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PALO ALTO RESEARCH CENTER 401(K) PLAN 401k Plan overview

Plan NamePALO ALTO RESEARCH CENTER 401(K) PLAN
Plan identification number 001

PALO ALTO RESEARCH CENTER 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PALO ALTO RESEARCH CENTER has sponsored the creation of one or more 401k plans.

Company Name:PALO ALTO RESEARCH CENTER
Employer identification number (EIN):061568182
NAIC Classification:541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PALO ALTO RESEARCH CENTER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MATS BERGSTROM MATS BERGSTROM2018-10-08
0012016-01-01RUSSELL WILLIAMS RUSSELL WILLIAMS2017-10-04
0012015-01-01EDUARDO BASCARAN
0012014-01-01DAVID ROBSON DAVID ROBSON2015-10-06
0012013-01-01DAVID ROBSON DAVID ROBSON2014-10-03
0012012-01-01JOHN PAUKSTA
0012011-01-01JOHN PAUKSTA JOHN PAUKSTA2012-10-03
0012009-01-01JOHN PAUKSTA

Plan Statistics for PALO ALTO RESEARCH CENTER 401(K) PLAN

401k plan membership statisitcs for PALO ALTO RESEARCH CENTER 401(K) PLAN

Measure Date Value
2021: PALO ALTO RESEARCH CENTER 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01371
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
2020: PALO ALTO RESEARCH CENTER 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01370
Total number of active participants reported on line 7a of the Form 55002020-01-01204
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01165
Total of all active and inactive participants2020-01-01371
Total participants2020-01-01371
Number of participants with account balances2020-01-01363
2019: PALO ALTO RESEARCH CENTER 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01381
Total number of active participants reported on line 7a of the Form 55002019-01-01205
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01160
Total of all active and inactive participants2019-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01370
Number of participants with account balances2019-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PALO ALTO RESEARCH CENTER 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01380
Total number of active participants reported on line 7a of the Form 55002018-01-01216
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01165
Total of all active and inactive participants2018-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01381
Number of participants with account balances2018-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PALO ALTO RESEARCH CENTER 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01365
Total number of active participants reported on line 7a of the Form 55002017-01-01195
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01181
Total of all active and inactive participants2017-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01380
Number of participants with account balances2017-01-01380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PALO ALTO RESEARCH CENTER 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01372
Total number of active participants reported on line 7a of the Form 55002016-01-01207
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01155
Total of all active and inactive participants2016-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01364
Number of participants with account balances2016-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PALO ALTO RESEARCH CENTER 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01392
Total number of active participants reported on line 7a of the Form 55002015-01-01222
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01148
Total of all active and inactive participants2015-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01372
Number of participants with account balances2015-01-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PALO ALTO RESEARCH CENTER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01392
Total number of active participants reported on line 7a of the Form 55002014-01-01245
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01146
Total of all active and inactive participants2014-01-01392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01392
Number of participants with account balances2014-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PALO ALTO RESEARCH CENTER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01364
Total number of active participants reported on line 7a of the Form 55002013-01-01248
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01144
Total of all active and inactive participants2013-01-01392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01392
Number of participants with account balances2013-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PALO ALTO RESEARCH CENTER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01408
Total number of active participants reported on line 7a of the Form 55002012-01-01208
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01155
Total of all active and inactive participants2012-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01363
Number of participants with account balances2012-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PALO ALTO RESEARCH CENTER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01391
Total number of active participants reported on line 7a of the Form 55002011-01-01272
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01136
Total of all active and inactive participants2011-01-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01408
Number of participants with account balances2011-01-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PALO ALTO RESEARCH CENTER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01354
Total number of active participants reported on line 7a of the Form 55002009-01-01267
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0199
Total of all active and inactive participants2009-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01366
Number of participants with account balances2009-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on PALO ALTO RESEARCH CENTER 401(K) PLAN

Measure Date Value
2021 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-01-26$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-01-26$392,983
Total unrealized appreciation/depreciation of assets2021-01-26$392,983
Total transfer of assets to this plan2021-01-26$0
Total transfer of assets from this plan2021-01-26$87,257,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-26$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-26$0
