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ASTORIA BANK 401(K) PLAN 401k Plan overview

Plan NameASTORIA BANK 401(K) PLAN
Plan identification number 003

ASTORIA BANK 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASTORIA BANK has sponsored the creation of one or more 401k plans.

Company Name:ASTORIA BANK
Employer identification number (EIN):110494055
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTORIA BANK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01MARGARET WORTLEY MARGARET WORTLEY2018-09-14
0032017-01-01MARGARET WORTLEY MARGARET WORTLEY2018-10-10
0032016-01-01YVONNE SCHADE YVONNE SCHADE2017-07-26
0032015-01-01YVONNE SCHADE
0032014-01-01YVONNE SCHADE
0032013-01-01YVONNE SCHADE
0032012-01-01YVONNE SCHADE
0032011-01-01YVONNE SCHADE
0032010-01-01STEVEN G MISS
0032009-01-01STEVEN G MISS STEVEN G MISS2010-10-08

Plan Statistics for ASTORIA BANK 401(K) PLAN

401k plan membership statisitcs for ASTORIA BANK 401(K) PLAN

Measure Date Value
2017: ASTORIA BANK 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,226
Total number of active participants reported on line 7a of the Form 55002017-01-011,254
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01902
Total of all active and inactive participants2017-01-012,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,159
Number of participants with account balances2017-01-012,152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: ASTORIA BANK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,383
Total number of active participants reported on line 7a of the Form 55002016-01-011,439
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01780
Total of all active and inactive participants2016-01-012,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,220
Number of participants with account balances2016-01-012,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: ASTORIA BANK 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,254
Total number of active participants reported on line 7a of the Form 55002015-01-011,629
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01752
Total of all active and inactive participants2015-01-012,383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,383
Number of participants with account balances2015-01-012,311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: ASTORIA BANK 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,993
Total number of active participants reported on line 7a of the Form 55002014-01-011,628
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01624
Total of all active and inactive participants2014-01-012,254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,254
Number of participants with account balances2014-01-012,220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: ASTORIA BANK 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,877
Total number of active participants reported on line 7a of the Form 55002013-01-011,625
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01367
Total of all active and inactive participants2013-01-011,993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,993
Number of participants with account balances2013-01-011,890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: ASTORIA BANK 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,629
Total number of active participants reported on line 7a of the Form 55002012-01-011,620
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01256
Total of all active and inactive participants2012-01-011,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,877
Number of participants with account balances2012-01-011,547
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ASTORIA BANK 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,657
Total number of active participants reported on line 7a of the Form 55002011-01-011,419
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01210
Total of all active and inactive participants2011-01-011,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,629
Number of participants with account balances2011-01-011,528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ASTORIA BANK 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,759
Total number of active participants reported on line 7a of the Form 55002010-01-011,427
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01230
Total of all active and inactive participants2010-01-011,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,657
Number of participants with account balances2010-01-011,548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ASTORIA BANK 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,057
Total number of active participants reported on line 7a of the Form 55002009-01-011,467
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01234
Total of all active and inactive participants2009-01-011,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,701
Number of participants with account balances2009-01-011,546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ASTORIA BANK 401(K) PLAN

