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ASTORIA BANK EMPLOYEES' PENSION PLAN 401k Plan overview

Plan NameASTORIA BANK EMPLOYEES' PENSION PLAN
Plan identification number 001

ASTORIA BANK EMPLOYEES' PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

ASTORIA BANK has sponsored the creation of one or more 401k plans.

Company Name:ASTORIA BANK
Employer identification number (EIN):110494055
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTORIA BANK EMPLOYEES' PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01YVONNE SCHADE YVONNE SCHADE2017-09-18
0012015-01-01YVONNE SCHADE
0012014-01-01YVONNE SCHADE
0012013-01-01YVONNE SCHADE
0012012-01-01YVONNE SCHADE
0012011-01-01YVONNE SCHADE
0012010-01-01STEVEN G MISS
0012009-01-01STEVEN G. MISS STEVEN G. MISS2010-10-12

Plan Statistics for ASTORIA BANK EMPLOYEES' PENSION PLAN

401k plan membership statisitcs for ASTORIA BANK EMPLOYEES' PENSION PLAN

Measure Date Value
2016: ASTORIA BANK EMPLOYEES' PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-31180,387,294
Acturial value of plan assets2016-12-31186,442,923
Funding target for retired participants and beneficiaries receiving payment2016-12-3195,766,252
Number of terminated vested participants2016-12-311,060
Fundng target for terminated vested participants2016-12-3144,188,173
Active participant vested funding target2016-12-3136,190,059
Number of active participants2016-12-31796
Total funding liabilities for active participants2016-12-3136,243,253
Total participant count2016-12-313,368
Total funding target for all participants2016-12-31176,197,678
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-318,311,422
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-3150,000
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-318,261,422
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-318,439,043
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3150,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-013,368
Total number of active participants reported on line 7a of the Form 55002016-01-01725
Number of retired or separated participants receiving benefits2016-01-011,403
Number of other retired or separated participants entitled to future benefits2016-01-011,026
Total of all active and inactive participants2016-01-013,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01114
Total participants2016-01-013,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ASTORIA BANK EMPLOYEES' PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,463
Total number of active participants reported on line 7a of the Form 55002015-01-01796
Number of retired or separated participants receiving benefits2015-01-011,402
Number of other retired or separated participants entitled to future benefits2015-01-011,060
Total of all active and inactive participants2015-01-013,258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01110
Total participants2015-01-013,368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: ASTORIA BANK EMPLOYEES' PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,978
Total number of active participants reported on line 7a of the Form 55002014-01-01890
Number of retired or separated participants receiving benefits2014-01-011,401
Number of other retired or separated participants entitled to future benefits2014-01-011,063
Total of all active and inactive participants2014-01-013,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01109
Total participants2014-01-013,463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: ASTORIA BANK EMPLOYEES' PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,107
Total number of active participants reported on line 7a of the Form 55002013-01-011,000
Number of retired or separated participants receiving benefits2013-01-011,361
Number of other retired or separated participants entitled to future benefits2013-01-011,516
Total of all active and inactive participants2013-01-013,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01101
Total participants2013-01-013,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0159
2012: ASTORIA BANK EMPLOYEES' PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,250
Total number of active participants reported on line 7a of the Form 55002012-01-011,169
Number of retired or separated participants receiving benefits2012-01-011,305
Number of other retired or separated participants entitled to future benefits2012-01-011,533
Total of all active and inactive participants2012-01-014,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01100
Total participants2012-01-014,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01122
2011: ASTORIA BANK EMPLOYEES' PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,266
Total number of active participants reported on line 7a of the Form 55002011-01-011,375
Number of retired or separated participants receiving benefits2011-01-011,280
Number of other retired or separated participants entitled to future benefits2011-01-011,504
Total of all active and inactive participants2011-01-014,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0191
Total participants2011-01-014,250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0198
2010: ASTORIA BANK EMPLOYEES' PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-014,286
Total number of active participants reported on line 7a of the Form 55002010-01-011,384
Number of retired or separated participants receiving benefits2010-01-011,255
Number of other retired or separated participants entitled to future benefits2010-01-011,541
Total of all active and inactive participants2010-01-014,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0186
Total participants2010-01-014,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01115
2009: ASTORIA BANK EMPLOYEES' PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,212
Total number of active participants reported on line 7a of the Form 55002009-01-011,398
Number of retired or separated participants receiving benefits2009-01-011,238
Number of other retired or separated participants entitled to future benefits2009-01-011,569
Total of all active and inactive participants2009-01-014,205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0181
Total participants2009-01-014,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0180

