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THE MID ISLAND GROUP 401K PLAN 401k Plan overview

Plan NameTHE MID ISLAND GROUP 401K PLAN
Plan identification number 001

THE MID ISLAND GROUP 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MID ISLAND BINDERY, INC. has sponsored the creation of one or more 401k plans.

Company Name:MID ISLAND BINDERY, INC.
Employer identification number (EIN):112327766
NAIC Classification:323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MID ISLAND GROUP 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01ROBERT GEIER
0012016-01-01ROBERT GEIER
0012015-01-01ROBERT GEIER
0012014-01-01ROBERT GEIER
0012013-01-01ROBERT GEIER
0012012-01-01ROBERT GEIER
0012011-01-01ROBERT GEIER
0012009-01-01ROBERT GEIER
0012009-01-01ROBERT GEIER

Plan Statistics for THE MID ISLAND GROUP 401K PLAN

401k plan membership statisitcs for THE MID ISLAND GROUP 401K PLAN

Measure Date Value
2018: THE MID ISLAND GROUP 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01107
Total number of active participants reported on line 7a of the Form 55002018-01-0198
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012
Total of all active and inactive participants2018-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01100
Number of participants with account balances2018-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: THE MID ISLAND GROUP 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01111
Total number of active participants reported on line 7a of the Form 55002017-01-0197
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-0199
Total participants2017-01-0199
Number of participants with account balances2017-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: THE MID ISLAND GROUP 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01113
Total number of active participants reported on line 7a of the Form 55002016-01-01103
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01108
Number of participants with account balances2016-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE MID ISLAND GROUP 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01113
Total number of active participants reported on line 7a of the Form 55002015-01-0195
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-01100
Total participants2015-01-01100
Number of participants with account balances2015-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: THE MID ISLAND GROUP 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01114
Total number of active participants reported on line 7a of the Form 55002014-01-01100
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-01105
Total participants2014-01-01105
Number of participants with account balances2014-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: THE MID ISLAND GROUP 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01115
Total number of active participants reported on line 7a of the Form 55002013-01-01109
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01112
Number of participants with account balances2013-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE MID ISLAND GROUP 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01111
Total number of active participants reported on line 7a of the Form 55002012-01-01103
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01105
Number of participants with account balances2012-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE MID ISLAND GROUP 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01105
Total number of active participants reported on line 7a of the Form 55002011-01-0196
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0199
Number of participants with account balances2011-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE MID ISLAND GROUP 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01133
Total number of active participants reported on line 7a of the Form 55002009-01-01111
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01113
Number of participants with account balances2009-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE MID ISLAND GROUP 401K PLAN

