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THE MOHEGAN RETIREMENT AND 401(K) PLAN 401k Plan overview

Plan NameTHE MOHEGAN RETIREMENT AND 401(K) PLAN
Plan identification number 001

THE MOHEGAN RETIREMENT AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE MOHEGAN TRIBE OF INDIANS OF CONNECTICUT has sponsored the creation of one or more 401k plans.

Company Name:THE MOHEGAN TRIBE OF INDIANS OF CONNECTICUT
Employer identification number (EIN):061436334
NAIC Classification:721120
NAIC Description:Casino Hotels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MOHEGAN RETIREMENT AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01JEFFREY HAMILTON
0012017-01-01JEFFREY HAMILTON
0012016-01-01JEFFREY HAMILTON
0012015-01-01JEFFREY HAMILTON
0012014-01-01JEFFREY HAMILTON
0012014-01-01JEFFREY HAMILTON
0012013-01-01JEFFREY HAMILTON
0012012-01-01JEFFREY HAMILTON
0012011-01-01MARIO KONTOMERKOS MARIO KONTOMERKOS2012-09-10
0012009-01-01ANN L BEINERT ANN L BEINERT2010-10-12
0012009-01-01ANN L BEINERT LEO M CHUPASKA2010-10-12

Plan Statistics for THE MOHEGAN RETIREMENT AND 401(K) PLAN

401k plan membership statisitcs for THE MOHEGAN RETIREMENT AND 401(K) PLAN

Measure Date Value
2022: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-018,039
Total number of active participants reported on line 7a of the Form 55002022-01-016,317
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,586
Total of all active and inactive participants2022-01-017,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0171
Total participants2022-01-017,974
Number of participants with account balances2022-01-015,682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01126
2021: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-018,239
Total number of active participants reported on line 7a of the Form 55002021-01-016,380
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,596
Total of all active and inactive participants2021-01-017,976
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0163
Total participants2021-01-018,039
Number of participants with account balances2021-01-015,775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01111
2020: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-019,559
Total number of active participants reported on line 7a of the Form 55002020-01-016,317
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,859
Total of all active and inactive participants2020-01-018,176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0163
Total participants2020-01-018,239
Number of participants with account balances2020-01-016,080
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01201
2019: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0110,622
Total number of active participants reported on line 7a of the Form 55002019-01-018,012
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,488
Total of all active and inactive participants2019-01-019,500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0159
Total participants2019-01-019,559
Number of participants with account balances2019-01-016,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01169
2018: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0110,709
Total number of active participants reported on line 7a of the Form 55002018-01-018,499
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012,064
Total of all active and inactive participants2018-01-0110,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0159
Total participants2018-01-0110,622
Number of participants with account balances2018-01-017,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01166
2017: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0110,775
Total number of active participants reported on line 7a of the Form 55002017-01-018,691
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-011,951
Total of all active and inactive participants2017-01-0110,650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0159
Total participants2017-01-0110,709
Number of participants with account balances2017-01-017,621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01123
2016: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110,234
Total number of active participants reported on line 7a of the Form 55002016-01-018,745
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-011,962
Total of all active and inactive participants2016-01-0110,715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0160
Total participants2016-01-0110,775
Number of participants with account balances2016-01-017,768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01141
2015: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110,892
Total number of active participants reported on line 7a of the Form 55002015-01-018,106
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012,068
Total of all active and inactive participants2015-01-0110,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0160
Total participants2015-01-0110,234
Number of participants with account balances2015-01-018,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01149
2014: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110,813
Total number of active participants reported on line 7a of the Form 55002014-01-018,599
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-012,233
Total of all active and inactive participants2014-01-0110,840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0152
Total participants2014-01-0110,892
Number of participants with account balances2014-01-018,821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01203
2013: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111,318
Total number of active participants reported on line 7a of the Form 55002013-01-018,620
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-012,170
Total of all active and inactive participants2013-01-0110,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0117
Total participants2013-01-0110,813
Number of participants with account balances2013-01-019,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01354
2012: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0112,950
Total number of active participants reported on line 7a of the Form 55002012-01-019,091
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012,206
Total of all active and inactive participants2012-01-0111,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0121
Total participants2012-01-0111,318
Number of participants with account balances2012-01-0110,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01625
2011: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0111,657
