401k Plan data: HCHC, INC. 401(K) PLAN AND TRUST plan

HCHC, INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	HCHC, INC. 401(K) PLAN AND TRUST
Plan identification number	002

HCHC, INC. 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HCHC, INC. has sponsored the creation of one or more 401k plans.

Company Name: HCHC, INC.

Employer identification number (EIN): 112542885

NAIC Classification: 621610
NAIC Description: Home Health Care Services

Additional information about HCHC, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1980-07-16

Company Identification Number: 639224

Legal Registered Office Address: KINGSBROOK JEWISH MED CTR
585 SCHENECTADY AVE
BROOKLYN
United States of America (USA)
11203

More information about HCHC, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HCHC, INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-07-01 FRIEDA SPIVACK 2018-08-16
002 2016-07-01 FRIEDA SPIVACK 2017-09-13
002 2015-07-01 FRIEDA SPIVACK
002 2014-07-01 FRIEDA SPIVACK
002 2013-07-01 FRIEDA SPIVACK
002 2012-07-01 FRIEDA SPIVACK
002 2011-07-01 FRIEDA SPIVACK
002 2010-07-01 FRIEDA SPIVACK 2013-04-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2017-07-01	FRIEDA SPIVACK	2018-08-16
002	2016-07-01	FRIEDA SPIVACK	2017-09-13
002	2015-07-01	FRIEDA SPIVACK
002	2014-07-01	FRIEDA SPIVACK
002	2013-07-01	FRIEDA SPIVACK
002	2012-07-01	FRIEDA SPIVACK
002	2011-07-01	FRIEDA SPIVACK
002	2010-07-01	FRIEDA SPIVACK	2013-04-12

Plan Statistics for HCHC, INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for HCHC, INC. 401(K) PLAN AND TRUST

Measure Date Value
2015: HCHC, INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-07-01 111
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 89
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 5
Total of all active and inactive participants 2015-07-01 94
Total participants 2015-07-01 94
Number of participants with account balances 2015-07-01 49
2014: HCHC, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-07-01 119
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 89
Number of other retired or separated participants entitled to future benefits 2014-07-01 16
Total of all active and inactive participants 2014-07-01 105
Total participants 2014-07-01 105
Number of participants with account balances 2014-07-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 1
2013: HCHC, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-07-01 132
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 105
Number of other retired or separated participants entitled to future benefits 2013-07-01 14
Total of all active and inactive participants 2013-07-01 119
Total participants 2013-07-01 119
Number of participants with account balances 2013-07-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 2
2012: HCHC, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-07-01 118
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 99
Number of other retired or separated participants entitled to future benefits 2012-07-01 16
Total of all active and inactive participants 2012-07-01 115
Total participants 2012-07-01 115
Number of participants with account balances 2012-07-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 1
2011: HCHC, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-07-01 129
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 99
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 17
Total of all active and inactive participants 2011-07-01 116
Total participants 2011-07-01 116
Number of participants with account balances 2011-07-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 3

Measure	Date	Value
2015: HCHC, INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-07-01	111
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	89
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	5
Total of all active and inactive participants	2015-07-01	94
Total participants	2015-07-01	94
Number of participants with account balances	2015-07-01	49
2014: HCHC, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-07-01	119
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	89
Number of other retired or separated participants entitled to future benefits	2014-07-01	16
Total of all active and inactive participants	2014-07-01	105
Total participants	2014-07-01	105
Number of participants with account balances	2014-07-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	1
2013: HCHC, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-07-01	132
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	105
Number of other retired or separated participants entitled to future benefits	2013-07-01	14
Total of all active and inactive participants	2013-07-01	119
Total participants	2013-07-01	119
Number of participants with account balances	2013-07-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	2
2012: HCHC, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-07-01	118
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	99
Number of other retired or separated participants entitled to future benefits	2012-07-01	16
Total of all active and inactive participants	2012-07-01	115
Total participants	2012-07-01	115
Number of participants with account balances	2012-07-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	1
2011: HCHC, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-07-01	129
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	99
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	17
Total of all active and inactive participants	2011-07-01	116
Total participants	2011-07-01	116
Number of participants with account balances	2011-07-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	3

