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NORTHWELL HEALTH CASH BALANCE PLAN 401k Plan overview

Plan NameNORTHWELL HEALTH CASH BALANCE PLAN
Plan identification number 001

NORTHWELL HEALTH CASH BALANCE PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTH SHORE UNIVERSITY HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:NORTH SHORE UNIVERSITY HOSPITAL
Employer identification number (EIN):111562701
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWELL HEALTH CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01MICHELE CUSACK
0012017-01-01MICHELE CUSACK
0012016-01-01ROBERT SHAPIRO
0012015-01-01ROBERT SHAPIRO
0012014-01-01ROBERT SHAPIRO
0012014-01-01ROBERT SHAPIRO
0012013-01-01ROBERT SHAPIRO
0012012-01-01ROBERT SHAPIRO
0012011-01-01ROBERT SHAPIRO
0012009-01-01ROBERT SHAPIRO

Plan Statistics for NORTHWELL HEALTH CASH BALANCE PLAN

401k plan membership statisitcs for NORTHWELL HEALTH CASH BALANCE PLAN

Measure Date Value
2017: NORTHWELL HEALTH CASH BALANCE PLAN 2017 401k membership
Market value of plan assets2017-12-311,438,800,116
Acturial value of plan assets2017-12-311,461,099,049
Funding target for retired participants and beneficiaries receiving payment2017-12-31630,722,223
Number of terminated vested participants2017-12-318,161
Fundng target for terminated vested participants2017-12-31207,695,118
Active participant vested funding target2017-12-31618,498,421
Number of active participants2017-12-3127,753
Total funding liabilities for active participants2017-12-31648,384,380
Total participant count2017-12-3141,905
Total funding target for all participants2017-12-311,486,801,721
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3151,835,067
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-3151,835,067
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3154,770,062
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3159,127,590
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31111,800,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31107,824,709
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3172,131,281
Net shortfall amortization installment of oustanding balance2017-12-3125,702,672
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3182,133,331
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-3182,133,331
Contributions allocatedtoward minimum required contributions for current year2017-12-31107,824,709
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0141,905
Total number of active participants reported on line 7a of the Form 55002017-01-0129,706
Number of retired or separated participants receiving benefits2017-01-015,974
Number of other retired or separated participants entitled to future benefits2017-01-018,457
Total of all active and inactive participants2017-01-0144,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01357
Total participants2017-01-0144,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01776
2016: NORTHWELL HEALTH CASH BALANCE PLAN 2016 401k membership
Market value of plan assets2016-12-311,342,201,439
Acturial value of plan assets2016-12-311,422,466,765
Funding target for retired participants and beneficiaries receiving payment2016-12-31582,609,410
Number of terminated vested participants2016-12-318,112
Fundng target for terminated vested participants2016-12-31210,498,047
Active participant vested funding target2016-12-31583,634,999
Number of active participants2016-12-3125,371
Total funding liabilities for active participants2016-12-31608,861,644
Total participant count2016-12-3139,261
Total funding target for all participants2016-12-311,401,969,101
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31169,052,589
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-3151,300,000
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-31117,752,589
Present value of excess contributions2016-12-3114,481,217
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3114,362,471
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-3164,951,951
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3151,835,067
Total employer contributions2016-12-3185,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3180,071,574
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3166,659,898
Net shortfall amortization installment of oustanding balance2016-12-3131,337,403
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3177,136,579
Prefunding balance elected to use to offset funding requirement2016-12-3151,835,067
Additional cash requirement2016-12-3125,301,512
Contributions allocatedtoward minimum required contributions for current year2016-12-3180,071,574
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0139,261
Total number of active participants reported on line 7a of the Form 55002016-01-0127,753
Number of retired or separated participants receiving benefits2016-01-015,699
Number of other retired or separated participants entitled to future benefits2016-01-018,113
Total of all active and inactive participants2016-01-0141,565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01340
Total participants2016-01-0141,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01489
2015: NORTHWELL HEALTH CASH BALANCE PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0138,324
Total number of active participants reported on line 7a of the Form 55002015-01-0125,371
Number of retired or separated participants receiving benefits2015-01-015,543
Number of other retired or separated participants entitled to future benefits2015-01-018,056
Total of all active and inactive participants2015-01-0138,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01291
Total participants2015-01-0139,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01485
2014: NORTHWELL HEALTH CASH BALANCE PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0136,906
Total number of active participants reported on line 7a of the Form 55002014-01-0126,152
Number of retired or separated participants receiving benefits2014-01-015,737
Number of other retired or separated participants entitled to future benefits2014-01-016,699
Total of all active and inactive participants2014-01-0138,588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01189
Total participants2014-01-0138,777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01515
2013: NORTHWELL HEALTH CASH BALANCE PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0135,802
