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PLY GEM 401(K) SAVINGS PLAN 401k Plan overview

Plan NamePLY GEM 401(K) SAVINGS PLAN
Plan identification number 003

PLY GEM 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Unknown benefit code

401k Sponsoring company profile

PLY GEM INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:PLY GEM INDUSTRIES, INC.
Employer identification number (EIN):111727150
NAIC Classification:321900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLY GEM 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032019-01-01
0032018-01-01
0032017-01-01STEVEN BROWN STEVEN BROWN2018-10-12
0032016-01-01STEVEN BROWN STEVEN BROWN2017-10-14
0032015-01-01STEVEN BROWN STEVEN BROWN2016-10-17
0032014-01-01STEVEN BROWN STEVEN BROWN2015-10-15
0032013-01-01STEVEN BROWN STEVEN BROWN2014-10-14
0032012-01-01STEVEN BROWN STEVEN BROWN2013-10-14
0032011-01-01STEVEN BROWN
0032009-01-01STEVEN BROWN STEVEN BROWN2010-10-15
0032009-01-01STEVEN BROWN STEVEN BROWN2010-10-14

Plan Statistics for PLY GEM 401(K) SAVINGS PLAN

401k plan membership statisitcs for PLY GEM 401(K) SAVINGS PLAN

Measure Date Value
2019: PLY GEM 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0110,164
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PLY GEM 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018,544
Total number of active participants reported on line 7a of the Form 55002018-01-018,708
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-011,222
Total of all active and inactive participants2018-01-019,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-019,945
Number of participants with account balances2018-01-015,760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01184
2017: PLY GEM 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,105
Total number of active participants reported on line 7a of the Form 55002017-01-017,569
Number of retired or separated participants receiving benefits2017-01-0114
Number of other retired or separated participants entitled to future benefits2017-01-01754
Total of all active and inactive participants2017-01-018,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-018,337
Number of participants with account balances2017-01-014,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0161
2016: PLY GEM 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,124
Total number of active participants reported on line 7a of the Form 55002016-01-017,207
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-01683
Total of all active and inactive participants2016-01-017,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-017,902
Number of participants with account balances2016-01-014,102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0145
2015: PLY GEM 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019,434
Total number of active participants reported on line 7a of the Form 55002015-01-017,284
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-01666
Total of all active and inactive participants2015-01-017,956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017,956
Number of participants with account balances2015-01-014,136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: PLY GEM 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016,928
Total number of active participants reported on line 7a of the Form 55002014-01-018,675
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01621
Total of all active and inactive participants2014-01-019,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-019,300
Number of participants with account balances2014-01-014,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0180
2013: PLY GEM 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,752
Total number of active participants reported on line 7a of the Form 55002013-01-016,183
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01601
Total of all active and inactive participants2013-01-016,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016,787
Number of participants with account balances2013-01-012,891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0132
2012: PLY GEM 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,325
Total number of active participants reported on line 7a of the Form 55002012-01-014,095
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-01559
Total of all active and inactive participants2012-01-014,656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014,656
Number of participants with account balances2012-01-012,925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0128
2011: PLY GEM 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,972
Total number of active participants reported on line 7a of the Form 55002011-01-013,732
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01566
Total of all active and inactive participants2011-01-014,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014,299
Number of participants with account balances2011-01-013,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0146
2009: PLY GEM 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,971
Total number of active participants reported on line 7a of the Form 55002009-01-013,670
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01609
Total of all active and inactive participants2009-01-014,279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014,279
Number of participants with account balances2009-01-013,153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01138