Expenses. Interest paid2021-01-26$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-01-26$0
Total income from all sources (including contributions)2021-01-26$1,845,941
Total loss/gain on sale of assets2021-01-26$25,690
Total of all expenses incurred2021-01-26$5,951,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-26$5,941,603
Expenses. Certain deemed distributions of participant loans2021-01-26$0
Value of total corrective distributions2021-01-26$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-26$150,302
Value of total assets at end of year2021-01-26$0
Value of total assets at beginning of year2021-01-26$91,362,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-26$9,500
Total income from rents2021-01-26$0
Total interest from all sources2021-01-26$542
Total dividends received (eg from common stock, registered investment company shares)2021-01-26$44,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-26Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-01-26$87,257,129
Total dividends received from registered investment company shares (eg mutual funds)2021-01-26$44,096
Assets. Real estate other than employer real property at end of year2021-01-26$0
Assets. Real estate other than employer real property at beginning of year2021-01-26$0
Administrative expenses professional fees incurred2021-01-26$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-01-26$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-01-26$0
Was this plan covered by a fidelity bond2021-01-26Yes
Value of fidelity bond cover2021-01-26$15,000,000
If this is an individual account plan, was there a blackout period2021-01-26No
Were there any nonexempt tranactions with any party-in-interest2021-01-26No
Contributions received from participants2021-01-26$150,302
Participant contributions at end of year2021-01-26$0
Participant contributions at beginning of year2021-01-26$267,089
Participant contributions at end of year2021-01-26$0
Participant contributions at beginning of year2021-01-26$0
Assets. Other investments not covered elsewhere at end of year2021-01-26$0
Assets. Other investments not covered elsewhere at beginning of year2021-01-26$0
Income. Received or receivable in cash from other sources (including rollovers)2021-01-26$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-01-26$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-01-26$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-01-26$0
Assets. Loans (other than to participants) at end of year2021-01-26$0
Assets. Loans (other than to participants) at beginning of year2021-01-26$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-01-26$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-01-26$0
Other income not declared elsewhere2021-01-26$0
Administrative expenses (other) incurred2021-01-26$9,500
Liabilities. Value of operating payables at end of year2021-01-26$0
Liabilities. Value of operating payables at beginning of year2021-01-26$0
Total non interest bearing cash at end of year2021-01-26$0
Total non interest bearing cash at beginning of year2021-01-26$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-26No
Income. Non cash contributions2021-01-26$0
Value of net income/loss2021-01-26$-4,105,162
Value of net assets at end of year (total assets less liabilities)2021-01-26$0
Value of net assets at beginning of year (total assets less liabilities)2021-01-26$91,362,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-26No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-26No
Were any leases to which the plan was party in default or uncollectible2021-01-26No
Assets. partnership/joint venture interests at end of year2021-01-26$0
Assets. partnership/joint venture interests at beginning of year2021-01-26$0
Investment advisory and management fees2021-01-26$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-01-26$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-01-26$78,095,208
Value of interest in pooled separate accounts at end of year2021-01-26$0
Value of interest in pooled separate accounts at beginning of year2021-01-26$0
Interest on participant loans2021-01-26$540
Income. Interest from loans (other than to participants)2021-01-26$0
Interest earned on other investments2021-01-26$0
Income. Interest from US Government securities2021-01-26$0
Income. Interest from corporate debt instruments2021-01-26$0
Value of interest in master investment trust accounts at end of year2021-01-26$0
Value of interest in master investment trust accounts at beginning of year2021-01-26$0
Value of interest in common/collective trusts at end of year2021-01-26$0
Value of interest in common/collective trusts at beginning of year2021-01-26$11,861,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-01-26$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-01-26$601,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-01-26$601,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-01-26$2
Assets. Value of investments in 103.12 investment entities at end of year2021-01-26$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-01-26$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-01-26$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-01-26$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-01-26$0
Asset value of US Government securities at end of year2021-01-26$0
Asset value of US Government securities at beginning of year2021-01-26$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-01-26$1,214,969
Net investment gain/loss from pooled separate accounts2021-01-26$0
Net investment gain or loss from common/collective trusts2021-01-26$17,273
Net gain/loss from 103.12 investment entities2021-01-26$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-26No
Was there a failure to transmit to the plan any participant contributions2021-01-26No
Has the plan failed to provide any benefit when due under the plan2021-01-26No
Assets. Invements in employer securities at end of year2021-01-26$0
Assets. Invements in employer securities at beginning of year2021-01-26$0
Assets. Value of employer real property at end of year2021-01-26$0
Assets. Value of employer real property at beginning of year2021-01-26$0
Contributions received in cash from employer2021-01-26$0
Employer contributions (assets) at end of year2021-01-26$0
Employer contributions (assets) at beginning of year2021-01-26$0
Income. Dividends from preferred stock2021-01-26$0