Measure Date Value
2018 : THE MID ISLAND GROUP 401K PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,363
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,822
Total income from all sources (including contributions)2018-12-31$151,783
Total of all expenses incurred2018-12-31$35,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$32,932
Value of total corrective distributions2018-12-31$2,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$366,238
Value of total assets at end of year2018-12-31$2,527,811
Value of total assets at beginning of year2018-12-31$2,411,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$236,218
Participant contributions at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$1,679
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$116,084
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,525,448
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,409,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,396,112
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,293,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-214,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$130,020
Employer contributions (assets) at end of year2018-12-31$130,020
Employer contributions (assets) at beginning of year2018-12-31$117,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$32,932
Liabilities. Value of benefit claims payable at end of year2018-12-31$2,363
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$1,822
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2018-12-31113181803
2017 : THE MID ISLAND GROUP 401K PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,822
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$10,496
Total income from all sources (including contributions)2017-12-31$639,211
Total of all expenses incurred2017-12-31$56,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$51,082
Value of total corrective distributions2017-12-31$1,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$318,802
Value of total assets at end of year2017-12-31$2,411,186
Value of total assets at beginning of year2017-12-31$1,836,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$201,520
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$1,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$582,935
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,409,364
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,826,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$3,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,293,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,725,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$320,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$117,282
Employer contributions (assets) at end of year2017-12-31$117,282
Employer contributions (assets) at beginning of year2017-12-31$110,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$51,082
Liabilities. Value of benefit claims payable at end of year2017-12-31$1,822
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$10,496
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2017-12-31113181803
2016 : THE MID ISLAND GROUP 401K PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,496
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$11,894
Total income from all sources (including contributions)2016-12-31$397,160
Total of all expenses incurred2016-12-31$22,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,011
Value of total corrective distributions2016-12-31$10,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$288,521
Value of total assets at end of year2016-12-31$1,836,925
Value of total assets at beginning of year2016-12-31$1,463,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$178,424
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$2,309
Total non interest bearing cash at end of year2016-12-31$1,643
Total non interest bearing cash at beginning of year2016-12-31$2,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$374,333
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,826,429
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,452,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,320
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,725,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,362,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$108,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$110,097
Employer contributions (assets) at end of year2016-12-31$110,097
Employer contributions (assets) at beginning of year2016-12-31$96,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,011
Liabilities. Value of benefit claims payable at end of year2016-12-31$10,496
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$11,894
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2016-12-31113181803
2015 : THE MID ISLAND GROUP 401K PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$11,894
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$10,653
Total income from all sources (including contributions)2015-12-31$267,318
Total of all expenses incurred2015-12-31$57,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$45,699
Value of total corrective distributions2015-12-31$11,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$293,204
Value of total assets at end of year2015-12-31$1,463,990
Value of total assets at beginning of year2015-12-31$1,253,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$200,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$145,224
Participant contributions at end of year2015-12-31$2,309
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$51,057
Total non interest bearing cash at end of year2015-12-31$2,179
Total non interest bearing cash at beginning of year2015-12-31$568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$209,725
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,452,096
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,242,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,362,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,164,928
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-25,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$96,923
Employer contributions (assets) at end of year2015-12-31$96,923
Employer contributions (assets) at beginning of year2015-12-31$87,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$45,699
Liabilities. Value of benefit claims payable at end of year2015-12-31$11,894
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$10,653
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2015-12-31113181803
2014 : THE MID ISLAND GROUP 401K PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$10,653
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$27,632
Total income from all sources (including contributions)2014-12-31$316,991
Total of all expenses incurred2014-12-31$104,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$93,470
Value of total corrective distributions2014-12-31$10,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$275,398
Value of total assets at end of year2014-12-31$1,253,024
Value of total assets at beginning of year2014-12-31$1,057,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$140,508
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$47,362
Total non interest bearing cash at end of year2014-12-31$568
Total non interest bearing cash at beginning of year2014-12-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$212,205
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,242,371
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,030,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,164,928
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$976,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$41,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$87,528
Employer contributions (assets) at end of year2014-12-31$87,528
Employer contributions (assets) at beginning of year2014-12-31$81,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$93,470
Contract administrator fees2014-12-31$663
Liabilities. Value of benefit claims payable at end of year2014-12-31$10,653
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$27,632
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2014-12-31113181803
2013 : THE MID ISLAND GROUP 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$27,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$17,257
Total income from all sources (including contributions)2013-12-31$344,466
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$31,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$0
Value of total corrective distributions2013-12-31$27,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$195,040
Value of total assets at end of year2013-12-31$1,057,798
Value of total assets at beginning of year2013-12-31$734,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,417
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$113,706
Total non interest bearing cash at end of year2013-12-31$41
Total non interest bearing cash at beginning of year2013-12-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$313,417
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,030,166
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$716,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$976,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$699,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$149,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$81,334
Employer contributions (assets) at end of year2013-12-31$81,334
Employer contributions (assets) at beginning of year2013-12-31$34,536
Contract administrator fees2013-12-31$3,417
Liabilities. Value of benefit claims payable at end of year2013-12-31$27,632
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$17,257
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2013-12-31113181803
2012 : THE MID ISLAND GROUP 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$17,257
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$22,512
Total income from all sources (including contributions)2012-12-31$213,089
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$34,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,855
Value of total corrective distributions2012-12-31$17,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$133,687
Value of total assets at end of year2012-12-31$734,006
Value of total assets at beginning of year2012-12-31$560,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,436
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$99,151
Total non interest bearing cash at end of year2012-12-31$41
Total non interest bearing cash at beginning of year2012-12-31$717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$178,541
Value of net assets at end of year (total assets less liabilities)2012-12-31$716,749
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$538,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$699,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$525,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$79,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$34,536
Employer contributions (assets) at end of year2012-12-31$34,536
Employer contributions (assets) at beginning of year2012-12-31$34,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,855
Contract administrator fees2012-12-31$3,436
Liabilities. Value of benefit claims payable at end of year2012-12-31$17,257
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$22,512
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2012-12-31113181803
2011 : THE MID ISLAND GROUP 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$22,512
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$29,139
Total income from all sources (including contributions)2011-12-31$104,075
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$31,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,745
Value of total corrective distributions2011-12-31$22,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$126,974
Value of total assets at end of year2011-12-31$560,720
Value of total assets at beginning of year2011-12-31$494,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,271
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$92,099
Participant contributions at beginning of year2011-12-31$1,243
Total non interest bearing cash at end of year2011-12-31$717
Total non interest bearing cash at beginning of year2011-12-31$1,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$72,547
Value of net assets at end of year (total assets less liabilities)2011-12-31$538,208
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$465,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$16,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$16,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$525,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$445,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-22,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$34,875
Employer contributions (assets) at end of year2011-12-31$34,875
Employer contributions (assets) at beginning of year2011-12-31$30,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,745
Contract administrator fees2011-12-31$3,271
Liabilities. Value of benefit claims payable at end of year2011-12-31$22,512
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$29,139
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2011-12-31113181803
2010 : THE MID ISLAND GROUP 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$29,139
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$18,407
Total income from all sources (including contributions)2010-12-31$176,391
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$43,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,329
Value of total corrective distributions2010-12-31$29,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$124,088
Value of total assets at end of year2010-12-31$494,800
Value of total assets at beginning of year2010-12-31$350,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,781
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$94,035
Participant contributions at end of year2010-12-31$1,243
Participant contributions at beginning of year2010-12-31$1,258
Total non interest bearing cash at end of year2010-12-31$1,453
Total non interest bearing cash at beginning of year2010-12-31$2,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$133,142
Value of net assets at end of year (total assets less liabilities)2010-12-31$465,661
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$332,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$16,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$13,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$13,462
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$445,169
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$333,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$52,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$30,053
Employer contributions (assets) at end of year2010-12-31$30,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$11,329
Contract administrator fees2010-12-31$2,781
Liabilities. Value of benefit claims payable at end of year2010-12-31$29,139
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$18,407
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WANK & LIPTZIN, LLP
Accountancy firm EIN2010-12-31113181803
2009 : THE MID ISLAND GROUP 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE MID ISLAND GROUP 401K PLAN