Total number of active participants reported on line 7a of the Form 55002013-01-0122,860
Number of retired or separated participants receiving benefits2013-01-015,000
Number of other retired or separated participants entitled to future benefits2013-01-018,724
Total of all active and inactive participants2013-01-0136,584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01322
Total participants2013-01-0136,906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01530
2012: NORTHWELL HEALTH CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0127,916
Total number of active participants reported on line 7a of the Form 55002012-01-0122,820
Number of retired or separated participants receiving benefits2012-01-014,438
Number of other retired or separated participants entitled to future benefits2012-01-018,322
Total of all active and inactive participants2012-01-0135,580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01222
Total participants2012-01-0135,802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01200
2011: NORTHWELL HEALTH CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0124,924
Total number of active participants reported on line 7a of the Form 55002011-01-0117,029
Number of retired or separated participants receiving benefits2011-01-013,295
Number of other retired or separated participants entitled to future benefits2011-01-017,401
Total of all active and inactive participants2011-01-0127,725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01191
Total participants2011-01-0127,916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01146
2009: NORTHWELL HEALTH CASH BALANCE PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0123,088
Total number of active participants reported on line 7a of the Form 55002009-01-0116,364
Number of retired or separated participants receiving benefits2009-01-012,089
Number of other retired or separated participants entitled to future benefits2009-01-015,497
Total of all active and inactive participants2009-01-0123,950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01141
Total participants2009-01-0124,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01245

Financial Data on NORTHWELL HEALTH CASH BALANCE PLAN

Measure Date Value
2017 : NORTHWELL HEALTH CASH BALANCE PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$86,132,377
Total unrealized appreciation/depreciation of assets2017-12-31$86,132,377
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,314,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$37,881,075
Total income from all sources (including contributions)2017-12-31$321,601,527
Total loss/gain on sale of assets2017-12-31$27,302,198
Total of all expenses incurred2017-12-31$105,723,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$85,392,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$112,000,000
Value of total assets at end of year2017-12-31$1,703,048,245
Value of total assets at beginning of year2017-12-31$1,517,736,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,331,309
Total interest from all sources2017-12-31$5,100,441
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$9,389,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,378,918
Administrative expenses professional fees incurred2017-12-31$1,176,306
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$40,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$255,030,636
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$352,002,756
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$6,937,178
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,434,498
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$7,314,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$37,881,075
Other income not declared elsewhere2017-12-31$6,467,423
Administrative expenses (other) incurred2017-12-31$13,444,268
Total non interest bearing cash at end of year2017-12-31$4,805,264
Total non interest bearing cash at beginning of year2017-12-31$5,437,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$215,878,112
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,695,733,939
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,479,855,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$5,010,959
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$827,619,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$597,558,721
Interest earned on other investments2017-12-31$132,201
Income. Interest from US Government securities2017-12-31$771,898
Income. Interest from corporate debt instruments2017-12-31$4,105,121
Value of interest in common/collective trusts at end of year2017-12-31$114,615,591
Value of interest in common/collective trusts at beginning of year2017-12-31$45,279,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$91,221
Asset value of US Government securities at end of year2017-12-31$31,254,636
Asset value of US Government securities at beginning of year2017-12-31$23,116,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$39,795,407
Net investment gain or loss from common/collective trusts2017-12-31$35,414,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$112,000,000
Employer contributions (assets) at end of year2017-12-31$92,000,000
Employer contributions (assets) at beginning of year2017-12-31$125,000,000
Income. Dividends from preferred stock2017-12-31$58,429
Income. Dividends from common stock2017-12-31$3,951,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$85,392,106
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$67,026,293
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$103,880,870
Contract administrator fees2017-12-31$699,776
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$303,759,266
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$262,026,380
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$260,091,184
Aggregate carrying amount (costs) on sale of assets2017-12-31$232,788,986
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : NORTHWELL HEALTH CASH BALANCE PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$50,712,532
Total unrealized appreciation/depreciation of assets2016-12-31$50,712,532
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$37,881,075
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,772,192
Total income from all sources (including contributions)2016-12-31$273,080,119