Financial Data on PLY GEM 401(K) SAVINGS PLAN

Measure Date Value
2019 : PLY GEM 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$273,277,593
Total transfer of assets from this plan2019-12-31$273,277,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$273,277,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$434,266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$434,266
Total income from all sources (including contributions)2019-12-31$73,009,930
Total income from all sources (including contributions)2019-12-31$73,009,930
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$30,585,875
Total of all expenses incurred2019-12-31$30,585,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$30,020,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$30,020,426
Expenses. Certain deemed distributions of participant loans2019-12-31$2,634
Expenses. Certain deemed distributions of participant loans2019-12-31$2,634
Value of total corrective distributions2019-12-31$397,508
Value of total corrective distributions2019-12-31$397,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$25,890,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$25,890,036
Value of total assets at end of year2019-12-31$273,277,593
Value of total assets at beginning of year2019-12-31$231,287,804
Value of total assets at beginning of year2019-12-31$231,287,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,307
Total interest from all sources2019-12-31$1,486,197
Total interest from all sources2019-12-31$1,486,197
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,488,871
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,488,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,488,871
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,488,871
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$14,871,357
Contributions received from participants2019-12-31$14,871,357
Participant contributions at end of year2019-12-31$8,604,675
Participant contributions at end of year2019-12-31$8,604,675
Participant contributions at beginning of year2019-12-31$7,333,473
Participant contributions at beginning of year2019-12-31$7,333,473
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$440,907
Participant contributions at beginning of year2019-12-31$440,907
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,231,898
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,231,898
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$273,277,593
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$273,277,593
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$75,317
Other income not declared elsewhere2019-12-31$75,317
Administrative expenses (other) incurred2019-12-31$165,307
Administrative expenses (other) incurred2019-12-31$165,307
Total non interest bearing cash at end of year2019-12-31$264,672,918
Total non interest bearing cash at end of year2019-12-31$264,672,918
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$42,424,055
Value of net income/loss2019-12-31$42,424,055
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$230,853,538
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$230,853,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$157,509,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$157,509,317
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,852,920
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,852,920
Interest on participant loans2019-12-31$430,034
Interest on participant loans2019-12-31$430,034
Interest earned on other investments2019-12-31$1,056,163
Interest earned on other investments2019-12-31$1,056,163
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$955,811
Value of interest in common/collective trusts at beginning of year2019-12-31$955,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$51,050,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$51,050,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$38,839,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$38,839,481
Net investment gain/loss from pooled separate accounts2019-12-31$4,230,028
Net investment gain/loss from pooled separate accounts2019-12-31$4,230,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,786,781
Contributions received in cash from employer2019-12-31$4,786,781
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$144,398
Employer contributions (assets) at beginning of year2019-12-31$144,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$30,020,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$30,020,426
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$434,266
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$434,266
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm name2019-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2019-12-31561415202
Accountancy firm EIN2019-12-31561415202
2018 : PLY GEM 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$26,150,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$434,266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$483,542
Total income from all sources (including contributions)2018-12-31$5,750,339
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$20,260,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$19,518,767
Expenses. Certain deemed distributions of participant loans2018-12-31$122,121
Value of total corrective distributions2018-12-31$479,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$14,667,728
Value of total assets at end of year2018-12-31$231,287,804
Value of total assets at beginning of year2018-12-31$219,696,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$140,008
Total interest from all sources2018-12-31$1,220,371
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,055,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,055,879
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,247,722
Participant contributions at end of year2018-12-31$7,333,473
Participant contributions at beginning of year2018-12-31$6,494,617
Participant contributions at end of year2018-12-31$440,907
Participant contributions at beginning of year2018-12-31$71,964
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$743,510
Other income not declared elsewhere2018-12-31$130,047
Administrative expenses (other) incurred2018-12-31$140,008
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$1,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-14,510,025
Value of net assets at end of year (total assets less liabilities)2018-12-31$230,853,538
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$219,213,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$157,509,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$151,123,471
Value of interest in pooled separate accounts at end of year2018-12-31$13,852,920
Value of interest in pooled separate accounts at beginning of year2018-12-31$14,748,448
Interest on participant loans2018-12-31$308,368
Interest earned on other investments2018-12-31$912,003
Value of interest in common/collective trusts at end of year2018-12-31$955,811
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$51,050,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$47,229,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,702,004
Net investment gain/loss from pooled separate accounts2018-12-31$-622,718
Net investment gain or loss from common/collective trusts2018-12-31$1,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,676,496
Employer contributions (assets) at end of year2018-12-31$144,398
Employer contributions (assets) at beginning of year2018-12-31$27,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$19,518,767
Liabilities. Value of benefit claims payable at end of year2018-12-31$434,266
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$483,542
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2018-12-31561415202
2017 : PLY GEM 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$483,542
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$45,645,184
