401k Plan data: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP plan

ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 401k Plan overview

Plan Name	ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP
Plan identification number	004

ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASTORIA BANK has sponsored the creation of one or more 401k plans.

Company Name: ASTORIA BANK

Employer identification number (EIN): 110494055

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2014-01-01 YVONNE SCHADE YVONNE SCHADE 2015-02-13
004 2013-01-01 YVONNE SCHADE
004 2012-01-01 YVONNE SCHADE
004 2011-01-01 YVONNE SCHADE
004 2010-01-01 STEVEN G MISS
004 2009-01-01 STEVEN G MISS STEVEN G MISS 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2014-01-01	YVONNE SCHADE	YVONNE SCHADE	2015-02-13
004	2013-01-01	YVONNE SCHADE
004	2012-01-01	YVONNE SCHADE
004	2011-01-01	YVONNE SCHADE
004	2010-01-01	STEVEN G MISS
004	2009-01-01	STEVEN G MISS	STEVEN G MISS	2010-10-08

Plan Statistics for ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP

401k plan membership statisitcs for ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP

Measure Date Value
2014: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,566
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,640
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,259
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 307
Total of all active and inactive participants 2013-01-01 1,566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,566
Number of participants with account balances 2013-01-01 1,403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 89
2012: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,599
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,317
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 323
Total of all active and inactive participants 2012-01-01 1,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,640
Number of participants with account balances 2012-01-01 1,435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 90
2011: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,605
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,325
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 274
Total of all active and inactive participants 2011-01-01 1,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,599
Number of participants with account balances 2011-01-01 1,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 80
2010: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,594
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,326
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 277
Total of all active and inactive participants 2010-01-01 1,603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 1,605
Number of participants with account balances 2010-01-01 1,462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 88
2009: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,537
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,341
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 253
Total of all active and inactive participants 2009-01-01 1,594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,594
Number of participants with account balances 2009-01-01 1,393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 66

Measure	Date	Value
2014: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,566
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,640
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,259
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	307
Total of all active and inactive participants	2013-01-01	1,566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,566
Number of participants with account balances	2013-01-01	1,403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	89
2012: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,599
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,317
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	323
Total of all active and inactive participants	2012-01-01	1,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,640
Number of participants with account balances	2012-01-01	1,435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	90
2011: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,605
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,325
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	274
Total of all active and inactive participants	2011-01-01	1,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,599
Number of participants with account balances	2011-01-01	1,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	80
2010: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,594
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,326
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	277
Total of all active and inactive participants	2010-01-01	1,603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	1,605
Number of participants with account balances	2010-01-01	1,462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	88
2009: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,537
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,341
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	253
Total of all active and inactive participants	2009-01-01	1,594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,594
Number of participants with account balances	2009-01-01	1,393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	66

