401k Plan data: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN plan

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 401k Plan overview

Plan Name	HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN
Plan identification number	001

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HENDERSON GLOBAL INVESTORS NORTH AMERICA has sponsored the creation of one or more 401k plans.

Company Name: HENDERSON GLOBAL INVESTORS NORTH AMERICA

Employer identification number (EIN): 061217855

NAIC Classification: 531390
NAIC Description: Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 KARLENE LACY
001 2016-01-01 JIM OBRIEN
001 2015-01-01 JIM OBRIEN
001 2014-01-01 JIM OBRIEN
001 2013-01-01 JIM OBRIEN
001 2011-01-01 DOUGLAS DENYER DOUGLAS DENYER 2012-08-28
001 2009-01-01 DOUGLAS DENYER DOUGLAS DENYER 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	KARLENE LACY
001	2016-01-01	JIM OBRIEN
001	2015-01-01	JIM OBRIEN
001	2014-01-01	JIM OBRIEN
001	2013-01-01	JIM OBRIEN
001	2011-01-01	DOUGLAS DENYER	DOUGLAS DENYER	2012-08-28
001	2009-01-01	DOUGLAS DENYER	DOUGLAS DENYER	2010-10-14

Plan Statistics for HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN

401k plan membership statisitcs for HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN

Measure Date Value
2017: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 84
2016: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 109
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 64
Total of all active and inactive participants 2016-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 173
Number of participants with account balances 2016-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 112
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 42
Total of all active and inactive participants 2015-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 154
Number of participants with account balances 2015-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 96
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 57
Total of all active and inactive participants 2014-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 153
Number of participants with account balances 2014-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 93
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 40
Total of all active and inactive participants 2013-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 133
Number of participants with account balances 2013-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2011: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 95
Number of other retired or separated participants entitled to future benefits 2011-01-01 41
Total of all active and inactive participants 2011-01-01 136
Total participants 2011-01-01 136
Number of participants with account balances 2011-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 90
Number of other retired or separated participants entitled to future benefits 2009-01-01 34
Total of all active and inactive participants 2009-01-01 124
Total participants 2009-01-01 124
Number of participants with account balances 2009-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2017: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	84
2016: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	109
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	64
Total of all active and inactive participants	2016-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	173
Number of participants with account balances	2016-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	112
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	42
Total of all active and inactive participants	2015-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	154
Number of participants with account balances	2015-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	96
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	57
Total of all active and inactive participants	2014-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	153
Number of participants with account balances	2014-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	93
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	40
Total of all active and inactive participants	2013-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	133
Number of participants with account balances	2013-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2011: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	95
Number of other retired or separated participants entitled to future benefits	2011-01-01	41
Total of all active and inactive participants	2011-01-01	136
Total participants	2011-01-01	136
Number of participants with account balances	2011-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	90
Number of other retired or separated participants entitled to future benefits	2009-01-01	34
Total of all active and inactive participants	2009-01-01	124
Total participants	2009-01-01	124
Number of participants with account balances	2009-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN