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$18,957,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$18,679,126
Expenses. Certain deemed distributions of participant loans2017-12-31$143,015
Value of total corrective distributions2017-12-31$1,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$15,074,198
Value of total assets at end of year2017-12-31$219,696,690
Value of total assets at beginning of year2017-12-31$192,525,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$133,019
Total interest from all sources2017-12-31$1,165,837
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,712,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,712,854
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,278,320
Participant contributions at end of year2017-12-31$6,494,617
Participant contributions at beginning of year2017-12-31$6,547,583
Participant contributions at end of year2017-12-31$71,964
Participant contributions at beginning of year2017-12-31$328,690
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$884,235
Other income not declared elsewhere2017-12-31$93,293
Administrative expenses (other) incurred2017-12-31$133,019
Total non interest bearing cash at end of year2017-12-31$1,123
Total non interest bearing cash at beginning of year2017-12-31$182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$26,688,037
Value of net assets at end of year (total assets less liabilities)2017-12-31$219,213,148
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$192,525,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$151,123,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$127,165,399
Value of interest in pooled separate accounts at end of year2017-12-31$14,748,448
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,324,459
Interest on participant loans2017-12-31$303,153
Interest earned on other investments2017-12-31$862,684
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$47,229,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$46,029,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$24,970,898
Net investment gain/loss from pooled separate accounts2017-12-31$2,628,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,911,643
Employer contributions (assets) at end of year2017-12-31$27,492
Employer contributions (assets) at beginning of year2017-12-31$129,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$18,679,126
Liabilities. Value of benefit claims payable at end of year2017-12-31$483,542
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2017-12-31561415202
2016 : PLY GEM 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$486,433
Total income from all sources (including contributions)2016-12-31$25,045,197
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$15,374,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$14,463,768
Expenses. Certain deemed distributions of participant loans2016-12-31$133,500
Value of total corrective distributions2016-12-31$661,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,509,641
Value of total assets at end of year2016-12-31$192,525,111
Value of total assets at beginning of year2016-12-31$183,341,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$116,628
Total interest from all sources2016-12-31$1,139,134
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,612,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,612,134
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$10,877,432
Participant contributions at end of year2016-12-31$6,547,583
Participant contributions at beginning of year2016-12-31$6,513,145
Participant contributions at end of year2016-12-31$328,690
Participant contributions at beginning of year2016-12-31$66,403
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$848,359
Other income not declared elsewhere2016-12-31$70,038
Administrative expenses (other) incurred2016-12-31$116,628
Total non interest bearing cash at end of year2016-12-31$182
Total non interest bearing cash at beginning of year2016-12-31$311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,670,270
Value of net assets at end of year (total assets less liabilities)2016-12-31$192,525,111
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$182,854,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$127,165,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$122,792,433
Value of interest in pooled separate accounts at end of year2016-12-31$12,324,459
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,727,599
Interest on participant loans2016-12-31$273,794
Interest earned on other investments2016-12-31$865,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$46,029,056
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$42,214,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,469,539
Net investment gain/loss from pooled separate accounts2016-12-31$1,244,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,783,850
Employer contributions (assets) at end of year2016-12-31$129,742
Employer contributions (assets) at beginning of year2016-12-31$26,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$14,463,768
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$486,433
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2016-12-31561415202
2015 : PLY GEM 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$486,433
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$62,813
Total income from all sources (including contributions)2015-12-31$15,647,741
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$14,571,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$14,292,484
Expenses. Certain deemed distributions of participant loans2015-12-31$176,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,792,434
Value of total assets at end of year2015-12-31$183,341,274
Value of total assets at beginning of year2015-12-31$181,841,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$102,613
Total interest from all sources2015-12-31$1,142,621
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,667,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,667,301
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$9,616,218
Participant contributions at end of year2015-12-31$6,513,145
Participant contributions at beginning of year2015-12-31$6,423,526
Participant contributions at end of year2015-12-31$66,403
Participant contributions at beginning of year2015-12-31$260,334
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$505,020
Other income not declared elsewhere2015-12-31$80,432
Administrative expenses (other) incurred2015-12-31$102,613
Total non interest bearing cash at end of year2015-12-31$311
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,076,494
Value of net assets at end of year (total assets less liabilities)2015-12-31$182,854,841
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$181,778,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$122,792,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$122,611,270
Value of interest in pooled separate accounts at end of year2015-12-31$11,727,599
Value of interest in pooled separate accounts at beginning of year2015-12-31$11,562,845
Interest on participant loans2015-12-31$281,763
Interest earned on other investments2015-12-31$860,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$42,214,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$40,883,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,180,506
Net investment gain/loss from pooled separate accounts2015-12-31$145,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,671,196
Employer contributions (assets) at end of year2015-12-31$26,521
Employer contributions (assets) at beginning of year2015-12-31$99,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$14,292,484
Liabilities. Value of benefit claims payable at end of year2015-12-31$486,433
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$62,813
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2015-12-31561415202
