401k Plan data: ALSTOM INC 401(K) PLAN plan

ALSTOM INC 401(K) PLAN 401k Plan overview

Plan Name	ALSTOM INC 401(K) PLAN
Plan identification number	012

ALSTOM INC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GE STEAM POWER HOLDING INC. has sponsored the creation of one or more 401k plans.

Company Name: GE STEAM POWER HOLDING INC.

Employer identification number (EIN): 061614201

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALSTOM INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
012 2018-01-01
012 2017-01-01
012 2016-01-01
012 2015-01-01
012 2014-01-01 AMY CHAPMAN AMY CHAPMAN 2015-10-15
012 2013-01-01 AMY CHAPMAN AMY CHAPMAN 2014-09-23
012 2012-01-01 AMY CHAPMAN AMY CHAPMAN 2013-10-15
012 2011-01-01 AMY CHAPMAN AMY CHAPMAN 2012-10-08
012 2010-01-01 GERALD W. TOWER, VP ADMINISTRATION GERALD W. TOWER, VP ADMINISTRATION 2011-10-11
012 2009-01-01 GERALD W. TOWER GERALD W. TOWER 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
012	2018-01-01
012	2017-01-01
012	2016-01-01
012	2015-01-01
012	2014-01-01	AMY CHAPMAN	AMY CHAPMAN	2015-10-15
012	2013-01-01	AMY CHAPMAN	AMY CHAPMAN	2014-09-23
012	2012-01-01	AMY CHAPMAN	AMY CHAPMAN	2013-10-15
012	2011-01-01	AMY CHAPMAN	AMY CHAPMAN	2012-10-08
012	2010-01-01	GERALD W. TOWER, VP ADMINISTRATION	GERALD W. TOWER, VP ADMINISTRATION	2011-10-11
012	2009-01-01	GERALD W. TOWER	GERALD W. TOWER	2010-10-14

Plan Statistics for ALSTOM INC 401(K) PLAN

401k plan membership statisitcs for ALSTOM INC 401(K) PLAN

Measure Date Value
2018: ALSTOM INC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 4,363
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
2017: ALSTOM INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4,848
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2,412
Number of retired or separated participants receiving benefits 2017-01-01 123
Number of other retired or separated participants entitled to future benefits 2017-01-01 1,807
Total of all active and inactive participants 2017-01-01 4,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 21
Total participants 2017-01-01 4,363
Number of participants with account balances 2017-01-01 4,281
2016: ALSTOM INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5,973
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,889
Number of retired or separated participants receiving benefits 2016-01-01 125
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,815
Total of all active and inactive participants 2016-01-01 4,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 19
Total participants 2016-01-01 4,848
Number of participants with account balances 2016-01-01 4,779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ALSTOM INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 7,212
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4,174
Number of retired or separated participants receiving benefits 2015-01-01 105
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,673
Total of all active and inactive participants 2015-01-01 5,952
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 21
Total participants 2015-01-01 5,973
Number of participants with account balances 2015-01-01 5,906
2014: ALSTOM INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7,779
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5,154
Number of retired or separated participants receiving benefits 2014-01-01 103
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,930
Total of all active and inactive participants 2014-01-01 7,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 25
Total participants 2014-01-01 7,212
Number of participants with account balances 2014-01-01 7,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 26
2013: ALSTOM INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6,435
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6,196
Number of retired or separated participants receiving benefits 2013-01-01 99
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,464
Total of all active and inactive participants 2013-01-01 7,759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 20
Total participants 2013-01-01 7,779
Number of participants with account balances 2013-01-01 7,584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 17
2012: ALSTOM INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6,305
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5,013
Number of retired or separated participants receiving benefits 2012-01-01 108
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,307
Total of all active and inactive participants 2012-01-01 6,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 7
Total participants 2012-01-01 6,435
Number of participants with account balances 2012-01-01 6,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 103
2011: ALSTOM INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6,246
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4,865
Number of retired or separated participants receiving benefits 2011-01-01 137
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,294
Total of all active and inactive participants 2011-01-01 6,296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 9
Total participants 2011-01-01 6,305
Number of participants with account balances 2011-01-01 6,078
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 121
2010: ALSTOM INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 6,322
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4,826
Number of retired or separated participants receiving benefits 2010-01-01 134
Number of other retired or separated participants entitled to future benefits 2010-01-01 1,278
Total of all active and inactive participants 2010-01-01 6,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 8
Total participants 2010-01-01 6,246
Number of participants with account balances 2010-01-01 6,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 104
2009: ALSTOM INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 6,272
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5,059
Number of retired or separated participants receiving benefits 2009-01-01 125
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,138
Total of all active and inactive participants 2009-01-01 6,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 6,322
Number of participants with account balances 2009-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 65

