CLEAN DIESEL TECHNOLOGIES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST
Measure | Date | Value |
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2018 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $108,348 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $712,387 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $702,519 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $2,282 |
Value of total corrective distributions | 2018-12-31 | $2,346 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $256,260 |
Value of total assets at end of year | 2018-12-31 | $2,525,110 |
Value of total assets at beginning of year | 2018-12-31 | $3,129,149 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $5,240 |
Total interest from all sources | 2018-12-31 | $4,301 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $113,269 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $113,269 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $313,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $240,487 |
Participant contributions at end of year | 2018-12-31 | $87,558 |
Participant contributions at beginning of year | 2018-12-31 | $117,328 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $15,773 |
Other income not declared elsewhere | 2018-12-31 | $15 |
Administrative expenses (other) incurred | 2018-12-31 | $5,240 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-604,039 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,525,110 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,129,149 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,256,642 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,825,845 |
Interest on participant loans | 2018-12-31 | $4,301 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $180,910 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $185,976 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-269,521 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $4,024 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $702,519 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | LEE CPA AUDIT GROUP |
Accountancy firm EIN | 2018-12-31 | 814637885 |
2017 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $173,204 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $823,004 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $318,414 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $296,113 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $10,415 |
Value of total corrective distributions | 2017-12-31 | $10,051 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $366,022 |
Value of total assets at end of year | 2017-12-31 | $3,129,149 |
Value of total assets at beginning of year | 2017-12-31 | $2,451,355 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,835 |
Total interest from all sources | 2017-12-31 | $6,735 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $98,992 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $98,992 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $246,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $340,467 |
Participant contributions at end of year | 2017-12-31 | $117,328 |
Participant contributions at beginning of year | 2017-12-31 | $164,475 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $22,528 |
Administrative expenses (other) incurred | 2017-12-31 | $1,835 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $504,590 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $3,129,149 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,451,355 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,825,845 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,197,201 |
Interest on participant loans | 2017-12-31 | $6,735 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $185,976 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $89,679 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $348,053 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $3,202 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,027 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $296,113 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2017-12-31 | 954345526 |
2016 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $401,612 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $377,633 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $361,829 |
Value of total corrective distributions | 2016-12-31 | $13,754 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $235,729 |
Value of total assets at end of year | 2016-12-31 | $2,451,355 |
Value of total assets at beginning of year | 2016-12-31 | $2,427,376 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $2,050 |
Total interest from all sources | 2016-12-31 | $6,520 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $61,454 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $61,454 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $243,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $235,729 |
Participant contributions at end of year | 2016-12-31 | $164,475 |
Participant contributions at beginning of year | 2016-12-31 | $157,932 |
Administrative expenses (other) incurred | 2016-12-31 | $2,050 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $23,979 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,451,355 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,427,376 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,197,201 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,183,282 |
Interest on participant loans | 2016-12-31 | $6,520 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $89,679 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $86,162 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $97,271 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $638 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $361,829 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2016-12-31 | 954345526 |
2015 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $383,772 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $243,712 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $212,078 |
Value of total corrective distributions | 2015-12-31 | $29,934 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $429,357 |
Value of total assets at end of year | 2015-12-31 | $2,427,376 |
Value of total assets at beginning of year | 2015-12-31 | $2,287,316 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,700 |
Total interest from all sources | 2015-12-31 | $2,423 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $84,812 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $84,812 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $229,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $232,529 |
Participant contributions at end of year | 2015-12-31 | $157,932 |
Participant contributions at beginning of year | 2015-12-31 | $29,964 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $196,828 |
Administrative expenses (other) incurred | 2015-12-31 | $1,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $140,060 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,427,376 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,287,316 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,183,282 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,225,003 |
Interest on participant loans | 2015-12-31 | $2,423 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $86,162 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $32,349 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-133,491 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $671 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $212,078 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2015-12-31 | 954345526 |
2014 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $373,200 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $233,349 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $215,834 |
Value of total corrective distributions | 2014-12-31 | $16,015 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $238,973 |
Value of total assets at end of year | 2014-12-31 | $2,287,316 |
Value of total assets at beginning of year | 2014-12-31 | $2,147,465 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,500 |
Total interest from all sources | 2014-12-31 | $1,144 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $90,554 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $90,554 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $215,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $238,973 |
Participant contributions at end of year | 2014-12-31 | $29,964 |
Participant contributions at beginning of year | 2014-12-31 | $23,076 |
Administrative expenses (other) incurred | 2014-12-31 | $1,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $139,851 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,287,316 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,147,465 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,225,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,093,885 |
Interest on participant loans | 2014-12-31 | $1,144 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $32,349 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $30,504 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $41,805 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $724 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $215,834 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2014-12-31 | 954345526 |
2013 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $592,746 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $204,779 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $159,454 |
Value of total corrective distributions | 2013-12-31 | $44,525 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $209,631 |
Value of total assets at end of year | 2013-12-31 | $2,147,465 |
Value of total assets at beginning of year | 2013-12-31 | $1,759,498 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $800 |
Total interest from all sources | 2013-12-31 | $703 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $70,119 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $70,119 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $176,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $209,631 |
Participant contributions at end of year | 2013-12-31 | $23,076 |
Participant contributions at beginning of year | 2013-12-31 | $13,886 |
Administrative expenses (other) incurred | 2013-12-31 | $800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $387,967 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,147,465 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,759,498 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,093,885 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,718,060 |
Interest on participant loans | 2013-12-31 | $703 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $30,504 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $27,552 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $311,673 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $620 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $159,454 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2013-12-31 | 954345526 |
2012 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $379,909 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $667,219 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $651,124 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $187,041 |
Value of total assets at end of year | 2012-12-31 | $1,759,498 |
Value of total assets at beginning of year | 2012-12-31 | $2,046,808 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $16,095 |
Total interest from all sources | 2012-12-31 | $259 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $32,180 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $32,180 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $205,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $187,041 |
Participant contributions at end of year | 2012-12-31 | $13,886 |
Participant contributions at beginning of year | 2012-12-31 | $27,279 |
Administrative expenses (other) incurred | 2012-12-31 | $16,095 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-287,310 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,759,498 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,046,808 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,718,060 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,019,529 |
Interest on participant loans | 2012-12-31 | $259 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $27,552 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $159,995 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $434 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $651,124 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2012-12-31 | 954345526 |