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MARCUM LLP 401K PLAN 401k Plan overview

Plan NameMARCUM LLP 401K PLAN
Plan identification number 006

MARCUM LLP 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARCUM LLP has sponsored the creation of one or more 401k plans.

Company Name:MARCUM LLP
Employer identification number (EIN):111986323
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Additional information about MARCUM LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1994-12-09
Company Identification Number: 1874775
Legal Registered Office Address: 80 STATE STREET

BROOKLYN
United States of America (USA)
112072543

More information about MARCUM LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARCUM LLP 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062022-01-01
0062021-01-01
0062020-01-01
0062019-01-01
0062018-01-01
0062017-01-01EDWARD SCICCHITANO
0062016-01-01EDWARD SCICCHITANO
0062015-01-01EDWARD SCICCHITANO
0062014-01-01EDWARD SCICCHITANO
0062013-01-01EDWARD SCICCHITANO
0062012-01-01EDWARD SCICCHITANO
0062011-01-01EDWARD SCICCHITANO
0062009-01-01EDWARD SCICCHITANO

Plan Statistics for MARCUM LLP 401K PLAN

401k plan membership statisitcs for MARCUM LLP 401K PLAN

Measure Date Value
2022: MARCUM LLP 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,343
Total number of active participants reported on line 7a of the Form 55002022-01-013,578
Number of retired or separated participants receiving benefits2022-01-0114
Number of other retired or separated participants entitled to future benefits2022-01-011,328
Total of all active and inactive participants2022-01-014,920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-014,923
Number of participants with account balances2022-01-014,822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01127
2021: MARCUM LLP 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,305
Total number of active participants reported on line 7a of the Form 55002021-01-012,084
Number of retired or separated participants receiving benefits2021-01-0117
Number of other retired or separated participants entitled to future benefits2021-01-011,242
Total of all active and inactive participants2021-01-013,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,343
Number of participants with account balances2021-01-013,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01175
2020: MARCUM LLP 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,127
Total number of active participants reported on line 7a of the Form 55002020-01-012,132
Number of retired or separated participants receiving benefits2020-01-0180
Number of other retired or separated participants entitled to future benefits2020-01-011,093
Total of all active and inactive participants2020-01-013,305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,305
Number of participants with account balances2020-01-013,145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01201
2019: MARCUM LLP 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,634
Total number of active participants reported on line 7a of the Form 55002019-01-011,882
Number of retired or separated participants receiving benefits2019-01-0125
Number of other retired or separated participants entitled to future benefits2019-01-01966
Total of all active and inactive participants2019-01-012,873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,873
Number of participants with account balances2019-01-012,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01191
2018: MARCUM LLP 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,141
Total number of active participants reported on line 7a of the Form 55002018-01-011,412
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01839
Total of all active and inactive participants2018-01-012,251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,251
Number of participants with account balances2018-01-012,163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01172
2017: MARCUM LLP 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,086
Total number of active participants reported on line 7a of the Form 55002017-01-011,286
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01785
Total of all active and inactive participants2017-01-012,071
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,071
Number of participants with account balances2017-01-012,003
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01183
2016: MARCUM LLP 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,888
Total number of active participants reported on line 7a of the Form 55002016-01-011,324
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01694
Total of all active and inactive participants2016-01-012,018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,018
Number of participants with account balances2016-01-011,941
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01160
2015: MARCUM LLP 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,782
Total number of active participants reported on line 7a of the Form 55002015-01-011,255
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01616
Total of all active and inactive participants2015-01-011,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,871
Number of participants with account balances2015-01-011,804
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01121
2014: MARCUM LLP 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,352
Total number of active participants reported on line 7a of the Form 55002014-01-01966
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01547
Total of all active and inactive participants2014-01-011,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,513
Number of participants with account balances2014-01-011,495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01129
2013: MARCUM LLP 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,160
Total number of active participants reported on line 7a of the Form 55002013-01-01875
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01477
Total of all active and inactive participants2013-01-011,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,352
Number of participants with account balances2013-01-011,329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01100
2012: MARCUM LLP 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,172
Total number of active participants reported on line 7a of the Form 55002012-01-01777
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01346
Total of all active and inactive participants2012-01-011,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,123
Number of participants with account balances2012-01-011,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01113
2011: MARCUM LLP 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,124
Total number of active participants reported on line 7a of the Form 55002011-01-01785
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01321
Total of all active and inactive participants2011-01-011,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,106
Number of participants with account balances2011-01-011,088
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01115
2009: MARCUM LLP 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01517
Total number of active participants reported on line 7a of the Form 55002009-01-01375
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01160
Total of all active and inactive participants2009-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01535
Number of participants with account balances2009-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0166