Total loss/gain on sale of assets2016-12-31$17,379,189
Total of all expenses incurred2016-12-31$96,921,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$77,898,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$165,000,000
Value of total assets at end of year2016-12-31$1,517,736,902
Value of total assets at beginning of year2016-12-31$1,313,469,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,022,452
Total interest from all sources2016-12-31$5,030,450
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,573,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,215,260
Administrative expenses professional fees incurred2016-12-31$1,641,460
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$40,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$352,002,756
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$302,330,225
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,434,498
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$15,823,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$37,881,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$9,772,192
Other income not declared elsewhere2016-12-31$1,040,799
Administrative expenses (other) incurred2016-12-31$12,348,977
Total non interest bearing cash at end of year2016-12-31$5,437,610
Total non interest bearing cash at beginning of year2016-12-31$5,934,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$176,158,804
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,479,855,827
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,303,697,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,321,878
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$597,558,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$568,591,781
Interest earned on other investments2016-12-31$111,721
Income. Interest from US Government securities2016-12-31$652,446
Income. Interest from corporate debt instruments2016-12-31$4,224,413
Value of interest in common/collective trusts at end of year2016-12-31$45,279,406
Value of interest in common/collective trusts at beginning of year2016-12-31$65,495,726
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$41,870
Asset value of US Government securities at end of year2016-12-31$23,116,661
Asset value of US Government securities at beginning of year2016-12-31$16,841,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,722,463
Net investment gain or loss from common/collective trusts2016-12-31$13,621,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$165,000,000
Employer contributions (assets) at end of year2016-12-31$125,000,000
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from common stock2016-12-31$3,358,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$77,898,863
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$103,880,870
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$119,644,077
Contract administrator fees2016-12-31$710,137
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$262,026,380
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$218,807,626
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$17,379,189
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : NORTHWELL HEALTH CASH BALANCE PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-4,093,890
Total unrealized appreciation/depreciation of assets2015-12-31$-4,093,890
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$9,772,192
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,489,836
Total income from all sources (including contributions)2015-12-31$43,244,859
Total loss/gain on sale of assets2015-12-31$-6,817,664
Total of all expenses incurred2015-12-31$84,860,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$70,485,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$50,000,000
Value of total assets at end of year2015-12-31$1,313,469,215
Value of total assets at beginning of year2015-12-31$1,348,802,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,375,480
Total interest from all sources2015-12-31$6,191,171
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$10,155,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,527,801
Administrative expenses professional fees incurred2015-12-31$1,030,317
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$40,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$302,330,225
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$220,593,386
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$15,823,760
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$8,061,985
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$9,772,192
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,489,836
Other income not declared elsewhere2015-12-31$1,700,461
Administrative expenses (other) incurred2015-12-31$8,095,478
Total non interest bearing cash at end of year2015-12-31$5,934,500
Total non interest bearing cash at beginning of year2015-12-31$9,964,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-41,616,091
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,303,697,023
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,345,313,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$187,035
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$4,725,784
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$568,591,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$647,796,236
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,913,767
Interest earned on other investments2015-12-31$88,314
Income. Interest from US Government securities2015-12-31$711,940
Income. Interest from corporate debt instruments2015-12-31$5,375,228
Value of interest in common/collective trusts at end of year2015-12-31$65,495,726
Value of interest in common/collective trusts at beginning of year2015-12-31$49,943,118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$15,689
Asset value of US Government securities at end of year2015-12-31$16,841,520
Asset value of US Government securities at beginning of year2015-12-31$18,012,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-15,694,490
Net investment gain or loss from common/collective trusts2015-12-31$1,804,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$50,000,000
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$335,917
Income. Dividends from preferred stock2015-12-31$66,259
