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CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameCLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST
Plan identification number 001

CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CLEAN DIESEL TECHNOLOGIES has sponsored the creation of one or more 401k plans.

Company Name:CLEAN DIESEL TECHNOLOGIES
Employer identification number (EIN):061393453
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MICHELLE GARZON2023-08-22
0012021-01-01MICHELLE GARZON2022-06-13
0012020-01-01MICHELLE GARZON2021-06-29
0012019-01-01MICHELLE GARZON2020-06-29
0012018-01-01
0012017-01-01MICHELLE GARZON
0012016-01-01MICHELLE GARZON
0012015-01-01MICHELLE GARZON
0012014-01-01MICHELLE GARZON
0012013-01-01MICHELLE GARZON
0012012-01-01ALEX RIVERA
0012011-01-01ALEX RIVERA2012-10-12
0012010-01-01DAVE SHEA2011-10-10 DAVE SHEA2011-10-10

Plan Statistics for CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2018: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01116
Total number of active participants reported on line 7a of the Form 55002018-01-0122
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0146
Total of all active and inactive participants2018-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0168
Number of participants with account balances2018-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01136
Total number of active participants reported on line 7a of the Form 55002017-01-0141
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0176
Total of all active and inactive participants2017-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01117
Number of participants with account balances2017-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01132
Total number of active participants reported on line 7a of the Form 55002016-01-0188
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0150
Total of all active and inactive participants2016-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01138
Number of participants with account balances2016-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01116
Total number of active participants reported on line 7a of the Form 55002015-01-0183
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0143
Total of all active and inactive participants2015-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01126
Number of participants with account balances2015-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01113
Total number of active participants reported on line 7a of the Form 55002014-01-0178
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01117
Number of participants with account balances2014-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01117
Total number of active participants reported on line 7a of the Form 55002013-01-0173
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01113
Number of participants with account balances2013-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01128
Total number of active participants reported on line 7a of the Form 55002012-01-0175
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01117
Number of participants with account balances2012-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2018 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$108,348
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$712,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$702,519
Expenses. Certain deemed distributions of participant loans2018-12-31$2,282
Value of total corrective distributions2018-12-31$2,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$256,260
Value of total assets at end of year2018-12-31$2,525,110
Value of total assets at beginning of year2018-12-31$3,129,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,240
Total interest from all sources2018-12-31$4,301
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$113,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$113,269
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$313,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$240,487
Participant contributions at end of year2018-12-31$87,558
Participant contributions at beginning of year2018-12-31$117,328
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$15,773
Other income not declared elsewhere2018-12-31$15
Administrative expenses (other) incurred2018-12-31$5,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-604,039
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,525,110
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,129,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,256,642
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,825,845
Interest on participant loans2018-12-31$4,301
Value of interest in common/collective trusts at end of year2018-12-31$180,910
Value of interest in common/collective trusts at beginning of year2018-12-31$185,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-269,521
Net investment gain or loss from common/collective trusts2018-12-31$4,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$702,519
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LEE CPA AUDIT GROUP
Accountancy firm EIN2018-12-31814637885
2017 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$173,204
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$823,004
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$318,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$296,113
Expenses. Certain deemed distributions of participant loans2017-12-31$10,415
Value of total corrective distributions2017-12-31$10,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$366,022
Value of total assets at end of year2017-12-31$3,129,149
Value of total assets at beginning of year2017-12-31$2,451,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,835
Total interest from all sources2017-12-31$6,735
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$98,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$98,992
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$246,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$340,467
Participant contributions at end of year2017-12-31$117,328
Participant contributions at beginning of year2017-12-31$164,475
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,528
Administrative expenses (other) incurred2017-12-31$1,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$504,590
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,129,149
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,451,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,825,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,197,201
Interest on participant loans2017-12-31$6,735
Value of interest in common/collective trusts at end of year2017-12-31$185,976
Value of interest in common/collective trusts at beginning of year2017-12-31$89,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$348,053
Net investment gain or loss from common/collective trusts2017-12-31$3,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$296,113
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2017-12-31954345526
2016 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$401,612
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$377,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$361,829
Value of total corrective distributions2016-12-31$13,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$235,729
Value of total assets at end of year2016-12-31$2,451,355
Value of total assets at beginning of year2016-12-31$2,427,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,050
Total interest from all sources2016-12-31$6,520
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$61,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$61,454
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$243,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$235,729
Participant contributions at end of year2016-12-31$164,475
