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AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan NameAEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN
Plan identification number 002

AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AEROFLEX INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:AEROFLEX INCORPORATED
Employer identification number (EIN):111974412
NAIC Classification:335900

Additional information about AEROFLEX INCORPORATED

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0561329

More information about AEROFLEX INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01BETTY BIBLE BETTY BIBLE2018-01-24
0022014-01-01ANDREW KAMINSKY ANDREW KAMINSKY2015-10-15
0022014-01-01ANDREW KAMINSKY ANDREW KAMINSKY2015-10-15
0022013-01-01ANDREW KAMINSKY
0022012-01-01ANDREW KAMINSKY
0022011-01-01ANDREW KAMINSKY CHARLES BADLATO2012-10-16
0022009-01-01JANE BRADY CHARLES BADLATO2010-10-14

Plan Statistics for AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN

Measure Date Value
2015: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,332
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,361
Total number of active participants reported on line 7a of the Form 55002014-01-012,020
Number of retired or separated participants receiving benefits2014-01-0117
Number of other retired or separated participants entitled to future benefits2014-01-01293
Total of all active and inactive participants2014-01-012,330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-012,332
Number of participants with account balances2014-01-011,965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,458
Total number of active participants reported on line 7a of the Form 55002013-01-012,085
Number of retired or separated participants receiving benefits2013-01-0115
Number of other retired or separated participants entitled to future benefits2013-01-01260
Total of all active and inactive participants2013-01-012,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-012,361
Number of participants with account balances2013-01-011,968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,514
Total number of active participants reported on line 7a of the Form 55002012-01-012,174
Number of retired or separated participants receiving benefits2012-01-0114
Number of other retired or separated participants entitled to future benefits2012-01-01262
Total of all active and inactive participants2012-01-012,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-012,458
Number of participants with account balances2012-01-011,960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,518
Total number of active participants reported on line 7a of the Form 55002011-01-012,231
Number of retired or separated participants receiving benefits2011-01-0112
Number of other retired or separated participants entitled to future benefits2011-01-01263
Total of all active and inactive participants2011-01-012,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-012,514
Number of participants with account balances2011-01-012,025
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,242
Total number of active participants reported on line 7a of the Form 55002009-01-012,041
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-01279
Total of all active and inactive participants2009-01-012,325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-012,329
Number of participants with account balances2009-01-011,844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN

Measure Date Value
2015 : AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-04-05$0
Total transfer of assets from this plan2015-04-05$203,636,468
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-05$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-05$0
Total income from all sources (including contributions)2015-04-05$4,348,339
Total loss/gain on sale of assets2015-04-05$0
Total of all expenses incurred2015-04-05$6,351,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-05$6,280,738
Expenses. Certain deemed distributions of participant loans2015-04-05$0
Value of total corrective distributions2015-04-05$58,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-05$214,791
Value of total assets at end of year2015-04-05$0
Value of total assets at beginning of year2015-04-05$205,639,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-05$12,252
Total interest from all sources2015-04-05$56,894
Total dividends received (eg from common stock, registered investment company shares)2015-04-05$765,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-05No
Total dividends received from registered investment company shares (eg mutual funds)2015-04-05$765,686
Administrative expenses professional fees incurred2015-04-05$0
Was this plan covered by a fidelity bond2015-04-05Yes
Value of fidelity bond cover2015-04-05$500,000
If this is an individual account plan, was there a blackout period2015-04-05No
Were there any nonexempt tranactions with any party-in-interest2015-04-05No
Contributions received from participants2015-04-05$90,917
Participant contributions at end of year2015-04-05$0
Participant contributions at beginning of year2015-04-05$3,148,974
Assets. Other investments not covered elsewhere at end of year2015-04-05$0
Assets. Other investments not covered elsewhere at beginning of year2015-04-05$0
Income. Received or receivable in cash from other sources (including rollovers)2015-04-05$65,082
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-04-05$0
Other income not declared elsewhere2015-04-05$0
Administrative expenses (other) incurred2015-04-05$3,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-05No
Value of net income/loss2015-04-05$-2,002,875
Value of net assets at end of year (total assets less liabilities)2015-04-05$0
Value of net assets at beginning of year (total assets less liabilities)2015-04-05$205,639,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-05No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-05No
Were any leases to which the plan was party in default or uncollectible2015-04-05No
Investment advisory and management fees2015-04-05$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-05$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-05$202,490,369
Interest on participant loans2015-04-05$56,894
Interest earned on other investments2015-04-05$0
Value of interest in common/collective trusts at end of year2015-04-05$0
Value of interest in common/collective trusts at beginning of year2015-04-05$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-04-05$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-05$3,310,968
Net investment gain/loss from pooled separate accounts2015-04-05$0
Net investment gain or loss from common/collective trusts2015-04-05$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-05No
Was there a failure to transmit to the plan any participant contributions2015-04-05No
Has the plan failed to provide any benefit when due under the plan2015-04-05No
Assets. Invements in employer securities at end of year2015-04-05$0
Assets. Invements in employer securities at beginning of year2015-04-05$0
Contributions received in cash from employer2015-04-05$58,792
Income. Dividends from common stock2015-04-05$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-05$6,280,738
Contract administrator fees2015-04-05$8,543
Did the plan have assets held for investment2015-04-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-05Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-05Yes
Opinion of an independent qualified public accountant for this plan2015-04-05Disclaimer
Accountancy firm name2015-04-05TRONCONI SEGARRA & ASSOCIATES
Accountancy firm EIN2015-04-05043728817
2014 : AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$25,051,369
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$14,142,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,930,053
Expenses. Certain deemed distributions of participant loans2014-12-31$1,427
Value of total corrective distributions2014-12-31$161,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,883,194
Value of total assets at end of year2014-12-31$205,605,929
Value of total assets at beginning of year2014-12-31$194,696,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$49,800
Total interest from all sources2014-12-31$139,826
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,433,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,433,687
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$9,700,196
Participant contributions at end of year2014-12-31$3,115,558
Participant contributions at beginning of year2014-12-31$3,369,485
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,182,998
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,909,058
Value of net assets at end of year (total assets less liabilities)2014-12-31$205,605,929
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$194,696,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$12,705
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$166,748,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$156,173,517
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$139,826
Interest earned on other investments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$35,741,722
Value of interest in common/collective trusts at beginning of year2014-12-31$35,153,869
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,155,652
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$439,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,930,053
Contract administrator fees2014-12-31$36,970
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$39,662,919
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$12,789,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$12,453,018
Expenses. Certain deemed distributions of participant loans2013-12-31$23,795
Value of total corrective distributions2013-12-31$114,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,020,240
Value of total assets at end of year2013-12-31$194,696,871
Value of total assets at beginning of year2013-12-31$167,823,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$197,417
Total interest from all sources2013-12-31$140,395
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,277,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,277,276
Administrative expenses professional fees incurred2013-12-31$37,650
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$9,482,837
Participant contributions at end of year2013-12-31$3,364,533
Participant contributions at beginning of year2013-12-31$2,807,612
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$537,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$26,873,837
Value of net assets at end of year (total assets less liabilities)2013-12-31$194,696,871
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$167,823,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$119,930
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$156,178,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$128,114,787
Interest on participant loans2013-12-31$140,395
Value of interest in common/collective trusts at end of year2013-12-31$35,153,869
Value of interest in common/collective trusts at beginning of year2013-12-31$36,900,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$24,937,157
Net investment gain or loss from common/collective trusts2013-12-31$287,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$12,453,018
Contract administrator fees2013-12-31$39,837
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2013-12-31390859910
2012 : AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$27,450,402
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$10,681,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,409,964
Expenses. Certain deemed distributions of participant loans2012-12-31$133,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,902,745
Value of total assets at end of year2012-12-31$167,823,034
Value of total assets at beginning of year2012-12-31$151,054,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$138,059
Total interest from all sources2012-12-31$123,224
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,018,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$4,018,510
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,383,786
Participant contributions at end of year2012-12-31$2,807,612
Participant contributions at beginning of year2012-12-31$2,793,266
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$431,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,769,026
Value of net assets at end of year (total assets less liabilities)2012-12-31$167,823,034
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$151,054,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$123,489
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$128,114,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$112,644,239
Interest on participant loans2012-12-31$123,224
Value of interest in common/collective trusts at end of year2012-12-31$36,900,635
Value of interest in common/collective trusts at beginning of year2012-12-31$35,616,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$12,826,209
Net investment gain or loss from common/collective trusts2012-12-31$579,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$87,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,409,964
Contract administrator fees2012-12-31$14,570
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$15,828,553
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$12,290,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,214,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$13,746,546
Value of total assets at end of year2011-12-31$151,054,008
Value of total assets at beginning of year2011-12-31$147,516,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$76,650
Total interest from all sources2011-12-31$127,299
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$6,302,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$6,302,982
Administrative expenses professional fees incurred2011-12-31$33,347
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$10,467,427
Participant contributions at end of year2011-12-31$2,793,266
Participant contributions at beginning of year2011-12-31$2,463,702
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$568,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,537,630
Value of net assets at end of year (total assets less liabilities)2011-12-31$151,054,008
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$147,516,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$32,551
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$112,644,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$112,548,735
Interest on participant loans2011-12-31$127,299
Value of interest in common/collective trusts at end of year2011-12-31$35,616,503
Value of interest in common/collective trusts at beginning of year2011-12-31$32,503,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,528,440
Net investment gain or loss from common/collective trusts2011-12-31$1,180,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,710,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,214,273
Contract administrator fees2011-12-31$10,752
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOLTZ RUBENSTEIN REMINICK LLP
Accountancy firm EIN2011-12-31112355064
2010 : AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,536
Total income from all sources (including contributions)2010-12-31$28,832,207
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$7,954,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,864,288
Expenses. Certain deemed distributions of participant loans2010-12-31$2,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,429,423
Value of total assets at end of year2010-12-31$147,516,378
Value of total assets at beginning of year2010-12-31$126,652,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$86,903
Total interest from all sources2010-12-31$130,953
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,658,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,658,319
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$9,541,059
Participant contributions at end of year2010-12-31$2,463,702
Participant contributions at beginning of year2010-12-31$2,253,814
Participant contributions at beginning of year2010-12-31$11,268
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,460,280
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$14,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,878,110
Value of net assets at end of year (total assets less liabilities)2010-12-31$147,516,378
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$126,638,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$78,503
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$112,548,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$93,189,240
Interest on participant loans2010-12-31$130,953
Value of interest in common/collective trusts at end of year2010-12-31$32,503,941
Value of interest in common/collective trusts at beginning of year2010-12-31$31,198,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,671,368
Net investment gain or loss from common/collective trusts2010-12-31$942,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,428,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,864,288
Contract administrator fees2010-12-31$8,400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOLTZ RUBENSTEIN REMINICK LLP
Accountancy firm EIN2010-12-31112355064

Form 5500 Responses for AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN

2015: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AEROFLEX INCORPORATED EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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