401k Plan data: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND plan

LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 401k Plan overview

Plan Name	LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND
Plan identification number	002

LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

BOARD OF TRUSTEES LOCAL 138, 138A, 138B & 138C IUOE ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name: BOARD OF TRUSTEES LOCAL 138, 138A, 138B & 138C IUOE ANNUITY FUND

Employer identification number (EIN): 112653717

NAIC Classification: 813930
NAIC Description: Labor Unions and Similar Labor Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-07-01
002 2020-07-01
002 2019-07-01
002 2018-07-01
002 2017-07-01
002 2016-07-01 WILLIAM DUFFY JR
002 2015-07-01 BILLY DUFFY JR - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2017-03-13
002 2014-07-01 STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2016-03-31
002 2013-07-01 STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2015-04-09
002 2012-07-01 STEPHEN BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2014-04-09
002 2011-07-01 STEVE BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2013-04-10
002 2010-07-01 STEVE BARNETT - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2012-04-11
002 2009-07-01 WILLIAM DUFFY, JR. - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2011-04-05
002 2009-07-01 WILLIAM DUFFY, JR. - ADMINISTRATOR JOHN DUFFY - TRUSTEE 2011-04-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2021-07-01
002	2020-07-01
002	2019-07-01
002	2018-07-01
002	2017-07-01
002	2016-07-01	WILLIAM DUFFY JR
002	2015-07-01	BILLY DUFFY JR - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2017-03-13
002	2014-07-01	STEPHEN BARNETT - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2016-03-31
002	2013-07-01	STEPHEN BARNETT - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2015-04-09
002	2012-07-01	STEPHEN BARNETT - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2014-04-09
002	2011-07-01	STEVE BARNETT - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2013-04-10
002	2010-07-01	STEVE BARNETT - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2012-04-11
002	2009-07-01	WILLIAM DUFFY, JR. - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2011-04-05
002	2009-07-01	WILLIAM DUFFY, JR. - ADMINISTRATOR	JOHN DUFFY - TRUSTEE	2011-04-08

Plan Statistics for LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND

401k plan membership statisitcs for LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND

Measure Date Value
2021: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2021 401k membership
Total participants, beginning-of-year 2021-07-01 2,249
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 1,221
Number of retired or separated participants receiving benefits 2021-07-01 230
Number of other retired or separated participants entitled to future benefits 2021-07-01 1,057
Total of all active and inactive participants 2021-07-01 2,508
Total participants 2021-07-01 2,508
Number of participants with account balances 2021-07-01 2,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 0
Number of employers contributing to the scheme 2021-07-01 313
2020: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2020 401k membership
Total participants, beginning-of-year 2020-07-01 2,279
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 1,315
Number of retired or separated participants receiving benefits 2020-07-01 187
Number of other retired or separated participants entitled to future benefits 2020-07-01 747
Total of all active and inactive participants 2020-07-01 2,249
Total participants 2020-07-01 2,249
Number of participants with account balances 2020-07-01 2,062
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
Number of employers contributing to the scheme 2020-07-01 289
2019: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2019 401k membership
Total participants, beginning-of-year 2019-07-01 2,423
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 2,087
Number of retired or separated participants receiving benefits 2019-07-01 192
Total of all active and inactive participants 2019-07-01 2,279
Total participants 2019-07-01 2,279
Number of participants with account balances 2019-07-01 2,149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 0
Number of employers contributing to the scheme 2019-07-01 293
2018: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2018 401k membership
Total participants, beginning-of-year 2018-07-01 2,141
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 2,207
Number of retired or separated participants receiving benefits 2018-07-01 216
Total of all active and inactive participants 2018-07-01 2,423
Total participants 2018-07-01 2,423
Number of participants with account balances 2018-07-01 2,328
Number of employers contributing to the scheme 2018-07-01 320
2017: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2017 401k membership
Total participants, beginning-of-year 2017-07-01 2,109
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 1,963
Number of retired or separated participants receiving benefits 2017-07-01 151
Number of other retired or separated participants entitled to future benefits 2017-07-01 0
Total of all active and inactive participants 2017-07-01 2,114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 2,114
Number of participants with account balances 2017-07-01 2,114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
Number of employers contributing to the scheme 2017-07-01 322
2016: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2016 401k membership
Total participants, beginning-of-year 2016-07-01 2,068
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 1,982
Number of retired or separated participants receiving benefits 2016-07-01 127
Number of other retired or separated participants entitled to future benefits 2016-07-01 0
Total of all active and inactive participants 2016-07-01 2,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 2,109
Number of participants with account balances 2016-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
Number of employers contributing to the scheme 2016-07-01 328
2015: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year 2015-07-01 2,938
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 1,929
Number of retired or separated participants receiving benefits 2015-07-01 139
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 2,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 2,068
Number of participants with account balances 2015-07-01 2,068
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
Number of employers contributing to the scheme 2015-07-01 329
2014: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year 2014-07-01 2,802
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 2,640
Number of retired or separated participants receiving benefits 2014-07-01 298
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 2,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 2,938
Number of participants with account balances 2014-07-01 2,938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
Number of employers contributing to the scheme 2014-07-01 193
2013: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year 2013-07-01 2,195
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 2,475
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 327
Total of all active and inactive participants 2013-07-01 2,802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 2,802
Number of participants with account balances 2013-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 2,729
Number of employers contributing to the scheme 2013-07-01 323
2012: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year 2012-07-01 1,782
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 1,939
Number of other retired or separated participants entitled to future benefits 2012-07-01 256
Total of all active and inactive participants 2012-07-01 2,195
Total participants 2012-07-01 2,195
Number of participants with account balances 2012-07-01 2,477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
Number of employers contributing to the scheme 2012-07-01 322
2011: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year 2011-07-01 1,328
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 1,412
Number of other retired or separated participants entitled to future benefits 2011-07-01 370
Total of all active and inactive participants 2011-07-01 1,782
Total participants 2011-07-01 1,782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
Number of employers contributing to the scheme 2011-07-01 348
2010: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2010 401k membership
Total participants, beginning-of-year 2010-07-01 1,172
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 1,072
Number of other retired or separated participants entitled to future benefits 2010-07-01 256
Total of all active and inactive participants 2010-07-01 1,328
Total participants 2010-07-01 1,328
Number of participants with account balances 2010-07-01 2,451
Number of employers contributing to the scheme 2010-07-01 0
2009: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year 2009-07-01 1,122
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 959
Number of other retired or separated participants entitled to future benefits 2009-07-01 213
Total of all active and inactive participants 2009-07-01 1,172
Total participants 2009-07-01 1,172
Number of participants with account balances 2009-07-01 2,347
Number of employers contributing to the scheme 2009-07-01 383

