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REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 401k Plan overview

Plan NameREPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN
Plan identification number 001

REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

REPUBLIC AIRWAYS HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:REPUBLIC AIRWAYS HOLDINGS, INC.
Employer identification number (EIN):061449146
NAIC Classification:481000
NAIC Description: Air Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MATTHEW KOSCAL
0012016-01-01MATTHEW KOSCAL
0012015-01-01MATTHEW KOSCAL
0012014-01-01MATTHEW KOSCAL
0012013-01-01MATTHEW KOSCAL
0012012-01-01RICHARD MEYER RICHARD MEYER2013-09-20
0012011-01-01RICHARD MEYER RICHARD MEYER2012-10-09
0012009-01-01KATHY WOOLDRIDGE KATHY WOOLDRIDGE2010-10-14

Plan Statistics for REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN

401k plan membership statisitcs for REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2022: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-017,677
Total number of active participants reported on line 7a of the Form 55002022-01-016,016
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,999
Total of all active and inactive participants2022-01-018,015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0117
Total participants2022-01-018,032
Number of participants with account balances2022-01-016,740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,862
Total number of active participants reported on line 7a of the Form 55002021-01-016,147
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,519
Total of all active and inactive participants2021-01-017,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0111
Total participants2021-01-017,677
Number of participants with account balances2021-01-016,282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-017,606
Total number of active participants reported on line 7a of the Form 55002020-01-015,718
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,134
Total of all active and inactive participants2020-01-016,852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0110
Total participants2020-01-016,862
Number of participants with account balances2020-01-015,772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-017,087
Total number of active participants reported on line 7a of the Form 55002019-01-016,443
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,152
Total of all active and inactive participants2019-01-017,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-017,606
Number of participants with account balances2019-01-016,075
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,787
Total number of active participants reported on line 7a of the Form 55002018-01-016,051
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,026
Total of all active and inactive participants2018-01-017,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-017,087
Number of participants with account balances2018-01-015,666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,494
Total number of active participants reported on line 7a of the Form 55002017-01-015,798
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01977
Total of all active and inactive participants2017-01-016,775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-016,787
Number of participants with account balances2017-01-015,098
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016,966
Total number of active participants reported on line 7a of the Form 55002016-01-015,560
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01920
Total of all active and inactive participants2016-01-016,480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0114
Total participants2016-01-016,494
Number of participants with account balances2016-01-014,692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,142
Total number of active participants reported on line 7a of the Form 55002015-01-016,074
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01882
Total of all active and inactive participants2015-01-016,956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0110
Total participants2015-01-016,966
Number of participants with account balances2015-01-014,594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01155
2014: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,897
Total number of active participants reported on line 7a of the Form 55002014-01-016,354
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01780
Total of all active and inactive participants2014-01-017,134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-017,142
Number of participants with account balances2014-01-014,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0191
2013: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111,585
Total number of active participants reported on line 7a of the Form 55002013-01-016,302
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011,587
Total of all active and inactive participants2013-01-017,889
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-017,897
Number of participants with account balances2013-01-014,850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0154
2012: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0111,837
Total number of active participants reported on line 7a of the Form 55002012-01-0110,452
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011,132
Total of all active and inactive participants2012-01-0111,584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-0111,585
Number of participants with account balances2012-01-016,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01647
2011: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0112,415
Total number of active participants reported on line 7a of the Form 55002011-01-0110,696
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,151
Total of all active and inactive participants2011-01-0111,847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0111,847
Number of participants with account balances2011-01-016,906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01583
2009: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,656
Total number of active participants reported on line 7a of the Form 55002009-01-017,449
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01524
Total of all active and inactive participants2009-01-017,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017,973
Number of participants with account balances2009-01-012,799
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01662

Financial Data on REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2022 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-29,337,589
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$36,450,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$35,735,696
Expenses. Certain deemed distributions of participant loans2022-12-31$260,728
