UTC FIRE & SECURITY AMERICAS CORPORATION, INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2011 : GES RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-03-01 | $-22,329,639 |
| Total unrealized appreciation/depreciation of assets | 2011-03-01 | $-22,329,639 |
| Total transfer of assets from this plan | 2011-03-01 | $123,599,961 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-01 | $64,301 |
| Total income from all sources (including contributions) | 2011-03-01 | $6,271,173 |
| Total loss/gain on sale of assets | 2011-03-01 | $23,745,163 |
| Total of all expenses incurred | 2011-03-01 | $39,068,076 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-01 | $39,061,784 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-01 | $260,139 |
| Value of total assets at end of year | 2011-03-01 | $0 |
| Value of total assets at beginning of year | 2011-03-01 | $156,461,165 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-01 | $6,292 |
| Total interest from all sources | 2011-03-01 | $2,690 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-03-01 | $87,435 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-03-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-01 | $87,435 |
| Administrative expenses professional fees incurred | 2011-03-01 | $0 |
| Was this plan covered by a fidelity bond | 2011-03-01 | Yes |
| Value of fidelity bond cover | 2011-03-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-03-01 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-01 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-03-01 | No |
| Contributions received from participants | 2011-03-01 | $198,978 |
| Participant contributions at beginning of year | 2011-03-01 | $3,394,119 |
| Participant contributions at beginning of year | 2011-03-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-03-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-03-01 | $87,792 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-03-01 | $64,301 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-01 | No |
| Value of net income/loss | 2011-03-01 | $-32,796,903 |
| Value of net assets at end of year (total assets less liabilities) | 2011-03-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-03-01 | $156,396,864 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-03-01 | No |
| Investment advisory and management fees | 2011-03-01 | $5,392 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-01 | $112,297,554 |
| Value of interest in pooled separate accounts at beginning of year | 2011-03-01 | $28,437,743 |
| Interest on participant loans | 2011-03-01 | $2,690 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-01 | $520,865 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-01 | $520,865 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-03-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-03-01 | $408,150 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-01 | $4,505,385 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-03-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-03-01 | No |
| Assets. Invements in employer securities at beginning of year | 2011-03-01 | $11,164,820 |
| Contributions received in cash from employer | 2011-03-01 | $61,161 |
| Employer contributions (assets) at beginning of year | 2011-03-01 | $150,122 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-01 | $39,061,784 |
| Contract administrator fees | 2011-03-01 | $900 |
| Did the plan have assets held for investment | 2011-03-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-01 | Yes |
| Aggregate proceeds on sale of assets | 2011-03-01 | $12,580,343 |
| Aggregate carrying amount (costs) on sale of assets | 2011-03-01 | $-11,164,820 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-03-01 | Disclaimer |
| Accountancy firm name | 2011-03-01 | KPMG |
| Accountancy firm EIN | 2011-03-01 | 135565207 |
| 2010 : GES RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $2,277,425 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $2,277,425 |
| Total transfer of assets to this plan | 2010-12-31 | $0 |
| Total transfer of assets from this plan | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $64,301 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $229,055 |
| Total income from all sources (including contributions) | 2010-12-31 | $28,703,448 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $16,761,178 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $16,687,671 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $9,926 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $10,942,837 |
| Value of total assets at end of year | 2010-12-31 | $156,461,165 |
| Value of total assets at beginning of year | 2010-12-31 | $144,683,649 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $63,581 |
| Total interest from all sources | 2010-12-31 | $187,389 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $621,595 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $7,834,583 |
| Participant contributions at end of year | 2010-12-31 | $3,394,119 |
| Participant contributions at beginning of year | 2010-12-31 | $3,756,953 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $392,451 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $411,730 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $87,792 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $73,575 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $64,301 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $229,055 |
| Other income not declared elsewhere | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $11,942,270 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $156,396,864 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $144,454,594 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $4,149 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $112,297,554 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $102,384,507 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $28,437,743 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $26,363,876 |
| Interest on participant loans | 2010-12-31 | $187,324 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $520,865 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $494,570 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $494,570 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $65 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $408,150 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $13,975,399 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $698,803 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $11,164,820 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $11,131,867 |
| Contributions received in cash from employer | 2010-12-31 | $2,696,524 |
| Employer contributions (assets) at end of year | 2010-12-31 | $150,122 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $85,850 |
| Income. Dividends from common stock | 2010-12-31 | $621,595 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $16,687,671 |
| Contract administrator fees | 2010-12-31 | $59,432 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | KPMG |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