Measure	Date	Value
2018: ALSTOM INC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	4,363
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
2017: ALSTOM INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4,848
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,412
Number of retired or separated participants receiving benefits	2017-01-01	123
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,807
Total of all active and inactive participants	2017-01-01	4,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	21
Total participants	2017-01-01	4,363
Number of participants with account balances	2017-01-01	4,281
2016: ALSTOM INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5,973
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,889
Number of retired or separated participants receiving benefits	2016-01-01	125
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,815
Total of all active and inactive participants	2016-01-01	4,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	19
Total participants	2016-01-01	4,848
Number of participants with account balances	2016-01-01	4,779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ALSTOM INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	7,212
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4,174
Number of retired or separated participants receiving benefits	2015-01-01	105
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,673
Total of all active and inactive participants	2015-01-01	5,952
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	21
Total participants	2015-01-01	5,973
Number of participants with account balances	2015-01-01	5,906
2014: ALSTOM INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7,779
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5,154
Number of retired or separated participants receiving benefits	2014-01-01	103
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,930
Total of all active and inactive participants	2014-01-01	7,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	25
Total participants	2014-01-01	7,212
Number of participants with account balances	2014-01-01	7,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	26
2013: ALSTOM INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6,435
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6,196
Number of retired or separated participants receiving benefits	2013-01-01	99
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,464
Total of all active and inactive participants	2013-01-01	7,759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	20
Total participants	2013-01-01	7,779
Number of participants with account balances	2013-01-01	7,584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	17
2012: ALSTOM INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6,305
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5,013
Number of retired or separated participants receiving benefits	2012-01-01	108
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,307
Total of all active and inactive participants	2012-01-01	6,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	7
Total participants	2012-01-01	6,435
Number of participants with account balances	2012-01-01	6,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	103
2011: ALSTOM INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6,246
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4,865
Number of retired or separated participants receiving benefits	2011-01-01	137
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,294
Total of all active and inactive participants	2011-01-01	6,296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	9
Total participants	2011-01-01	6,305
Number of participants with account balances	2011-01-01	6,078
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	121
2010: ALSTOM INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	6,322
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4,826
Number of retired or separated participants receiving benefits	2010-01-01	134
Number of other retired or separated participants entitled to future benefits	2010-01-01	1,278
Total of all active and inactive participants	2010-01-01	6,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	8
Total participants	2010-01-01	6,246
Number of participants with account balances	2010-01-01	6,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	104
2009: ALSTOM INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	6,272
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5,059
Number of retired or separated participants receiving benefits	2009-01-01	125
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,138
Total of all active and inactive participants	2009-01-01	6,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	6,322
Number of participants with account balances	2009-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	65