Income. Dividends from common stock2015-12-31$3,560,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$70,485,470
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$119,644,077
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$120,456,409
Contract administrator fees2015-12-31$523,901
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$218,807,626
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$271,725,047
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$365,952,252
Aggregate carrying amount (costs) on sale of assets2015-12-31$372,769,916
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : NORTHWELL HEALTH CASH BALANCE PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$33,164,986
Total unrealized appreciation/depreciation of assets2014-12-31$33,164,986
Total transfer of assets to this plan2014-12-31$24,629,034
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,489,836
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,676,737
Total income from all sources (including contributions)2014-12-31$113,271,572
Total loss/gain on sale of assets2014-12-31$3,245,303
Total of all expenses incurred2014-12-31$176,968,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$167,094,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$50,000,000
Value of total assets at end of year2014-12-31$1,348,802,950
Value of total assets at beginning of year2014-12-31$1,387,057,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,873,785
Total interest from all sources2014-12-31$7,183,745
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,731,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$6,667,141
Administrative expenses professional fees incurred2014-12-31$1,634,723
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$40,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$220,593,386
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$8,061,985
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$5,442,627
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,489,836
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$2,676,737
Other income not declared elsewhere2014-12-31$2,267,523
Administrative expenses (other) incurred2014-12-31$3,205,574
Total non interest bearing cash at end of year2014-12-31$9,964,651
Total non interest bearing cash at beginning of year2014-12-31$8,204,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-63,696,890
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,345,313,114
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,384,380,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$351,876
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$5,033,488
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$647,796,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$790,279,150
Value of interest in pooled separate accounts at end of year2014-12-31$1,913,767
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,005,335
Interest earned on other investments2014-12-31$143,318
Income. Interest from US Government securities2014-12-31$1,073,126
Income. Interest from corporate debt instruments2014-12-31$5,954,864
Value of interest in common/collective trusts at end of year2014-12-31$49,943,118
Value of interest in common/collective trusts at beginning of year2014-12-31$146,782,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$12,437
Asset value of US Government securities at end of year2014-12-31$17,999,107
Asset value of US Government securities at beginning of year2014-12-31$28,458,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-2,953,352
Net investment gain or loss from common/collective trusts2014-12-31$9,632,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$50,000,000
Employer contributions (assets) at end of year2014-12-31$335,917
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$4,064,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$167,094,677
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$120,469,736
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$144,030,160
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$271,725,047
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$261,854,729
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$594,003,716
Aggregate carrying amount (costs) on sale of assets2014-12-31$590,758,413
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : NORTHWELL HEALTH CASH BALANCE PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,676,737
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,588,043
Total income from all sources (including contributions)2013-12-31$285,287,126
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$67,650,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$59,466,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$146,012,226
Value of total assets at end of year2013-12-31$1,387,057,707
Value of total assets at beginning of year2013-12-31$1,171,332,600
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,184,171
Total interest from all sources2013-12-31$-4,472,139
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$71,467,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$22,098,614
Administrative expenses professional fees incurred2013-12-31$1,302,025
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$40,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$5,442,627
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$5,590,612
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$2,676,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$4,588,043
Administrative expenses (other) incurred2013-12-31$2,478,674
Total non interest bearing cash at end of year2013-12-31$8,204,628
Total non interest bearing cash at beginning of year2013-12-31$2,383,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$217,636,413
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,384,380,970
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,166,744,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$351,876
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,403,472
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$790,279,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$757,793,710
Value of interest in pooled separate accounts at end of year2013-12-31$2,005,335
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,844,840
Income. Interest from US Government securities2013-12-31$-1,572,347