Total number of active participants reported on line 7a of the Form 55002011-01-019,802
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013,134
Total of all active and inactive participants2011-01-0112,936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0114
Total participants2011-01-0112,950
Number of participants with account balances2011-01-0111,337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01625
2009: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0111,973
Total number of active participants reported on line 7a of the Form 55002009-01-0110,293
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011,470
Total of all active and inactive participants2009-01-0111,763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0111,763
Number of participants with account balances2009-01-0110,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01806

Financial Data on THE MOHEGAN RETIREMENT AND 401(K) PLAN

Measure Date Value
2022 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-59,673,267
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$26,345,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$26,193,654
Expenses. Certain deemed distributions of participant loans2022-12-31$64,524
Value of total corrective distributions2022-12-31$3,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$27,168,917
Value of total assets at end of year2022-12-31$368,643,384
Value of total assets at beginning of year2022-12-31$454,661,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$83,713
Total interest from all sources2022-12-31$368,524
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$9,467,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,467,238
Administrative expenses professional fees incurred2022-12-31$7,395
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$20,762,999
Participant contributions at end of year2022-12-31$7,496,318
Participant contributions at beginning of year2022-12-31$7,946,717
Participant contributions at end of year2022-12-31$21,863
Participant contributions at beginning of year2022-12-31$22,044
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$950,357
Administrative expenses (other) incurred2022-12-31$39,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-86,018,546
Value of net assets at end of year (total assets less liabilities)2022-12-31$368,643,384
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$454,661,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$36,580
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$249,065,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$325,925,373
Interest on participant loans2022-12-31$368,524
Value of interest in common/collective trusts at end of year2022-12-31$111,046,410
Value of interest in common/collective trusts at beginning of year2022-12-31$120,339,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-83,361,029
Net investment gain or loss from common/collective trusts2022-12-31$-13,316,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,455,561
Employer contributions (assets) at end of year2022-12-31$1,013,252
Employer contributions (assets) at beginning of year2022-12-31$428,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$26,193,654
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$77,907,949
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$35,215,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$34,848,941
Expenses. Certain deemed distributions of participant loans2021-12-31$234,696
Value of total corrective distributions2021-12-31$71,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$21,248,348
Value of total assets at end of year2021-12-31$454,661,930
Value of total assets at beginning of year2021-12-31$411,969,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$60,196
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$451,472
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$17,720,642
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$17,720,642
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$17,344,227
Participant contributions at end of year2021-12-31$7,946,717
Participant contributions at beginning of year2021-12-31$10,367,964
Participant contributions at end of year2021-12-31$22,044
Participant contributions at beginning of year2021-12-31$3,154
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,286,984
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$34,871
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$42,692,237
Value of net assets at end of year (total assets less liabilities)2021-12-31$454,661,930
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$411,969,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$25,325
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$325,925,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$289,362,042
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$451,472
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$120,339,382
Value of interest in common/collective trusts at beginning of year2021-12-31$111,811,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$29,966,003
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$8,521,484
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$2,617,137
Employer contributions (assets) at end of year2021-12-31$428,414
Employer contributions (assets) at beginning of year2021-12-31$425,362
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$34,848,941
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$6,821
Total income from all sources (including contributions)2020-12-31$73,965,113
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$52,696,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$52,219,459
Expenses. Certain deemed distributions of participant loans2020-12-31$338,732
Value of total corrective distributions2020-12-31$103,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$15,239,165
Value of total assets at end of year2020-12-31$411,969,693
Value of total assets at beginning of year2020-12-31$390,707,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$34,340
Total interest from all sources2020-12-31$608,590
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,237,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,237,284
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$13,386,829
Participant contributions at end of year2020-12-31$10,367,964
Participant contributions at beginning of year2020-12-31$12,392,916
Participant contributions at end of year2020-12-31$3,154
Participant contributions at beginning of year2020-12-31$293,576
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$171,758