Measure	Date	Value
2021: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2021 401k membership
Total participants, beginning-of-year	2021-07-01	2,249
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	1,221
Number of retired or separated participants receiving benefits	2021-07-01	230
Number of other retired or separated participants entitled to future benefits	2021-07-01	1,057
Total of all active and inactive participants	2021-07-01	2,508
Total participants	2021-07-01	2,508
Number of participants with account balances	2021-07-01	2,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	0
Number of employers contributing to the scheme	2021-07-01	313
2020: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2020 401k membership
Total participants, beginning-of-year	2020-07-01	2,279
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	1,315
Number of retired or separated participants receiving benefits	2020-07-01	187
Number of other retired or separated participants entitled to future benefits	2020-07-01	747
Total of all active and inactive participants	2020-07-01	2,249
Total participants	2020-07-01	2,249
Number of participants with account balances	2020-07-01	2,062
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
Number of employers contributing to the scheme	2020-07-01	289
2019: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2019 401k membership
Total participants, beginning-of-year	2019-07-01	2,423
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	2,087
Number of retired or separated participants receiving benefits	2019-07-01	192
Total of all active and inactive participants	2019-07-01	2,279
Total participants	2019-07-01	2,279
Number of participants with account balances	2019-07-01	2,149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	0
Number of employers contributing to the scheme	2019-07-01	293
2018: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2018 401k membership
Total participants, beginning-of-year	2018-07-01	2,141
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	2,207
Number of retired or separated participants receiving benefits	2018-07-01	216
Total of all active and inactive participants	2018-07-01	2,423
Total participants	2018-07-01	2,423
Number of participants with account balances	2018-07-01	2,328
Number of employers contributing to the scheme	2018-07-01	320
2017: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2017 401k membership
Total participants, beginning-of-year	2017-07-01	2,109
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	1,963
Number of retired or separated participants receiving benefits	2017-07-01	151
Number of other retired or separated participants entitled to future benefits	2017-07-01	0
Total of all active and inactive participants	2017-07-01	2,114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	2,114
Number of participants with account balances	2017-07-01	2,114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
Number of employers contributing to the scheme	2017-07-01	322
2016: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2016 401k membership
Total participants, beginning-of-year	2016-07-01	2,068
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	1,982
Number of retired or separated participants receiving benefits	2016-07-01	127
Number of other retired or separated participants entitled to future benefits	2016-07-01	0
Total of all active and inactive participants	2016-07-01	2,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	2,109
Number of participants with account balances	2016-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
Number of employers contributing to the scheme	2016-07-01	328
2015: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year	2015-07-01	2,938
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	1,929
Number of retired or separated participants receiving benefits	2015-07-01	139
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	2,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	2,068
Number of participants with account balances	2015-07-01	2,068
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
Number of employers contributing to the scheme	2015-07-01	329
2014: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year	2014-07-01	2,802
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	2,640
Number of retired or separated participants receiving benefits	2014-07-01	298
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	2,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	2,938
Number of participants with account balances	2014-07-01	2,938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
Number of employers contributing to the scheme	2014-07-01	193
2013: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year	2013-07-01	2,195
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	2,475
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	327
Total of all active and inactive participants	2013-07-01	2,802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	2,802
Number of participants with account balances	2013-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	2,729
Number of employers contributing to the scheme	2013-07-01	323
2012: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year	2012-07-01	1,782
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	1,939
Number of other retired or separated participants entitled to future benefits	2012-07-01	256
Total of all active and inactive participants	2012-07-01	2,195
Total participants	2012-07-01	2,195
Number of participants with account balances	2012-07-01	2,477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
Number of employers contributing to the scheme	2012-07-01	322
2011: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year	2011-07-01	1,328
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	1,412
Number of other retired or separated participants entitled to future benefits	2011-07-01	370
Total of all active and inactive participants	2011-07-01	1,782
Total participants	2011-07-01	1,782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
Number of employers contributing to the scheme	2011-07-01	348
2010: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2010 401k membership
Total participants, beginning-of-year	2010-07-01	1,172
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	1,072
Number of other retired or separated participants entitled to future benefits	2010-07-01	256
Total of all active and inactive participants	2010-07-01	1,328
Total participants	2010-07-01	1,328
Number of participants with account balances	2010-07-01	2,451
Number of employers contributing to the scheme	2010-07-01	0
2009: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year	2009-07-01	1,122
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	959
Number of other retired or separated participants entitled to future benefits	2009-07-01	213
Total of all active and inactive participants	2009-07-01	1,172
Total participants	2009-07-01	1,172
Number of participants with account balances	2009-07-01	2,347
Number of employers contributing to the scheme	2009-07-01	383