Income. Dividends from common stock2021-01-26$86
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-01-26$5,941,603
Asset. Corporate debt instrument preferred debt at end of year2021-01-26$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-01-26$0
Asset. Corporate debt instrument debt (other) at end of year2021-01-26$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-01-26$0
Contract administrator fees2021-01-26$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-01-26No
Assets. Corporate common stocks other than exployer securities at end of year2021-01-26$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-01-26$537,244
Liabilities. Value of benefit claims payable at end of year2021-01-26$0
Liabilities. Value of benefit claims payable at beginning of year2021-01-26$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-01-26$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-01-26$0
Did the plan have assets held for investment2021-01-26No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-26No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-26Yes
Aggregate proceeds on sale of assets2021-01-26$507,663
Aggregate carrying amount (costs) on sale of assets2021-01-26$481,973
Liabilities. Value of acquisition indebtedness at end of year2021-01-26$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-01-26$0
Opinion of an independent qualified public accountant for this plan2021-01-26Disclaimer
Accountancy firm name2021-01-26FRANK, RIMERMAN & CO LLP
Accountancy firm EIN2021-01-26941341042
2020 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$103,269
Total unrealized appreciation/depreciation of assets2020-12-31$103,269
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$16,224,814
Total loss/gain on sale of assets2020-12-31$21,446
Total of all expenses incurred2020-12-31$6,983,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,875,494
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$8,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,834,746
Value of total assets at end of year2020-12-31$91,362,291
Value of total assets at beginning of year2020-12-31$82,120,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$99,152
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$11,167
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,407,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,403,075
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,976,687
Participant contributions at end of year2020-12-31$267,089
Participant contributions at beginning of year2020-12-31$127,305
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$100,859
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$99,152
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$9,241,536
Value of net assets at end of year (total assets less liabilities)2020-12-31$91,362,291
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$82,120,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$78,095,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$71,424,600
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$10,561
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$11,861,431
Value of interest in common/collective trusts at beginning of year2020-12-31$10,111,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$601,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$274,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$274,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$606
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,571,534
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$275,103
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$757,200
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$57
Income. Dividends from common stock2020-12-31$4,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,875,494
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$537,244
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$182,929
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$525,932
Aggregate carrying amount (costs) on sale of assets2020-12-31$504,486
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2020-12-31941341042
2019 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-1,802
Total unrealized appreciation/depreciation of assets2019-12-31$-1,802
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,377,741
Total loss/gain on sale of assets2019-12-31$18,645
Total of all expenses incurred2019-12-31$6,909,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,821,218
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,118,219
Value of total assets at end of year2019-12-31$82,120,755
Value of total assets at beginning of year2019-12-31$70,652,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$88,661
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$13,964
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,613,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,608,920
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,823,490
Participant contributions at end of year2019-12-31$127,305
Participant contributions at beginning of year2019-12-31$254,222
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$459,459
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$70,191
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$88,661
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$11,467,862
Value of net assets at end of year (total assets less liabilities)2019-12-31$82,120,755
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,652,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$71,424,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,521,265
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$10,118
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$10,111,906
Value of interest in common/collective trusts at beginning of year2019-12-31$10,417,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$274,015
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,846
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,357,903
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$257,531
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$224,538
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$4,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,821,218
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$182,929
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$251,086
Aggregate carrying amount (costs) on sale of assets2019-12-31$232,441