Financial Data on MARCUM LLP 401K PLAN

Measure Date Value
2022 : MARCUM LLP 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$91,563,412
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-24,848,272
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$23,009,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$22,817,091
Value of total corrective distributions2022-12-31$4,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$42,742,902
Value of total assets at end of year2022-12-31$434,865,476
Value of total assets at beginning of year2022-12-31$391,160,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$187,996
Total interest from all sources2022-12-31$150,992
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$9,767,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,767,196
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$25,412,951
Participant contributions at end of year2022-12-31$3,684,406
Participant contributions at beginning of year2022-12-31$2,854,790
Participant contributions at end of year2022-12-31$725,677
Participant contributions at beginning of year2022-12-31$432,884
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,121,240
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,197,154
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,945,289
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$3,976
Other income not declared elsewhere2022-12-31$-66,313
Administrative expenses (other) incurred2022-12-31$187,996
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-47,858,235
Value of net assets at end of year (total assets less liabilities)2022-12-31$434,865,476
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$391,160,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$182,612,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$359,223,779
Interest on participant loans2022-12-31$150,992
Value of interest in common/collective trusts at end of year2022-12-31$235,336,957
Value of interest in common/collective trusts at beginning of year2022-12-31$19,563,232
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-80,830,944
Net investment gain or loss from common/collective trusts2022-12-31$3,387,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$11,384,662
Employer contributions (assets) at end of year2022-12-31$11,384,662
Employer contributions (assets) at beginning of year2022-12-31$7,888,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$22,813,115
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KAHN, LITWIN, RENZA & CO., LTD
Accountancy firm EIN2022-12-31050409384
2021 : MARCUM LLP 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$80,982,610
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$22,828,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$21,788,731
Expenses. Certain deemed distributions of participant loans2021-12-31$223,022
Value of total corrective distributions2021-12-31$4,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$30,133,221
Value of total assets at end of year2021-12-31$391,160,299
Value of total assets at beginning of year2021-12-31$333,006,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$812,084
Total interest from all sources2021-12-31$152,764
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$9,305,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$9,305,174
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$18,199,499
Participant contributions at end of year2021-12-31$2,854,790
Participant contributions at beginning of year2021-12-31$3,047,825
Participant contributions at end of year2021-12-31$432,884
Participant contributions at beginning of year2021-12-31$2,742
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,197,154
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,008,624
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$26,746
Other income not declared elsewhere2021-12-31$-23,793
Administrative expenses (other) incurred2021-12-31$812,084
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$320,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$58,154,023
Value of net assets at end of year (total assets less liabilities)2021-12-31$391,160,299
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$333,006,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$359,223,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$322,263,048
Interest on participant loans2021-12-31$152,764
Value of interest in common/collective trusts at end of year2021-12-31$19,563,232
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$10,498,393
Net investment gain/loss from pooled separate accounts2021-12-31$30,833,236
Net investment gain or loss from common/collective trusts2021-12-31$83,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$7,925,098
Employer contributions (assets) at end of year2021-12-31$7,888,460
Employer contributions (assets) at beginning of year2021-12-31$7,372,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$21,761,985
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2021-12-31050409384
2020 : MARCUM LLP 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$14,848,486
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$78,075,981
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$22,576,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$21,742,419
Expenses. Certain deemed distributions of participant loans2020-12-31$40,247
Value of total corrective distributions2020-12-31$6,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$28,054,947
Value of total assets at end of year2020-12-31$333,006,276
Value of total assets at beginning of year2020-12-31$262,658,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$786,985
Total interest from all sources2020-12-31$164,564
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$16,491,306
Participant contributions at end of year2020-12-31$3,047,825
Participant contributions at beginning of year2020-12-31$2,670,481
Participant contributions at end of year2020-12-31$2,742
Participant contributions at beginning of year2020-12-31$62,583
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,191,389
Other income not declared elsewhere2020-12-31$199,892
Administrative expenses (other) incurred2020-12-31$741
Total non interest bearing cash at end of year2020-12-31$320,409
Total non interest bearing cash at beginning of year2020-12-31$398,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$55,499,701
Value of net assets at end of year (total assets less liabilities)2020-12-31$333,006,276
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$262,658,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$322,263,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$253,874,203
Interest on participant loans2020-12-31$164,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$49,656,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,372,252
Employer contributions (assets) at end of year2020-12-31$7,372,252
Employer contributions (assets) at beginning of year2020-12-31$5,651,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$21,742,419
Contract administrator fees2020-12-31$786,244
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2020-12-31050409384
2019 : MARCUM LLP 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$26,876,804
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$73,102,255
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,892,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,197,739
Expenses. Certain deemed distributions of participant loans2019-12-31$22,016
Value of total corrective distributions2019-12-31$1,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$30,580,580
Value of total assets at end of year2019-12-31$262,658,089
Value of total assets at beginning of year2019-12-31$175,571,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$671,135
Total interest from all sources2019-12-31$158,332
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$13,713,374
Participant contributions at end of year2019-12-31$2,670,481
Participant contributions at beginning of year2019-12-31$2,319,438
Participant contributions at end of year2019-12-31$62,583
Participant contributions at beginning of year2019-12-31$1,833
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,215,308
Other income not declared elsewhere2019-12-31$114,087
Total non interest bearing cash at end of year2019-12-31$398,924
Total non interest bearing cash at beginning of year2019-12-31$367,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$60,209,395
Value of net assets at end of year (total assets less liabilities)2019-12-31$262,658,089
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$175,571,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$253,874,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$168,419,512
Interest on participant loans2019-12-31$158,332
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$42,249,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,651,898
Employer contributions (assets) at end of year2019-12-31$5,651,898
Employer contributions (assets) at beginning of year2019-12-31$4,464,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,197,739
Contract administrator fees2019-12-31$671,135
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2019-12-31050409384
2018 : MARCUM LLP 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,778,363
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,457,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,879,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$19,845,257
Value of total assets at end of year2018-12-31$175,571,890
