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ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 401k Plan overview

Plan NameROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN
Plan identification number 001

ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROUX ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROUX ASSOCIATES, INC.
Employer identification number (EIN):112579482
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about ROUX ASSOCIATES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1992-04-01
Company Identification Number: 0009469806
Legal Registered Office Address: 209 SHAFTER ST

ISLANDIA
United States of America (USA)
11749

More information about ROUX ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01MARY MACY2021-10-13
0012020-01-01
0012019-01-01MARY MACY2020-10-12
0012018-01-01MARY MACY2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01PAUL ROUX
0012009-01-01PAUL ROUX

Plan Statistics for ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN

401k plan membership statisitcs for ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN

Measure Date Value
2022: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01412
Total number of active participants reported on line 7a of the Form 55002022-01-01347
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01118
Total of all active and inactive participants2022-01-01465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01465
Number of participants with account balances2022-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0139
2021: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01403
Total number of active participants reported on line 7a of the Form 55002021-01-01313
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0199
Total of all active and inactive participants2021-01-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01412
Number of participants with account balances2021-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0128
2020: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01377
Total number of active participants reported on line 7a of the Form 55002020-01-01312
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0191
Total of all active and inactive participants2020-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01403
Number of participants with account balances2020-01-01393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01350
Total number of active participants reported on line 7a of the Form 55002019-01-01298
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0179
Total of all active and inactive participants2019-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01377
Number of participants with account balances2019-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01578
Total number of active participants reported on line 7a of the Form 55002018-01-01275
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0175
Total of all active and inactive participants2018-01-01350
Total participants2018-01-01350
Number of participants with account balances2018-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0130
2017: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01325
Total number of active participants reported on line 7a of the Form 55002017-01-01511
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0167
Total of all active and inactive participants2017-01-01578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01578
Number of participants with account balances2017-01-01553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0125
2016: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01268
Total number of active participants reported on line 7a of the Form 55002016-01-01268
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01325
Number of participants with account balances2016-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01245
Total number of active participants reported on line 7a of the Form 55002015-01-01261
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01315
Total participants2015-01-01315
Number of participants with account balances2015-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0117
2014: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01285
Total number of active participants reported on line 7a of the Form 55002014-01-01196
Number of other retired or separated participants entitled to future benefits2014-01-0149
Total of all active and inactive participants2014-01-01245
Total participants2014-01-01245
Number of participants with account balances2014-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01300
Total number of active participants reported on line 7a of the Form 55002013-01-01235
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-01285
Total participants2013-01-01285
Number of participants with account balances2013-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01289
Total number of active participants reported on line 7a of the Form 55002012-01-01240
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0160
Total of all active and inactive participants2012-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01300
Number of participants with account balances2012-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115
2009: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01295
Total number of active participants reported on line 7a of the Form 55002009-01-01247
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01285
Number of participants with account balances2009-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN

Measure Date Value
2022 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-12,490,414
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,441,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,431,780
Expenses. Certain deemed distributions of participant loans2022-12-31$5,417
Value of total corrective distributions2022-12-31$2,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,217,547
Value of total assets at end of year2022-12-31$70,979,859
Value of total assets at beginning of year2022-12-31$85,912,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,622
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$51,804
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,840,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,840,290
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,903,674
Participant contributions at end of year2022-12-31$257,545
Participant contributions at beginning of year2022-12-31$272,470
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$14,538
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$-21,256
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$875
Total non interest bearing cash at beginning of year2022-12-31$7,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-14,932,304
Value of net assets at end of year (total assets less liabilities)2022-12-31$70,979,859
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$85,912,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$23,878
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$67,846,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$82,726,339
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$12,092
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,624,502
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,680,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,680,901
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$39,712
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,600,055
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$0
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,299,335
Employer contributions (assets) at end of year2022-12-31$250,000
Employer contributions (assets) at beginning of year2022-12-31$225,000
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,431,780
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GRASSI AND CO CPAS P C
Accountancy firm EIN2022-12-31113266576
2021 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$17,577,419
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,646,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,611,598
Expenses. Certain deemed distributions of participant loans2021-12-31$12,380
Value of total corrective distributions2021-12-31$3,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,031,313
Value of total assets at end of year2021-12-31$85,912,163
Value of total assets at beginning of year2021-12-31$72,980,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$19,247
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$16,453
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,927,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,927,808
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,612,343
Participant contributions at end of year2021-12-31$272,470
Participant contributions at beginning of year2021-12-31$315,419
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$216,058
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$25
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$7,453
Total non interest bearing cash at beginning of year2021-12-31$1,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$12,931,184
Value of net assets at end of year (total assets less liabilities)2021-12-31$85,912,163
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$72,980,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$19,222
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$82,726,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$69,154,607
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$16,161
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,680,901
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,359,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,359,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$292
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,601,845
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$0
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,202,912
Employer contributions (assets) at end of year2021-12-31$225,000
Employer contributions (assets) at beginning of year2021-12-31$150,000
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,611,598
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRASSI AND CO CPAS P C
Accountancy firm EIN2021-12-31113266576
2020 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,187,066
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,453,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,415,419
Value of total corrective distributions2020-12-31$1,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,208,475
Value of total assets at end of year2020-12-31$72,980,979
Value of total assets at beginning of year2020-12-31$57,246,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,270
Total interest from all sources2020-12-31$21,096
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,698,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,698,498
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,523,972
Participant contributions at end of year2020-12-31$315,419
Participant contributions at beginning of year2020-12-31$294,956
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$575,584
Administrative expenses (other) incurred2020-12-31$18,076
Total non interest bearing cash at end of year2020-12-31$1,316
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$15,734,029
Value of net assets at end of year (total assets less liabilities)2020-12-31$72,980,979
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$57,246,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$18,194
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$69,154,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$55,397,229
Interest on participant loans2020-12-31$16,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,359,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,429,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,429,765
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,258,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,108,919
Employer contributions (assets) at end of year2020-12-31$150,000
Employer contributions (assets) at beginning of year2020-12-31$125,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,415,419
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES
Accountancy firm EIN2020-12-31271728945
2019 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$16,182,619
Total of all expenses incurred2019-12-31$4,944,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,896,011
Value of total corrective distributions2019-12-31$10,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,764,417
Value of total assets at end of year2019-12-31$57,246,950
Value of total assets at beginning of year2019-12-31$46,008,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,256
Total interest from all sources2019-12-31$41,957
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,132,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,132,334
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,990,821
Participant contributions at end of year2019-12-31$294,956
Participant contributions at beginning of year2019-12-31$358,154
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$803,166
Administrative expenses (other) incurred2019-12-31$18,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,238,054
Value of net assets at end of year (total assets less liabilities)2019-12-31$57,246,950
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$46,008,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$20,056
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$55,397,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,204,090
Interest on participant loans2019-12-31$15,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,429,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,346,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,346,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26,847
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,243,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$970,430
Employer contributions (assets) at end of year2019-12-31$125,000
Employer contributions (assets) at beginning of year2019-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,896,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2019-12-31112556624
2018 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,136,077
Total of all expenses incurred2018-12-31$2,975,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,960,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,755,258
Value of total assets at end of year2018-12-31$46,008,896
Value of total assets at beginning of year2018-12-31$47,848,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,537
Total interest from all sources2018-12-31$43,017
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,391,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,391,350
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,697,180
Participant contributions at end of year2018-12-31$358,154
Participant contributions at beginning of year2018-12-31$513,641
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$148,586
Administrative expenses (other) incurred2018-12-31$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,839,533
Value of net assets at end of year (total assets less liabilities)2018-12-31$46,008,896
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$47,848,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,362
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,204,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$45,698,248
Interest on participant loans2018-12-31$21,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,346,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,486,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,486,540
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$21,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,053,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$909,492
Employer contributions (assets) at end of year2018-12-31$100,000
Employer contributions (assets) at beginning of year2018-12-31$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,960,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2018-12-31112556624
2017 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$10,807,436
Total of all expenses incurred2017-12-31$3,033,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,016,359
Value of total corrective distributions2017-12-31$8,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,475,538
Value of total assets at end of year2017-12-31$47,848,429
Value of total assets at beginning of year2017-12-31$40,074,920
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,664
Total interest from all sources2017-12-31$28,244
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,713,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,713,049
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,556,418
Participant contributions at end of year2017-12-31$513,641
Participant contributions at beginning of year2017-12-31$343,853
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$39,730
Administrative expenses (other) incurred2017-12-31$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,773,509
Value of net assets at end of year (total assets less liabilities)2017-12-31$47,848,429
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$40,074,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$8,389
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,698,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,676,492
Interest on participant loans2017-12-31$18,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,486,540
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,054,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,054,575
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$9,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,590,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$879,390
Employer contributions (assets) at end of year2017-12-31$150,000
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,016,359
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2017-12-31112556624
2016 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,684,110