2018: THE MID ISLAND GROUP 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE MID ISLAND GROUP 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE MID ISLAND GROUP 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE MID ISLAND GROUP 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE MID ISLAND GROUP 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE MID ISLAND GROUP 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE MID ISLAND GROUP 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE MID ISLAND GROUP 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE MID ISLAND GROUP 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered71
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,981
Total amount of fees paid to insurance companyUSD $1,241
Commission paid to Insurance BrokerUSD $7,981
Insurance broker organization code?3
Amount paid for insurance broker fees1241
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,654
Total amount of fees paid to insurance companyUSD $3,282
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,034
Insurance broker organization code?3
Amount paid for insurance broker fees3282
Insurance broker nameAMERITAS INVESTMENT CORP
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered49
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4,300
Total amount of fees paid to insurance companyUSD $664
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,601
Insurance broker organization code?3
Amount paid for insurance broker fees664
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameMETLIFE SECURITIES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered48
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,787
Total amount of fees paid to insurance companyUSD $536
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,787
Insurance broker organization code?3
Amount paid for insurance broker fees536
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION DESIGN SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered56
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,805
Total amount of fees paid to insurance companyUSD $412
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,835
Insurance broker organization code?3
Amount paid for insurance broker fees412
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION DESIGN SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered39
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,204
Total amount of fees paid to insurance companyUSD $307
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,204
Insurance broker organization code?3
Amount paid for insurance broker fees307
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION DESIGN SERVICES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered35
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,863
Total amount of fees paid to insurance companyUSD $442
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number82092
Policy instance 1
Insurance contract or identification number82092
Number of Individuals Covered37
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,427
Total amount of fees paid to insurance companyUSD $168
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,427
Insurance broker organization code?3
Amount paid for insurance broker fees168
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION DESIGN SERVICES, INC.

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