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2019-12-31941341042
2018 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-15,687
Total unrealized appreciation/depreciation of assets2018-12-31$-15,687
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$-305,595
Total loss/gain on sale of assets2018-12-31$-2,969
Total of all expenses incurred2018-12-31$11,919,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,913,920
Expenses. Certain deemed distributions of participant loans2018-12-31$4,996
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,642,978
Value of total assets at end of year2018-12-31$70,652,893
Value of total assets at beginning of year2018-12-31$82,878,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$906
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$173,067
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,624,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,624,933
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,673,999
Participant contributions at end of year2018-12-31$254,222
Participant contributions at beginning of year2018-12-31$251,496
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$459,459
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$510,605
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$168,211
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$906
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-12,225,417
Value of net assets at end of year (total assets less liabilities)2018-12-31$70,652,893
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$82,878,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,521,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$71,324,626
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,083,001
Interest on participant loans2018-12-31$10,318
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$162,613
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$10,417,947
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$136
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,708,582
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,747,180
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$19,206
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$800,768
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$57
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,913,920
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$17,036
Aggregate carrying amount (costs) on sale of assets2018-12-31$20,005
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2018-12-31941341042
2017 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,946,310
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,404,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,310,919
Value of total corrective distributions2017-12-31$2,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,211,066
Value of total assets at end of year2017-12-31$82,878,310
Value of total assets at beginning of year2017-12-31$70,336,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$91,013
Total interest from all sources2017-12-31$167,007
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,007,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,007,939
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,480,783
Participant contributions at end of year2017-12-31$251,496
Participant contributions at beginning of year2017-12-31$405,696
Assets. Other investments not covered elsewhere at end of year2017-12-31$510,605
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$457,275
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$952,738
Other income not declared elsewhere2017-12-31$140,333
Administrative expenses (other) incurred2017-12-31$91,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,541,393
Value of net assets at end of year (total assets less liabilities)2017-12-31$82,878,310
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$70,336,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$71,324,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$59,903,434
Value of interest in pooled separate accounts at end of year2017-12-31$2,083,001
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,538,759
Interest on participant loans2017-12-31$13,452
Interest earned on other investments2017-12-31$153,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,708,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,031,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,227,751
Net investment gain/loss from pooled separate accounts2017-12-31$192,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$777,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,310,919
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2017-12-31941341042
2016 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$90,484
Total unrealized appreciation/depreciation of assets2016-12-31$90,484
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,172,549
Total loss/gain on sale of assets2016-12-31$-112,683
Total of all expenses incurred2016-12-31$5,437,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,324,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,003,905
Value of total assets at end of year2016-12-31$70,336,917
Value of total assets at beginning of year2016-12-31$65,602,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$113,241
Total interest from all sources2016-12-31$164,826
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$840,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$835,366
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,655,816
Participant contributions at end of year2016-12-31$405,696
Participant contributions at beginning of year2016-12-31$374,339
Assets. Other investments not covered elsewhere at end of year2016-12-31$457,275
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$384,051
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$464,514
Other income not declared elsewhere2016-12-31$161,665
Administrative expenses (other) incurred2016-12-31$113,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,734,593
Value of net assets at end of year (total assets less liabilities)2016-12-31$70,336,917
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$65,602,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$59,903,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$55,313,423
Value of interest in pooled separate accounts at end of year2016-12-31$1,538,759
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,410,685