Participant contributions at beginning of year2016-12-31$157,932
Administrative expenses (other) incurred2016-12-31$2,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$23,979
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,451,355
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,427,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,197,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,183,282
Interest on participant loans2016-12-31$6,520
Value of interest in common/collective trusts at end of year2016-12-31$89,679
Value of interest in common/collective trusts at beginning of year2016-12-31$86,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$97,271
Net investment gain or loss from common/collective trusts2016-12-31$638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$361,829
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2016-12-31954345526
2015 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$383,772
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$243,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$212,078
Value of total corrective distributions2015-12-31$29,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$429,357
Value of total assets at end of year2015-12-31$2,427,376
Value of total assets at beginning of year2015-12-31$2,287,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,700
Total interest from all sources2015-12-31$2,423
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$84,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$84,812
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$229,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$232,529
Participant contributions at end of year2015-12-31$157,932
Participant contributions at beginning of year2015-12-31$29,964
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$196,828
Administrative expenses (other) incurred2015-12-31$1,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$140,060
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,427,376
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,287,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,183,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,225,003
Interest on participant loans2015-12-31$2,423
Value of interest in common/collective trusts at end of year2015-12-31$86,162
Value of interest in common/collective trusts at beginning of year2015-12-31$32,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-133,491
Net investment gain or loss from common/collective trusts2015-12-31$671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$212,078
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2015-12-31954345526
2014 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$373,200
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$233,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$215,834
Value of total corrective distributions2014-12-31$16,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$238,973
Value of total assets at end of year2014-12-31$2,287,316
Value of total assets at beginning of year2014-12-31$2,147,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,500
Total interest from all sources2014-12-31$1,144
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$90,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$90,554
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$215,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$238,973
Participant contributions at end of year2014-12-31$29,964
Participant contributions at beginning of year2014-12-31$23,076
Administrative expenses (other) incurred2014-12-31$1,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$139,851
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,287,316
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,147,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,225,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,093,885
Interest on participant loans2014-12-31$1,144
Value of interest in common/collective trusts at end of year2014-12-31$32,349
Value of interest in common/collective trusts at beginning of year2014-12-31$30,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$41,805
Net investment gain or loss from common/collective trusts2014-12-31$724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$215,834
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2014-12-31954345526
2013 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$592,746
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$204,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$159,454
Value of total corrective distributions2013-12-31$44,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$209,631
Value of total assets at end of year2013-12-31$2,147,465
Value of total assets at beginning of year2013-12-31$1,759,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$800
Total interest from all sources2013-12-31$703
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$70,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$70,119
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$176,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$209,631
Participant contributions at end of year2013-12-31$23,076
Participant contributions at beginning of year2013-12-31$13,886
Administrative expenses (other) incurred2013-12-31$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$387,967
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,147,465
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,759,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,093,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,718,060
Interest on participant loans2013-12-31$703
Value of interest in common/collective trusts at end of year2013-12-31$30,504
Value of interest in common/collective trusts at beginning of year2013-12-31$27,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$311,673
Net investment gain or loss from common/collective trusts2013-12-31$620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$159,454
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2013-12-31954345526
2012 : CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$379,909
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$667,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$651,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$187,041
Value of total assets at end of year2012-12-31$1,759,498
Value of total assets at beginning of year2012-12-31$2,046,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,095
Total interest from all sources2012-12-31$259
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$32,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$32,180
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$205,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$187,041
Participant contributions at end of year2012-12-31$13,886
Participant contributions at beginning of year2012-12-31$27,279
Administrative expenses (other) incurred2012-12-31$16,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-287,310
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,759,498
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,046,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,718,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,019,529
Interest on participant loans2012-12-31$259
Value of interest in common/collective trusts at end of year2012-12-31$27,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$159,995
Net investment gain or loss from common/collective trusts2012-12-31$434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$651,124
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2012-12-31954345526

Form 5500 Responses for CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST

2018: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CLEAN DIESEL TECHNOLOGIES 401K PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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