Value of total corrective distributions2022-12-31$106,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$48,482,201
Value of total assets at end of year2022-12-31$379,461,886
Value of total assets at beginning of year2022-12-31$445,249,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$346,925
Total interest from all sources2022-12-31$296,203
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$9,973,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,973,269
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$29,867,823
Participant contributions at end of year2022-12-31$6,165,552
Participant contributions at beginning of year2022-12-31$6,873,562
Participant contributions at end of year2022-12-31$68
Participant contributions at beginning of year2022-12-31$3,058
Assets. Other investments not covered elsewhere at end of year2022-12-31$18,891,329
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$23,195,523
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,335,281
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-7,149,892
Administrative expenses (other) incurred2022-12-31$313,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-65,787,735
Value of net assets at end of year (total assets less liabilities)2022-12-31$379,461,886
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$445,249,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$33,231
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$327,415,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$391,064,733
Value of interest in pooled separate accounts at end of year2022-12-31$26,989,212
Value of interest in pooled separate accounts at beginning of year2022-12-31$24,109,696
Interest on participant loans2022-12-31$296,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-81,555,521
Net investment gain/loss from pooled separate accounts2022-12-31$616,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$17,279,097
Employer contributions (assets) at end of year2022-12-31$480
Employer contributions (assets) at beginning of year2022-12-31$3,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$35,735,696
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$534,053
Total income from all sources (including contributions)2021-12-31$106,483,032
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$34,958,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$33,948,731
Expenses. Certain deemed distributions of participant loans2021-12-31$157,476
Value of total corrective distributions2021-12-31$539,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$43,257,042
Value of total assets at end of year2021-12-31$445,249,621
Value of total assets at beginning of year2021-12-31$374,259,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$312,975
Total interest from all sources2021-12-31$346,357
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$19,780,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$19,780,853
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$26,673,840
Participant contributions at end of year2021-12-31$6,873,562
Participant contributions at beginning of year2021-12-31$7,830,655
Participant contributions at end of year2021-12-31$3,058
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$23,195,523
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$20,156,652
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,291,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$534,053
Other income not declared elsewhere2021-12-31$1,589,808
Administrative expenses (other) incurred2021-12-31$286,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$71,524,615
Value of net assets at end of year (total assets less liabilities)2021-12-31$445,249,621
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$373,725,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$12,364
Investment advisory and management fees2021-12-31$26,038
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$391,064,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$324,653,893
Value of interest in pooled separate accounts at end of year2021-12-31$24,109,696
Value of interest in pooled separate accounts at beginning of year2021-12-31$21,605,495
Interest on participant loans2021-12-31$346,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$41,059,129
Net investment gain/loss from pooled separate accounts2021-12-31$449,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$15,291,382
Employer contributions (assets) at end of year2021-12-31$3,049
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$33,948,731
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$534,053
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$480,212
Total income from all sources (including contributions)2020-12-31$88,492,049
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$35,684,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$35,269,013
Expenses. Certain deemed distributions of participant loans2020-12-31$71,358
Value of total corrective distributions2020-12-31$95,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$38,296,577
Value of total assets at end of year2020-12-31$374,259,059
Value of total assets at beginning of year2020-12-31$321,397,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$248,151
Total interest from all sources2020-12-31$373,901
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,997,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,997,388
Administrative expenses professional fees incurred2020-12-31$12,750
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$22,983,292
Participant contributions at end of year2020-12-31$7,830,655
Participant contributions at beginning of year2020-12-31$7,946,830
Assets. Other investments not covered elsewhere at end of year2020-12-31$20,156,652
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$10,961,224
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,597,046
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$534,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$480,212
Other income not declared elsewhere2020-12-31$5,196,838
Administrative expenses (other) incurred2020-12-31$170,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$52,807,641
Value of net assets at end of year (total assets less liabilities)2020-12-31$373,725,006
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$320,917,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$12,364
Assets. partnership/joint venture interests at beginning of year2020-12-31$188
Investment advisory and management fees2020-12-31$64,594
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$324,653,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$282,194,603
Value of interest in pooled separate accounts at end of year2020-12-31$21,605,495
Value of interest in pooled separate accounts at beginning of year2020-12-31$20,294,732
