PLY GEM INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019 : PLY GEM 401(K) SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $273,277,593 |
| Total transfer of assets from this plan | 2019-12-31 | $273,277,593 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $273,277,593 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $434,266 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $434,266 |
| Total income from all sources (including contributions) | 2019-12-31 | $73,009,930 |
| Total income from all sources (including contributions) | 2019-12-31 | $73,009,930 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $30,585,875 |
| Total of all expenses incurred | 2019-12-31 | $30,585,875 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $30,020,426 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $30,020,426 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $2,634 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $2,634 |
| Value of total corrective distributions | 2019-12-31 | $397,508 |
| Value of total corrective distributions | 2019-12-31 | $397,508 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $25,890,036 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $25,890,036 |
| Value of total assets at end of year | 2019-12-31 | $273,277,593 |
| Value of total assets at beginning of year | 2019-12-31 | $231,287,804 |
| Value of total assets at beginning of year | 2019-12-31 | $231,287,804 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $165,307 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $165,307 |
| Total interest from all sources | 2019-12-31 | $1,486,197 |
| Total interest from all sources | 2019-12-31 | $1,486,197 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,488,871 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,488,871 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | Yes |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-12-31 | $0 |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,488,871 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,488,871 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $14,871,357 |
| Contributions received from participants | 2019-12-31 | $14,871,357 |
| Participant contributions at end of year | 2019-12-31 | $8,604,675 |
| Participant contributions at end of year | 2019-12-31 | $8,604,675 |
| Participant contributions at beginning of year | 2019-12-31 | $7,333,473 |
| Participant contributions at beginning of year | 2019-12-31 | $7,333,473 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $440,907 |
| Participant contributions at beginning of year | 2019-12-31 | $440,907 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $6,231,898 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $6,231,898 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $273,277,593 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $273,277,593 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $75,317 |
| Other income not declared elsewhere | 2019-12-31 | $75,317 |
| Administrative expenses (other) incurred | 2019-12-31 | $165,307 |
| Administrative expenses (other) incurred | 2019-12-31 | $165,307 |
| Total non interest bearing cash at end of year | 2019-12-31 | $264,672,918 |
| Total non interest bearing cash at end of year | 2019-12-31 | $264,672,918 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $42,424,055 |
| Value of net income/loss | 2019-12-31 | $42,424,055 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $230,853,538 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $230,853,538 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $157,509,317 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $157,509,317 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $13,852,920 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $13,852,920 |
| Interest on participant loans | 2019-12-31 | $430,034 |
| Interest on participant loans | 2019-12-31 | $430,034 |
| Interest earned on other investments | 2019-12-31 | $1,056,163 |
| Interest earned on other investments | 2019-12-31 | $1,056,163 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $955,811 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $955,811 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $51,050,978 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $51,050,978 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $38,839,481 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $38,839,481 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $4,230,028 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $4,230,028 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $4,786,781 |
| Contributions received in cash from employer | 2019-12-31 | $4,786,781 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $144,398 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $144,398 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $30,020,426 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $30,020,426 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $434,266 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $434,266 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm name | 2019-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2019-12-31 | 561415202 |
| Accountancy firm EIN | 2019-12-31 | 561415202 |
| 2018 : PLY GEM 401(K) SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $26,150,415 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $434,266 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $483,542 |
| Total income from all sources (including contributions) | 2018-12-31 | $5,750,339 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $20,260,364 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $19,518,767 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $122,121 |
| Value of total corrective distributions | 2018-12-31 | $479,468 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $14,667,728 |
| Value of total assets at end of year | 2018-12-31 | $231,287,804 |
| Value of total assets at beginning of year | 2018-12-31 | $219,696,690 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $140,008 |
| Total interest from all sources | 2018-12-31 | $1,220,371 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,055,879 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,055,879 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $10,247,722 |
| Participant contributions at end of year | 2018-12-31 | $7,333,473 |
| Participant contributions at beginning of year | 2018-12-31 | $6,494,617 |
| Participant contributions at end of year | 2018-12-31 | $440,907 |
| Participant contributions at beginning of year | 2018-12-31 | $71,964 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $743,510 |
| Other income not declared elsewhere | 2018-12-31 | $130,047 |
| Administrative expenses (other) incurred | 2018-12-31 | $140,008 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $1,123 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-14,510,025 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $230,853,538 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $219,213,148 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $157,509,317 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $151,123,471 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $13,852,920 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $14,748,448 |
| Interest on participant loans | 2018-12-31 | $308,368 |
| Interest earned on other investments | 2018-12-31 | $912,003 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $955,811 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $51,050,978 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $47,229,575 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-11,702,004 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-622,718 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $1,036 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $3,676,496 |