Financial Data on ASTORIA BANK EMPLOYEES' PENSION PLAN

Measure Date Value
2016 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,660,458
Total unrealized appreciation/depreciation of assets2016-12-31$2,660,458
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,196,648
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,813,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,796,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$182,769,976
Value of total assets at beginning of year2016-12-31$180,387,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,278
Total interest from all sources2016-12-31$329,222
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$150,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other income not declared elsewhere2016-12-31$610
Administrative expenses (other) incurred2016-12-31$17,278
Total non interest bearing cash at end of year2016-12-31$4,169
Total non interest bearing cash at beginning of year2016-12-31$4,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,382,683
Value of net assets at end of year (total assets less liabilities)2016-12-31$182,769,976
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$180,387,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$155,925,195
Value of interest in pooled separate accounts at beginning of year2016-12-31$155,214,654
Interest earned on other investments2016-12-31$329,220
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,145,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,288,412
Net investment gain/loss from pooled separate accounts2016-12-31$10,055,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$17,694,879
Assets. Invements in employer securities at beginning of year2016-12-31$14,880,060
Income. Dividends from common stock2016-12-31$150,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,796,687
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,060,202
Total unrealized appreciation/depreciation of assets2015-12-31$2,060,202
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,908,605
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,595,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,568,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$180,387,293
Value of total assets at beginning of year2015-12-31$187,074,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,478
Total interest from all sources2015-12-31$292,568
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$149,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$27,478
Total non interest bearing cash at end of year2015-12-31$4,167
Total non interest bearing cash at beginning of year2015-12-31$4,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-6,687,042
Value of net assets at end of year (total assets less liabilities)2015-12-31$180,387,293
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$187,074,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$155,214,654
Value of interest in pooled separate accounts at beginning of year2015-12-31$162,808,035
Interest earned on other investments2015-12-31$292,566
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,288,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$11,857,745
Net investment gain/loss from pooled separate accounts2015-12-31$1,406,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$14,880,060
Assets. Invements in employer securities at beginning of year2015-12-31$12,404,390
Income. Dividends from common stock2015-12-31$149,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,568,169
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-265,947
Total unrealized appreciation/depreciation of assets2014-12-31$-265,947
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,487,623
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,781,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,556,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$187,074,335
Value of total assets at beginning of year2014-12-31$194,367,766
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$224,380
Total interest from all sources2014-12-31$251,005
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$147,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$224,380
Total non interest bearing cash at end of year2014-12-31$4,165
Total non interest bearing cash at beginning of year2014-12-31$4,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-7,293,431
Value of net assets at end of year (total assets less liabilities)2014-12-31$187,074,335
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$194,367,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$162,808,035
Value of interest in pooled separate accounts at beginning of year2014-12-31$170,377,909
Interest earned on other investments2014-12-31$251,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$11,857,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,298,703
Net investment gain/loss from pooled separate accounts2014-12-31$11,355,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$12,404,390
Assets. Invements in employer securities at beginning of year2014-12-31$12,686,991
Employer contributions (assets) at beginning of year2014-12-31$5,000,000
Income. Dividends from common stock2014-12-31$147,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$18,556,674
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,871,077
Total unrealized appreciation/depreciation of assets2013-12-31$3,871,077
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$38,630,813
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$9,946,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,898,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,000,000
Value of total assets at end of year2013-12-31$194,367,766
Value of total assets at beginning of year2013-12-31$165,683,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$47,514
Total interest from all sources2013-12-31$273,871
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$145,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$47,514
Total non interest bearing cash at end of year2013-12-31$4,163
Total non interest bearing cash at beginning of year2013-12-31$2,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$28,684,308
Value of net assets at end of year (total assets less liabilities)2013-12-31$194,367,766
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$165,683,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$170,377,909
Value of interest in pooled separate accounts at beginning of year2013-12-31$145,037,615
Interest earned on other investments2013-12-31$272,472
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,298,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,176,760
Net investment gain/loss from pooled separate accounts2013-12-31$29,340,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$12,686,991
Assets. Invements in employer securities at beginning of year2013-12-31$8,466,319
Contributions received in cash from employer2013-12-31$5,000,000
Employer contributions (assets) at end of year2013-12-31$5,000,000
Employer contributions (assets) at beginning of year2013-12-31$5,000,000
Income. Dividends from common stock2013-12-31$145,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,898,991
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$949,083
Total unrealized appreciation/depreciation of assets2012-12-31$949,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,283,190
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$9,549,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$9,481,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,623,068