Total of all expenses incurred2016-12-31$1,544,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,532,087
Expenses. Certain deemed distributions of participant loans2016-12-31$-4,913
Value of total corrective distributions2016-12-31$12,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,219,955
Value of total assets at end of year2016-12-31$40,074,920
Value of total assets at beginning of year2016-12-31$35,935,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,419
Total interest from all sources2016-12-31$15,239
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,201,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,201,178
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,288,623
Participant contributions at end of year2016-12-31$343,853
Participant contributions at beginning of year2016-12-31$330,285
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$262,827
Administrative expenses (other) incurred2016-12-31$277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,139,431
Value of net assets at end of year (total assets less liabilities)2016-12-31$40,074,920
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,935,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$5,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,676,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,204,328
Interest on participant loans2016-12-31$14,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,054,575
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,400,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,400,876
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,247,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$668,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,532,087
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2016-12-31112556624
2015 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$52
Total income from all sources (including contributions)2015-12-31$3,073,891
Total of all expenses incurred2015-12-31$1,948,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,944,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,914,117
Value of total assets at end of year2015-12-31$35,935,489
Value of total assets at beginning of year2015-12-31$34,810,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,392
Total interest from all sources2015-12-31$16,118
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,593,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,593,391
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,063,207
Participant contributions at end of year2015-12-31$330,285
Participant contributions at beginning of year2015-12-31$362,294
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$240,978
Administrative expenses (other) incurred2015-12-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,124,920
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,935,489
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,810,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$4,192
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,204,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$33,343,542
Interest on participant loans2015-12-31$15,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,400,876
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,104,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,104,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,449,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$609,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,944,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2015-12-31112556624
2014 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$5,374,073
Total of all expenses incurred2014-12-31$1,956,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,949,024
Expenses. Certain deemed distributions of participant loans2014-12-31$4,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,815,034
Value of total assets at end of year2014-12-31$34,810,517
Value of total assets at beginning of year2014-12-31$31,393,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,025
Total interest from all sources2014-12-31$19,152
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,443,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,443,616
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,907,090
Participant contributions at end of year2014-12-31$362,294
Participant contributions at beginning of year2014-12-31$411,275
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$468,608
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,417,396
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,810,517
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$31,393,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,025
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$33,343,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$29,666,217
Interest on participant loans2014-12-31$19,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,104,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,315,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,315,629
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,096,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$439,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,949,024
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2014-12-31112556624
2013 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$7,795,883
Total of all expenses incurred2013-12-31$686,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$680,496
Value of total corrective distributions2013-12-31$3,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,278,479
Value of total assets at end of year2013-12-31$31,393,121
Value of total assets at beginning of year2013-12-31$24,283,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,499
Total interest from all sources2013-12-31$16,738
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,030,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,030,158
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,743,912
Participant contributions at end of year2013-12-31$411,275
Participant contributions at beginning of year2013-12-31$300,212
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$108,910
Administrative expenses (other) incurred2013-12-31$335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,109,493
Value of net assets at end of year (total assets less liabilities)2013-12-31$31,393,121
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,283,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$2,164
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$29,666,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,527,020
Interest on participant loans2013-12-31$16,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,315,629
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,456,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,456,396
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,470,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$425,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$680,496
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2013-12-31112556624
2012 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,356,982
Total of all expenses incurred2012-12-31$975,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$960,162
Expenses. Certain deemed distributions of participant loans2012-12-31$14,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,686,974
Value of total assets at end of year2012-12-31$24,283,628
Value of total assets at beginning of year2012-12-31$19,902,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,719
Total interest from all sources2012-12-31$13,449
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$463,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$463,011
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,718,589
Participant contributions at end of year2012-12-31$300,212
Participant contributions at beginning of year2012-12-31$281,953
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$519,407
Administrative expenses (other) incurred2012-12-31$116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,381,084
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,283,628
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,902,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,603
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,527,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,246,280
Interest on participant loans2012-12-31$13,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,456,396
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,374,311
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,374,311
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,193,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$448,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$960,162
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ALBRECHT, VIGGIANO, ZURECK & COMPAN
Accountancy firm EIN2012-12-31112556624
2011 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,986,402
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,112,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,111,528
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,494,540
Value of total assets at end of year2011-12-31$19,902,544
Value of total assets at beginning of year2011-12-31$19,028,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$775
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$10,949
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$462,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$462,389
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$775
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$1,623,786
Participant contributions at end of year2011-12-31$281,953
Participant contributions at beginning of year2011-12-31$213,922
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$493,011
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$874,099
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,902,544
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,028,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,246,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,602,290
Interest on participant loans2011-12-31$10,762
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,374,311
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,212,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,212,233
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$187
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-981,476
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$377,743
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,111,528
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,374,724
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$830,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$829,785
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,134,545
Value of total assets at end of year2010-12-31$19,028,445
Value of total assets at beginning of year2010-12-31$17,585,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$272
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$326,580
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$272
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2010-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$1,732,668
Participant contributions at end of year2010-12-31$213,922
Participant contributions at beginning of year2010-12-31$209,116
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$1,732,668
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$3,544,667
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,028,445
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,585,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,602,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,260,367
Interest on participant loans2010-12-31$10,380
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,212,233
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,014,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,014,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$316,200
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,913,599
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$401,877
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$369,022
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$829,785
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590
2009 : ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN

2022: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2009: ROUX ASSOCIATES, INC. PROFIT SHARING/401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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