| Employer contributions (assets) at end of year | 2018-12-31 | $144,398 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $27,492 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $19,518,767 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $434,266 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $483,542 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2018-12-31 | 561415202 |
| 2017 : PLY GEM 401(K) SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $483,542 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $45,645,184 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $18,957,147 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $18,679,126 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $143,015 |
| Value of total corrective distributions | 2017-12-31 | $1,987 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $15,074,198 |
| Value of total assets at end of year | 2017-12-31 | $219,696,690 |
| Value of total assets at beginning of year | 2017-12-31 | $192,525,111 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $133,019 |
| Total interest from all sources | 2017-12-31 | $1,165,837 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,712,854 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,712,854 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $10,278,320 |
| Participant contributions at end of year | 2017-12-31 | $6,494,617 |
| Participant contributions at beginning of year | 2017-12-31 | $6,547,583 |
| Participant contributions at end of year | 2017-12-31 | $71,964 |
| Participant contributions at beginning of year | 2017-12-31 | $328,690 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $884,235 |
| Other income not declared elsewhere | 2017-12-31 | $93,293 |
| Administrative expenses (other) incurred | 2017-12-31 | $133,019 |
| Total non interest bearing cash at end of year | 2017-12-31 | $1,123 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $182 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $26,688,037 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $219,213,148 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $192,525,111 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $151,123,471 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $127,165,399 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $14,748,448 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $12,324,459 |
| Interest on participant loans | 2017-12-31 | $303,153 |
| Interest earned on other investments | 2017-12-31 | $862,684 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $47,229,575 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $46,029,056 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $24,970,898 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,628,104 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $3,911,643 |
| Employer contributions (assets) at end of year | 2017-12-31 | $27,492 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $129,742 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $18,679,126 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $483,542 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2017-12-31 | 561415202 |
| 2016 : PLY GEM 401(K) SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $486,433 |
| Total income from all sources (including contributions) | 2016-12-31 | $25,045,197 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $15,374,927 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $14,463,768 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $133,500 |
| Value of total corrective distributions | 2016-12-31 | $661,031 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $15,509,641 |
| Value of total assets at end of year | 2016-12-31 | $192,525,111 |
| Value of total assets at beginning of year | 2016-12-31 | $183,341,274 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $116,628 |
| Total interest from all sources | 2016-12-31 | $1,139,134 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,612,134 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,612,134 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $10,877,432 |
| Participant contributions at end of year | 2016-12-31 | $6,547,583 |
| Participant contributions at beginning of year | 2016-12-31 | $6,513,145 |
| Participant contributions at end of year | 2016-12-31 | $328,690 |
| Participant contributions at beginning of year | 2016-12-31 | $66,403 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $848,359 |
| Other income not declared elsewhere | 2016-12-31 | $70,038 |
| Administrative expenses (other) incurred | 2016-12-31 | $116,628 |
| Total non interest bearing cash at end of year | 2016-12-31 | $182 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $311 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $9,670,270 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $192,525,111 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $182,854,841 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $127,165,399 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $122,792,433 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $12,324,459 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $11,727,599 |
| Interest on participant loans | 2016-12-31 | $273,794 |
| Interest earned on other investments | 2016-12-31 | $865,340 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $46,029,056 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $42,214,862 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $5,469,539 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,244,711 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $3,783,850 |
| Employer contributions (assets) at end of year | 2016-12-31 | $129,742 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $26,521 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $14,463,768 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $486,433 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2016-12-31 | 561415202 |
| 2015 : PLY GEM 401(K) SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $486,433 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $62,813 |
| Total income from all sources (including contributions) | 2015-12-31 | $15,647,741 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $14,571,247 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $14,292,484 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $176,150 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $13,792,434 |
| Value of total assets at end of year | 2015-12-31 | $183,341,274 |
| Value of total assets at beginning of year | 2015-12-31 | $181,841,160 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $102,613 |
| Total interest from all sources | 2015-12-31 | $1,142,621 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,667,301 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,667,301 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $9,616,218 |
| Participant contributions at end of year | 2015-12-31 | $6,513,145 |
| Participant contributions at beginning of year | 2015-12-31 | $6,423,526 |
| Participant contributions at end of year | 2015-12-31 | $66,403 |
| Participant contributions at beginning of year | 2015-12-31 | $260,334 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $505,020 |
| Other income not declared elsewhere | 2015-12-31 | $80,432 |
| Administrative expenses (other) incurred | 2015-12-31 | $102,613 |