Interest on participant loans2020-12-31$373,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$36,116,100
Net investment gain/loss from pooled separate accounts2020-12-31$511,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$13,716,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$35,269,013
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$480,212
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$480,212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$100,286,069
Total income from all sources (including contributions)2019-12-31$100,286,069
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$20,904,508
Total of all expenses incurred2019-12-31$20,904,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,736,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,736,113
Expenses. Certain deemed distributions of participant loans2019-12-31$4,194
Expenses. Certain deemed distributions of participant loans2019-12-31$4,194
Value of total corrective distributions2019-12-31$8,322
Value of total corrective distributions2019-12-31$8,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$39,109,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$39,109,707
Value of total assets at end of year2019-12-31$321,397,577
Value of total assets at end of year2019-12-31$321,397,577
Value of total assets at beginning of year2019-12-31$241,535,804
Value of total assets at beginning of year2019-12-31$241,535,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$155,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$155,879
Total interest from all sources2019-12-31$387,645
Total interest from all sources2019-12-31$387,645
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,081,984
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,081,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,081,984
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,081,984
Administrative expenses professional fees incurred2019-12-31$14,597
Administrative expenses professional fees incurred2019-12-31$14,597
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$24,530,140
Contributions received from participants2019-12-31$24,530,140
Participant contributions at end of year2019-12-31$7,946,830
Participant contributions at end of year2019-12-31$7,946,830
Participant contributions at beginning of year2019-12-31$7,108,106
Participant contributions at beginning of year2019-12-31$7,108,106
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$10,409
Participant contributions at beginning of year2019-12-31$10,409
Assets. Other investments not covered elsewhere at end of year2019-12-31$10,961,224
Assets. Other investments not covered elsewhere at end of year2019-12-31$10,961,224
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$7,683,038
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$7,683,038
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,010,736
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,010,736
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$480,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$480,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$1,702,435
Other income not declared elsewhere2019-12-31$1,702,435
Administrative expenses (other) incurred2019-12-31$58,294
Administrative expenses (other) incurred2019-12-31$58,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$79,381,561
Value of net income/loss2019-12-31$79,381,561
Value of net assets at end of year (total assets less liabilities)2019-12-31$320,917,365
Value of net assets at end of year (total assets less liabilities)2019-12-31$320,917,365
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$241,535,804
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$241,535,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$188
Assets. partnership/joint venture interests at end of year2019-12-31$188
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$82,988
Investment advisory and management fees2019-12-31$82,988
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$282,194,603
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$282,194,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$208,849,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$208,849,766
Value of interest in pooled separate accounts at end of year2019-12-31$20,294,732
Value of interest in pooled separate accounts at end of year2019-12-31$20,294,732
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,876,190
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,876,190
Interest on participant loans2019-12-31$387,645
Interest on participant loans2019-12-31$387,645
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$50,494,197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$50,494,197
Net investment gain/loss from pooled separate accounts2019-12-31$510,101
Net investment gain/loss from pooled separate accounts2019-12-31$510,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$13,568,831
Contributions received in cash from employer2019-12-31$13,568,831
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$8,295
Employer contributions (assets) at beginning of year2019-12-31$8,295
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,736,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,736,113
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$18,453,561
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$21,674,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,452,196
Expenses. Certain deemed distributions of participant loans2018-12-31$56,153
Value of total corrective distributions2018-12-31$30,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$34,179,190
Value of total assets at end of year2018-12-31$241,535,804
Value of total assets at beginning of year2018-12-31$244,756,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$135,757
Total interest from all sources2018-12-31$306,139
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$8,267,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$8,267,382
Administrative expenses professional fees incurred2018-12-31$11,700
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$21,221,739
Participant contributions at end of year2018-12-31$7,108,106
Participant contributions at beginning of year2018-12-31$6,586,581
Participant contributions at end of year2018-12-31$10,409
Participant contributions at beginning of year2018-12-31$61
Assets. Other investments not covered elsewhere at end of year2018-12-31$7,683,038
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,663,154
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,315,978
Other income not declared elsewhere2018-12-31$-651,820
Administrative expenses (other) incurred2018-12-31$51,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,220,940
Value of net assets at end of year (total assets less liabilities)2018-12-31$241,535,804
