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Plan Name | NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND |
Plan identification number | 240 |
Company Name: | NORTHERN TRUST INVESTMENTS, INC. |
Employer identification number (EIN): | 066275604 |
Additional information about NORTHERN TRUST INVESTMENTS, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2017-03-23 |
Company Identification Number: | 0802681817 |
Legal Registered Office Address: |
1999 BRYAN ST STE 900 DALLAS United States of America (USA) 75201 |
More information about NORTHERN TRUST INVESTMENTS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
240 | 2016-07-01 | 2017-10-04 | |||
240 | 2015-07-01 | 2017-04-12 | |||
240 | 2014-07-01 | 2016-04-13 | |||
240 | 2013-09-19 | 2015-04-15 |
Measure | Date | Value |
---|---|---|
2016 : NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-16 | $-1,567,178 |
Total unrealized appreciation/depreciation of assets | 2016-12-16 | $-1,567,178 |
Total transfer of assets to this plan | 2016-12-16 | $1,650,180 |
Total transfer of assets from this plan | 2016-12-16 | $55,973,563 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-16 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-16 | $6,998,583 |
Total income from all sources (including contributions) | 2016-12-16 | $-1,214,839 |
Total loss/gain on sale of assets | 2016-12-16 | $-438,540 |
Total of all expenses incurred | 2016-12-16 | $41,987 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-16 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-16 | $0 |
Value of total assets at end of year | 2016-12-16 | $0 |
Value of total assets at beginning of year | 2016-12-16 | $62,578,792 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-16 | $41,987 |
Total interest from all sources | 2016-12-16 | $790,879 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-16 | $0 |
Administrative expenses professional fees incurred | 2016-12-16 | $7,790 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-16 | $5,313,230 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-16 | $501,131 |
Assets. Loans (other than to participants) at beginning of year | 2016-12-16 | $6,987,603 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-16 | $6,998,583 |
Administrative expenses (other) incurred | 2016-12-16 | $34,197 |
Value of net income/loss | 2016-12-16 | $-1,256,826 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-16 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-16 | $55,580,209 |
Income. Interest from US Government securities | 2016-12-16 | $202,657 |
Income. Interest from corporate debt instruments | 2016-12-16 | $588,221 |
Value of interest in common/collective trusts at beginning of year | 2016-12-16 | $3,397,756 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-16 | $19,578 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-16 | $19,578 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-16 | $1 |
Asset value of US Government securities at beginning of year | 2016-12-16 | $18,894,147 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-16 | $27,465,347 |
Aggregate proceeds on sale of assets | 2016-12-16 | $106,880,861 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-16 | $107,319,401 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-06-30 | $451,245 |
Total unrealized appreciation/depreciation of assets | 2016-06-30 | $451,245 |
Total transfer of assets to this plan | 2016-06-30 | $9,700,490 |
Total transfer of assets from this plan | 2016-06-30 | $60,275,513 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $6,998,583 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $23,749,030 |
Total income from all sources (including contributions) | 2016-06-30 | $2,078,788 |
Total loss/gain on sale of assets | 2016-06-30 | $-262,243 |
Total of all expenses incurred | 2016-06-30 | $88,641 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $0 |
Value of total assets at end of year | 2016-06-30 | $62,578,792 |
Value of total assets at beginning of year | 2016-06-30 | $127,914,115 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $88,641 |
Total interest from all sources | 2016-06-30 | $1,872,745 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $0 |
Administrative expenses professional fees incurred | 2016-06-30 | $11,870 |
Assets. Other investments not covered elsewhere at end of year | 2016-06-30 | $5,313,230 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-06-30 | $18,075,213 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-06-30 | $501,131 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-06-30 | $943,109 |
Assets. Loans (other than to participants) at end of year | 2016-06-30 | $6,987,603 |
Assets. Loans (other than to participants) at beginning of year | 2016-06-30 | $19,712,874 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-06-30 | $6,998,583 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-06-30 | $23,749,030 |
Administrative expenses (other) incurred | 2016-06-30 | $76,771 |
Value of net income/loss | 2016-06-30 | $1,990,147 |
Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $55,580,209 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $104,165,085 |
Income. Interest from loans (other than to participants) | 2016-06-30 | $17,662 |
Income. Interest from US Government securities | 2016-06-30 | $519,051 |
Income. Interest from corporate debt instruments | 2016-06-30 | $1,336,032 |
Value of interest in common/collective trusts at end of year | 2016-06-30 | $3,397,756 |
Value of interest in common/collective trusts at beginning of year | 2016-06-30 | $7,267,254 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-06-30 | $19,578 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-06-30 | $4,781 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-06-30 | $4,781 |
Asset value of US Government securities at end of year | 2016-06-30 | $18,894,147 |
Asset value of US Government securities at beginning of year | 2016-06-30 | $25,210,987 |
Net investment gain or loss from common/collective trusts | 2016-06-30 | $17,041 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-06-30 | $27,465,347 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-06-30 | $56,699,897 |
Aggregate proceeds on sale of assets | 2016-06-30 | $72,709,402 |
Aggregate carrying amount (costs) on sale of assets | 2016-06-30 | $72,971,645 |
2015 : NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-06-30 | $-1,994,072 |
Total unrealized appreciation/depreciation of assets | 2015-06-30 | $-1,994,072 |
Total transfer of assets to this plan | 2015-06-30 | $5,715,224 |