| Total non interest bearing cash at end of year | 2015-12-31 | $311 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $1,076,494 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $182,854,841 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $181,778,347 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $122,792,433 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $122,611,270 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $11,727,599 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $11,562,845 |
| Interest on participant loans | 2015-12-31 | $281,763 |
| Interest earned on other investments | 2015-12-31 | $860,858 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $42,214,862 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $40,883,392 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,180,506 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $145,459 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $3,671,196 |
| Employer contributions (assets) at end of year | 2015-12-31 | $26,521 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $99,793 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $14,292,484 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $486,433 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $62,813 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2015-12-31 | 561415202 |
| 2014 : PLY GEM 401(K) SAVINGS PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $40,515,881 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $62,813 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $17,138,124 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $11,785,078 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $11,396,085 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $60,355 |
| Value of total corrective distributions | 2014-12-31 | $232,871 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,192,793 |
| Value of total assets at end of year | 2014-12-31 | $181,841,160 |
| Value of total assets at beginning of year | 2014-12-31 | $135,909,420 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $95,767 |
| Total interest from all sources | 2014-12-31 | $948,609 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,272,216 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,272,216 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $6,972,647 |
| Participant contributions at end of year | 2014-12-31 | $6,423,526 |
| Participant contributions at beginning of year | 2014-12-31 | $3,862,844 |
| Participant contributions at end of year | 2014-12-31 | $260,334 |
| Participant contributions at beginning of year | 2014-12-31 | $116,943 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $706,895 |
| Other income not declared elsewhere | 2014-12-31 | $60,090 |
| Administrative expenses (other) incurred | 2014-12-31 | $95,767 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $5,353,046 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $181,778,347 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $135,909,420 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $122,611,270 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $93,503,145 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $11,562,845 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,586,836 |
| Interest on participant loans | 2014-12-31 | $183,523 |
| Interest earned on other investments | 2014-12-31 | $765,059 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $27 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $40,883,392 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $33,795,815 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,972,356 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $692,060 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $2,513,251 |
| Employer contributions (assets) at end of year | 2014-12-31 | $99,793 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $43,837 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $11,396,085 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $62,813 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2014-12-31 | 561415202 |
| 2013 : PLY GEM 401(K) SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $13,428 |
| Total income from all sources (including contributions) | 2013-12-31 | $28,542,437 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $10,512,622 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $10,396,100 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $14,525 |
| Value of total corrective distributions | 2013-12-31 | $13,428 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $8,541,362 |
| Value of total assets at end of year | 2013-12-31 | $135,909,420 |
| Value of total assets at beginning of year | 2013-12-31 | $117,893,033 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $88,569 |
| Total interest from all sources | 2013-12-31 | $969,148 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $987,755 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $987,755 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $6,023,954 |
| Participant contributions at end of year | 2013-12-31 | $3,862,844 |
| Participant contributions at beginning of year | 2013-12-31 | $4,305,903 |
| Participant contributions at end of year | 2013-12-31 | $116,943 |
| Participant contributions at beginning of year | 2013-12-31 | $244,704 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $353,887 |
| Other income not declared elsewhere | 2013-12-31 | $64,930 |
| Administrative expenses (other) incurred | 2013-12-31 | $88,569 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $68 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $18,029,815 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $135,909,420 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $117,879,605 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $93,503,145 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $78,789,985 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,586,836 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $3,231,804 |
| Interest on participant loans | 2013-12-31 | $169,559 |
| Interest earned on other investments | 2013-12-31 | $799,589 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $33,795,815 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $31,215,991 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $16,906,301 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,072,941 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $2,163,521 |
| Employer contributions (assets) at end of year | 2013-12-31 | $43,837 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $104,578 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $10,396,100 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $13,428 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2013-12-31 | 561415202 |
| 2012 : PLY GEM 401(K) SAVINGS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $13,428 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $50,418 |
| Total income from all sources (including contributions) | 2012-12-31 | $19,932,196 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $6,654,171 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,427,114 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $125,001 |
| Value of total corrective distributions | 2012-12-31 | $13,428 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $8,563,947 |
| Value of total assets at end of year | 2012-12-31 | $117,893,033 |
| Value of total assets at beginning of year | 2012-12-31 | $104,651,998 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $88,628 |
| Total interest from all sources | 2012-12-31 | $1,033,289 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $840,671 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $840,671 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $5,866,774 |
| Participant contributions at end of year | 2012-12-31 | $4,305,903 |