Financial Data on ALSTOM INC 401(K) PLAN

Measure	Date	Value
2018 : ALSTOM INC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-02-07	$0
Total transfer of assets from this plan	2018-02-07	$740,467,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-02-07	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-02-07	$17,278
Total income from all sources (including contributions)	2018-02-07	$7,818,543
Total loss/gain on sale of assets	2018-02-07	$0
Total of all expenses incurred	2018-02-07	$90,210,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-02-07	$90,785,133
Expenses. Certain deemed distributions of participant loans	2018-02-07	$-522,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-02-07	$52,653
Value of total assets at end of year	2018-02-07	$0
Value of total assets at beginning of year	2018-02-07	$822,877,481
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-02-07	$-51,927
Total interest from all sources	2018-02-07	$40,267
Total dividends received (eg from common stock, registered investment company shares)	2018-02-07	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-02-07	No
Administrative expenses professional fees incurred	2018-02-07	$7,722
Was this plan covered by a fidelity bond	2018-02-07	Yes
Value of fidelity bond cover	2018-02-07	$90,000,000
If this is an individual account plan, was there a blackout period	2018-02-07	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-02-07	$0
Were there any nonexempt tranactions with any party-in-interest	2018-02-07	No
Contributions received from participants	2018-02-07	$52,653
Participant contributions at end of year	2018-02-07	$0
Participant contributions at beginning of year	2018-02-07	$7,681,918
Administrative expenses (other) incurred	2018-02-07	$-69,736
Liabilities. Value of operating payables at end of year	2018-02-07	$0
Liabilities. Value of operating payables at beginning of year	2018-02-07	$17,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-02-07	No
Value of net income/loss	2018-02-07	$-82,392,392
Value of net assets at end of year (total assets less liabilities)	2018-02-07	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-02-07	$822,860,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-02-07	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-02-07	No
Were any leases to which the plan was party in default or uncollectible	2018-02-07	No
Investment advisory and management fees	2018-02-07	$10,087
Interest on participant loans	2018-02-07	$40,267
Value of interest in master investment trust accounts at end of year	2018-02-07	$0
Value of interest in master investment trust accounts at beginning of year	2018-02-07	$815,195,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-02-07	No
Was there a failure to transmit to the plan any participant contributions	2018-02-07	No
Has the plan failed to provide any benefit when due under the plan	2018-02-07	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-02-07	$90,785,133
Did the plan have assets held for investment	2018-02-07	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-02-07	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-02-07	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-02-07	Yes
Opinion of an independent qualified public accountant for this plan	2018-02-07	Disclaimer
Accountancy firm name	2018-02-07	KPMG LLP
Accountancy firm EIN	2018-02-07	135565207
2017 : ALSTOM INC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$17,278
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$5,923
Total income from all sources (including contributions)	2017-12-31	$129,291,677
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$123,270,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$122,975,143
Expenses. Certain deemed distributions of participant loans	2017-12-31	$228,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,144,215
Value of total assets at end of year	2017-12-31	$822,877,481
Value of total assets at beginning of year	2017-12-31	$816,845,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$66,811
Total interest from all sources	2017-12-31	$418,484
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$25,068
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$90,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,144,215
Participant contributions at end of year	2017-12-31	$7,681,918
Participant contributions at beginning of year	2017-12-31	$10,634,937
Administrative expenses (other) incurred	2017-12-31	$-5,696
Liabilities. Value of operating payables at end of year	2017-12-31	$17,278
Liabilities. Value of operating payables at beginning of year	2017-12-31	$5,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$6,021,101
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$822,860,203
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$816,839,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$47,439
Interest on participant loans	2017-12-31	$418,484
Value of interest in master investment trust accounts at end of year	2017-12-31	$815,195,563
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$806,210,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$122,975,143
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KPMG LLP
Accountancy firm EIN	2017-12-31	135565207
2016 : ALSTOM INC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$46,191,503
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$5,923
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$30,523
Total income from all sources (including contributions)	2016-12-31	$55,448,091
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$129,993,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$129,465,317
Expenses. Certain deemed distributions of participant loans	2016-12-31	$123,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$480,387
Value of total assets at end of year	2016-12-31	$816,845,025
Value of total assets at beginning of year	2016-12-31	$937,606,692
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$405,173
Total interest from all sources	2016-12-31	$495,777
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$544,555
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$90,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$479,061
Participant contributions at end of year	2016-12-31	$10,634,937
Participant contributions at beginning of year	2016-12-31	$14,498,970
Administrative expenses (other) incurred	2016-12-31	$-197,360
Liabilities. Value of operating payables at end of year	2016-12-31	$5,923
Liabilities. Value of operating payables at beginning of year	2016-12-31	$30,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-74,545,564
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$816,839,102
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$937,576,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$57,978
Interest on participant loans	2016-12-31	$495,777
Value of interest in master investment trust accounts at end of year	2016-12-31	$806,210,088