Income. Interest from corporate debt instruments2013-12-31$-2,899,792
Value of interest in common/collective trusts at end of year2013-12-31$146,782,663
Value of interest in common/collective trusts at beginning of year2013-12-31$85,868,404
Asset value of US Government securities at end of year2013-12-31$28,458,415
Asset value of US Government securities at beginning of year2013-12-31$42,729,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$50,580,810
Net investment gain/loss from pooled separate accounts2013-12-31$265,621
Net investment gain or loss from common/collective trusts2013-12-31$21,432,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$146,012,226
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$5,039,504
Income. Dividends from common stock2013-12-31$49,369,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$59,466,542
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$144,030,160
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$89,921,672
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$261,854,729
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$180,160,984
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : NORTHWELL HEALTH CASH BALANCE PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$201,989,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,588,043
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,177,238
Total income from all sources (including contributions)2012-12-31$159,893,953
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$54,200,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$47,404,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$55,275,747
Value of total assets at end of year2012-12-31$1,171,332,600
Value of total assets at beginning of year2012-12-31$867,238,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,795,488
Total interest from all sources2012-12-31$2,855,425
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$37,926,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$20,135,684
Administrative expenses professional fees incurred2012-12-31$1,474,513
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$40,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$5,590,612
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$5,764,821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$4,588,043
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$8,177,238
Administrative expenses (other) incurred2012-12-31$2,345,622
Total non interest bearing cash at end of year2012-12-31$2,383,742
Total non interest bearing cash at beginning of year2012-12-31$2,988,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$105,693,545
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,166,744,557
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$859,061,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$351,876
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$2,975,353
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$757,793,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$468,450,814
Value of interest in pooled separate accounts at end of year2012-12-31$1,844,840
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,952,016
Income. Interest from US Government securities2012-12-31$-3,451,291
Income. Interest from corporate debt instruments2012-12-31$6,306,716
Value of interest in common/collective trusts at end of year2012-12-31$85,868,404
Value of interest in common/collective trusts at beginning of year2012-12-31$78,059,275
Asset value of US Government securities at end of year2012-12-31$42,729,132
Asset value of US Government securities at beginning of year2012-12-31$134,243,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$57,507,203
Net investment gain/loss from pooled separate accounts2012-12-31$147,498
Net investment gain or loss from common/collective trusts2012-12-31$6,181,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$55,275,747
Employer contributions (assets) at end of year2012-12-31$5,039,504
Employer contributions (assets) at beginning of year2012-12-31$6,970,253
Income. Dividends from common stock2012-12-31$17,791,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$47,404,920
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$89,921,672
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$84,582,841
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$180,160,984
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$84,225,903
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : NORTHWELL HEALTH CASH BALANCE PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-141,082
Total unrealized appreciation/depreciation of assets2011-12-31$-141,082
Total transfer of assets to this plan2011-12-31$278,139,278
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,177,238
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,272,295
Total income from all sources (including contributions)2011-12-31$76,886,375
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$27,479,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$23,794,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$60,000,000
Value of total assets at end of year2011-12-31$867,238,597
Value of total assets at beginning of year2011-12-31$535,787,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,685,554
Total interest from all sources2011-12-31$14,322,415
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$12,601,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$12,601,645
Administrative expenses professional fees incurred2011-12-31$722,470
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$40,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$5,764,821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$4,597,705
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$8,177,238
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,272,295
Administrative expenses (other) incurred2011-12-31$1,446,750
Total non interest bearing cash at end of year2011-12-31$2,988,922
Total non interest bearing cash at beginning of year2011-12-31$2,057,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$49,406,697
Value of net assets at end of year (total assets less liabilities)2011-12-31$859,061,359
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$531,515,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$351,876