Total transfer of assets from this plan | 2015-06-30 | $7,700,365 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $23,749,030 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $19,918,109 |
Total income from all sources (including contributions) | 2015-06-30 | $1,408,277 |
Total loss/gain on sale of assets | 2015-06-30 | $-14,766 |
Total of all expenses incurred | 2015-06-30 | $150,627 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $0 |
Value of total assets at end of year | 2015-06-30 | $127,914,115 |
Value of total assets at beginning of year | 2015-06-30 | $124,810,685 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $150,627 |
Total interest from all sources | 2015-06-30 | $3,403,882 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $0 |
Administrative expenses professional fees incurred | 2015-06-30 | $11,536 |
Assets. Other investments not covered elsewhere at end of year | 2015-06-30 | $18,075,213 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-06-30 | $17,607,354 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-06-30 | $943,109 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-06-30 | $5,029,647 |
Assets. Loans (other than to participants) at end of year | 2015-06-30 | $19,712,874 |
Assets. Loans (other than to participants) at beginning of year | 2015-06-30 | $19,001,812 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-06-30 | $23,749,030 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-06-30 | $19,918,109 |
Administrative expenses (other) incurred | 2015-06-30 | $139,091 |
Value of net income/loss | 2015-06-30 | $1,257,650 |
Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $104,165,085 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $104,892,576 |
Income. Interest from loans (other than to participants) | 2015-06-30 | $27,489 |
Income. Interest from US Government securities | 2015-06-30 | $749,637 |
Income. Interest from corporate debt instruments | 2015-06-30 | $2,626,756 |
Value of interest in common/collective trusts at end of year | 2015-06-30 | $7,267,254 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-06-30 | $4,781 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-06-30 | $29,644 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-06-30 | $29,644 |
Asset value of US Government securities at end of year | 2015-06-30 | $25,210,987 |
Asset value of US Government securities at beginning of year | 2015-06-30 | $28,983,219 |
Net investment gain or loss from common/collective trusts | 2015-06-30 | $13,233 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-06-30 | $56,699,897 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-06-30 | $54,159,009 |
Aggregate proceeds on sale of assets | 2015-06-30 | $31,049,954 |
Aggregate carrying amount (costs) on sale of assets | 2015-06-30 | $31,064,720 |
2014 : NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-06-30 | $3,110,006 |
Total unrealized appreciation/depreciation of assets | 2014-06-30 | $3,110,006 |
Total transfer of assets to this plan | 2014-06-30 | $117,170,201 |
Total transfer of assets from this plan | 2014-06-30 | $18,400,985 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $19,918,109 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total income from all sources (including contributions) | 2014-06-30 | $6,252,491 |
Total loss/gain on sale of assets | 2014-06-30 | $413,072 |
Total of all expenses incurred | 2014-06-30 | $129,131 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $0 |
Value of total assets at end of year | 2014-06-30 | $124,810,685 |
Value of total assets at beginning of year | 2014-06-30 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $129,131 |
Total interest from all sources | 2014-06-30 | $2,705,315 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $0 |
Administrative expenses professional fees incurred | 2014-06-30 | $11,220 |
Assets. Other investments not covered elsewhere at end of year | 2014-06-30 | $17,607,354 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-06-30 | $5,029,647 |
Assets. Loans (other than to participants) at end of year | 2014-06-30 | $19,001,812 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-06-30 | $19,918,109 |
Administrative expenses (other) incurred | 2014-06-30 | $117,911 |
Value of net income/loss | 2014-06-30 | $6,123,360 |
Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $104,892,576 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $0 |
Income. Interest from loans (other than to participants) | 2014-06-30 | $21,365 |
Income. Interest from US Government securities | 2014-06-30 | $785,325 |
Income. Interest from corporate debt instruments | 2014-06-30 | $1,898,625 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-06-30 | $29,644 |
Asset value of US Government securities at end of year | 2014-06-30 | $28,983,219 |
Net investment gain or loss from common/collective trusts | 2014-06-30 | $24,098 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-06-30 | $54,159,009 |
Aggregate proceeds on sale of assets | 2014-06-30 | $58,072,336 |
Aggregate carrying amount (costs) on sale of assets | 2014-06-30 | $57,659,264 |
2016: NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2016 form 5500 responses | ||
---|---|---|
2016-07-01 | Type of plan entity | DFE (Diect Filing Entity) |
2016-07-01 | Submission has been amended | No |
2016-07-01 | This submission is the final filing | Yes |
2016-07-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2016-07-01 | Plan is a collectively bargained plan | No |
2015: NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2015 form 5500 responses | ||
2015-07-01 | Type of plan entity | DFE (Diect Filing Entity) |
2015-07-01 | Submission has been amended | No |
2015-07-01 | This submission is the final filing | No |
2015-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-07-01 | Plan is a collectively bargained plan | No |
2014: NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2014 form 5500 responses | ||
2014-07-01 | Type of plan entity | DFE (Diect Filing Entity) |
2014-07-01 | Submission has been amended | No |
2014-07-01 | This submission is the final filing | No |
2014-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-07-01 | Plan is a collectively bargained plan | No |
2013: NTCC ADVISORS FUNDS FOR EMPLOYEE BENEFIT TRUSTS MACKAY-SHIELDS CORE PLUS FUND 2013 form 5500 responses | ||
2013-09-19 | Type of plan entity | DFE (Diect Filing Entity) |
2013-09-19 | First time form 5500 has been submitted | Yes |
2013-09-19 | Submission has been amended | No |
2013-09-19 | This submission is the final filing | No |
2013-09-19 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2013-09-19 | Plan is a collectively bargained plan | No |