Interest on participant loans2016-12-31$17,992
Interest earned on other investments2016-12-31$146,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,031,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,934,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,929,846
Net investment gain/loss from pooled separate accounts2016-12-31$93,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$184,993
Contributions received in cash from employer2016-12-31$883,575
Income. Dividends from common stock2016-12-31$5,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,324,715
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$168,085
Aggregate carrying amount (costs) on sale of assets2016-12-31$280,768
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2016-12-31941341042
2015 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-53,750
Total unrealized appreciation/depreciation of assets2015-12-31$-53,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,619,575
Total loss/gain on sale of assets2015-12-31$-2,924
Total of all expenses incurred2015-12-31$6,351,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,223,460
Value of total corrective distributions2015-12-31$1,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,989,373
Value of total assets at end of year2015-12-31$65,602,324
Value of total assets at beginning of year2015-12-31$69,334,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$126,797
Total interest from all sources2015-12-31$182,839
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,027,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,023,111
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,043,161
Participant contributions at end of year2015-12-31$374,339
Participant contributions at beginning of year2015-12-31$271,336
Assets. Other investments not covered elsewhere at end of year2015-12-31$384,051
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$431,218
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,088
Other income not declared elsewhere2015-12-31$85,114
Administrative expenses (other) incurred2015-12-31$126,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,731,735
Value of net assets at end of year (total assets less liabilities)2015-12-31$65,602,324
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$69,334,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$55,313,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$58,607,293
Value of interest in pooled separate accounts at end of year2015-12-31$1,410,685
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,104,250
Interest on participant loans2015-12-31$16,517
Interest earned on other investments2015-12-31$166,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,934,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,676,146
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,585,330
Net investment gain/loss from pooled separate accounts2015-12-31$-23,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$184,993
Assets. Invements in employer securities at beginning of year2015-12-31$243,816
Contributions received in cash from employer2015-12-31$941,124
Income. Dividends from common stock2015-12-31$4,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,223,460
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$6,950
Aggregate carrying amount (costs) on sale of assets2015-12-31$9,874
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2015-12-31941341042
2014 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$31,300
Total unrealized appreciation/depreciation of assets2014-12-31$31,300
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,737,724
Total loss/gain on sale of assets2014-12-31$-897
Total of all expenses incurred2014-12-31$6,203,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,073,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,978,985
Value of total assets at end of year2014-12-31$69,334,059
Value of total assets at beginning of year2014-12-31$67,799,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$130,022
Total interest from all sources2014-12-31$174,534
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$924,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$924,283
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,023,204
Participant contributions at end of year2014-12-31$271,336
Participant contributions at beginning of year2014-12-31$284,050
Assets. Other investments not covered elsewhere at end of year2014-12-31$431,218
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$218,503
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$22,435
Other income not declared elsewhere2014-12-31$136,913
Administrative expenses (other) incurred2014-12-31$130,022
Total non interest bearing cash at beginning of year2014-12-31$278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,534,192
Value of net assets at end of year (total assets less liabilities)2014-12-31$69,334,059
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$67,799,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$58,607,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$59,074,583
Value of interest in pooled separate accounts at end of year2014-12-31$1,104,250
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,004,612
Interest on participant loans2014-12-31$12,787
Interest earned on other investments2014-12-31$161,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,676,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,003,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,442,371
Net investment gain/loss from pooled separate accounts2014-12-31$50,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$243,816
Assets. Invements in employer securities at beginning of year2014-12-31$214,689
Contributions received in cash from employer2014-12-31$933,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,073,510
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,625
Aggregate carrying amount (costs) on sale of assets2014-12-31$6,522
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FRANK, REMERMAN & CO LLP
Accountancy firm EIN2014-12-31941341042
2013 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$110,169
Total unrealized appreciation/depreciation of assets2013-12-31$110,169
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,713,740
Total loss/gain on sale of assets2013-12-31$-12,492
Total of all expenses incurred2013-12-31$4,337,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,187,581
