401k Plan data: ROMAN STONE CO., INC. 401(K) PLAN plan

ROMAN STONE CO., INC. 401(K) PLAN 401k Plan overview

Plan Name	ROMAN STONE CO., INC. 401(K) PLAN
Plan identification number	002

ROMAN STONE CO., INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

ROMAN STONE CONSTRUCTION COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ROMAN STONE CONSTRUCTION COMPANY

Employer identification number (EIN): 111251390

NAIC Classification: 238900

Additional information about ROMAN STONE CONSTRUCTION COMPANY

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1903-12-08

Company Identification Number: 25125

Legal Registered Office Address: 80 STATE STREET
Suffolk
ALBANY
United States of America (USA)
122072543

More information about ROMAN STONE CONSTRUCTION COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROMAN STONE CO., INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 THOMAS MONTALBINE 2023-09-13
002 2021-01-01 THOMAS MONTALBINE 2022-10-07
002 2020-01-01 THOMAS MONTALBINE 2021-10-01 THOMAS MONTALBINE 2021-10-01
002 2019-01-01 THOMAS MONTALBINE 2020-10-13
002 2018-01-01 THOMAS MONTALBINE 2019-10-08 THOMAS MONTALBINE 2019-10-08
002 2017-01-01 THOMAS MONTALBINE 2018-10-03 THOMAS MONTALBINE 2018-10-03
002 2016-01-01 THOMAS MONTALBINE 2017-09-07 THOMAS MONTALBINE 2017-09-07
002 2015-01-01 THOMAS MONTALBINE
002 2014-01-01 THOMAS MONTALBINE
002 2013-01-01 LAYNE URBAS
002 2012-01-01 LAYNE URBAS
002 2011-01-01 THOMAS MONTALBINE 2012-10-12
002 2010-01-01 THOMAS MONTALBINE 2011-09-27 THOMAS MONTALBINE 2011-09-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	THOMAS MONTALBINE	2023-09-13
002	2021-01-01	THOMAS MONTALBINE	2022-10-07
002	2020-01-01	THOMAS MONTALBINE	2021-10-01	THOMAS MONTALBINE	2021-10-01
002	2019-01-01	THOMAS MONTALBINE	2020-10-13
002	2018-01-01	THOMAS MONTALBINE	2019-10-08	THOMAS MONTALBINE	2019-10-08
002	2017-01-01	THOMAS MONTALBINE	2018-10-03	THOMAS MONTALBINE	2018-10-03
002	2016-01-01	THOMAS MONTALBINE	2017-09-07	THOMAS MONTALBINE	2017-09-07
002	2015-01-01	THOMAS MONTALBINE
002	2014-01-01	THOMAS MONTALBINE
002	2013-01-01	LAYNE URBAS
002	2012-01-01	LAYNE URBAS
002	2011-01-01	THOMAS MONTALBINE	2012-10-12
002	2010-01-01	THOMAS MONTALBINE	2011-09-27	THOMAS MONTALBINE	2011-09-27

Plan Statistics for ROMAN STONE CO., INC. 401(K) PLAN

401k plan membership statisitcs for ROMAN STONE CO., INC. 401(K) PLAN

Measure Date Value
2015: ROMAN STONE CO., INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 9
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 9
Number of participants with account balances 2015-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROMAN STONE CO., INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 8
Number of participants with account balances 2014-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROMAN STONE CO., INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 7
Number of participants with account balances 2013-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: ROMAN STONE CO., INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: ROMAN STONE CO., INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	9
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	9
Number of participants with account balances	2015-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROMAN STONE CO., INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	8
Number of participants with account balances	2014-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROMAN STONE CO., INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	7
Number of participants with account balances	2013-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: ROMAN STONE CO., INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on ROMAN STONE CO., INC. 401(K) PLAN

Measure	Date	Value
2015 : ROMAN STONE CO., INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$781,315
Expenses. Total of all expenses incurred	2015-12-31	$612,253
Benefits paid (including direct rollovers)	2015-12-31	$570,766
Total plan assets at end of year	2015-12-31	$1,717,969
Total plan assets at beginning of year	2015-12-31	$1,548,907
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$62,313
Expenses. Other expenses not covered elsewhere	2015-12-31	$41,487
Contributions received from other sources (not participants or employers)	2015-12-31	$642,448
Other income received	2015-12-31	$-36,091
Net income (gross income less expenses)	2015-12-31	$169,062
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,717,969
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,548,907
Assets. Value of participant loans	2015-12-31	$7,803
Total contributions received or receivable from employer(s)	2015-12-31	$112,645
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ROMAN STONE CO., INC. 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$113,640
Expenses. Total of all expenses incurred	2014-12-31	$73,119
Benefits paid (including direct rollovers)	2014-12-31	$59,000
Total plan assets at end of year	2014-12-31	$1,548,907
Total plan assets at beginning of year	2014-12-31	$1,508,386
Value of fidelity bond covering the plan	2014-12-31	$200,000
Total contributions received or receivable from participants	2014-12-31	$37,503
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$76,137
Net income (gross income less expenses)	2014-12-31	$40,521
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,548,907
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,508,386
Assets. Value of participant loans	2014-12-31	$12,704
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of corrective distributions	2014-12-31	$14,119
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ROMAN STONE CO., INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$203,204
Expenses. Total of all expenses incurred	2013-12-31	$6,918
Benefits paid (including direct rollovers)	2013-12-31	$923
Total plan assets at end of year	2013-12-31	$1,508,386
Total plan assets at beginning of year	2013-12-31	$1,312,100
Value of fidelity bond covering the plan	2013-12-31	$200,000
Total contributions received or receivable from participants	2013-12-31	$50,806
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$152,398
Net income (gross income less expenses)	2013-12-31	$196,286
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,508,386
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,312,100
Assets. Value of participant loans	2013-12-31	$19,823
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of corrective distributions	2013-12-31	$5,995
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ROMAN STONE CO., INC. 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$189,583
Expenses. Total of all expenses incurred	2012-12-31	$8,168
Total plan assets at end of year	2012-12-31	$1,312,100
Total plan assets at beginning of year	2012-12-31	$1,130,685
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$52,180
Expenses. Other expenses not covered elsewhere	2012-12-31	$108
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$137,403
Net income (gross income less expenses)	2012-12-31	$181,415
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,312,100
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,130,685
Assets. Value of participant loans	2012-12-31	$26,385
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of corrective distributions	2012-12-31	$8,060
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for ROMAN STONE CO., INC. 401(K) PLAN

2015: ROMAN STONE CO., INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROMAN STONE CO., INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROMAN STONE CO., INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROMAN STONE CO., INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

PR710

Policy instance

Insurance contract or identification number	PR710
Number of Individuals Covered	6
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $177
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $177
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	NA
Insurance broker organization code?	3
Insurance broker name	ROBERT HARDGROVE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-024361

Policy instance

Insurance contract or identification number	GA-024361
Number of Individuals Covered	7
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $3,817
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,817
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	NA
Insurance broker organization code?	3
Insurance broker name	PARK AVENUE SECURITIES, LLC

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See full terms and conditions

Company Name:	ROMAN STONE CONSTRUCTION COMPANY
Employer identification number (EIN):	111251390
NAIC Classification:	238900

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1903-12-08
Company Identification Number:	25125
Legal Registered Office Address:	80 STATE STREET Suffolk ALBANY United States of America (USA) 122072543