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$6,821
Other income not declared elsewhere2020-12-31$6,821
Administrative expenses (other) incurred2020-12-31$34,340
Total non interest bearing cash at end of year2020-12-31$1
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$21,268,665
Value of net assets at end of year (total assets less liabilities)2020-12-31$411,969,693
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$390,701,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$289,362,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$274,900,574
Interest on participant loans2020-12-31$608,590
Value of interest in common/collective trusts at end of year2020-12-31$111,811,170
Value of interest in common/collective trusts at beginning of year2020-12-31$102,473,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$42,581,352
Net investment gain or loss from common/collective trusts2020-12-31$9,291,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,680,578
Employer contributions (assets) at end of year2020-12-31$425,362
Employer contributions (assets) at beginning of year2020-12-31$647,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$52,219,459
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARCUM LLP
Accountancy firm EIN2020-12-31111986323
2019 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$456,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,821
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$90,715,202
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$28,728,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$28,427,514
Expenses. Certain deemed distributions of participant loans2019-12-31$71,493
Value of total corrective distributions2019-12-31$107,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$20,247,434
Value of total assets at end of year2019-12-31$390,707,849
Value of total assets at beginning of year2019-12-31$329,171,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$121,617
Total interest from all sources2019-12-31$627,869
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,243,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,243,760
Administrative expenses professional fees incurred2019-12-31$5,438
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$17,138,725
Participant contributions at end of year2019-12-31$12,392,916
Participant contributions at beginning of year2019-12-31$12,212,576
Participant contributions at end of year2019-12-31$293,576
Participant contributions at beginning of year2019-12-31$249,855
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$229,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$6,821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$-6,821
Administrative expenses (other) incurred2019-12-31$82,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$61,986,595
Value of net assets at end of year (total assets less liabilities)2019-12-31$390,701,028
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$329,171,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$33,476
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$274,900,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$228,648,513
Interest on participant loans2019-12-31$627,869
Value of interest in common/collective trusts at end of year2019-12-31$102,473,592
Value of interest in common/collective trusts at beginning of year2019-12-31$87,403,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,693,411
Net investment gain or loss from common/collective trusts2019-12-31$11,909,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,878,912
Employer contributions (assets) at end of year2019-12-31$647,191
Employer contributions (assets) at beginning of year2019-12-31$656,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$28,427,514
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARCUM LLP
Accountancy firm EIN2019-12-31111986323
2018 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$321,255
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,128,747
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$31,764,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$31,357,291
Expenses. Certain deemed distributions of participant loans2018-12-31$202,283
Value of total corrective distributions2018-12-31$42,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$20,773,041
Value of total assets at end of year2018-12-31$329,171,217
Value of total assets at beginning of year2018-12-31$353,485,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$162,363
Total interest from all sources2018-12-31$548,049
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$9,532,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,532,040
Administrative expenses professional fees incurred2018-12-31$6,670
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$17,260,688
Participant contributions at end of year2018-12-31$12,212,576
Participant contributions at beginning of year2018-12-31$11,750,890
Participant contributions at end of year2018-12-31$249,855
Participant contributions at beginning of year2018-12-31$71,882
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$591,763
Administrative expenses (other) incurred2018-12-31$67,243
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-24,635,859
Value of net assets at end of year (total assets less liabilities)2018-12-31$329,171,217
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$353,485,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$88,450
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$228,648,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$253,229,886
Interest on participant loans2018-12-31$548,049
Value of interest in common/collective trusts at end of year2018-12-31$87,403,596
Value of interest in common/collective trusts at beginning of year2018-12-31$87,913,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-20,889,201
Net investment gain or loss from common/collective trusts2018-12-31$-2,835,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,920,590
Employer contributions (assets) at end of year2018-12-31$656,677
Employer contributions (assets) at beginning of year2018-12-31$519,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,357,291
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARCUM LLP
Accountancy firm EIN2018-12-31111986323
2017 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$74,341,858
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$22,140,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$21,963,590
Value of total corrective distributions2017-12-31$39