| Participant contributions at beginning of year | 2012-12-31 | $4,644,118 |
| Participant contributions at end of year | 2012-12-31 | $244,704 |
| Participant contributions at beginning of year | 2012-12-31 | $186,785 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $522,348 |
| Other income not declared elsewhere | 2012-12-31 | $70,317 |
| Administrative expenses (other) incurred | 2012-12-31 | $88,628 |
| Total non interest bearing cash at end of year | 2012-12-31 | $68 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $169 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $13,278,025 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $117,879,605 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $104,601,580 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $78,789,985 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $54,670,390 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $3,231,804 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $16,986,396 |
| Interest on participant loans | 2012-12-31 | $196,766 |
| Interest earned on other investments | 2012-12-31 | $836,523 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $31,215,991 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $28,091,274 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $9,013,959 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $410,013 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,174,825 |
| Employer contributions (assets) at end of year | 2012-12-31 | $104,578 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $72,866 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $6,427,114 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $13,428 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $50,418 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2012-12-31 | 561415202 |
| 2011 : PLY GEM 401(K) SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $50,418 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $96,168 |
| Total income from all sources (including contributions) | 2011-12-31 | $5,970,441 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $7,061,897 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,820,913 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $52,275 |
| Value of total corrective distributions | 2011-12-31 | $96,168 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $8,412,861 |
| Value of total assets at end of year | 2011-12-31 | $104,651,998 |
| Value of total assets at beginning of year | 2011-12-31 | $105,789,204 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $92,541 |
| Total interest from all sources | 2011-12-31 | $1,036,424 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $488,726 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $488,726 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $5,432,983 |
| Participant contributions at end of year | 2011-12-31 | $4,644,118 |
| Participant contributions at beginning of year | 2011-12-31 | $4,464,704 |
| Participant contributions at end of year | 2011-12-31 | $186,785 |
| Participant contributions at beginning of year | 2011-12-31 | $196,709 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $982,346 |
| Other income not declared elsewhere | 2011-12-31 | $96,954 |
| Administrative expenses (other) incurred | 2011-12-31 | $92,541 |
| Total non interest bearing cash at end of year | 2011-12-31 | $169 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,091,456 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $104,601,580 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $105,693,036 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $54,670,390 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $59,027,417 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $16,986,396 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $16,037,425 |
| Interest on participant loans | 2011-12-31 | $191,160 |
| Interest earned on other investments | 2011-12-31 | $845,264 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $28,091,274 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $25,987,488 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-4,415,499 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $350,975 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,997,532 |
| Employer contributions (assets) at end of year | 2011-12-31 | $72,866 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $75,461 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,820,913 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $50,418 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $96,168 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | HUGHES, PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2011-12-31 | 561415202 |
| 2010 : PLY GEM 401(K) SAVINGS PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-214,751 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-214,751 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $96,168 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $18,407 |
| Total income from all sources (including contributions) | 2010-12-31 | $15,991,191 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $6,350,010 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,318,121 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,880,222 |
| Value of total assets at end of year | 2010-12-31 | $105,789,204 |
| Value of total assets at beginning of year | 2010-12-31 | $96,070,262 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $31,889 |
| Total interest from all sources | 2010-12-31 | $972,156 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $527,296 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $527,296 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $5,332,624 |
| Participant contributions at end of year | 2010-12-31 | $4,464,704 |
| Participant contributions at beginning of year | 2010-12-31 | $3,826,445 |
| Participant contributions at end of year | 2010-12-31 | $196,709 |
| Participant contributions at beginning of year | 2010-12-31 | $134,685 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $462,227 |
| Other income not declared elsewhere | 2010-12-31 | $871,950 |
| Administrative expenses (other) incurred | 2010-12-31 | $31,889 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $9,641,181 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $105,693,036 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $96,051,855 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $59,027,417 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $47,372,862 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $16,037,425 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $20,046,223 |
| Interest on participant loans | 2010-12-31 | $165,513 |
| Interest earned on other investments | 2010-12-31 | $806,643 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $19,442,804 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $25,987,488 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $3,888,810 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $6,844,698 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $1,109,620 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $85,371 |
| Employer contributions (assets) at end of year | 2010-12-31 | $75,461 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,318,121 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,358,433 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $96,168 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $18,407 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | HUGHES PITTMAN & GUPTON, LLP |
| Accountancy firm EIN | 2010-12-31 | 561415202 |
| 2009 : PLY GEM 401(K) SAVINGS PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |