BROOK & WHITTLE LIMITED has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $20,524,232 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-291,026 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,452,665 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,111,974 |
Value of total corrective distributions | 2022-12-31 | $59,956 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,723,396 |
Value of total assets at end of year | 2022-12-31 | $55,462,359 |
Value of total assets at beginning of year | 2022-12-31 | $38,681,818 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $280,735 |
Total interest from all sources | 2022-12-31 | $61,138 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $144,076 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $4,002,787 |
Participant contributions at end of year | 2022-12-31 | $1,587,004 |
Participant contributions at beginning of year | 2022-12-31 | $643,565 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $88,348 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $568,678 |
Administrative expenses (other) incurred | 2022-12-31 | $280,735 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-3,743,691 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $55,462,359 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $38,681,818 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $52,836,477 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $37,472,749 |
Interest on participant loans | 2022-12-31 | $61,138 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,038,878 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $444,856 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,219,636 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,151,931 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $32,300 |
Income. Dividends from common stock | 2022-12-31 | $144,076 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,111,974 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | RSM US LLP |
Accountancy firm EIN | 2022-12-31 | 420714325 |
2021 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $4,043,946 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $9,160,225 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,875,776 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,425,269 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $1,681 |
Value of total corrective distributions | 2021-12-31 | $130,085 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,454,396 |
Value of total assets at end of year | 2021-12-31 | $38,681,818 |
Value of total assets at beginning of year | 2021-12-31 | $31,353,423 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $318,741 |
Total interest from all sources | 2021-12-31 | $30,972 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,124,925 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,124,925 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,732,266 |
Participant contributions at end of year | 2021-12-31 | $88,348 |
Participant contributions at beginning of year | 2021-12-31 | $60,213 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $444,856 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $362,100 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $852,001 |
Assets. Loans (other than to participants) at end of year | 2021-12-31 | $643,565 |
Assets. Loans (other than to participants) at beginning of year | 2021-12-31 | $568,054 |
Administrative expenses (other) incurred | 2021-12-31 | $275 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $3,284,449 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $38,681,818 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,353,423 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $274,125 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $37,472,749 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $30,345,284 |
Interest on participant loans | 2021-12-31 | $30,972 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,549,932 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $870,129 |
Employer contributions (assets) at end of year | 2021-12-31 | $32,300 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $17,772 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,425,269 |
Contract administrator fees | 2021-12-31 | $44,341 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | RSM US LLP |
Accountancy firm EIN | 2021-12-31 | 420714325 |
2020 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $19,120,695 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $6,284,955 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,920,085 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,756,439 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $30,970 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,766,593 |
Value of total assets at end of year | 2020-12-31 | $31,544,269 |
Value of total assets at beginning of year | 2020-12-31 | $8,058,704 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $132,676 |
Total interest from all sources | 2020-12-31 | $-3,733 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,107,369 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,982,558 |
Participant contributions at end of year | 2020-12-31 | $225,457 |
Participant contributions at beginning of year | 2020-12-31 | $16 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $362,100 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $283,880 |
Assets. Loans (other than to participants) at end of year | 2020-12-31 | $568,054 |
Assets. Loans (other than to participants) at beginning of year | 2020-12-31 | $104,483 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $4,364,870 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,544,269 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $8,058,704 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $30,707,384 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $7,827,798 |
Interest on participant loans | 2020-12-31 | $29,519 |
Interest earned on other investments | 2020-12-31 | $-33,252 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $126,407 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $126,407 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,522,095 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $500,155 |
Employer contributions (assets) at end of year | 2020-12-31 | $43,374 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,756,439 |
Contract administrator fees | 2020-12-31 | $132,676 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | RSM US LLP |
Accountancy firm EIN | 2020-12-31 | 420714325 |
2019 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $1,186,930 |
Total income from all sources (including contributions) | 2019-12-31 | $1,186,930 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $196,435 |
Total of all expenses incurred | 2019-12-31 | $196,435 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $173,052 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $173,052 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $438,733 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $438,733 |
Value of total assets at end of year | 2019-12-31 | $8,058,704 |
Value of total assets at end of year | 2019-12-31 | $8,058,704 |
Value of total assets at beginning of year | 2019-12-31 | $7,068,209 |
Value of total assets at beginning of year | 2019-12-31 | $7,068,209 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $23,383 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $23,383 |
Total interest from all sources | 2019-12-31 | $1,993 |
Total interest from all sources | 2019-12-31 | $1,993 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $102,980 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $102,980 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $102,980 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $102,980 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $428,412 |
Contributions received from participants | 2019-12-31 | $428,412 |
Participant contributions at end of year | 2019-12-31 | $16 |
Participant contributions at end of year | 2019-12-31 | $16 |
Participant contributions at beginning of year | 2019-12-31 | $65,197 |
Participant contributions at beginning of year | 2019-12-31 | $65,197 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $10,321 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $10,321 |
Assets. Loans (other than to participants) at end of year | 2019-12-31 | $104,483 |
Assets. Loans (other than to participants) at end of year | 2019-12-31 | $104,483 |
Assets. Loans (other than to participants) at beginning of year | 2019-12-31 | $62,427 |
Assets. Loans (other than to participants) at beginning of year | 2019-12-31 | $62,427 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $990,495 |
Value of net income/loss | 2019-12-31 | $990,495 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $8,058,704 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $8,058,704 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,068,209 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,068,209 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $7,827,798 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $7,827,798 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $6,819,952 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $6,819,952 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $1,993 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $1,993 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $126,407 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $126,407 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $120,633 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $120,633 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $120,633 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $120,633 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $643,224 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $643,224 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $173,052 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $173,052 |
Contract administrator fees | 2019-12-31 | $23,383 |
Contract administrator fees | 2019-12-31 | $23,383 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RSM US LLP |
Accountancy firm name | 2019-12-31 | RSM US LLP |
Accountancy firm EIN | 2019-12-31 | 420714325 |
Accountancy firm EIN | 2019-12-31 | 420714325 |
Total unrealized appreciation/depreciation of assets | 2019-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-03-31 | $0 |
Total income from all sources (including contributions) | 2019-03-31 | $707,173 |
Total loss/gain on sale of assets | 2019-03-31 | $0 |
Total of all expenses incurred | 2019-03-31 | $207,769 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-03-31 | $190,050 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-03-31 | $423,541 |
Value of total assets at end of year | 2019-03-31 | $7,068,209 |
Value of total assets at beginning of year | 2019-03-31 | $6,568,805 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-03-31 | $17,719 |
Total interest from all sources | 2019-03-31 | $2,454 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-03-31 | $113,444 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-03-31 | $113,444 |
Was this plan covered by a fidelity bond | 2019-03-31 | Yes |
Value of fidelity bond cover | 2019-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-03-31 | No |
Contributions received from participants | 2019-03-31 | $423,541 |
Participant contributions at end of year | 2019-03-31 | $65,197 |
Participant contributions at beginning of year | 2019-03-31 | $16,114 |
Assets. Loans (other than to participants) at end of year | 2019-03-31 | $62,427 |
Assets. Loans (other than to participants) at beginning of year | 2019-03-31 | $57,677 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-03-31 | No |
Value of net income/loss | 2019-03-31 | $499,404 |
Value of net assets at end of year (total assets less liabilities) | 2019-03-31 | $7,068,209 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-03-31 | $6,568,805 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-03-31 | $6,819,952 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-03-31 | $6,421,486 |
Interest on participant loans | 2019-03-31 | $2,454 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-03-31 | $120,633 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-03-31 | $73,528 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-03-31 | $73,528 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-03-31 | $167,734 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-03-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-03-31 | $190,050 |
Contract administrator fees | 2019-03-31 | $17,719 |
Did the plan have assets held for investment | 2019-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-03-31 | Disclaimer |
Accountancy firm name | 2019-03-31 | RSM US LLP |