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$19,501,891
Value of total assets at end of year2017-12-31$353,485,821
Value of total assets at beginning of year2017-12-31$301,284,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$177,136
Total interest from all sources2017-12-31$465,669
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$8,756,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$8,756,786
Administrative expenses professional fees incurred2017-12-31$12,050
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$16,162,842
Participant contributions at end of year2017-12-31$11,750,890
Participant contributions at beginning of year2017-12-31$11,407,715
Participant contributions at end of year2017-12-31$71,882
Participant contributions at beginning of year2017-12-31$26,132
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$535,351
Administrative expenses (other) incurred2017-12-31$92,886
Total non interest bearing cash at end of year2017-12-31$263
Total non interest bearing cash at beginning of year2017-12-31$223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$52,201,093
Value of net assets at end of year (total assets less liabilities)2017-12-31$353,485,821
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$301,284,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$72,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$253,229,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$234,800,755
Interest on participant loans2017-12-31$465,669
Value of interest in common/collective trusts at end of year2017-12-31$87,913,160
Value of interest in common/collective trusts at beginning of year2017-12-31$55,034,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$39,751,316
Net investment gain or loss from common/collective trusts2017-12-31$5,866,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,803,698
Employer contributions (assets) at end of year2017-12-31$519,740
Employer contributions (assets) at beginning of year2017-12-31$15,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$21,963,590
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARCUM LLP
Accountancy firm EIN2017-12-31111986323
2016 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$35,624,630
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$21,336,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$21,192,369
Value of total corrective distributions2016-12-31$5,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$18,310,361
Value of total assets at end of year2016-12-31$301,284,728
Value of total assets at beginning of year2016-12-31$286,996,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$138,270
Total interest from all sources2016-12-31$472,198
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,157,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,157,930
Administrative expenses professional fees incurred2016-12-31$5,712
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$15,140,124
Participant contributions at end of year2016-12-31$11,407,715
Participant contributions at beginning of year2016-12-31$12,357,556
Participant contributions at end of year2016-12-31$26,132
Participant contributions at beginning of year2016-12-31$58,189
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$574,991
Administrative expenses (other) incurred2016-12-31$72,156
Total non interest bearing cash at end of year2016-12-31$223
Total non interest bearing cash at beginning of year2016-12-31$187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$14,288,047
Value of net assets at end of year (total assets less liabilities)2016-12-31$301,284,728
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$286,996,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$60,402
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$234,800,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$224,392,578
Interest on participant loans2016-12-31$472,198
Value of interest in common/collective trusts at end of year2016-12-31$55,034,405
Value of interest in common/collective trusts at beginning of year2016-12-31$50,103,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,712,967
Net investment gain or loss from common/collective trusts2016-12-31$1,971,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,595,246
Employer contributions (assets) at end of year2016-12-31$15,498
Employer contributions (assets) at beginning of year2016-12-31$84,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$21,192,369
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARCUM LLP
Accountancy firm EIN2016-12-31111986323
2015 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$22,691,534
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$27,664,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$27,551,183
Expenses. Certain deemed distributions of participant loans2015-12-31$2,778
Value of total corrective distributions2015-12-31$135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$17,754,090
Value of total assets at end of year2015-12-31$286,996,681
Value of total assets at beginning of year2015-12-31$291,969,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$110,189
Total interest from all sources2015-12-31$500,488
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$10,304,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$10,304,280
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$14,386,697
Participant contributions at end of year2015-12-31$12,357,556
Participant contributions at beginning of year2015-12-31$13,340,649
Participant contributions at end of year2015-12-31$58,189
Participant contributions at beginning of year2015-12-31$52,785
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$855,718
Administrative expenses (other) incurred2015-12-31$61,439
Total non interest bearing cash at end of year2015-12-31$187
Total non interest bearing cash at beginning of year2015-12-31$243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,972,751
Value of net assets at end of year (total assets less liabilities)2015-12-31$286,996,681
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$291,969,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$48,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$224,392,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$229,737,464
Interest on participant loans2015-12-31$500,488
Value of interest in common/collective trusts at end of year2015-12-31$50,103,399
Value of interest in common/collective trusts at beginning of year2015-12-31$48,230,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,670,282