Financial Data on HCHC, INC. 401(K) PLAN AND TRUST

Measure	Date	Value
2016 : HCHC, INC. 401(K) PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-06-30	$0
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$5,228
Total income from all sources (including contributions)	2016-06-30	$158,526
Total of all expenses incurred	2016-06-30	$60,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$45,142
Expenses. Certain deemed distributions of participant loans	2016-06-30	$15,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$192,849
Value of total assets at end of year	2016-06-30	$1,789,261
Value of total assets at beginning of year	2016-06-30	$1,686,394
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$675
Total interest from all sources	2016-06-30	$2,368
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$180,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$173,700
Participant contributions at end of year	2016-06-30	$41,129
Participant contributions at beginning of year	2016-06-30	$36,748
Participant contributions at beginning of year	2016-06-30	$5,957
Administrative expenses (other) incurred	2016-06-30	$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$97,639
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$1,784,033
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$1,686,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$1,729,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$1,624,716
Interest on participant loans	2016-06-30	$2,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-36,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$19,149
Employer contributions (assets) at end of year	2016-06-30	$18,865
Employer contributions (assets) at beginning of year	2016-06-30	$18,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$45,142
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Liabilities. Value of acquisition indebtedness at end of year	2016-06-30	$5,228
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	SACCO CPA LLP
Accountancy firm EIN	2016-06-30	272665111
2015 : HCHC, INC. 401(K) PLAN AND TRUST 2015 401k financial data
Total income from all sources (including contributions)	2015-06-30	$207,966
Total of all expenses incurred	2015-06-30	$101,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$98,031
Expenses. Certain deemed distributions of participant loans	2015-06-30	$2,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$177,785
Value of total assets at end of year	2015-06-30	$1,686,394
Value of total assets at beginning of year	2015-06-30	$1,579,432
Total interest from all sources	2015-06-30	$4,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$150,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$97,881
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$158,127
Participant contributions at end of year	2015-06-30	$36,748
Participant contributions at beginning of year	2015-06-30	$59,591
Participant contributions at end of year	2015-06-30	$5,957
Participant contributions at beginning of year	2015-06-30	$10
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-06-30	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$106,962
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$1,686,394
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$1,579,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$1,624,716
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$1,294,776
Income. Interest from loans (other than to participants)	2015-06-30	$4,674
Income. Interest from corporate debt instruments	2015-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$208,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$25,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$19,658
Employer contributions (assets) at end of year	2015-06-30	$18,973
Employer contributions (assets) at beginning of year	2015-06-30	$16,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$97,881
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	SACCO CPA PLLC
Accountancy firm EIN	2015-06-30	272665111
2014 : HCHC, INC. 401(K) PLAN AND TRUST 2014 401k financial data
Total income from all sources (including contributions)	2014-06-30	$351,896
Total of all expenses incurred	2014-06-30	$98,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$95,076
Expenses. Certain deemed distributions of participant loans	2014-06-30	$1,966
Value of total corrective distributions	2014-06-30	$133
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$143,600
Value of total assets at end of year	2014-06-30	$1,579,837
Value of total assets at beginning of year	2014-06-30	$1,326,796
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$1,680
Total interest from all sources	2014-06-30	$1,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$150,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$80,922
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$126,600
Participant contributions at end of year	2014-06-30	$59,591
Participant contributions at beginning of year	2014-06-30	$79,659
Participant contributions at end of year	2014-06-30	$60
Participant contributions at beginning of year	2014-06-30	$11,243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$1
Other income not declared elsewhere	2014-06-30	$6,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$253,041
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$1,579,837
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$1,326,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in pooled separate accounts at end of year	2014-06-30	$1,294,729
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$1,022,525
Income. Interest from loans (other than to participants)	2014-06-30	$1,563
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$208,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$196,697
Net investment gain/loss from pooled separate accounts	2014-06-30	$200,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$17,000
Employer contributions (assets) at end of year	2014-06-30	$16,702
Employer contributions (assets) at beginning of year	2014-06-30	$16,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$95,076
Contract administrator fees	2014-06-30	$1,680
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	JOHN M. SACCO CPA
Accountancy firm EIN	2014-06-30	136735976