Accountancy firm EIN | 2019-03-31 | 420714325 |
2018 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-03-31 | $0 |
Total income from all sources (including contributions) | 2018-03-31 | $1,243,603 |
Total loss/gain on sale of assets | 2018-03-31 | $0 |
Total of all expenses incurred | 2018-03-31 | $214,259 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-03-31 | $211,547 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-03-31 | $525,209 |
Value of total assets at end of year | 2018-03-31 | $6,568,805 |
Value of total assets at beginning of year | 2018-03-31 | $5,539,461 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-03-31 | $2,712 |
Total interest from all sources | 2018-03-31 | $1,152 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-03-31 | $129,285 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-03-31 | $129,285 |
Was this plan covered by a fidelity bond | 2018-03-31 | Yes |
Value of fidelity bond cover | 2018-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-03-31 | No |
Contributions received from participants | 2018-03-31 | $509,160 |
Participant contributions at end of year | 2018-03-31 | $16,114 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-03-31 | $16,049 |
Assets. Loans (other than to participants) at end of year | 2018-03-31 | $57,677 |
Assets. Loans (other than to participants) at beginning of year | 2018-03-31 | $26,126 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-03-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-03-31 | No |
Value of net income/loss | 2018-03-31 | $1,029,344 |
Value of net assets at end of year (total assets less liabilities) | 2018-03-31 | $6,568,805 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-03-31 | $5,539,461 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-03-31 | $6,421,486 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-03-31 | $5,410,522 |
Interest on participant loans | 2018-03-31 | $1,152 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-03-31 | $73,528 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-03-31 | $102,813 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-03-31 | $102,813 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-03-31 | $587,957 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-03-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-03-31 | $211,547 |
Contract administrator fees | 2018-03-31 | $2,712 |
Did the plan have assets held for investment | 2018-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-03-31 | Disclaimer |
Accountancy firm name | 2018-03-31 | RSM US LLP |
Accountancy firm EIN | 2018-03-31 | 420714325 |
2017 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $762 |
Total income from all sources (including contributions) | 2017-03-31 | $910,828 |
Total loss/gain on sale of assets | 2017-03-31 | $0 |
Total of all expenses incurred | 2017-03-31 | $417,058 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-03-31 | $413,498 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-03-31 | $269,523 |
Value of total assets at end of year | 2017-03-31 | $5,539,461 |
Value of total assets at beginning of year | 2017-03-31 | $5,046,453 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-03-31 | $3,560 |
Total interest from all sources | 2017-03-31 | $1,412 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-03-31 | $234,473 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-03-31 | $234,473 |
Administrative expenses professional fees incurred | 2017-03-31 | $3,560 |
Was this plan covered by a fidelity bond | 2017-03-31 | Yes |
Value of fidelity bond cover | 2017-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-03-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-03-31 | No |
Contributions received from participants | 2017-03-31 | $269,523 |
Assets. Loans (other than to participants) at end of year | 2017-03-31 | $26,126 |
Assets. Loans (other than to participants) at beginning of year | 2017-03-31 | $33,256 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-03-31 | $762 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Value of net income/loss | 2017-03-31 | $493,770 |
Value of net assets at end of year (total assets less liabilities) | 2017-03-31 | $5,539,461 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-03-31 | $5,045,691 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-03-31 | $5,410,522 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-03-31 | $4,918,643 |
Interest on participant loans | 2017-03-31 | $1,412 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-03-31 | $102,813 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-03-31 | $94,554 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-03-31 | $94,554 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-03-31 | $405,420 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-03-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-03-31 | $413,498 |
Did the plan have assets held for investment | 2017-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-03-31 | Disclaimer |
Accountancy firm name | 2017-03-31 | RSM US LLP |
Accountancy firm EIN | 2017-03-31 | 420714325 |
2016 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $762 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $31 |
Total income from all sources (including contributions) | 2016-03-31 | $210,012 |
Total loss/gain on sale of assets | 2016-03-31 | $0 |
Total of all expenses incurred | 2016-03-31 | $216,121 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $207,824 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $263,485 |
Value of total assets at end of year | 2016-03-31 | $5,046,453 |
Value of total assets at beginning of year | 2016-03-31 | $5,051,831 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $8,297 |
Total interest from all sources | 2016-03-31 | $756 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $253,803 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-03-31 | $253,803 |
Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
Value of fidelity bond cover | 2016-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
Contributions received from participants | 2016-03-31 | $263,485 |
Assets. Loans (other than to participants) at end of year | 2016-03-31 | $33,256 |
Assets. Loans (other than to participants) at beginning of year | 2016-03-31 | $17,763 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-03-31 | $762 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-03-31 | $31 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Value of net income/loss | 2016-03-31 | $-6,109 |
Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $5,045,691 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $5,051,800 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-03-31 | $4,918,643 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-03-31 | $4,926,432 |
Interest on participant loans | 2016-03-31 | $756 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-03-31 | $94,554 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-03-31 | $107,636 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-03-31 | $107,636 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-03-31 | $-308,032 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $207,824 |
Contract administrator fees | 2016-03-31 | $8,297 |
Did the plan have assets held for investment | 2016-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Disclaimer |
Accountancy firm name | 2016-03-31 | RSM US LLP |
Accountancy firm EIN | 2016-03-31 | 420714325 |
2015 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $31 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
Total income from all sources (including contributions) | 2015-03-31 | $608,950 |
Total loss/gain on sale of assets | 2015-03-31 | $0 |
Total of all expenses incurred | 2015-03-31 | $532,709 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $529,099 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $278,452 |
Value of total assets at end of year | 2015-03-31 | $5,051,831 |
Value of total assets at beginning of year | 2015-03-31 | $4,975,559 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $3,610 |
Total interest from all sources | 2015-03-31 | $566 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $258,644 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-03-31 | $258,644 |
Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
Value of fidelity bond cover | 2015-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
Contributions received from participants | 2015-03-31 | $265,473 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-03-31 | $12,979 |
Assets. Loans (other than to participants) at end of year | 2015-03-31 | $17,763 |
Assets. Loans (other than to participants) at beginning of year | 2015-03-31 | $4,339 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-31 | $31 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Value of net income/loss | 2015-03-31 | $76,241 |
Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $5,051,800 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $4,975,559 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-03-31 | $4,926,432 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-03-31 | $4,774,401 |
Interest on participant loans | 2015-03-31 | $566 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-03-31 | $107,636 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-03-31 | $133,431 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-03-31 | $133,431 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-03-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-03-31 | $71,288 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
Contributions received in cash from employer | 2015-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-03-31 | $63,388 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $529,099 |
Contract administrator fees | 2015-03-31 | $3,610 |
Did the plan have assets held for investment | 2015-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Disclaimer |
Accountancy firm name | 2015-03-31 | RSM US LLP |
Accountancy firm EIN | 2015-03-31 | 420714325 |
2014 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
Total income from all sources (including contributions) | 2014-03-31 | $943,536 |
Total loss/gain on sale of assets | 2014-03-31 | $0 |
Total of all expenses incurred | 2014-03-31 | $444,670 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $440,948 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $292,113 |
Value of total assets at end of year | 2014-03-31 | $4,975,559 |
Value of total assets at beginning of year | 2014-03-31 | $4,476,693 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $3,722 |
Total interest from all sources | 2014-03-31 | $269 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $163,734 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-03-31 | $163,734 |
Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
Value of fidelity bond cover | 2014-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
Contributions received from participants | 2014-03-31 | $228,420 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-03-31 | $305 |
Assets. Loans (other than to participants) at end of year | 2014-03-31 | $4,339 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Value of net income/loss | 2014-03-31 | $498,866 |
Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $4,975,559 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $4,476,693 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-03-31 | $4,774,401 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $4,036,572 |
Income. Interest from loans (other than to participants) | 2014-03-31 | $7 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-03-31 | $133,431 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-03-31 | $162,643 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-03-31 | $162,643 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-03-31 | $262 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $487,420 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
Contributions received in cash from employer | 2014-03-31 | $63,388 |
Employer contributions (assets) at end of year | 2014-03-31 | $63,388 |
Employer contributions (assets) at beginning of year | 2014-03-31 | $277,478 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $440,948 |
Contract administrator fees | 2014-03-31 | $3,722 |
Did the plan have assets held for investment | 2014-03-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Disclaimer |
Accountancy firm name | 2014-03-31 | MCGLADREY, LLP |
Accountancy firm EIN | 2014-03-31 | 420714325 |
2013 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
Total income from all sources (including contributions) | 2013-03-31 | $996,119 |
Total loss/gain on sale of assets | 2013-03-31 | $0 |