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$923,107,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$129,465,317
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KPMG LLP
Accountancy firm EIN	2016-12-31	135565207
2015 : ALSTOM INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$114,640,996
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$30,523
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$133,771
Total income from all sources (including contributions)	2015-12-31	$82,203,887
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$122,855,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$122,870,284
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-2,907
Value of total corrective distributions	2015-12-31	$2,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$82,984,746
Value of total assets at end of year	2015-12-31	$937,606,692
Value of total assets at beginning of year	2015-12-31	$1,093,002,765
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$-14,012
Total interest from all sources	2015-12-31	$705,205
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$17,933
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$90,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$42,224,631
Participant contributions at end of year	2015-12-31	$14,498,970
Participant contributions at beginning of year	2015-12-31	$18,267,978
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$1,477,259
Administrative expenses (other) incurred	2015-12-31	$-197,508
Liabilities. Value of operating payables at end of year	2015-12-31	$30,523
Liabilities. Value of operating payables at beginning of year	2015-12-31	$133,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-40,651,829
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$937,576,169
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,092,868,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$165,563
Interest on participant loans	2015-12-31	$705,205
Value of interest in master investment trust accounts at end of year	2015-12-31	$923,107,722
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$1,071,418,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$40,760,115
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$1,839,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$122,870,284
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KPMG LLP
Accountancy firm EIN	2015-12-31	135565207
2014 : ALSTOM INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$133,771
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$146,429
Total income from all sources (including contributions)	2014-12-31	$160,577,874
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$129,612,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$129,449,748
Value of total corrective distributions	2014-12-31	$2,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$101,283,759
Value of total assets at end of year	2014-12-31	$1,093,002,765
Value of total assets at beginning of year	2014-12-31	$1,062,050,381
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$160,548
Total interest from all sources	2014-12-31	$798,338
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$45,677,630
Participant contributions at end of year	2014-12-31	$18,267,978
Participant contributions at beginning of year	2014-12-31	$18,604,190
Participant contributions at end of year	2014-12-31	$1,477,259
Participant contributions at beginning of year	2014-12-31	$1,790,311
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$5,286,865
Administrative expenses (other) incurred	2014-12-31	$160,548
Liabilities. Value of operating payables at end of year	2014-12-31	$133,771
Liabilities. Value of operating payables at beginning of year	2014-12-31	$146,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$30,965,042
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,092,868,994
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,061,903,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$798,338
Value of interest in master investment trust accounts at end of year	2014-12-31	$1,071,418,375
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$1,039,888,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$50,319,264
Employer contributions (assets) at end of year	2014-12-31	$1,839,153
Employer contributions (assets) at beginning of year	2014-12-31	$1,767,559
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$129,449,748
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : ALSTOM INC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$134,507,468
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$146,429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$110,055
Total income from all sources (including contributions)	2013-12-31	$226,166,145
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$76,898,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$76,580,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$89,051,648
Value of total assets at end of year	2013-12-31	$1,062,050,381
Value of total assets at beginning of year	2013-12-31	$778,238,701
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$318,208
Total interest from all sources	2013-12-31	$676,725
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$145,097
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$40,937,651
Participant contributions at end of year	2013-12-31	$18,604,190
Participant contributions at beginning of year	2013-12-31	$14,668,179
Participant contributions at end of year	2013-12-31	$1,790,311
Participant contributions at beginning of year	2013-12-31	$238,820
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,694,280
Administrative expenses (other) incurred	2013-12-31	$113,411
Liabilities. Value of operating payables at end of year	2013-12-31	$146,429
Liabilities. Value of operating payables at beginning of year	2013-12-31	$110,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$149,267,838
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,061,903,952
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$778,128,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$59,700
Interest on participant loans	2013-12-31	$676,725
Value of interest in master investment trust accounts at end of year	2013-12-31	$1,039,888,321
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$763,089,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$43,419,717
Employer contributions (assets) at end of year	2013-12-31	$1,767,559
Employer contributions (assets) at beginning of year	2013-12-31	$242,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$76,580,099
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : ALSTOM INC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$1,260,022
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$110,055
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$105,520
Total income from all sources (including contributions)	2012-12-31	$154,526,159
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$56,441,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$56,161,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$77,636,941