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$244,756,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$72,168
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$208,849,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$216,283,399
Value of interest in pooled separate accounts at end of year2018-12-31$17,876,190
Value of interest in pooled separate accounts at beginning of year2018-12-31$16,222,121
Interest on participant loans2018-12-31$306,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-24,001,750
Net investment gain/loss from pooled separate accounts2018-12-31$354,418
Net investment gain or loss from common/collective trusts2018-12-31$2
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$11,641,473
Employer contributions (assets) at end of year2018-12-31$8,295
Employer contributions (assets) at beginning of year2018-12-31$1,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,452,196
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$60,806,897
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$24,215,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$24,017,921
Value of total corrective distributions2017-12-31$27,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$25,869,804
Value of total assets at end of year2017-12-31$244,756,744
Value of total assets at beginning of year2017-12-31$208,165,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$169,757
Total interest from all sources2017-12-31$262,622
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,038,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,038,906
Administrative expenses professional fees incurred2017-12-31$12,100
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$17,188,944
Participant contributions at end of year2017-12-31$6,586,581
Participant contributions at beginning of year2017-12-31$5,971,055
Participant contributions at end of year2017-12-31$61
Participant contributions at beginning of year2017-12-31$264
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,663,154
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,048,302
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$636,903
Other income not declared elsewhere2017-12-31$627,005
Administrative expenses (other) incurred2017-12-31$70,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$36,591,258
Value of net assets at end of year (total assets less liabilities)2017-12-31$244,756,744
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$208,165,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$87,593
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$216,283,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$181,643,199
Value of interest in pooled separate accounts at end of year2017-12-31$16,222,121
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,827,553
Interest on participant loans2017-12-31$262,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$670,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$28,670,877
Net investment gain/loss from pooled separate accounts2017-12-31$155,042
Net investment gain or loss from common/collective trusts2017-12-31$182,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,043,957
Employer contributions (assets) at end of year2017-12-31$1,428
Employer contributions (assets) at beginning of year2017-12-31$4,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$24,017,921
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BGBC PARTNERS, LLP
Accountancy firm EIN2017-12-31205804172
2016 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$42,249,791
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$24,773,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,384,384
Value of total corrective distributions2016-12-31$227,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$27,040,653
Value of total assets at end of year2016-12-31$208,165,486
Value of total assets at beginning of year2016-12-31$190,688,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$161,649
Total interest from all sources2016-12-31$226,770
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,229,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,229,264
Administrative expenses professional fees incurred2016-12-31$13,500
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$18,119,550
Participant contributions at end of year2016-12-31$5,971,055
Participant contributions at beginning of year2016-12-31$5,888,136
Participant contributions at end of year2016-12-31$264
Participant contributions at beginning of year2016-12-31$1,674
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,048,302
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,096,891
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$436,606
Other income not declared elsewhere2016-12-31$-436,263
Administrative expenses (other) incurred2016-12-31$65,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$17,476,521
Value of net assets at end of year (total assets less liabilities)2016-12-31$208,165,486
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$190,688,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$82,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$181,643,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$163,639,396
Value of interest in pooled separate accounts at end of year2016-12-31$15,827,553
Value of interest in pooled separate accounts at beginning of year2016-12-31$15,661,121
Interest on participant loans2016-12-31$226,770
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$670,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,400,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,864,031
Net investment gain or loss from common/collective trusts2016-12-31$325,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$8,484,497
Employer contributions (assets) at end of year2016-12-31$4,196
Employer contributions (assets) at beginning of year2016-12-31$1,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,384,384
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BGBC PARTNERS, LLP
Accountancy firm EIN2016-12-31205804172
2015 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$24,062,201
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$21,381,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$20,975,129
Expenses. Certain deemed distributions of participant loans2015-12-31$1,972
Value of total corrective distributions2015-12-31$258,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$24,603,413
Value of total assets at end of year2015-12-31$190,688,965
Value of total assets at beginning of year2015-12-31$188,008,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$145,822
Total interest from all sources2015-12-31$331,046
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,433,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,433,695
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$16,302,115
Participant contributions at end of year2015-12-31$5,888,136
Participant contributions at beginning of year2015-12-31$5,883,676
Participant contributions at end of year2015-12-31$1,674
Participant contributions at beginning of year2015-12-31$37
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,096,891
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,471,031
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$695,640
Other income not declared elsewhere2015-12-31$-389,864
Administrative expenses (other) incurred2015-12-31$51,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,680,395
Value of net assets at end of year (total assets less liabilities)2015-12-31$190,688,965
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$188,008,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$94,177
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$163,639,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$163,013,061
Value of interest in pooled separate accounts at end of year2015-12-31$15,661,121
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,927,900
Interest on participant loans2015-12-31$228,927
Interest earned on other investments2015-12-31$102,119
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,400,112
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$712,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-8,138,874
Net investment gain/loss from pooled separate accounts2015-12-31$222,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,605,658
Employer contributions (assets) at end of year2015-12-31$1,635
Employer contributions (assets) at beginning of year2015-12-31$865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$20,975,129
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$4,269
Total transfer of assets from this plan2014-12-31$27,429
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$31,476,739
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$21,574,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,015,026
Expenses. Certain deemed distributions of participant loans2014-12-31$153,344
Value of total corrective distributions2014-12-31$274,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$19,776,314
Value of total assets at end of year2014-12-31$188,008,570
Value of total assets at beginning of year2014-12-31$178,129,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$132,293
Total interest from all sources2014-12-31$296,571
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$8,448,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$8,448,667
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$12,696,202
Participant contributions at end of year2014-12-31$5,883,676
Participant contributions at beginning of year2014-12-31$5,159,108
Participant contributions at end of year2014-12-31$37
Participant contributions at beginning of year2014-12-31$4,583
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,471,031
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,241,154
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$820,956
Other income not declared elsewhere2014-12-31$-23,954
Administrative expenses (other) incurred2014-12-31$44,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$9,901,937
Value of net assets at end of year (total assets less liabilities)2014-12-31$188,008,570
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$178,129,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$5,198
Investment advisory and management fees2014-12-31$87,981
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$163,013,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$152,183,634
Value of interest in pooled separate accounts at end of year2014-12-31$14,927,900
Value of interest in pooled separate accounts at beginning of year2014-12-31$16,831,235
Interest on participant loans2014-12-31$201,776
Interest earned on other investments2014-12-31$94,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$712,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$691,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,719,594
Net investment gain/loss from pooled separate accounts2014-12-31$259,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,259,156
Employer contributions (assets) at end of year2014-12-31$865
Employer contributions (assets) at beginning of year2014-12-31$13,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,015,026
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$16,540,278
Total transfer of assets from this plan2013-12-31$176,297,837
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$83,184,264
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$36,364,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$35,915,980
Expenses. Certain deemed distributions of participant loans2013-12-31$280,995
Value of total corrective distributions2013-12-31$72,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$28,059,791
Value of total assets at end of year2013-12-31$178,129,793
Value of total assets at beginning of year2013-12-31$291,067,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$94,625
Total interest from all sources2013-12-31$903,198
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$5,429,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$5,429,223
Administrative expenses professional fees incurred2013-12-31$3,005
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$20,212,171
Participant contributions at end of year2013-12-31$5,159,108
Participant contributions at beginning of year2013-12-31$9,844,662
Participant contributions at end of year2013-12-31$4,583
Participant contributions at beginning of year2013-12-31$272
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,241,154
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$588,957
Other income not declared elsewhere2013-12-31$650,524
Administrative expenses (other) incurred2013-12-31$58,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$46,819,828
Value of net assets at end of year (total assets less liabilities)2013-12-31$178,129,793
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$291,067,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$5,198
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$33,061
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$152,183,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$171,822,296
Value of interest in pooled separate accounts at end of year2013-12-31$16,831,235
Value of interest in pooled separate accounts at beginning of year2013-12-31$20,652,852
Interest on participant loans2013-12-31$399,112
Interest earned on other investments2013-12-31$504,086
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$51,264,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$180,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$180,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$691,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$35,168,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$44,060,565