Total of all expenses incurred | 2013-03-31 | $22,604 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $21,819 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $594,525 |
Value of total assets at end of year | 2013-03-31 | $4,476,693 |
Value of total assets at beginning of year | 2013-03-31 | $3,503,178 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $785 |
Total interest from all sources | 2013-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $79,522 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-03-31 | $79,522 |
Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
Value of fidelity bond cover | 2013-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
Contributions received from participants | 2013-03-31 | $258,388 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-03-31 | $58,659 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Value of net income/loss | 2013-03-31 | $973,515 |
Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $4,476,693 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $3,503,178 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $4,036,572 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-03-31 | $3,104,059 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-03-31 | $162,643 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-03-31 | $164,518 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-03-31 | $164,518 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-03-31 | $322,072 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
Contributions received in cash from employer | 2013-03-31 | $277,478 |
Employer contributions (assets) at end of year | 2013-03-31 | $277,478 |
Employer contributions (assets) at beginning of year | 2013-03-31 | $234,601 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $21,819 |
Contract administrator fees | 2013-03-31 | $785 |
Did the plan have assets held for investment | 2013-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Disclaimer |
Accountancy firm name | 2013-03-31 | CROWE HORWARTH, LLP |
Accountancy firm EIN | 2013-03-31 | 350921680 |
2012 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $0 |
Total income from all sources (including contributions) | 2012-03-31 | $574,532 |
Total loss/gain on sale of assets | 2012-03-31 | $0 |
Total of all expenses incurred | 2012-03-31 | $117,405 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $117,405 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $458,654 |
Value of total assets at end of year | 2012-03-31 | $3,503,178 |
Value of total assets at beginning of year | 2012-03-31 | $3,046,051 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $0 |
Total interest from all sources | 2012-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $68,609 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-03-31 | $68,609 |
Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
Value of fidelity bond cover | 2012-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
Contributions received from participants | 2012-03-31 | $224,053 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Value of net income/loss | 2012-03-31 | $457,127 |
Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $3,503,178 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $3,046,051 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-03-31 | $3,104,059 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-03-31 | $2,671,163 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-03-31 | $164,518 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-03-31 | $176,619 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-03-31 | $176,619 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-03-31 | $47,269 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
Contributions received in cash from employer | 2012-03-31 | $234,601 |
Employer contributions (assets) at end of year | 2012-03-31 | $234,601 |
Employer contributions (assets) at beginning of year | 2012-03-31 | $198,269 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $117,405 |
Did the plan have assets held for investment | 2012-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Disclaimer |
Accountancy firm name | 2012-03-31 | CROWE HORWARTH LLP |
Accountancy firm EIN | 2012-03-31 | 350921680 |
2011 : BROOK & WHITTLE LIMITED SECTION 401(K) PROFIT SHARING PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total income from all sources (including contributions) | 2011-03-31 | $737,313 |
Total loss/gain on sale of assets | 2011-03-31 | $0 |
Total of all expenses incurred | 2011-03-31 | $45,557 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $45,557 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $471,834 |
Value of total assets at end of year | 2011-03-31 | $3,046,051 |
Value of total assets at beginning of year | 2011-03-31 | $2,354,295 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $0 |
Total interest from all sources | 2011-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $59,522 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $59,522 |
Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
Value of fidelity bond cover | 2011-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Contributions received from participants | 2011-03-31 | $179,234 |
Participant contributions at beginning of year | 2011-03-31 | $7,219 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-31 | $94,331 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Value of net income/loss | 2011-03-31 | $691,756 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $3,046,051 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $2,354,295 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $2,671,163 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $1,997,569 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-03-31 | $176,619 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-31 | $174,507 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-31 | $174,507 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-31 | $205,957 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Contributions received in cash from employer | 2011-03-31 | $198,269 |
Employer contributions (assets) at end of year | 2011-03-31 | $198,269 |
Employer contributions (assets) at beginning of year | 2011-03-31 | $175,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $45,557 |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Disclaimer |
Accountancy firm name | 2011-03-31 | CROWE HORWARTH LLP |
Accountancy firm EIN | 2011-03-31 | 350921680 |