Net investment gain or loss from common/collective trusts2015-12-31$-197,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,511,675
Employer contributions (assets) at end of year2015-12-31$84,772
Employer contributions (assets) at beginning of year2015-12-31$607,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$27,551,183
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$33,999,937
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$23,251,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$22,797,257
Expenses. Certain deemed distributions of participant loans2014-12-31$283,561
Value of total corrective distributions2014-12-31$7,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,679,780
Value of total assets at end of year2014-12-31$291,969,432
Value of total assets at beginning of year2014-12-31$281,221,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$162,951
Total interest from all sources2014-12-31$553,023
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,875,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,875,894
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$13,946,349
Participant contributions at end of year2014-12-31$13,340,649
Participant contributions at beginning of year2014-12-31$13,828,429
Participant contributions at end of year2014-12-31$52,785
Participant contributions at beginning of year2014-12-31$213,422
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$79,331
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$81,701
Total non interest bearing cash at end of year2014-12-31$243
Total non interest bearing cash at beginning of year2014-12-31$64
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,748,310
Value of net assets at end of year (total assets less liabilities)2014-12-31$291,969,432
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$281,221,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$81,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$229,737,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$220,042,519
Interest on participant loans2014-12-31$497,271
Value of interest in common/collective trusts at end of year2014-12-31$48,230,855
Value of interest in common/collective trusts at beginning of year2014-12-31$21,195,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$25,440,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$25,440,834
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$55,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,299,783
Net investment gain or loss from common/collective trusts2014-12-31$1,591,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,654,100
Employer contributions (assets) at end of year2014-12-31$607,436
Employer contributions (assets) at beginning of year2014-12-31$500,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$22,797,257
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$66,380,922
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$28,814,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$28,525,542
Expenses. Certain deemed distributions of participant loans2013-12-31$107,118
Value of total corrective distributions2013-12-31$41,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$16,531,905
Value of total assets at end of year2013-12-31$281,221,122
Value of total assets at beginning of year2013-12-31$243,654,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$140,437
Total interest from all sources2013-12-31$639,176
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,154,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,154,907
Administrative expenses professional fees incurred2013-12-31$11,076
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,146,161
Participant contributions at end of year2013-12-31$13,828,429
Participant contributions at beginning of year2013-12-31$14,137,254
Participant contributions at end of year2013-12-31$213,422
Participant contributions at beginning of year2013-12-31$400,335
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$189,065
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$80,611
Total non interest bearing cash at end of year2013-12-31$64
Total non interest bearing cash at beginning of year2013-12-31$2,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$37,566,698
Value of net assets at end of year (total assets less liabilities)2013-12-31$281,221,122
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$243,654,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$48,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$220,042,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$186,781,439
Interest on participant loans2013-12-31$515,272
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$21,195,174
Value of interest in common/collective trusts at beginning of year2013-12-31$16,017,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$25,440,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$26,305,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$26,305,779
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$123,904
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$42,285,017
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$2,769,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,196,679
Employer contributions (assets) at end of year2013-12-31$500,680
Employer contributions (assets) at beginning of year2013-12-31$9,871
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$28,525,542
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$38,638,338
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$17,182,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,700,137
Expenses. Certain deemed distributions of participant loans2012-12-31$206,941
Value of total corrective distributions2012-12-31$10,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,769,722
Value of total assets at end of year2012-12-31$243,654,424
Value of total assets at beginning of year2012-12-31$222,198,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$264,803
Total interest from all sources2012-12-31$610,371
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,583,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,583,882
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$12,849,436
Participant contributions at end of year2012-12-31$14,137,254
Participant contributions at beginning of year2012-12-31$14,157,337
Participant contributions at end of year2012-12-31$400,335
Participant contributions at beginning of year2012-12-31$187,763
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$248,205
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$86,567