Net investment gain/loss from pooled separate accounts2013-12-31$1,454,762
Net investment gain or loss from common/collective trusts2013-12-31$2,626,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$7,258,663
Employer contributions (assets) at end of year2013-12-31$13,065
Employer contributions (assets) at beginning of year2013-12-31$268,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$35,915,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,865,216
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-349,770
Total unrealized appreciation/depreciation of assets2012-12-31$-349,770
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$58,604,954
Total loss/gain on sale of assets2012-12-31$1,076,666
Total of all expenses incurred2012-12-31$28,508,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$28,269,985
Expenses. Certain deemed distributions of participant loans2012-12-31$3,655
Value of total corrective distributions2012-12-31$102,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$27,613,706
Value of total assets at end of year2012-12-31$291,067,524
Value of total assets at beginning of year2012-12-31$260,970,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$132,177
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$1,085,741
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,841,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,648,857
Administrative expenses professional fees incurred2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$20,050,240
Participant contributions at end of year2012-12-31$9,844,662
Participant contributions at beginning of year2012-12-31$9,023,031
Participant contributions at end of year2012-12-31$272
Participant contributions at beginning of year2012-12-31$189
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$664,305
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$44,295
Administrative expenses (other) incurred2012-12-31$1,391
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$30,096,786
Value of net assets at end of year (total assets less liabilities)2012-12-31$291,067,524
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$260,970,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$171,822,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$154,509,200
Value of interest in pooled separate accounts at end of year2012-12-31$20,652,852
Value of interest in pooled separate accounts at beginning of year2012-12-31$13,489,261
Interest on participant loans2012-12-31$388,374
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$754,301
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$51,264,086
Value of interest in common/collective trusts at beginning of year2012-12-31$42,163,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$180,922
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$287,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$287,959
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-56,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$35,168,854
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$34,214,062
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$18,134,901
Net investment gain/loss from pooled separate accounts2012-12-31$2,274,951
Net investment gain or loss from common/collective trusts2012-12-31$5,882,497
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,899,161
Employer contributions (assets) at end of year2012-12-31$268,364
Employer contributions (assets) at beginning of year2012-12-31$19,340
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$193,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$28,269,985
Contract administrator fees2012-12-31$130,786
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,865,216
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$7,263,748
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$6,402,516
Aggregate carrying amount (costs) on sale of assets2012-12-31$5,325,850
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$628,083
Total unrealized appreciation/depreciation of assets2011-12-31$628,083
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$25,556,727
Total loss/gain on sale of assets2011-12-31$-39,936
Total of all expenses incurred2011-12-31$36,656,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$36,250,349
Expenses. Certain deemed distributions of participant loans2011-12-31$190,691
Value of total corrective distributions2011-12-31$62,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$28,639,308
Value of total assets at end of year2011-12-31$260,970,738
Value of total assets at beginning of year2011-12-31$272,070,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$152,959
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$1,183,218
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,093,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,835,343
Administrative expenses professional fees incurred2011-12-31$16,620
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$20,623,455
Participant contributions at end of year2011-12-31$9,023,031
Participant contributions at beginning of year2011-12-31$8,924,566
Participant contributions at end of year2011-12-31$189
Participant contributions at beginning of year2011-12-31$86,044
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,298,500
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$2,352
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$20,730
Administrative expenses (other) incurred2011-12-31$5,819
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-11,099,922
Value of net assets at end of year (total assets less liabilities)2011-12-31$260,970,738
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$272,070,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$154,509,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$166,058,552
Value of interest in pooled separate accounts at end of year2011-12-31$13,489,261
Value of interest in pooled separate accounts at beginning of year2011-12-31$13,073,515
Interest on participant loans2011-12-31$363,274
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$832,600
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$42,163,948
Value of interest in common/collective trusts at beginning of year2011-12-31$40,767,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$287,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$325,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$325,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-12,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$34,214,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$35,935,716
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,337,817
Net investment gain/loss from pooled separate accounts2011-12-31$221,819