Measure Date Value
2017 : ASTORIA BANK 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-82,064,209
Total unrealized appreciation/depreciation of assets2017-12-31$-82,064,209
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,382
Total income from all sources (including contributions)2017-12-31$46,044,280
Total loss/gain on sale of assets2017-12-31$95,721,471
Total of all expenses incurred2017-12-31$37,404,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$37,141,652
Expenses. Certain deemed distributions of participant loans2017-12-31$-2,832
Value of total corrective distributions2017-12-31$32,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,120,436
Value of total assets at end of year2017-12-31$260,607,390
Value of total assets at beginning of year2017-12-31$251,974,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$233,708
Total interest from all sources2017-12-31$1,110,470
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$929,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$2,855,918
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,269,865
Participant contributions at end of year2017-12-31$4,214,320
Participant contributions at beginning of year2017-12-31$4,305,326
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,156,282
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,503,504
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$182,761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$6,382
Other income not declared elsewhere2017-12-31$1,416,865
Administrative expenses (other) incurred2017-12-31$233,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,639,665
Value of net assets at end of year (total assets less liabilities)2017-12-31$260,607,390
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$251,967,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$103,064,355
Value of interest in pooled separate accounts at beginning of year2017-12-31$87,983,800
Interest on participant loans2017-12-31$147,886
Interest earned on other investments2017-12-31$962,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$51,411,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$47,096,728
Net investment gain/loss from pooled separate accounts2017-12-31$17,809,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$99,639,946
Assets. Invements in employer securities at beginning of year2017-12-31$109,935,184
Contributions received in cash from employer2017-12-31$3,667,810
Employer contributions (assets) at end of year2017-12-31$121,410
Employer contributions (assets) at beginning of year2017-12-31$149,565
Income. Dividends from common stock2017-12-31$929,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$37,141,652
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$137,384,113
Aggregate carrying amount (costs) on sale of assets2017-12-31$41,662,642
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BUCHBINDER TUNICK & COMPANY LLP
Accountancy firm EIN2017-12-31131578842
2016 : ASTORIA BANK 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$7,911,434
Total unrealized appreciation/depreciation of assets2016-12-31$7,911,434
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,382
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$36,365,696
Total loss/gain on sale of assets2016-12-31$8,398,517
Total of all expenses incurred2016-12-31$24,460,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,266,948
Expenses. Certain deemed distributions of participant loans2016-12-31$1,300
Value of total corrective distributions2016-12-31$512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,661,275
Value of total assets at end of year2016-12-31$251,974,107
Value of total assets at beginning of year2016-12-31$240,062,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$191,339
Total interest from all sources2016-12-31$1,023,332
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,028,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$551,326
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,469,996
Participant contributions at end of year2016-12-31$4,305,326
Participant contributions at beginning of year2016-12-31$5,220,057
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,503,504
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,208,267
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$240,987
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$6,382
Other income not declared elsewhere2016-12-31$204
Administrative expenses (other) incurred2016-12-31$191,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,905,597
Value of net assets at end of year (total assets less liabilities)2016-12-31$251,967,725
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$240,062,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$87,983,800
Value of interest in pooled separate accounts at beginning of year2016-12-31$83,693,967
Interest on participant loans2016-12-31$158,532
Interest earned on other investments2016-12-31$864,800
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$47,096,728
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$44,199,375
Net investment gain/loss from pooled separate accounts2016-12-31$6,342,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$109,935,184
Assets. Invements in employer securities at beginning of year2016-12-31$104,655,688
Contributions received in cash from employer2016-12-31$3,950,292
Employer contributions (assets) at end of year2016-12-31$149,565
Employer contributions (assets) at beginning of year2016-12-31$84,774
Income. Dividends from common stock2016-12-31$1,028,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,266,948
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$13,034,363
Aggregate carrying amount (costs) on sale of assets2016-12-31$4,635,846
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : ASTORIA BANK 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$8,164,746
Total unrealized appreciation/depreciation of assets2015-12-31$8,164,746
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$31,382,381
Total loss/gain on sale of assets2015-12-31$8,810,927
Total of all expenses incurred2015-12-31$19,371,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$19,273,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,044,758
Value of total assets at end of year2015-12-31$240,062,128
Value of total assets at beginning of year2015-12-31$228,050,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$97,491
Total interest from all sources2015-12-31$1,023,325
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,106,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$2,300,324
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,242,840
Participant contributions at end of year2015-12-31$5,220,057
Participant contributions at beginning of year2015-12-31$4,713,449
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,208,267
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,728,859
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$861,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$97,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$12,011,335
Value of net assets at end of year (total assets less liabilities)2015-12-31$240,062,128
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$228,050,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$83,693,967
Value of interest in pooled separate accounts at beginning of year2015-12-31$77,191,497
Interest on participant loans2015-12-31$155,543
Interest earned on other investments2015-12-31$867,782
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$44,199,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$45,186,363
Net investment gain/loss from pooled separate accounts2015-12-31$231,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$104,655,688