Administrative expenses (other) incurred2012-12-31$183,553
Total non interest bearing cash at end of year2012-12-31$2,746
Total non interest bearing cash at beginning of year2012-12-31$3,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$21,455,953
Value of net assets at end of year (total assets less liabilities)2012-12-31$243,654,424
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$222,198,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$81,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$186,781,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$165,913,134
Interest on participant loans2012-12-31$574,591
Value of interest in common/collective trusts at end of year2012-12-31$16,017,000
Value of interest in common/collective trusts at beginning of year2012-12-31$39,420,121
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$26,305,779
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,430,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,430,300
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$35,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$18,967,928
Net investment gain or loss from common/collective trusts2012-12-31$1,706,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$672,081
Employer contributions (assets) at end of year2012-12-31$9,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,700,137
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$8,629,484
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$23,857,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$23,487,918
Expenses. Certain deemed distributions of participant loans2011-12-31$118,643
Value of total corrective distributions2011-12-31$16,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,989,903
Value of total assets at end of year2011-12-31$222,198,471
Value of total assets at beginning of year2011-12-31$237,426,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$234,894
Total interest from all sources2011-12-31$599,869
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,553,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,553,732
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$12,481,226
Participant contributions at end of year2011-12-31$14,157,337
Participant contributions at beginning of year2011-12-31$14,631,602
Participant contributions at end of year2011-12-31$187,763
Participant contributions at beginning of year2011-12-31$24,152
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$508,677
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$86,567
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$141,053
Administrative expenses (other) incurred2011-12-31$209,394
Total non interest bearing cash at end of year2011-12-31$3,249
Total non interest bearing cash at beginning of year2011-12-31$1,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-15,228,216
Value of net assets at end of year (total assets less liabilities)2011-12-31$222,198,471
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$237,426,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$25,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$165,913,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$179,640,458
Interest on participant loans2011-12-31$599,644
Value of interest in common/collective trusts at end of year2011-12-31$39,420,121
Value of interest in common/collective trusts at beginning of year2011-12-31$41,192,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,430,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,795,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,795,622
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,828,440
Net investment gain or loss from common/collective trusts2011-12-31$314,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$23,487,918
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BLUM SHAPIRO & CO. PC
Accountancy firm EIN2011-12-31061009205
2010 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$38,720,406
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$18,304,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$17,968,690
Expenses. Certain deemed distributions of participant loans2010-12-31$159,914
Value of total corrective distributions2010-12-31$553
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,510,835
Value of total assets at end of year2010-12-31$237,426,687
Value of total assets at beginning of year2010-12-31$217,010,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$175,339
Total interest from all sources2010-12-31$803,268
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,244,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,244,335
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$13,341,395
Participant contributions at end of year2010-12-31$14,631,602
Participant contributions at beginning of year2010-12-31$14,798,808
Participant contributions at end of year2010-12-31$24,152
Participant contributions at beginning of year2010-12-31$238,758
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$169,440
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$141,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$88,355
Administrative expenses (other) incurred2010-12-31$175,339
Total non interest bearing cash at end of year2010-12-31$1,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,415,910
Value of net assets at end of year (total assets less liabilities)2010-12-31$237,426,687
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$217,010,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$179,640,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$161,133,313
Interest on participant loans2010-12-31$803,126
Value of interest in common/collective trusts at end of year2010-12-31$41,192,535
Value of interest in common/collective trusts at beginning of year2010-12-31$39,666,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,795,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,085,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,085,460
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$18,409,495
Net investment gain or loss from common/collective trusts2010-12-31$2,752,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$17,968,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BLUM SHAPIRO & CO. PC
Accountancy firm EIN2010-12-31061009205
2009 : THE MOHEGAN RETIREMENT AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE MOHEGAN RETIREMENT AND 401(K) PLAN

2022: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE MOHEGAN RETIREMENT AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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