401k Plan data: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN plan

CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan Name	CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN
Plan identification number	001

CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARLSON THERAPY NETWORK, P.C. has sponsored the creation of one or more 401k plans.

Company Name: CARLSON THERAPY NETWORK, P.C.

Employer identification number (EIN): 061245772

NAIC Classification: 621340
NAIC Description: Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 BENJAMIN CARLSON 2023-08-03
001 2021-01-01 BENJAMIN CARLSON 2022-10-13
001 2020-01-01 BENJAMIN CARLSON 2021-10-14
001 2019-01-01 BENJAMIN CARLSON 2020-10-01
001 2018-01-01 BENJAMIN CARLSON 2019-08-26
001 2017-01-01 RICHARD CARLSON 2018-07-17
001 2016-01-01 RICHARD CARLSON 2017-07-27
001 2015-01-01 DEBORAH KORNIEWICZ 2016-04-20
001 2014-01-01 DEBORAH KORNIEWICZ 2015-07-09
001 2013-01-01 JUDITH MONTANER
001 2012-01-01 JUDITH MONTANER
001 2011-01-01 JUDITH MONTANER
001 2010-01-01 JUDITH MONTANER
001 2009-01-01 JUDITH MONTANER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	BENJAMIN CARLSON	2023-08-03
001	2021-01-01	BENJAMIN CARLSON	2022-10-13
001	2020-01-01	BENJAMIN CARLSON	2021-10-14
001	2019-01-01	BENJAMIN CARLSON	2020-10-01
001	2018-01-01	BENJAMIN CARLSON	2019-08-26
001	2017-01-01	RICHARD CARLSON	2018-07-17
001	2016-01-01	RICHARD CARLSON	2017-07-27
001	2015-01-01	DEBORAH KORNIEWICZ	2016-04-20
001	2014-01-01	DEBORAH KORNIEWICZ	2015-07-09
001	2013-01-01	JUDITH MONTANER
001	2012-01-01	JUDITH MONTANER
001	2011-01-01	JUDITH MONTANER
001	2010-01-01	JUDITH MONTANER
001	2009-01-01	JUDITH MONTANER

Plan Statistics for CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN

Measure Date Value
2013: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 81
Number of other retired or separated participants entitled to future benefits 2013-01-01 13
Total of all active and inactive participants 2013-01-01 94
Total participants 2013-01-01 94
Number of participants with account balances 2013-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 95
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 15
Total of all active and inactive participants 2012-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 110
Number of participants with account balances 2012-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 104
Number of other retired or separated participants entitled to future benefits 2011-01-01 15
Total of all active and inactive participants 2011-01-01 119
Total participants 2011-01-01 119
Number of participants with account balances 2011-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 120
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 13
Total of all active and inactive participants 2010-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 133
Number of participants with account balances 2010-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 129
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 143
Number of participants with account balances 2009-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	81
Number of other retired or separated participants entitled to future benefits	2013-01-01	13
Total of all active and inactive participants	2013-01-01	94
Total participants	2013-01-01	94
Number of participants with account balances	2013-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	95
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	15
Total of all active and inactive participants	2012-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	110
Number of participants with account balances	2012-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	104
Number of other retired or separated participants entitled to future benefits	2011-01-01	15
Total of all active and inactive participants	2011-01-01	119
Total participants	2011-01-01	119
Number of participants with account balances	2011-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	120
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	13
Total of all active and inactive participants	2010-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	133
Number of participants with account balances	2010-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	129
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	143
Number of participants with account balances	2009-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN

Measure	Date	Value
2013 : CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,236
Total income from all sources (including contributions)	2013-12-31	$757,540
Total of all expenses incurred	2013-12-31	$215,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$188,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$196,232
Value of total assets at end of year	2013-12-31	$4,128,533
Value of total assets at beginning of year	2013-12-31	$3,592,937
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$27,238
Total interest from all sources	2013-12-31	$3,647
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$557,661
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$557,661
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$196,232
Participant contributions at end of year	2013-12-31	$111,231
Participant contributions at beginning of year	2013-12-31	$59,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$6,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$541,832
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,128,533
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,586,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,986,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,504,245
Interest on participant loans	2013-12-31	$3,583
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$64
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$30,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$29,091
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$188,470
Contract administrator fees	2013-12-31	$27,238
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WEINSTEIN & ANASTASIO, P.C.
Accountancy firm EIN	2013-12-31	060886632
2012 : CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$6,236
Total income from all sources (including contributions)	2012-12-31	$596,904
Total of all expenses incurred	2012-12-31	$167,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$133,287
Value of total corrective distributions	2012-12-31	$6,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$232,192
Value of total assets at end of year	2012-12-31	$3,592,937
Value of total assets at beginning of year	2012-12-31	$3,156,860
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$27,540
Total interest from all sources	2012-12-31	$2,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$232,192
Participant contributions at end of year	2012-12-31	$59,601
Participant contributions at beginning of year	2012-12-31	$14,886
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$6,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$429,841
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,586,701
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,156,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,504,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,106,247
Interest on participant loans	2012-12-31	$2,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$82
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$29,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$35,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$362,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$133,287
Contract administrator fees	2012-12-31	$27,540
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WEINSTEIN & ANASTASIO, P.C.
Accountancy firm EIN	2012-12-31	060886632
2011 : CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$216,848
Total of all expenses incurred	2011-12-31	$676,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$648,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$278,380
Value of total assets at end of year	2011-12-31	$3,156,860
Value of total assets at beginning of year	2011-12-31	$3,616,251
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$27,268
Total interest from all sources	2011-12-31	$742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$278,380
Participant contributions at end of year	2011-12-31	$14,886
Participant contributions at beginning of year	2011-12-31	$10,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-459,391
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,156,860
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,616,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,106,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,581,971
Interest on participant loans	2011-12-31	$458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$35,727
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$23,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-62,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$648,971
Contract administrator fees	2011-12-31	$27,268
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WEINSTEIN & ANASTASIO, P.C.
Accountancy firm EIN	2011-12-31	060886632
2010 : CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$50
Total income from all sources (including contributions)	2010-12-31	$712,376
Total of all expenses incurred	2010-12-31	$351,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$323,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$333,970
Value of total assets at end of year	2010-12-31	$3,616,251
Value of total assets at beginning of year	2010-12-31	$3,255,744
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$27,947
Total interest from all sources	2010-12-31	$854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$333,970
Participant contributions at end of year	2010-12-31	$10,704
Participant contributions at beginning of year	2010-12-31	$12,436
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$360,557
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,616,251
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,255,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,581,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,220,742
Income. Interest from loans (other than to participants)	2010-12-31	$537
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$23,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$22,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$377,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$323,872
Contract administrator fees	2010-12-31	$27,947
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WEINSTEIN & ANASTASIO, P.C.
Accountancy firm EIN	2010-12-31	060886632
2009 : CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN

2013: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CARLSON THERAPY NETWORK SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

21721

Policy instance

Insurance contract or identification number	21721
Number of Individuals Covered	74
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $15,376
Total amount of fees paid to insurance company	USD $2,206
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $15,376
Insurance broker organization code?	4
Amount paid for insurance broker fees	2206
Insurance broker name	GREER BENEFIT CONSULTANTS, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

21721

Policy instance

Insurance contract or identification number	21721
Number of Individuals Covered	83
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $14,207
Total amount of fees paid to insurance company	USD $1,684
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,207
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	4
Amount paid for insurance broker fees	1676
Insurance broker name	FIDELITY MANAGEMENT & RESEARCH COMP

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

21721

Policy instance

Insurance contract or identification number	21721
Number of Individuals Covered	89
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $14,763
Total amount of fees paid to insurance company	USD $1,743
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

21721

Policy instance

Insurance contract or identification number	21721
Number of Individuals Covered	101
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $15,159
Total amount of fees paid to insurance company	USD $1,317
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $15,159
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	4
Amount paid for insurance broker fees	1298
Insurance broker name	VANGUARD GROUP, INC.

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Company Name:	CARLSON THERAPY NETWORK, P.C.
Employer identification number (EIN):	061245772
NAIC Classification:	621340
NAIC Description:	Offices of Physical, Occupational and Speech Therapists, and Audiologists