Assets. Invements in employer securities at beginning of year2015-12-31$99,178,870
Contributions received in cash from employer2015-12-31$3,940,389
Employer contributions (assets) at end of year2015-12-31$84,774
Employer contributions (assets) at beginning of year2015-12-31$51,755
Income. Dividends from common stock2015-12-31$1,106,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$19,273,555
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$13,720,125
Aggregate carrying amount (costs) on sale of assets2015-12-31$4,909,198
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : ASTORIA BANK 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-15,994,266
Total unrealized appreciation/depreciation of assets2014-12-31$-15,994,266
Total transfer of assets to this plan2014-12-31$140,782,761
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$283,369
Total income from all sources (including contributions)2014-12-31$9,499,644
Total loss/gain on sale of assets2014-12-31$10,191,781
Total of all expenses incurred2014-12-31$24,706,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,395,166
Value of total corrective distributions2014-12-31$280,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,444,953
Value of total assets at end of year2014-12-31$228,050,793
Value of total assets at beginning of year2014-12-31$102,758,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,546
Total interest from all sources2014-12-31$896,988
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$995,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$1,435,523
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,357,558
Participant contributions at end of year2014-12-31$4,713,449
Participant contributions at beginning of year2014-12-31$2,977,620
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$199,243
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,728,859
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,078,251
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$883,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$283,369
Administrative expenses (other) incurred2014-12-31$30,546
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-15,206,886
Value of net assets at end of year (total assets less liabilities)2014-12-31$228,050,793
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$102,474,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$77,191,497
Value of interest in pooled separate accounts at beginning of year2014-12-31$65,769,262
Interest on participant loans2014-12-31$124,250
Interest earned on other investments2014-12-31$772,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$45,186,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$17,683,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$3,964,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$99,178,870
Assets. Invements in employer securities at beginning of year2014-12-31$13,939,118
Contributions received in cash from employer2014-12-31$2,203,535
Employer contributions (assets) at end of year2014-12-31$51,755
Employer contributions (assets) at beginning of year2014-12-31$111,729
Income. Dividends from common stock2014-12-31$995,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,395,166
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$16,976,864
Aggregate carrying amount (costs) on sale of assets2014-12-31$6,785,083
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : ASTORIA BANK 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,733,396
Total unrealized appreciation/depreciation of assets2013-12-31$4,733,396
Total transfer of assets to this plan2013-12-31$4,409,211
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$283,369
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$52,045
Total income from all sources (including contributions)2013-12-31$28,520,988
Total loss/gain on sale of assets2013-12-31$-206,260
Total of all expenses incurred2013-12-31$10,330,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,269,571
Value of total corrective distributions2013-12-31$49,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,637,302
Value of total assets at end of year2013-12-31$102,758,287
Value of total assets at beginning of year2013-12-31$79,927,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,172
Total interest from all sources2013-12-31$452,531
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$161,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$225,226
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,895,946
Participant contributions at end of year2013-12-31$2,977,620
Participant contributions at beginning of year2013-12-31$2,619,584
Participant contributions at end of year2013-12-31$111,729
Participant contributions at beginning of year2013-12-31$144,395
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,078,251
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$2,286,780
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$724,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$283,369
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$52,045
Administrative expenses (other) incurred2013-12-31$12,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$18,190,040
Value of net assets at end of year (total assets less liabilities)2013-12-31$102,474,918
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$79,875,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$65,769,262
Value of interest in pooled separate accounts at beginning of year2013-12-31$47,141,967
Interest on participant loans2013-12-31$87,804
Interest earned on other investments2013-12-31$364,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$17,683,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$18,304,006
Net investment gain/loss from pooled separate accounts2013-12-31$14,742,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$13,939,118
Assets. Invements in employer securities at beginning of year2013-12-31$9,430,980
Contributions received in cash from employer2013-12-31$2,016,443
Employer contributions (assets) at end of year2013-12-31$199,243
Income. Dividends from common stock2013-12-31$161,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,269,571
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,417,040
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,623,300
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG, LLP
Accountancy firm EIN2013-12-31135565207
2012 : ASTORIA BANK 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,819,220
Total unrealized appreciation/depreciation of assets2012-12-31$1,819,220
Total transfer of assets to this plan2012-12-31$3,050,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$52,045
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$53,214
Total income from all sources (including contributions)2012-12-31$12,694,451
Total loss/gain on sale of assets2012-12-31$-759,705
Total of all expenses incurred2012-12-31$9,143,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$9,135,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,587,894
Value of total assets at end of year2012-12-31$79,927,712
Value of total assets at beginning of year2012-12-31$73,327,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,904
Total interest from all sources2012-12-31$498,683
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$265,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$924,935
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,499,509
Participant contributions at end of year2012-12-31$2,619,584
Participant contributions at beginning of year2012-12-31$2,890,503
Participant contributions at end of year2012-12-31$144,395
Participant contributions at beginning of year2012-12-31$142,042
Assets. Other investments not covered elsewhere at end of year2012-12-31$2,286,780