2014 : PLY GEM 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$40,515,881
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$62,813
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$17,138,124
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$11,785,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,396,085
Expenses. Certain deemed distributions of participant loans2014-12-31$60,355
Value of total corrective distributions2014-12-31$232,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,192,793
Value of total assets at end of year2014-12-31$181,841,160
Value of total assets at beginning of year2014-12-31$135,909,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$95,767
Total interest from all sources2014-12-31$948,609
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,272,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,272,216
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,972,647
Participant contributions at end of year2014-12-31$6,423,526
Participant contributions at beginning of year2014-12-31$3,862,844
Participant contributions at end of year2014-12-31$260,334
Participant contributions at beginning of year2014-12-31$116,943
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$706,895
Other income not declared elsewhere2014-12-31$60,090
Administrative expenses (other) incurred2014-12-31$95,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,353,046
Value of net assets at end of year (total assets less liabilities)2014-12-31$181,778,347
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$135,909,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$122,611,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$93,503,145
Value of interest in pooled separate accounts at end of year2014-12-31$11,562,845
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,586,836
Interest on participant loans2014-12-31$183,523
Interest earned on other investments2014-12-31$765,059
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$27
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$40,883,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$33,795,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,972,356
Net investment gain/loss from pooled separate accounts2014-12-31$692,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,513,251
Employer contributions (assets) at end of year2014-12-31$99,793
Employer contributions (assets) at beginning of year2014-12-31$43,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,396,085
Liabilities. Value of benefit claims payable at end of year2014-12-31$62,813
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2014-12-31561415202
2013 : PLY GEM 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$13,428
Total income from all sources (including contributions)2013-12-31$28,542,437
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$10,512,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,396,100
Expenses. Certain deemed distributions of participant loans2013-12-31$14,525
Value of total corrective distributions2013-12-31$13,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,541,362
Value of total assets at end of year2013-12-31$135,909,420
Value of total assets at beginning of year2013-12-31$117,893,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$88,569
Total interest from all sources2013-12-31$969,148
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$987,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$987,755
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,023,954
Participant contributions at end of year2013-12-31$3,862,844
Participant contributions at beginning of year2013-12-31$4,305,903
Participant contributions at end of year2013-12-31$116,943
Participant contributions at beginning of year2013-12-31$244,704
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$353,887
Other income not declared elsewhere2013-12-31$64,930
Administrative expenses (other) incurred2013-12-31$88,569
Total non interest bearing cash at beginning of year2013-12-31$68
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$18,029,815
Value of net assets at end of year (total assets less liabilities)2013-12-31$135,909,420
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$117,879,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$93,503,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$78,789,985
Value of interest in pooled separate accounts at end of year2013-12-31$4,586,836
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,231,804
Interest on participant loans2013-12-31$169,559
Interest earned on other investments2013-12-31$799,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$33,795,815
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$31,215,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$16,906,301
Net investment gain/loss from pooled separate accounts2013-12-31$1,072,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,163,521
Employer contributions (assets) at end of year2013-12-31$43,837
Employer contributions (assets) at beginning of year2013-12-31$104,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,396,100
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$13,428
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2013-12-31561415202
2012 : PLY GEM 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,428
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$50,418
Total income from all sources (including contributions)2012-12-31$19,932,196
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,654,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,427,114
Expenses. Certain deemed distributions of participant loans2012-12-31$125,001
Value of total corrective distributions2012-12-31$13,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,563,947
Value of total assets at end of year2012-12-31$117,893,033
Value of total assets at beginning of year2012-12-31$104,651,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$88,628
Total interest from all sources2012-12-31$1,033,289
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$840,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$840,671
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,866,774
Participant contributions at end of year2012-12-31$4,305,903
Participant contributions at beginning of year2012-12-31$4,644,118
Participant contributions at end of year2012-12-31$244,704
Participant contributions at beginning of year2012-12-31$186,785
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$522,348
Other income not declared elsewhere2012-12-31$70,317
Administrative expenses (other) incurred2012-12-31$88,628
Total non interest bearing cash at end of year2012-12-31$68
Total non interest bearing cash at beginning of year2012-12-31$169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,278,025
Value of net assets at end of year (total assets less liabilities)2012-12-31$117,879,605
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$104,601,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$78,789,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$54,670,390
Value of interest in pooled separate accounts at end of year2012-12-31$3,231,804
Value of interest in pooled separate accounts at beginning of year2012-12-31$16,986,396
Interest on participant loans2012-12-31$196,766
Interest earned on other investments2012-12-31$836,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$31,215,991
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$28,091,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,013,959
Net investment gain/loss from pooled separate accounts2012-12-31$410,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,174,825
Employer contributions (assets) at end of year2012-12-31$104,578
Employer contributions (assets) at beginning of year2012-12-31$72,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,427,114
Liabilities. Value of benefit claims payable at end of year2012-12-31$13,428