Value of total assets at beginning of year2018-12-31$179,250,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$577,631
Total interest from all sources2018-12-31$120,614
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,254,610
Participant contributions at end of year2018-12-31$2,319,438
Participant contributions at beginning of year2018-12-31$2,199,838
Participant contributions at end of year2018-12-31$1,833
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,126,628
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$68,256
Administrative expenses (other) incurred2018-12-31$300
Total non interest bearing cash at end of year2018-12-31$367,088
Total non interest bearing cash at beginning of year2018-12-31$253,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,678,767
Value of net assets at end of year (total assets less liabilities)2018-12-31$175,571,890
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$179,250,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$168,419,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$172,342,368
Interest on participant loans2018-12-31$120,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,187,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,464,019
Employer contributions (assets) at end of year2018-12-31$4,464,019
Employer contributions (assets) at beginning of year2018-12-31$4,455,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,811,243
Contract administrator fees2018-12-31$577,331
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2018-12-31050409384
2017 : MARCUM LLP 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$43,901,972
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,007,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,454,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$17,856,196
Value of total assets at end of year2017-12-31$179,250,657
Value of total assets at beginning of year2017-12-31$147,356,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$553,627
Total interest from all sources2017-12-31$100,652
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,659,062
Participant contributions at end of year2017-12-31$2,199,838
Participant contributions at beginning of year2017-12-31$2,055,973
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,759,002
Administrative expenses (other) incurred2017-12-31$280
Total non interest bearing cash at end of year2017-12-31$253,258
Total non interest bearing cash at beginning of year2017-12-31$415,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$31,894,235
Value of net assets at end of year (total assets less liabilities)2017-12-31$179,250,657
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$147,356,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$172,342,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$140,898,911
Interest on participant loans2017-12-31$100,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$25,945,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,438,132
Employer contributions (assets) at end of year2017-12-31$4,455,193
Employer contributions (assets) at beginning of year2017-12-31$3,986,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,454,110
Contract administrator fees2017-12-31$553,347
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2017-12-31050409384
2016 : MARCUM LLP 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$8,411,130
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$29,745,212
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$8,573,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,214,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$18,957,055
Value of total assets at end of year2016-12-31$147,356,422
Value of total assets at beginning of year2016-12-31$117,773,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$359,316
Total interest from all sources2016-12-31$91,921
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$173,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$173,896
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,958,808
Participant contributions at end of year2016-12-31$2,055,973
Participant contributions at beginning of year2016-12-31$1,715,271
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$58,987
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$6,012,100
Administrative expenses (other) incurred2016-12-31$250
Total non interest bearing cash at end of year2016-12-31$415,391
Total non interest bearing cash at beginning of year2016-12-31$132,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$21,171,457
Value of net assets at end of year (total assets less liabilities)2016-12-31$147,356,422
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$117,773,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$140,898,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$107,506,513
Interest on participant loans2016-12-31$91,921
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$4,862,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,522,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,986,147
Employer contributions (assets) at end of year2016-12-31$3,986,147
Employer contributions (assets) at beginning of year2016-12-31$3,497,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,214,439
Contract administrator fees2016-12-31$359,066
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2016-12-31050409384
2015 : MARCUM LLP 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$10,161,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$12,341,403
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,721,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,718,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,082,192
Value of total assets at end of year2015-12-31$117,773,835
Value of total assets at beginning of year2015-12-31$101,992,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,350
Total interest from all sources2015-12-31$352,576
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,042,418
Participant contributions at end of year2015-12-31$1,715,271
Participant contributions at beginning of year2015-12-31$1,528,530
Participant contributions at end of year2015-12-31$58,987
Participant contributions at beginning of year2015-12-31$500
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,409,286
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$132,882
Total non interest bearing cash at beginning of year2015-12-31$161,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,619,627
Value of net assets at end of year (total assets less liabilities)2015-12-31$117,773,835
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$101,992,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$107,506,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$96,823,965
Interest on participant loans2015-12-31$74,692
Value of interest in common/collective trusts at end of year2015-12-31$4,862,576
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$277,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$198,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,093,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,630,488
Employer contributions (assets) at end of year2015-12-31$3,497,606
Employer contributions (assets) at beginning of year2015-12-31$3,279,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,718,426
Contract administrator fees2015-12-31$3,350
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2015-12-31050409384
2014 : MARCUM LLP 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$8,243,962
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$16,233,203
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,915,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,906,382
Expenses. Certain deemed distributions of participant loans2014-12-31$5,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,378,636
Value of total assets at end of year2014-12-31$101,992,730
Value of total assets at beginning of year2014-12-31$85,430,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,222
Total interest from all sources2014-12-31$67,553
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,638,178
Participant contributions at end of year2014-12-31$1,528,530
Participant contributions at beginning of year2014-12-31$1,235,981
Participant contributions at end of year2014-12-31$500
Participant contributions at beginning of year2014-12-31$69,600
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,471,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$301,127
Total non interest bearing cash at end of year2014-12-31$161,961
Total non interest bearing cash at beginning of year2014-12-31$319,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,317,928
Value of net assets at end of year (total assets less liabilities)2014-12-31$101,992,730
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$85,430,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$14
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$96,823,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$80,798,110
Interest on participant loans2014-12-31$64,835
Interest earned on other investments2014-12-31$-43
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,761
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$198,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$442,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,485,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,268,583
Employer contributions (assets) at end of year2014-12-31$3,279,223
Employer contributions (assets) at beginning of year2014-12-31$2,565,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,906,382