2013 : HCHC, INC. 401(K) PLAN AND TRUST 2013 401k financial data
Total income from all sources (including contributions)	2013-06-30	$268,452
Total of all expenses incurred	2013-06-30	$210,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$203,897
Value of total corrective distributions	2013-06-30	$6,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$148,022
Value of total assets at end of year	2013-06-30	$1,326,796
Value of total assets at beginning of year	2013-06-30	$1,268,560
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$236
Total interest from all sources	2013-06-30	$1,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$150,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$209,980
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$130,770
Participant contributions at end of year	2013-06-30	$79,659
Participant contributions at beginning of year	2013-06-30	$104,884
Participant contributions at end of year	2013-06-30	$11,243
Participant contributions at beginning of year	2013-06-30	$10,423
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$1
Other income not declared elsewhere	2013-06-30	$4,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$58,236
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$1,326,796
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$1,268,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in pooled separate accounts at end of year	2013-06-30	$1,022,525
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$893,249
Income. Interest from loans (other than to participants)	2013-06-30	$1,971
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$196,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$246,497
Net investment gain/loss from pooled separate accounts	2013-06-30	$113,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$17,252
Employer contributions (assets) at end of year	2013-06-30	$16,671
Employer contributions (assets) at beginning of year	2013-06-30	$13,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$203,897
Contract administrator fees	2013-06-30	$236
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	SACCO MANFRE CPA PLLC
Accountancy firm EIN	2013-06-30	272665111
2012 : HCHC, INC. 401(K) PLAN AND TRUST 2012 401k financial data
Expenses. Interest paid	2012-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$147,359
Total of all expenses incurred	2012-06-30	$192,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$183,228
Expenses. Certain deemed distributions of participant loans	2012-06-30	$555
Value of total corrective distributions	2012-06-30	$4,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$139,151
Value of total assets at end of year	2012-06-30	$1,268,560
Value of total assets at beginning of year	2012-06-30	$1,313,302
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$3,473
Total interest from all sources	2012-06-30	$3,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$150,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$188,548
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$124,949
Participant contributions at end of year	2012-06-30	$104,884
Participant contributions at beginning of year	2012-06-30	$51,748
Participant contributions at end of year	2012-06-30	$10,423
Participant contributions at beginning of year	2012-06-30	$12,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-44,742
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$1,268,560
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$1,313,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in pooled separate accounts at end of year	2012-06-30	$893,249
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$976,862
Interest on participant loans	2012-06-30	$3,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$246,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$253,836
Net investment gain/loss from pooled separate accounts	2012-06-30	$4,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$14,202
Employer contributions (assets) at end of year	2012-06-30	$13,507
Employer contributions (assets) at beginning of year	2012-06-30	$18,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$183,228
Contract administrator fees	2012-06-30	$3,473
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	SACCO MANFRE CPA PLLC
Accountancy firm EIN	2012-06-30	272665111

Form 5500 Responses for HCHC, INC. 401(K) PLAN AND TRUST

2015: HCHC, INC. 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: HCHC, INC. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2013: HCHC, INC. 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2012: HCHC, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2011: HCHC, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

01-3083857

Policy instance

Insurance contract or identification number	01-3083857
Number of Individuals Covered	51
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $791
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $791
Insurance broker organization code?	3
Insurance broker name	SECURITIES AMERICA, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

01-3083857

Policy instance

Insurance contract or identification number	01-3083857
Number of Individuals Covered	21
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $5,862
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,862
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	SECURITIES AMERICA, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

01-3083857

Policy instance

Insurance contract or identification number	01-3083857
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	SECURITIES AMERICA, INC.

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

01-3083857

Policy instance

Insurance contract or identification number	01-3083857
Number of Individuals Covered	64
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $6,423
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HCHC, INC.
Employer identification number (EIN):	112542885
NAIC Classification:	621610
NAIC Description:	Home Health Care Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1980-07-16
Company Identification Number:	639224
Legal Registered Office Address:	KINGSBROOK JEWISH MED CTR 585 SCHENECTADY AVE BROOKLYN United States of America (USA) 11203