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$50,418
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2012-12-31561415202
2011 : PLY GEM 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$50,418
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$96,168
Total income from all sources (including contributions)2011-12-31$5,970,441
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,061,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,820,913
Expenses. Certain deemed distributions of participant loans2011-12-31$52,275
Value of total corrective distributions2011-12-31$96,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,412,861
Value of total assets at end of year2011-12-31$104,651,998
Value of total assets at beginning of year2011-12-31$105,789,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$92,541
Total interest from all sources2011-12-31$1,036,424
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$488,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$488,726
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,432,983
Participant contributions at end of year2011-12-31$4,644,118
Participant contributions at beginning of year2011-12-31$4,464,704
Participant contributions at end of year2011-12-31$186,785
Participant contributions at beginning of year2011-12-31$196,709
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$982,346
Other income not declared elsewhere2011-12-31$96,954
Administrative expenses (other) incurred2011-12-31$92,541
Total non interest bearing cash at end of year2011-12-31$169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,091,456
Value of net assets at end of year (total assets less liabilities)2011-12-31$104,601,580
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$105,693,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$54,670,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$59,027,417
Value of interest in pooled separate accounts at end of year2011-12-31$16,986,396
Value of interest in pooled separate accounts at beginning of year2011-12-31$16,037,425
Interest on participant loans2011-12-31$191,160
Interest earned on other investments2011-12-31$845,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$28,091,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$25,987,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,415,499
Net investment gain/loss from pooled separate accounts2011-12-31$350,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,997,532
Employer contributions (assets) at end of year2011-12-31$72,866
Employer contributions (assets) at beginning of year2011-12-31$75,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,820,913
Liabilities. Value of benefit claims payable at end of year2011-12-31$50,418
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$96,168
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2011-12-31561415202
2010 : PLY GEM 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-214,751
Total unrealized appreciation/depreciation of assets2010-12-31$-214,751
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$96,168
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$18,407
Total income from all sources (including contributions)2010-12-31$15,991,191
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,350,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,318,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,880,222
Value of total assets at end of year2010-12-31$105,789,204
Value of total assets at beginning of year2010-12-31$96,070,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,889
Total interest from all sources2010-12-31$972,156
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$527,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$527,296
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,332,624
Participant contributions at end of year2010-12-31$4,464,704
Participant contributions at beginning of year2010-12-31$3,826,445
Participant contributions at end of year2010-12-31$196,709
Participant contributions at beginning of year2010-12-31$134,685
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$462,227
Other income not declared elsewhere2010-12-31$871,950
Administrative expenses (other) incurred2010-12-31$31,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,641,181
Value of net assets at end of year (total assets less liabilities)2010-12-31$105,693,036
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$96,051,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$59,027,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$47,372,862
Value of interest in pooled separate accounts at end of year2010-12-31$16,037,425
Value of interest in pooled separate accounts at beginning of year2010-12-31$20,046,223
Interest on participant loans2010-12-31$165,513
Interest earned on other investments2010-12-31$806,643
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$19,442,804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$25,987,488
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,888,810
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,844,698
Net investment gain/loss from pooled separate accounts2010-12-31$1,109,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$85,371
Employer contributions (assets) at end of year2010-12-31$75,461
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,318,121
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,358,433
Liabilities. Value of benefit claims payable at end of year2010-12-31$96,168
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$18,407
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2010-12-31561415202
2009 : PLY GEM 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PLY GEM 401(K) SAVINGS PLAN

2019: PLY GEM 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PLY GEM 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PLY GEM 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PLY GEM 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PLY GEM 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PLY GEM 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PLY GEM 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PLY GEM 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PLY GEM 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PLY GEM 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041322
Policy instance 1
Insurance contract or identification number041322
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041322
Policy instance 1
Insurance contract or identification number041322
Number of Individuals Covered9945
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041322
Policy instance 1
Insurance contract or identification number041322
Number of Individuals Covered8337
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-041322
Policy instance 1
Insurance contract or identification numberGA-041322
Number of Individuals Covered7956
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-041322
Policy instance 1
Insurance contract or identification numberGA-041322
Number of Individuals Covered9300
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-041322
Policy instance 1
Insurance contract or identification numberGA-041322
Number of Individuals Covered6787
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-041322
Policy instance 1
Insurance contract or identification numberGA-041322
Number of Individuals Covered4656
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-041322
Policy instance 1
Insurance contract or identification numberGA-041322
Number of Individuals Covered4299
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 65936
Policy instance 1
Insurance contract or identification numberSF 65936
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-041322
Policy instance 2
Insurance contract or identification numberGA-041322
Number of Individuals Covered4953
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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