Financial Data on ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP

Measure	Date	Value
2014 : ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-04-01	$1,351,687
Total unrealized appreciation/depreciation of assets	2014-04-01	$1,351,687
Total transfer of assets from this plan	2014-04-01	$140,786,388
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-01	$0
Total income from all sources (including contributions)	2014-04-01	$1,846,349
Total loss/gain on sale of assets	2014-04-01	$0
Total of all expenses incurred	2014-04-01	$6,690,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-04-01	$6,690,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-04-01	$0
Value of total assets at end of year	2014-04-01	$0
Value of total assets at beginning of year	2014-04-01	$145,630,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-04-01	$0
Total interest from all sources	2014-04-01	$184,717
Total dividends received (eg from common stock, registered investment company shares)	2014-04-01	$309,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-04-01	No
Was this plan covered by a fidelity bond	2014-04-01	Yes
Value of fidelity bond cover	2014-04-01	$25,000,000
If this is an individual account plan, was there a blackout period	2014-04-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-01	$1,343,470
Were there any nonexempt tranactions with any party-in-interest	2014-04-01	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-01	No
Value of net income/loss	2014-04-01	$-4,844,441
Value of net assets at end of year (total assets less liabilities)	2014-04-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-04-01	$145,630,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-04-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-04-01	No
Were any leases to which the plan was party in default or uncollectible	2014-04-01	No
Interest earned on other investments	2014-04-01	$184,717
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-04-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-04-01	$35,704,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-04-01	Yes
Was there a failure to transmit to the plan any participant contributions	2014-04-01	No
Has the plan failed to provide any benefit when due under the plan	2014-04-01	No
Income. Dividends from common stock	2014-04-01	$309,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-04-01	$6,690,790
Assets. Corporate common stocks other than exployer securities at end of year	2014-04-01	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-04-01	$109,926,713
Did the plan have assets held for investment	2014-04-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-04-01	Yes
Liabilities. Value of acquisition indebtedness at end of year	2014-04-01	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-04-01	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-04-01	No
Opinion of an independent qualified public accountant for this plan	2014-04-01	Unqualified
Accountancy firm name	2014-04-01	KPMG LLP
Accountancy firm EIN	2014-04-01	135565207
2013 : ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$36,475,131
Total unrealized appreciation/depreciation of assets	2013-12-31	$36,475,131
Total transfer of assets from this plan	2013-12-31	$4,409,211
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$5,908,021
Expenses. Interest paid	2013-12-31	$343,650
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$343,650
Total income from all sources (including contributions)	2013-12-31	$44,879,125
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$8,855,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$8,512,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,247,253
Value of total assets at end of year	2013-12-31	$145,630,829
Value of total assets at beginning of year	2013-12-31	$119,924,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$838,564
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,318,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$2,153,957
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$36,023,475
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$145,630,829
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$114,016,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest earned on other investments	2013-12-31	$838,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$35,704,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$39,090,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$6,247,253
Income. Dividends from common stock	2013-12-31	$1,318,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$8,512,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$109,926,713
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$80,833,692
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$5,908,021
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$8,198,988
Total unrealized appreciation/depreciation of assets	2012-12-31	$8,198,988
Total transfer of assets from this plan	2012-12-31	$3,050,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$5,908,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$12,139,587
Expenses. Interest paid	2012-12-31	$728,375
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$728,375
Total income from all sources (including contributions)	2012-12-31	$18,497,756
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$10,632,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$9,903,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,939,652
Value of total assets at end of year	2012-12-31	$119,924,586
Value of total assets at beginning of year	2012-12-31	$121,341,562
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$1,090,283
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,268,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$2,753,790
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$7,865,467
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$114,016,565
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$109,201,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Interest earned on other investments	2012-12-31	$1,090,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$39,090,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$42,240,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$6,939,652
Income. Dividends from common stock	2012-12-31	$2,268,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$9,903,914
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$80,833,692
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$79,100,578
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$5,908,021
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$12,139,587
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207
2011 : ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-50,940,381
Total unrealized appreciation/depreciation of assets	2011-12-31	$-50,940,381
Total transfer of assets from this plan	2011-12-31	$1,850,926
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$12,139,587
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$19,893,213
Expenses. Interest paid	2011-12-31	$1,193,593
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$1,193,593
Total income from all sources (including contributions)	2011-12-31	$-35,920,810
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,620,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,427,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,908,745
Value of total assets at end of year	2011-12-31	$121,341,562
Value of total assets at beginning of year	2011-12-31	$172,487,724
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$1,204,123
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$4,906,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$915,409
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Other income not declared elsewhere	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-41,541,610
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$109,201,975
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$152,594,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest earned on other investments	2011-12-31	$1,204,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$42,240,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$39,251,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$8,908,745
Income. Dividends from common stock	2011-12-31	$4,906,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,427,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$79,100,578
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$133,236,613
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$12,139,587
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$19,893,213
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	KPMG LLP
Accountancy firm EIN	2011-12-31	135565207
2010 : ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$14,422,859
Total unrealized appreciation/depreciation of assets	2010-12-31	$14,422,859
Total transfer of assets from this plan	2010-12-31	$2,178,783
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$19,893,213
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$23,944,036
Expenses. Interest paid	2010-12-31	$1,436,642
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$1,436,642
Total income from all sources (including contributions)	2010-12-31	$26,103,517
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,903,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,467,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,444,354
Value of total assets at end of year	2010-12-31	$172,487,724
Value of total assets at beginning of year	2010-12-31	$157,517,720
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$1,199,085
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$5,037,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$984,464
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$21,199,610
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$152,594,511
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$133,573,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest earned on other investments	2010-12-31	$1,199,085
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$39,251,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$35,991,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$5,444,354
Income. Dividends from common stock	2010-12-31	$5,037,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,467,265
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$133,236,613
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$121,526,208
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$19,893,213
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$23,944,036
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KPMG LLP
Accountancy firm EIN	2010-12-31	135565207
2009 : ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$347,661

Form 5500 Responses for ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP

2014: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ASTORIA FEDERAL SAVINGS & LOAN ASSOCIATION EMPLOYEE STOCK OWNERSHIP 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ASTORIA BANK
Employer identification number (EIN):	110494055
NAIC Classification:	522120
NAIC Description:	Savings Institutions