Value of total assets at end of year2012-12-31$165,683,458
Value of total assets at beginning of year2012-12-31$152,949,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$67,689
Total interest from all sources2012-12-31$352,385
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$222,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$67,689
Total non interest bearing cash at end of year2012-12-31$2,764
Total non interest bearing cash at beginning of year2012-12-31$17,534
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,733,786
Value of net assets at end of year (total assets less liabilities)2012-12-31$165,683,458
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$152,949,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$145,037,615
Value of interest in pooled separate accounts at beginning of year2012-12-31$120,436,416
Interest earned on other investments2012-12-31$337,155
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$15,230
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,176,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,563,506
Net investment gain/loss from pooled separate accounts2012-12-31$15,136,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$8,466,319
Assets. Invements in employer securities at beginning of year2012-12-31$7,477,488
Contributions received in cash from employer2012-12-31$5,623,068
Employer contributions (assets) at end of year2012-12-31$5,000,000
Employer contributions (assets) at beginning of year2012-12-31$18,454,728
Income. Dividends from common stock2012-12-31$222,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,481,715
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31KPMG, LLP
Accountancy firm EIN2012-12-31135565207
2011 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-4,569,030
Total unrealized appreciation/depreciation of assets2011-12-31$-4,569,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$20,265,928
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,032,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,995,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$22,867,538
Value of total assets at end of year2011-12-31$152,949,672
Value of total assets at beginning of year2011-12-31$141,715,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$36,438
Total interest from all sources2011-12-31$310,526
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$442,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$36,438
Total non interest bearing cash at end of year2011-12-31$17,534
Total non interest bearing cash at beginning of year2011-12-31$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$11,233,900
Value of net assets at end of year (total assets less liabilities)2011-12-31$152,949,672
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$141,715,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$120,436,416
Value of interest in pooled separate accounts at beginning of year2011-12-31$111,373,332
Interest earned on other investments2011-12-31$293,792
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$16,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,563,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,300,958
Net investment gain/loss from pooled separate accounts2011-12-31$1,213,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$7,477,488
Assets. Invements in employer securities at beginning of year2011-12-31$11,676,458
Contributions received in cash from employer2011-12-31$22,867,538
Employer contributions (assets) at end of year2011-12-31$18,454,728
Employer contributions (assets) at beginning of year2011-12-31$12,364,224
Income. Dividends from common stock2011-12-31$442,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,995,590
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG, LLP
Accountancy firm EIN2011-12-31135565207
2010 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,538,878
Total unrealized appreciation/depreciation of assets2010-12-31$1,538,878
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$28,951,670
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$8,853,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,824,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$14,199,780
Value of total assets at end of year2010-12-31$141,715,772
Value of total assets at beginning of year2010-12-31$121,617,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$28,338
Total interest from all sources2010-12-31$209,235
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$425,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$28,338
Total non interest bearing cash at end of year2010-12-31$800
Total non interest bearing cash at beginning of year2010-12-31$12,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,098,566
Value of net assets at end of year (total assets less liabilities)2010-12-31$141,715,772
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$121,617,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$111,373,332
Value of interest in pooled separate accounts at beginning of year2010-12-31$105,930,140
Interest earned on other investments2010-12-31$209,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,300,958
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,992,240
Net investment gain/loss from pooled separate accounts2010-12-31$12,578,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$11,676,458
Assets. Invements in employer securities at beginning of year2010-12-31$10,027,618
Contributions received in cash from employer2010-12-31$14,199,780
Employer contributions (assets) at end of year2010-12-31$12,364,224
Employer contributions (assets) at beginning of year2010-12-31$654,531
Income. Dividends from common stock2010-12-31$425,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,824,766
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ASTORIA BANK EMPLOYEES' PENSION PLAN

2016: ASTORIA BANK EMPLOYEES' PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASTORIA BANK EMPLOYEES' PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASTORIA BANK EMPLOYEES' PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASTORIA BANK EMPLOYEES' PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASTORIA BANK EMPLOYEES' PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASTORIA BANK EMPLOYEES' PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ASTORIA BANK EMPLOYEES' PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ASTORIA BANK EMPLOYEES' PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16711
Policy instance 1
Insurance contract or identification numberIN-16711
Number of Individuals Covered3368
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16711
Policy instance 1
Insurance contract or identification numberIN-16711
Number of Individuals Covered3463
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16711
Policy instance 1
Insurance contract or identification numberIN-16711
Number of Individuals Covered3978
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16711
Policy instance 1
Insurance contract or identification numberIN-16711
Number of Individuals Covered4107
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16711
Policy instance 1
Insurance contract or identification numberIN-16711
Number of Individuals Covered4250
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-16711
Policy instance 1
Insurance contract or identification numberIN-16711
Number of Individuals Covered4266
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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