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,516,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$468,450,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$167,666,290
Value of interest in pooled separate accounts at end of year2011-12-31$1,952,016
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,189,505
Income. Interest from US Government securities2011-12-31$11,046,945
Income. Interest from corporate debt instruments2011-12-31$3,275,470
Value of interest in common/collective trusts at end of year2011-12-31$78,059,275
Value of interest in common/collective trusts at beginning of year2011-12-31$64,980,652
Asset value of US Government securities at end of year2011-12-31$134,243,752
Asset value of US Government securities at beginning of year2011-12-31$41,880,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-10,135,312
Net investment gain/loss from pooled separate accounts2011-12-31$-27,098
Net investment gain or loss from common/collective trusts2011-12-31$265,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$60,000,000
Employer contributions (assets) at end of year2011-12-31$6,970,253
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$23,794,124
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$84,582,841
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$70,004,425
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$84,225,903
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$182,410,882
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : NORTHWELL HEALTH CASH BALANCE PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$17,494,715
Total unrealized appreciation/depreciation of assets2010-12-31$17,494,715
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,272,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$564,369
Total income from all sources (including contributions)2010-12-31$118,852,690
Total loss/gain on sale of assets2010-12-31$3,009,320
Total of all expenses incurred2010-12-31$32,750,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$29,283,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$63,000,000
Value of total assets at end of year2010-12-31$535,787,679
Value of total assets at beginning of year2010-12-31$445,977,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,466,818
Total interest from all sources2010-12-31$2,892,518
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,424,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$581,861
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$40,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$4,597,705
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$807,171
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,272,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$564,369
Other income not declared elsewhere2010-12-31$24,233
Administrative expenses (other) incurred2010-12-31$1,192,801
Total non interest bearing cash at end of year2010-12-31$2,057,304
Total non interest bearing cash at beginning of year2010-12-31$17,307,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$86,102,145
Value of net assets at end of year (total assets less liabilities)2010-12-31$531,515,384
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$445,413,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$350,000
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,692,156
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$167,666,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$257,050,761
Value of interest in pooled separate accounts at end of year2010-12-31$2,189,505
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,961,966
Interest earned on other investments2010-12-31$111,107
Income. Interest from US Government securities2010-12-31$1,350,291
Income. Interest from corporate debt instruments2010-12-31$1,410,386
Value of interest in common/collective trusts at end of year2010-12-31$64,980,652
Value of interest in common/collective trusts at beginning of year2010-12-31$59,878,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$20,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$308,948
Asset value of US Government securities at end of year2010-12-31$41,880,916
Asset value of US Government securities at beginning of year2010-12-31$25,118,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$18,557,216
Net investment gain/loss from pooled separate accounts2010-12-31$650,107
Net investment gain or loss from common/collective trusts2010-12-31$11,800,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$63,000,000
Income. Dividends from common stock2010-12-31$1,424,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$29,283,727
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$70,004,425
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$21,539,086
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$182,410,882
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$62,005,302
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$117,746,323
Aggregate carrying amount (costs) on sale of assets2010-12-31$114,737,003
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : NORTHWELL HEALTH CASH BALANCE PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHWELL HEALTH CASH BALANCE PLAN

2017: NORTHWELL HEALTH CASH BALANCE PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHWELL HEALTH CASH BALANCE PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHWELL HEALTH CASH BALANCE PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWELL HEALTH CASH BALANCE PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWELL HEALTH CASH BALANCE PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWELL HEALTH CASH BALANCE PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWELL HEALTH CASH BALANCE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NORTHWELL HEALTH CASH BALANCE PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1009670-01
Policy instance 1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1009670-01
Policy instance 1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1009670-01
Policy instance 1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1009670-01
Policy instance 1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1009670-01
Policy instance 1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number6103853
Policy instance 2

Potentially related plans

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