Measure	Date	Value
2017 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-28	$19,264,984
Total income from all sources (including contributions)	2017-12-28	$4,652,926
Total of all expenses incurred	2017-12-28	$5,874,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-28	$5,838,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-28	$1,004,469
Value of total assets at end of year	2017-12-28	$0
Value of total assets at beginning of year	2017-12-28	$20,486,655
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-28	$36,244
Total interest from all sources	2017-12-28	$4,437
Total dividends received (eg from common stock, registered investment company shares)	2017-12-28	$304,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-28	$304,988
Was this plan covered by a fidelity bond	2017-12-28	Yes
Value of fidelity bond cover	2017-12-28	$500,000
If this is an individual account plan, was there a blackout period	2017-12-28	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-28	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-28	No
Contributions received from participants	2017-12-28	$781,138
Participant contributions at end of year	2017-12-28	$0
Participant contributions at beginning of year	2017-12-28	$168,325
Assets. Other investments not covered elsewhere at end of year	2017-12-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-28	$2,266,440
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-28	$25,137
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-28	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-28	$4
Other income not declared elsewhere	2017-12-28	$260,975
Administrative expenses (other) incurred	2017-12-28	$30,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-28	No
Value of net income/loss	2017-12-28	$-1,221,671
Value of net assets at end of year (total assets less liabilities)	2017-12-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-28	$20,486,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-28	No
Were any leases to which the plan was party in default or uncollectible	2017-12-28	No
Investment advisory and management fees	2017-12-28	$6,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-28	$17,156,675
Interest on participant loans	2017-12-28	$4,416
Value of interest in common/collective trusts at end of year	2017-12-28	$0
Value of interest in common/collective trusts at beginning of year	2017-12-28	$462,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-28	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-28	$8,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-28	$8,110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-28	$21
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-28	$3,068,607
Net investment gain or loss from common/collective trusts	2017-12-28	$9,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-28	No
Was there a failure to transmit to the plan any participant contributions	2017-12-28	No
Has the plan failed to provide any benefit when due under the plan	2017-12-28	No
Contributions received in cash from employer	2017-12-28	$198,194
Employer contributions (assets) at end of year	2017-12-28	$0
Employer contributions (assets) at beginning of year	2017-12-28	$424,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-28	$5,838,353
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-28	Yes
Did the plan have assets held for investment	2017-12-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-28	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-28	Disclaimer
Accountancy firm name	2017-12-28	RSM US LLP
Accountancy firm EIN	2017-12-28	420714325
2016 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$3,676,282
Total of all expenses incurred	2016-12-31	$941,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$883,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,226,144
Value of total assets at end of year	2016-12-31	$20,486,655
Value of total assets at beginning of year	2016-12-31	$17,752,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$58,082
Total interest from all sources	2016-12-31	$3,566
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$287,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$287,229
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,361,936
Participant contributions at end of year	2016-12-31	$168,325
Participant contributions at beginning of year	2016-12-31	$50,617
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$2,266,440
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,885,366
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$39,511
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$4
Other income not declared elsewhere	2016-12-31	$80,222
Administrative expenses (other) incurred	2016-12-31	$58,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,734,332
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,486,655
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$17,752,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$17,156,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$15,041,504
Interest on participant loans	2016-12-31	$3,566
Value of interest in common/collective trusts at end of year	2016-12-31	$462,626
Value of interest in common/collective trusts at beginning of year	2016-12-31	$424,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$8,110
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$7,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$7,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,072,005
Net investment gain or loss from common/collective trusts	2016-12-31	$7,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$824,697
Employer contributions (assets) at end of year	2016-12-31	$424,475
Employer contributions (assets) at beginning of year	2016-12-31	$342,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$883,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RSM US LLP
Accountancy firm EIN	2016-12-31	420714325
2015 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$2,299,969
Total of all expenses incurred	2015-12-31	$3,382,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,323,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,264,329
Value of total assets at end of year	2015-12-31	$17,752,323
Value of total assets at beginning of year	2015-12-31	$18,834,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$58,589
Total interest from all sources	2015-12-31	$2,060
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$272,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$272,189
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,321,823
Participant contributions at end of year	2015-12-31	$50,617
Participant contributions at beginning of year	2015-12-31	$54,992
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,885,366
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,752,583
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$295,099
Other income not declared elsewhere	2015-12-31	$2,456
Administrative expenses (other) incurred	2015-12-31	$58,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,082,416
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$17,752,323
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,834,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$15,041,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$16,281,122
Interest on participant loans	2015-12-31	$2,057
Value of interest in common/collective trusts at end of year	2015-12-31	$424,990
Value of interest in common/collective trusts at beginning of year	2015-12-31	$405,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$7,808
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$62,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$62,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-246,460
Net investment gain or loss from common/collective trusts	2015-12-31	$5,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$647,407
Employer contributions (assets) at end of year	2015-12-31	$342,038
Employer contributions (assets) at beginning of year	2015-12-31	$278,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,323,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MCGLADREY LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,671,170
Total of all expenses incurred	2014-12-31	$5,459,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,424,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,778,074
Value of total assets at end of year	2014-12-31	$18,834,739
Value of total assets at beginning of year	2014-12-31	$21,623,449
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$35,806
Total interest from all sources	2014-12-31	$4,646
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$325,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$325,083
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,048,549
Participant contributions at end of year	2014-12-31	$54,992
Participant contributions at beginning of year	2014-12-31	$166,222
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$1,752,583
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$450,019
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$158,215
Other income not declared elsewhere	2014-12-31	$5,298
Administrative expenses (other) incurred	2014-12-31	$35,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-2,788,710
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$18,834,739
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$21,623,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$16,281,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$20,015,719
Interest on participant loans	2014-12-31	$4,641
Value of interest in common/collective trusts at end of year	2014-12-31	$405,757
Value of interest in common/collective trusts at beginning of year	2014-12-31	$630,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$62,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$36,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$36,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$553,417
