE SUBARU INC.
Employer identification number (EIN):	061210980
NAIC Classification:	441110
NAIC Description:	New Car Dealers