Value of total corrective distributions2013-12-31$23,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,068,912
Value of total assets at end of year2013-12-31$67,799,867
Value of total assets at beginning of year2013-12-31$58,423,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$126,263
Total interest from all sources2013-12-31$161,702
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$838,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$834,872
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,052,117
Participant contributions at end of year2013-12-31$284,050
Participant contributions at beginning of year2013-12-31$247,991
Assets. Other investments not covered elsewhere at end of year2013-12-31$218,503
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$222,030
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$165,656
Other income not declared elsewhere2013-12-31$123,439
Administrative expenses (other) incurred2013-12-31$126,263
Total non interest bearing cash at end of year2013-12-31$278
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,376,090
Value of net assets at end of year (total assets less liabilities)2013-12-31$67,799,867
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$58,423,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$59,074,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$50,541,913
Value of interest in pooled separate accounts at end of year2013-12-31$1,004,612
Value of interest in pooled separate accounts at beginning of year2013-12-31$856,023
Interest on participant loans2013-12-31$12,754
Interest earned on other investments2013-12-31$148,948
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,003,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,426,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,331,823
Net investment gain/loss from pooled separate accounts2013-12-31$91,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$214,689
Assets. Invements in employer securities at beginning of year2013-12-31$129,600
Contributions received in cash from employer2013-12-31$851,139
Income. Dividends from common stock2013-12-31$3,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,187,581
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$16,524
Aggregate carrying amount (costs) on sale of assets2013-12-31$29,016
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FRANK, RIMERMAN & CO LLP
Accountancy firm EIN2013-12-31941341042
2012 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$31,203
Total unrealized appreciation/depreciation of assets2012-12-31$31,203
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,538,068
Total loss/gain on sale of assets2012-12-31$-52,070
Total of all expenses incurred2012-12-31$7,993,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,903,713
Expenses. Certain deemed distributions of participant loans2012-12-31$-30,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,045,386
Value of total assets at end of year2012-12-31$58,423,777
Value of total assets at beginning of year2012-12-31$55,879,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$119,922
Total interest from all sources2012-12-31$179,497
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$849,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$845,692
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,888,331
Participant contributions at end of year2012-12-31$247,991
Participant contributions at beginning of year2012-12-31$209,057
Assets. Other investments not covered elsewhere at end of year2012-12-31$222,030
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$233,743
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$334,007
Other income not declared elsewhere2012-12-31$120,005
Administrative expenses (other) incurred2012-12-31$119,922
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,544,761
Value of net assets at end of year (total assets less liabilities)2012-12-31$58,423,777
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$55,879,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$50,541,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$47,473,870
Value of interest in pooled separate accounts at end of year2012-12-31$856,023
Value of interest in pooled separate accounts at beginning of year2012-12-31$647,875
Interest on participant loans2012-12-31$11,647
Interest earned on other investments2012-12-31$167,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,426,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,117,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,293,103
Net investment gain/loss from pooled separate accounts2012-12-31$71,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$129,600
Assets. Invements in employer securities at beginning of year2012-12-31$197,095
Contributions received in cash from employer2012-12-31$823,048
Income. Dividends from common stock2012-12-31$3,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,903,713
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$50,210
Aggregate carrying amount (costs) on sale of assets2012-12-31$102,280
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FRANK, RIMERMAN & CO LLP
Accountancy firm EIN2012-12-31941341042
2011 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-85,252
Total unrealized appreciation/depreciation of assets2011-12-31$-85,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,187,584
Total loss/gain on sale of assets2011-12-31$-3,006
Total of all expenses incurred2011-12-31$3,612,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,487,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,994,686
Value of total assets at end of year2011-12-31$55,879,016
Value of total assets at beginning of year2011-12-31$57,303,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$124,322
Total interest from all sources2011-12-31$217,362
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$906,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$902,414
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,001,863
Participant contributions at end of year2011-12-31$209,057
Participant contributions at beginning of year2011-12-31$190,888
Assets. Other investments not covered elsewhere at end of year2011-12-31$233,743
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$383,160
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$197,993
Other income not declared elsewhere2011-12-31$90,458
Administrative expenses (other) incurred2011-12-31$124,322