Contract administrator fees2014-12-31$3,208
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2014-12-31050409384
2013 : MARCUM LLP 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$10,436,606
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,279
Total income from all sources (including contributions)2013-12-31$20,554,685
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,106,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,101,588
Value of total corrective distributions2013-12-31$1,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,907,575
Value of total assets at end of year2013-12-31$85,430,840
Value of total assets at beginning of year2013-12-31$59,547,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,739
Total interest from all sources2013-12-31$53,625
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,372,064
Participant contributions at end of year2013-12-31$1,235,981
Participant contributions at beginning of year2013-12-31$984,711
Participant contributions at end of year2013-12-31$69,600
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$967,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,279
Other income not declared elsewhere2013-12-31$44,679
Administrative expenses (other) incurred2013-12-31$1,111
Total non interest bearing cash at end of year2013-12-31$319,078
Total non interest bearing cash at beginning of year2013-12-31$187,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,448,202
Value of net assets at end of year (total assets less liabilities)2013-12-31$85,430,840
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$59,546,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$80,798,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$55,425,520
Interest on participant loans2013-12-31$50,669
Interest earned on other investments2013-12-31$33
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$442,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$542,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,548,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,567,767
Employer contributions (assets) at end of year2013-12-31$2,565,861
Employer contributions (assets) at beginning of year2013-12-31$2,406,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,101,588
Contract administrator fees2013-12-31$2,628
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SS&G, INC.
Accountancy firm EIN2013-12-31341945695
2012 : MARCUM LLP 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,279
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,007,384
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,781,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,778,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,642,885
Value of total assets at end of year2012-12-31$59,547,311
Value of total assets at beginning of year2012-12-31$50,319,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,673
Total interest from all sources2012-12-31$45,924
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,998,951
Participant contributions at end of year2012-12-31$984,711
Participant contributions at beginning of year2012-12-31$766,053
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$23,450
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,208,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,279
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$25,726
Administrative expenses (other) incurred2012-12-31$549
Total non interest bearing cash at end of year2012-12-31$187,980
Total non interest bearing cash at beginning of year2012-12-31$153,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,226,361
Value of net assets at end of year (total assets less liabilities)2012-12-31$59,546,032
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$50,319,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$55,425,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$46,383,943
Interest on participant loans2012-12-31$41,490
Interest earned on other investments2012-12-31$-63
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$542,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$529,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,292,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,435,660
Employer contributions (assets) at end of year2012-12-31$2,406,171
Employer contributions (assets) at beginning of year2012-12-31$2,462,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,778,350
Contract administrator fees2012-12-31$2,124
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SS&G, INC.
Accountancy firm EIN2012-12-31341945695
2011 : MARCUM LLP 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,803
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$9,730,216
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,217,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,215,142
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$11,256,674
Value of total assets at end of year2011-12-31$50,319,671
Value of total assets at beginning of year2011-12-31$44,813,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,846
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$46,908
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,858,155
Participant contributions at end of year2011-12-31$766,053
Participant contributions at beginning of year2011-12-31$682,294
Participant contributions at end of year2011-12-31$23,450
Participant contributions at beginning of year2011-12-31$79,923
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,943,148
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,803
Other income not declared elsewhere2011-12-31$17,592
Administrative expenses (other) incurred2011-12-31$1,040
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$153,950
Total non interest bearing cash at beginning of year2011-12-31$156,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$5,512,228
Value of net assets at end of year (total assets less liabilities)2011-12-31$50,319,671
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$44,807,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$46,383,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$41,392,917
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$41,497
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$128
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,283
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$529,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$639,027
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,590,958
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$2,455,371
Employer contributions (assets) at end of year2011-12-31$2,462,843
Employer contributions (assets) at beginning of year2011-12-31$1,862,849
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,215,142
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$1,806
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SS&G, INC.
Accountancy firm EIN2011-12-31341945695
2010 : MARCUM LLP 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$11,375,390
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,803
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$11,634,509
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,584,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,557,733
Expenses. Certain deemed distributions of participant loans2010-12-31$9,043
Value of total corrective distributions2010-12-31$14,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,701,528
Value of total assets at end of year2010-12-31$44,813,246
Value of total assets at beginning of year2010-12-31$24,381,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,649
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$34,227
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,293,372
Participant contributions at end of year2010-12-31$682,294
Participant contributions at beginning of year2010-12-31$336,537
Participant contributions at end of year2010-12-31$79,923
Participant contributions at beginning of year2010-12-31$11,250
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,786,767
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,803
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$1,538
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$156,236
Total non interest bearing cash at beginning of year2010-12-31$118,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$9,050,242
Value of net assets at end of year (total assets less liabilities)2010-12-31$44,807,443
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,381,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$41,392,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,545,651
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$26,402
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$-221
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$8,046
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$639,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$335,676
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,898,754
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$1,621,389
Employer contributions (assets) at end of year2010-12-31$1,862,849
Employer contributions (assets) at beginning of year2010-12-31$1,034,464
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,557,733
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$1,111
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SS&G FINANCIAL SERVICES, INC.
Accountancy firm EIN2010-12-31341945695
2009 : MARCUM LLP 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MARCUM LLP 401K PLAN

2022: MARCUM LLP 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MARCUM LLP 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MARCUM LLP 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MARCUM LLP 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MARCUM LLP 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MARCUM LLP 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MARCUM LLP 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MARCUM LLP 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MARCUM LLP 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MARCUM LLP 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MARCUM LLP 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MARCUM LLP 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MARCUM LLP 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-10-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $152,516
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees144621
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered3314
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $118,094
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees103144
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered2954
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $243,633
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees228683
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered2439
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $178,858
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees156418
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered2082
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $145,264
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees130864
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameKAHN LITWIN RENZA AND CO.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered1846
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $115,161
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees108661
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameKAHN LITWIN RENZA AND CO.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered1495
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $66,842
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees58342
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameSS&G INC
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered1453
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $130,798
Total amount of fees paid to insurance companyUSD $33,989
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $130,798
Insurance broker organization code?4
Amount paid for insurance broker fees33989
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCIRCLE PENSION, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered1146
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $104,486
Total amount of fees paid to insurance companyUSD $26,215
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $104,486
Insurance broker organization code?4
Amount paid for insurance broker fees26215
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCIRCLE PENSION, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered1073
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $132,871
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80802
Policy instance 1
Insurance contract or identification number80802
Number of Individuals Covered920
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $56,359
Total amount of fees paid to insurance companyUSD $13,391
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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