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,645,585
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$88,385
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$52,045
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$53,214
Administrative expenses (other) incurred2012-12-31$7,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,550,935
Value of net assets at end of year (total assets less liabilities)2012-12-31$79,875,667
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$73,273,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$47,141,967
Value of interest in pooled separate accounts at beginning of year2012-12-31$41,347,769
Interest on participant loans2012-12-31$85,370
Interest earned on other investments2012-12-31$413,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$18,304,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$16,866,995
Net investment gain/loss from pooled separate accounts2012-12-31$6,283,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$9,430,980
Assets. Invements in employer securities at beginning of year2012-12-31$9,434,175
Income. Dividends from common stock2012-12-31$265,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,135,612
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,875,800
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,635,505
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : ASTORIA BANK 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-5,663,608
Total unrealized appreciation/depreciation of assets2011-12-31$-5,663,608
Total transfer of assets to this plan2011-12-31$1,850,926
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$53,214
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$125,062
Total income from all sources (including contributions)2011-12-31$-58,985
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,338,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,330,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,852,492
Value of total assets at end of year2011-12-31$73,327,069
Value of total assets at beginning of year2011-12-31$76,945,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,169
Total interest from all sources2011-12-31$556,979
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$553,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$696,415
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,633,926
Participant contributions at end of year2011-12-31$2,890,503
Participant contributions at beginning of year2011-12-31$2,462,358
Participant contributions at end of year2011-12-31$142,042
Participant contributions at beginning of year2011-12-31$134,899
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,645,585
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,546,011
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$218,566
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$53,214
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$125,062
Administrative expenses (other) incurred2011-12-31$8,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-5,397,253
Value of net assets at end of year (total assets less liabilities)2011-12-31$73,273,855
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$76,820,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$41,347,769
Value of interest in pooled separate accounts at beginning of year2011-12-31$40,502,759
Interest on participant loans2011-12-31$95,759
Interest earned on other investments2011-12-31$461,220
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$16,866,995
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$16,361,668
Net investment gain/loss from pooled separate accounts2011-12-31$-358,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$9,434,175
Assets. Invements in employer securities at beginning of year2011-12-31$14,937,549
Income. Dividends from common stock2011-12-31$553,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,330,099
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : ASTORIA BANK 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,453,624
Total unrealized appreciation/depreciation of assets2010-12-31$1,453,624
Total transfer of assets to this plan2010-12-31$2,178,783
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$125,062
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$174,648
Total income from all sources (including contributions)2010-12-31$12,845,798
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,713,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,701,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,927,955
Value of total assets at end of year2010-12-31$76,945,244
Value of total assets at beginning of year2010-12-31$65,683,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,560
Total interest from all sources2010-12-31$558,378
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$531,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$30,903
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,647,012
Participant contributions at end of year2010-12-31$2,462,358
Participant contributions at beginning of year2010-12-31$1,988,665
Participant contributions at end of year2010-12-31$134,899
Participant contributions at beginning of year2010-12-31$146,553
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,546,011
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$280,943
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$125,062
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$174,648
Administrative expenses (other) incurred2010-12-31$11,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,132,443
Value of net assets at end of year (total assets less liabilities)2010-12-31$76,820,182
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$65,508,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$40,502,759
Value of interest in pooled separate accounts at beginning of year2010-12-31$36,196,500
Interest on participant loans2010-12-31$92,135
Interest earned on other investments2010-12-31$466,243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$16,361,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$15,177,149
Net investment gain/loss from pooled separate accounts2010-12-31$5,374,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$14,937,549
Assets. Invements in employer securities at beginning of year2010-12-31$12,174,737
Income. Dividends from common stock2010-12-31$531,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,701,795
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : ASTORIA BANK 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$44,264

Form 5500 Responses for ASTORIA BANK 401(K) PLAN

2017: ASTORIA BANK 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASTORIA BANK 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASTORIA BANK 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASTORIA BANK 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASTORIA BANK 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASTORIA BANK 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASTORIA BANK 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ASTORIA BANK 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ASTORIA BANK 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered2159
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered2383
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered2220
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered1993
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered1877
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered1629
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37427-001
Policy instance 1
Insurance contract or identification number37427-001
Number of Individuals Covered1657
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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