401k Plan data: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN plan

SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 401k Plan overview

Plan Name	SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN
Plan identification number	002

SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUFFOLK COUNTY NATIONAL BANK has sponsored the creation of one or more 401k plans.

Company Name: SUFFOLK COUNTY NATIONAL BANK

Employer identification number (EIN): 111380045

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 CHRISTINE TROYANO CHRISTINE TROYANO 2016-07-15
002 2014-01-01 NANCY JACOB NANCY JACOB 2015-07-30
002 2013-01-01 NANCY JACOB NANCY JACOB 2014-07-15
002 2012-01-01 NANCY JACOB NANCY JACOB 2013-09-10
002 2011-01-01 NANCY JACOB NANCY JACOB 2012-10-03
002 2009-01-01 NANCY JACOB NANCY JACOB 2010-09-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	CHRISTINE TROYANO	CHRISTINE TROYANO	2016-07-15
002	2014-01-01	NANCY JACOB	NANCY JACOB	2015-07-30
002	2013-01-01	NANCY JACOB	NANCY JACOB	2014-07-15
002	2012-01-01	NANCY JACOB	NANCY JACOB	2013-09-10
002	2011-01-01	NANCY JACOB	NANCY JACOB	2012-10-03
002	2009-01-01	NANCY JACOB	NANCY JACOB	2010-09-08

Plan Statistics for SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN

401k plan membership statisitcs for SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN

Measure Date Value
2015: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 490
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 490
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 20
Total of all active and inactive participants 2015-01-01 510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 512
Number of participants with account balances 2015-01-01 377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 494
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 467
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 21
Total of all active and inactive participants 2014-01-01 488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 490
Number of participants with account balances 2014-01-01 361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 410
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 471
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 21
Total of all active and inactive participants 2013-01-01 492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 494
Number of participants with account balances 2013-01-01 369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 453
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 387
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 21
Total of all active and inactive participants 2012-01-01 408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 410
Number of participants with account balances 2012-01-01 340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 364
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 429
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 453
Number of participants with account balances 2011-01-01 358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 364
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 354
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 19
Total of all active and inactive participants 2009-01-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 374
Number of participants with account balances 2009-01-01 362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2015: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	490
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	490
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	20
Total of all active and inactive participants	2015-01-01	510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	512
Number of participants with account balances	2015-01-01	377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	494
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	467
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	21
Total of all active and inactive participants	2014-01-01	488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	490
Number of participants with account balances	2014-01-01	361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	410
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	471
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	21
Total of all active and inactive participants	2013-01-01	492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	494
Number of participants with account balances	2013-01-01	369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	453
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	387
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	21
Total of all active and inactive participants	2012-01-01	408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	410
Number of participants with account balances	2012-01-01	340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	364
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	429
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	453
Number of participants with account balances	2011-01-01	358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	364
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	354
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	19
Total of all active and inactive participants	2009-01-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	374
Number of participants with account balances	2009-01-01	362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN

Measure	Date	Value
2015 : SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,059,010
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,018,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,007,899
Expenses. Certain deemed distributions of participant loans	2015-12-31	$7,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,695,201
Value of total assets at end of year	2015-12-31	$26,470,426
Value of total assets at beginning of year	2015-12-31	$24,430,268
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,200
Total interest from all sources	2015-12-31	$190,976
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,001,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,001,575
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,635,450
Participant contributions at end of year	2015-12-31	$702,916
Participant contributions at beginning of year	2015-12-31	$569,238
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$500,139
Other income not declared elsewhere	2015-12-31	$314
Administrative expenses (other) incurred	2015-12-31	$3,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,040,158
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$26,470,426
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$24,430,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$19,833,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$18,982,486
Interest on participant loans	2015-12-31	$27,544
Interest earned on other investments	2015-12-31	$163,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$5,933,596
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$4,878,544
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,829,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$559,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,007,899
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BDO USA, LLP
Accountancy firm EIN	2015-12-31	135381590
2014 : SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,876,298
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,825,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,799,490
Expenses. Certain deemed distributions of participant loans	2014-12-31	$23,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,212,451
Value of total assets at end of year	2014-12-31	$24,430,268
Value of total assets at beginning of year	2014-12-31	$23,379,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,150
Total interest from all sources	2014-12-31	$166,310
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,660,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,660,275
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,518,387
Participant contributions at end of year	2014-12-31	$569,238
Participant contributions at beginning of year	2014-12-31	$611,571
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$177,620
Other income not declared elsewhere	2014-12-31	$2,644
Administrative expenses (other) incurred	2014-12-31	$3,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,050,534
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$24,430,268
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$23,379,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$18,982,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$17,912,793
Interest on participant loans	2014-12-31	$22,635
Interest earned on other investments	2014-12-31	$143,675
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$4,878,544
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$4,855,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-165,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$516,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,799,490
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,043,890
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,899,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,895,152
Expenses. Certain deemed distributions of participant loans	2013-12-31	$1,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,080,464
Value of total assets at end of year	2013-12-31	$23,379,734
Value of total assets at beginning of year	2013-12-31	$19,235,092
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,400
Total interest from all sources	2013-12-31	$167,304
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$610,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$610,354
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,455,896
Participant contributions at end of year	2013-12-31	$611,571
Participant contributions at beginning of year	2013-12-31	$683,807
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$150,043
Other income not declared elsewhere	2013-12-31	$3,241
Administrative expenses (other) incurred	2013-12-31	$2,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,144,642
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$23,379,734
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$19,235,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$17,912,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,664,880
Interest on participant loans	2013-12-31	$26,130
Interest earned on other investments	2013-12-31	$141,174
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,855,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$4,886,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,182,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$474,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,895,152
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,138,476
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,677,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,650,479
Expenses. Certain deemed distributions of participant loans	2012-12-31	$23,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,235,093
Value of total assets at end of year	2012-12-31	$19,235,092
Value of total assets at beginning of year	2012-12-31	$18,774,178
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,850
Total interest from all sources	2012-12-31	$195,209
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$422,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$422,118
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,078,134
Participant contributions at end of year	2012-12-31	$683,807
Participant contributions at beginning of year	2012-12-31	$669,064
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$48,753
Other income not declared elsewhere	2012-12-31	$794
Administrative expenses (other) incurred	2012-12-31	$3,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$460,914
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$19,235,092
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,774,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,664,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$12,164,125
Interest on participant loans	2012-12-31	$27,379
Interest earned on other investments	2012-12-31	$167,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$4,886,405
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,940,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,285,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$108,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,650,479
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,473,207
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,489,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,473,836
Value of total corrective distributions	2011-12-31	$12,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,439,886
Value of total assets at end of year	2011-12-31	$18,774,178
Value of total assets at beginning of year	2011-12-31	$18,790,354
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,900
Total interest from all sources	2011-12-31	$208,747
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$232,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$232,621
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,043,591
Participant contributions at end of year	2011-12-31	$669,064
Participant contributions at beginning of year	2011-12-31	$740,559
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,397
Other income not declared elsewhere	2011-12-31	$1,216
Administrative expenses (other) incurred	2011-12-31	$2,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-16,176
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,774,178
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$18,790,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$12,164,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,394,691
Interest on participant loans	2011-12-31	$31,972
Interest earned on other investments	2011-12-31	$176,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,940,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,655,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-409,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$388,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,473,836
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BDO USA, LLP
Accountancy firm EIN	2011-12-31	135381590
2010 : SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,385,277
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$555,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$551,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,526,366
Value of total assets at end of year	2010-12-31	$18,790,354
Value of total assets at beginning of year	2010-12-31	$15,960,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,700
Total interest from all sources	2010-12-31	$195,702
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$120,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$120,888
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,106,644
Participant contributions at end of year	2010-12-31	$740,559
Participant contributions at beginning of year	2010-12-31	$537,704
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$26,686
Other income not declared elsewhere	2010-12-31	$991
Administrative expenses (other) incurred	2010-12-31	$3,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,829,926
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$18,790,354
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,960,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,394,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,221,198
Interest on participant loans	2010-12-31	$34,716
Interest earned on other investments	2010-12-31	$160,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,655,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,201,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,541,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$393,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$551,651
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORTON LLP
Accountancy firm EIN	2010-12-31	366055558

Form 5500 Responses for SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN

2015: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SUFFOLK COUNTY NATIONAL BANK 401K SAVINGS & PROTECTION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHZ517

Policy instance

Insurance contract or identification number	PHZ517
Number of Individuals Covered	512
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $10,782
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,782
Insurance broker organization code?	3
Insurance broker name	NATIONAL PLANNING CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHZ517

Policy instance

Insurance contract or identification number	PHZ517
Number of Individuals Covered	490
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $11,790
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,790
Insurance broker organization code?	3
Insurance broker name	NATIONAL PLANNING CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHZ517

Policy instance

Insurance contract or identification number	PHZ517
Number of Individuals Covered	494
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $11,854
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,854
Insurance broker organization code?	3
Insurance broker name	NATIONAL PLANNING CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHZ517

Policy instance

Insurance contract or identification number	PHZ517
Number of Individuals Covered	410
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $14,088
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,088
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	NATIONAL PLANNING CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHZ517

Policy instance

Insurance contract or identification number	PHZ517
Number of Individuals Covered	453
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $14,958
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHZ517

Policy instance

Insurance contract or identification number	PHZ517
Number of Individuals Covered	364
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $12,994
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	SUFFOLK COUNTY NATIONAL BANK
Employer identification number (EIN):	111380045
NAIC Classification:	522110
NAIC Description:	Commercial Banking