Net investment gain or loss from common/collective trusts2011-12-31$148,139
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,717,353
Employer contributions (assets) at end of year2011-12-31$19,340
Employer contributions (assets) at beginning of year2011-12-31$140,950
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$257,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$36,247,997
Contract administrator fees2011-12-31$130,520
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$7,263,748
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$6,758,154
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,271,097
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,311,033
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$155,100
Total unrealized appreciation/depreciation of assets2010-12-31$155,100
Total transfer of assets to this plan2010-12-31$204,168,688
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,583
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$42,211,518
Total loss/gain on sale of assets2010-12-31$-125,036
Total of all expenses incurred2010-12-31$30,407,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$29,602,302
Expenses. Certain deemed distributions of participant loans2010-12-31$743,832
Value of total corrective distributions2010-12-31$14,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$17,442,401
Value of total assets at end of year2010-12-31$272,070,660
Value of total assets at beginning of year2010-12-31$56,110,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$46,826
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$788,250
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,895,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,602,858
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$11,802,762
Participant contributions at end of year2010-12-31$8,924,566
Participant contributions at beginning of year2010-12-31$1,765,992
Participant contributions at end of year2010-12-31$86,044
Participant contributions at beginning of year2010-12-31$294
Assets. Other investments not covered elsewhere at end of year2010-12-31$37,888
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$573,454
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$80
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$12,583
Other income not declared elsewhere2010-12-31$11,027
Administrative expenses (other) incurred2010-12-31$44
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$11,803,576
Value of net assets at end of year (total assets less liabilities)2010-12-31$272,070,660
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$56,098,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$166,058,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$47,420,393
Value of interest in pooled separate accounts at end of year2010-12-31$13,073,515
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$174,910
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$613,273
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$40,767,991
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$325,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$67
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$35,935,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,923,819
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$17,271,957
Net investment gain/loss from pooled separate accounts2010-12-31$1,320,213
Net investment gain or loss from common/collective trusts2010-12-31$3,452,408
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,066,185
Employer contributions (assets) at end of year2010-12-31$140,950
Employer contributions (assets) at beginning of year2010-12-31$481
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$292,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$29,602,222
Contract administrator fees2010-12-31$46,782
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$6,720,266
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,306,130
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,431,166
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN

2022: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: REPUBLIC AIRWAYS HOLDINGS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered1639
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered1824
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered1972
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered2224
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered2591
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number614597
Policy instance 2
Insurance contract or identification number614597
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered1053
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number614597
Policy instance 2
Insurance contract or identification number614597
Number of Individuals Covered1312
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered1312
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number614597
Policy instance 2
Insurance contract or identification number614597
Number of Individuals Covered1461
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 1
Insurance contract or identification numberGA31596
Number of Individuals Covered1461
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number614597
Policy instance 3
Insurance contract or identification number614597
Number of Individuals Covered0
Insurance policy start date2013-03-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31596
Policy instance 2
Insurance contract or identification numberGA31596
Number of Individuals Covered1706
Insurance policy start date2013-03-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-11-12
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered11585
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $100,000
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees100000
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameSAGEPOINT FINANCIAL INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616091
Policy instance 2
Insurance contract or identification number616091
Number of Individuals Covered11585
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616091
Policy instance 2
Insurance contract or identification number616091
Number of Individuals Covered11847
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered11847
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $300,653
Total amount of fees paid to insurance companyUSD $322,043
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered13353
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $270,124
Total amount of fees paid to insurance companyUSD $134,024
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616091
Policy instance 2
Insurance contract or identification number616091
Number of Individuals Covered13353
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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