Total non interest bearing cash at end of year2011-12-31$95
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,424,649
Value of net assets at end of year (total assets less liabilities)2011-12-31$55,879,016
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$57,303,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$47,473,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$49,631,147
Value of interest in pooled separate accounts at end of year2011-12-31$647,875
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$11,643
Interest earned on other investments2011-12-31$205,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,117,281
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,813,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,928,492
Net investment gain/loss from pooled separate accounts2011-12-31$-4,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$197,095
Assets. Invements in employer securities at beginning of year2011-12-31$285,098
Contributions received in cash from employer2011-12-31$794,830
Income. Dividends from common stock2011-12-31$4,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,487,911
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,945
Aggregate carrying amount (costs) on sale of assets2011-12-31$6,951
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FRANK, RIMERMAN & CO., LLP
Accountancy firm EIN2011-12-31941341042
2010 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$78,999
Total unrealized appreciation/depreciation of assets2010-12-31$78,999
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,505,168
Total loss/gain on sale of assets2010-12-31$-3,458
Total of all expenses incurred2010-12-31$2,674,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,563,904
Expenses. Certain deemed distributions of participant loans2010-12-31$3,371
Value of total corrective distributions2010-12-31$858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,503,553
Value of total assets at end of year2010-12-31$57,303,665
Value of total assets at beginning of year2010-12-31$49,472,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$106,001
Total interest from all sources2010-12-31$234,949
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$826,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$822,324
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,871,872
Participant contributions at end of year2010-12-31$190,888
Participant contributions at beginning of year2010-12-31$232,165
Assets. Other investments not covered elsewhere at end of year2010-12-31$383,160
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$302,450
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$66,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$15,771
Other income not declared elsewhere2010-12-31$167,980
Administrative expenses (other) incurred2010-12-31$106,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,831,034
Value of net assets at end of year (total assets less liabilities)2010-12-31$57,303,665
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$49,472,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$49,631,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$42,841,384
Interest on participant loans2010-12-31$13,370
Interest earned on other investments2010-12-31$221,579
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,813,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,870,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,696,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$285,098
Assets. Invements in employer securities at beginning of year2010-12-31$209,993
Contributions received in cash from employer2010-12-31$564,738
Income. Dividends from common stock2010-12-31$4,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,563,904
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$4,637
Aggregate carrying amount (costs) on sale of assets2010-12-31$8,095
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FRANK, RIMERMAN & CO., LLP
Accountancy firm EIN2010-12-31941341042
2009 : PALO ALTO RESEARCH CENTER 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PALO ALTO RESEARCH CENTER 401(K) PLAN

2021: PALO ALTO RESEARCH CENTER 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PALO ALTO RESEARCH CENTER 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PALO ALTO RESEARCH CENTER 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PALO ALTO RESEARCH CENTER 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PALO ALTO RESEARCH CENTER 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PALO ALTO RESEARCH CENTER 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PALO ALTO RESEARCH CENTER 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PALO ALTO RESEARCH CENTER 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PALO ALTO RESEARCH CENTER 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PALO ALTO RESEARCH CENTER 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PALO ALTO RESEARCH CENTER 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PALO ALTO RESEARCH CENTER 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040461
Policy instance 1
Insurance contract or identification number040461
Insurance policy start date2018-01-01
Insurance policy end date2018-11-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040461
Policy instance 1
Insurance contract or identification number040461
Number of Individuals Covered380
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40461
Policy instance 1
Insurance contract or identification number40461
Number of Individuals Covered372
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40461
Policy instance 1
Insurance contract or identification number40461
Number of Individuals Covered392
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40461
Policy instance 1
Insurance contract or identification number40461
Number of Individuals Covered392
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40461
Policy instance 1
Insurance contract or identification number40461
Number of Individuals Covered363
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40461
Policy instance 1
Insurance contract or identification number40461
Number of Individuals Covered408
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40461
Policy instance 1
Insurance contract or identification number40461
Number of Individuals Covered391
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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