Net investment gain or loss from common/collective trusts	2014-12-31	$4,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$571,310
Employer contributions (assets) at end of year	2014-12-31	$278,149
Employer contributions (assets) at beginning of year	2014-12-31	$324,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,424,074
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$200,570
Total income from all sources (including contributions)	2013-12-31	$5,458,108
Total of all expenses incurred	2013-12-31	$1,976,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,957,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,450,961
Value of total assets at end of year	2013-12-31	$21,623,449
Value of total assets at beginning of year	2013-12-31	$17,941,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$19,130
Total interest from all sources	2013-12-31	$8,633
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$330,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$330,684
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,119,650
Participant contributions at end of year	2013-12-31	$166,222
Participant contributions at beginning of year	2013-12-31	$201,597
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$450,019
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$666,312
Other income not declared elsewhere	2013-12-31	$4,430
Administrative expenses (other) incurred	2013-12-31	$19,130
Total non interest bearing cash at beginning of year	2013-12-31	$17,447,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,481,195
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$21,623,449
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$17,941,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$20,015,719
Interest on participant loans	2013-12-31	$8,630
Value of interest in common/collective trusts at end of year	2013-12-31	$630,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$36,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,657,855
Net investment gain or loss from common/collective trusts	2013-12-31	$5,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$664,999
Employer contributions (assets) at end of year	2013-12-31	$324,338
Employer contributions (assets) at beginning of year	2013-12-31	$292,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,957,783
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,050,778
Total of all expenses incurred	2012-12-31	$1,563,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,560,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,785,103
Value of total assets at end of year	2012-12-31	$17,941,684
Value of total assets at beginning of year	2012-12-31	$15,454,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,807
Total interest from all sources	2012-12-31	$11,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$336
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,115,893
Participant contributions at end of year	2012-12-31	$201,597
Participant contributions at beginning of year	2012-12-31	$191,487
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$79,101
Administrative expenses (other) incurred	2012-12-31	$337
Total non interest bearing cash at end of year	2012-12-31	$17,447,887
Total non interest bearing cash at beginning of year	2012-12-31	$3,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,487,209
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$17,941,684
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,454,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$649
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$14,931,831
Interest on participant loans	2012-12-31	$10,453
Interest earned on other investments	2012-12-31	$857
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$44,169
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,254,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$590,109
Employer contributions (assets) at end of year	2012-12-31	$292,200
Employer contributions (assets) at beginning of year	2012-12-31	$283,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,560,762
Contract administrator fees	2012-12-31	$1,485
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCKENNA DYER & CO P.C.
Accountancy firm EIN	2012-12-31	470902548
2011 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,191,357
Total of all expenses incurred	2011-12-31	$1,463,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,460,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,739,407
Value of total assets at end of year	2011-12-31	$15,454,475
Value of total assets at beginning of year	2011-12-31	$15,726,214
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,007
Total interest from all sources	2011-12-31	$9,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$1,290
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,088,867
Participant contributions at end of year	2011-12-31	$191,487
Participant contributions at beginning of year	2011-12-31	$174,377
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$60,666
Administrative expenses (other) incurred	2011-12-31	$1,437
Total non interest bearing cash at end of year	2011-12-31	$3,988
Total non interest bearing cash at beginning of year	2011-12-31	$4,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-271,739
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$15,454,475
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,726,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$14,931,831
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$15,231,227
Income. Interest from loans (other than to participants)	2011-12-31	$8,573
Interest earned on other investments	2011-12-31	$507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$44,169
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$15,791
Net investment gain/loss from pooled separate accounts	2011-12-31	$-557,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$589,874
Employer contributions (assets) at end of year	2011-12-31	$283,000
Employer contributions (assets) at beginning of year	2011-12-31	$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,460,089
Contract administrator fees	2011-12-31	$280
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCKENNA DYER & CO P.C.
Accountancy firm EIN	2011-12-31	470902548
2010 : HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,518,575
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$72,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$71,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,607,276
Value of total assets at end of year	2010-12-31	$15,726,214
Value of total assets at beginning of year	2010-12-31	$12,280,418
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,350
Total interest from all sources	2010-12-31	$8,939
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$864
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,015,619
Participant contributions at end of year	2010-12-31	$174,377
Participant contributions at beginning of year	2010-12-31	$144,275
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$6,507
Administrative expenses (other) incurred	2010-12-31	$206
Total non interest bearing cash at end of year	2010-12-31	$4,819
Total non interest bearing cash at beginning of year	2010-12-31	$1,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$3,445,796
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,726,214
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,280,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$15,231,227
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$11,922,874
Interest on participant loans	2010-12-31	$8,822
Interest earned on other investments	2010-12-31	$117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$15,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,834
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,902,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$585,150
Employer contributions (assets) at end of year	2010-12-31	$300,000
Employer contributions (assets) at beginning of year	2010-12-31	$210,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$71,429
Contract administrator fees	2010-12-31	$280
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCKENNA DYER & CO P.C.
Accountancy firm EIN	2010-12-31	470902548

Form 5500 Responses for HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN

2017: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2011: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. EMPLOYEES SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

12664

Policy instance

Insurance contract or identification number	12664
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $18,566
Total amount of fees paid to insurance company	USD $17,429
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

12664

Policy instance

Insurance contract or identification number	12664
Number of Individuals Covered	134
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $17,138
Total amount of fees paid to insurance company	USD $16,675
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

12664

Policy instance

Insurance contract or identification number	12664
Number of Individuals Covered	131
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $14,309
Total amount of fees paid to insurance company	USD $12,916
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,309
Insurance broker organization code?	4
Amount paid for insurance broker fees	6182
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	VANGUARD GROUP INC

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HENDERSON GLOBAL INVESTORS NORTH AMERICA
Employer identification number (EIN):	061217855
NAIC Classification:	531390
NAIC Description:	Other Activities Related to Real Estate