Value of total assets at end of year	2012-12-31	$778,238,701
Value of total assets at beginning of year	2012-12-31	$678,889,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$280,144
Total interest from all sources	2012-12-31	$623,434
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$138,087
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$36,721,101
Participant contributions at end of year	2012-12-31	$14,668,179
Participant contributions at beginning of year	2012-12-31	$12,923,723
Participant contributions at end of year	2012-12-31	$238,820
Participant contributions at beginning of year	2012-12-31	$218,258
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,994,530
Administrative expenses (other) incurred	2012-12-31	$83,199
Liabilities. Value of operating payables at end of year	2012-12-31	$110,055
Liabilities. Value of operating payables at beginning of year	2012-12-31	$105,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$98,084,410
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$778,128,646
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$678,784,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$58,858
Interest on participant loans	2012-12-31	$623,434
Value of interest in master investment trust accounts at end of year	2012-12-31	$763,089,634
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$665,527,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$37,921,310
Employer contributions (assets) at end of year	2012-12-31	$242,068
Employer contributions (assets) at beginning of year	2012-12-31	$220,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$56,161,605
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : ALSTOM INC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$105,520
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$91,128
Total income from all sources (including contributions)	2011-12-31	$61,043,330
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$63,660,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$63,414,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$75,625,931
Value of total assets at end of year	2011-12-31	$678,889,734
Value of total assets at beginning of year	2011-12-31	$681,493,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$246,133
Total interest from all sources	2011-12-31	$591,536
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$124,583
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$35,335,674
Participant contributions at end of year	2011-12-31	$12,923,723
Participant contributions at beginning of year	2011-12-31	$11,571,126
Participant contributions at end of year	2011-12-31	$218,258
Participant contributions at beginning of year	2011-12-31	$53,237
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,419,245
Administrative expenses (other) incurred	2011-12-31	$74,585
Liabilities. Value of operating payables at end of year	2011-12-31	$105,520
Liabilities. Value of operating payables at beginning of year	2011-12-31	$91,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,617,666
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$678,784,214
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$681,401,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$46,965
Interest on participant loans	2011-12-31	$591,536
Value of interest in master investment trust accounts at end of year	2011-12-31	$665,527,502
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$669,818,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$36,871,012
Employer contributions (assets) at end of year	2011-12-31	$220,251
Employer contributions (assets) at beginning of year	2011-12-31	$50,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$63,414,863
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : ALSTOM INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$34,111,399
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$91,128
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$108,274
Total income from all sources (including contributions)	2010-12-31	$133,802,779
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$61,895,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$61,538,101
Expenses. Certain deemed distributions of participant loans	2010-12-31	$25,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$66,340,250
Value of total assets at end of year	2010-12-31	$681,493,008
Value of total assets at beginning of year	2010-12-31	$575,491,705
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$331,840
Total interest from all sources	2010-12-31	$622,024
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$148,307
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$35,132,423
Participant contributions at end of year	2010-12-31	$11,571,126
Participant contributions at beginning of year	2010-12-31	$9,764,073
Participant contributions at end of year	2010-12-31	$53,237
Participant contributions at beginning of year	2010-12-31	$41,829
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$5,083,845
Administrative expenses (other) incurred	2010-12-31	$36,173
Liabilities. Value of operating payables at end of year	2010-12-31	$91,128
Liabilities. Value of operating payables at beginning of year	2010-12-31	$108,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$71,907,050
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$681,401,880
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$575,383,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$47,393
Interest on participant loans	2010-12-31	$622,024
Value of interest in master investment trust accounts at end of year	2010-12-31	$669,818,385
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$565,658,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$26,123,982
Employer contributions (assets) at end of year	2010-12-31	$50,260
Employer contributions (assets) at beginning of year	2010-12-31	$27,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$61,538,101
Contract administrator fees	2010-12-31	$99,967
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : ALSTOM INC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ALSTOM INC 401(K) PLAN

2018: ALSTOM INC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ALSTOM INC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ALSTOM INC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ALSTOM INC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALSTOM INC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALSTOM INC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALSTOM INC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALSTOM INC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ALSTOM INC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ALSTOM INC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

ALSTOM INC DEFINED BENEFIT MASTER TRUST [EIN = 061604281]

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Company Name:	GE STEAM POWER HOLDING INC.
Employer identification number (EIN):	061614201
NAIC Classification:	335900