Financial Data on LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND

Measure	Date	Value
2022 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-06-30	$3,517,803
Unrealized appreciation/depreciation of other (non real estate) assets	2022-06-30	$-31,219,811
Total unrealized appreciation/depreciation of assets	2022-06-30	$-27,702,008
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$2,406,722
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$2,138,593
Total income from all sources (including contributions)	2022-06-30	$1,230,313
Total loss/gain on sale of assets	2022-06-30	$-59,226
Total of all expenses incurred	2022-06-30	$21,154,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$18,483,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$24,646,337
Value of total assets at end of year	2022-06-30	$301,890,945
Value of total assets at beginning of year	2022-06-30	$321,547,042
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$2,671,018
Total interest from all sources	2022-06-30	$3,065,648
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$5,085,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-06-30	$3,080,908
Administrative expenses professional fees incurred	2022-06-30	$199,813
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Assets. Other investments not covered elsewhere at end of year	2022-06-30	$18,236,832
Assets. Other investments not covered elsewhere at beginning of year	2022-06-30	$14,329,165
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-06-30	$844,371
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-06-30	$744,521
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-06-30	$775,314
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-06-30	$851,373
Administrative expenses (other) incurred	2022-06-30	$998,274
Liabilities. Value of operating payables at end of year	2022-06-30	$1,631,408
Liabilities. Value of operating payables at beginning of year	2022-06-30	$1,287,220
Total non interest bearing cash at end of year	2022-06-30	$3,185,727
Total non interest bearing cash at beginning of year	2022-06-30	$2,376,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-19,924,226
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$299,484,223
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$319,408,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Investment advisory and management fees	2022-06-30	$1,472,931
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$113,080,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$128,831,034
Interest earned on other investments	2022-06-30	$172,919
Income. Interest from US Government securities	2022-06-30	$520,303
Income. Interest from corporate debt instruments	2022-06-30	$2,352,531
Value of interest in common/collective trusts at end of year	2022-06-30	$17,029,691
Value of interest in common/collective trusts at beginning of year	2022-06-30	$2,644,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-06-30	$8,521,887
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-06-30	$3,171,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-06-30	$3,171,423
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-06-30	$19,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-06-30	$12,383,991
Asset value of US Government securities at end of year	2022-06-30	$26,464,038
Asset value of US Government securities at beginning of year	2022-06-30	$25,614,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-3,665,968
Net investment gain or loss from common/collective trusts	2022-06-30	$-140,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$24,646,337
Employer contributions (assets) at end of year	2022-06-30	$2,042,761
Employer contributions (assets) at beginning of year	2022-06-30	$1,693,264
Income. Dividends from common stock	2022-06-30	$2,004,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$18,483,521
Asset. Corporate debt instrument preferred debt at end of year	2022-06-30	$22,863,051
Asset. Corporate debt instrument preferred debt at beginning of year	2022-06-30	$29,167,476
Asset. Corporate debt instrument debt (other) at end of year	2022-06-30	$43,860,900
Asset. Corporate debt instrument debt (other) at beginning of year	2022-06-30	$47,496,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2022-06-30	$45,752,936
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-06-30	$53,084,208
Assets. Value of buildings and other operty used in plan operation at end of year	2022-06-30	$8,281
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-06-30	$10,752
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Aggregate proceeds on sale of assets	2022-06-30	$67,420,519
Aggregate carrying amount (costs) on sale of assets	2022-06-30	$67,479,745
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	BERDON LLP
Accountancy firm EIN	2022-06-30	130485070
2021 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-06-30	$743,531
Unrealized appreciation/depreciation of other (non real estate) assets	2021-06-30	$21,972,415
Total unrealized appreciation/depreciation of assets	2021-06-30	$22,715,946
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$2,138,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$2,139,912
Total income from all sources (including contributions)	2021-06-30	$60,912,666
Total loss/gain on sale of assets	2021-06-30	$2,980,222
Total of all expenses incurred	2021-06-30	$30,385,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$28,011,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$21,030,019
Value of total assets at end of year	2021-06-30	$321,547,042
Value of total assets at beginning of year	2021-06-30	$291,021,342
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$2,373,962
Total interest from all sources	2021-06-30	$4,279,202
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$2,575,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-06-30	$845,303
Administrative expenses professional fees incurred	2021-06-30	$220,879
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Assets. Other investments not covered elsewhere at end of year	2021-06-30	$14,329,165
Assets. Other investments not covered elsewhere at beginning of year	2021-06-30	$13,299,639
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-06-30	$744,521
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-06-30	$921,856
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-06-30	$851,373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-06-30	$766,738
Administrative expenses (other) incurred	2021-06-30	$905,035
Liabilities. Value of operating payables at end of year	2021-06-30	$1,287,220
Liabilities. Value of operating payables at beginning of year	2021-06-30	$1,373,174
Total non interest bearing cash at end of year	2021-06-30	$2,376,085
Total non interest bearing cash at beginning of year	2021-06-30	$2,068,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$30,527,019
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$319,408,449
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$288,881,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Investment advisory and management fees	2021-06-30	$1,248,048
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$128,831,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$124,905,615
Interest earned on other investments	2021-06-30	$1,633,127
Income. Interest from US Government securities	2021-06-30	$810,012
Income. Interest from corporate debt instruments	2021-06-30	$1,820,942
Value of interest in common/collective trusts at end of year	2021-06-30	$2,644,257
Value of interest in common/collective trusts at beginning of year	2021-06-30	$3,868,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-06-30	$3,171,423
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-06-30	$8,420,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-06-30	$8,420,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-06-30	$15,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-06-30	$12,383,991
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-06-30	$15,280,413
Asset value of US Government securities at end of year	2021-06-30	$25,614,851
Asset value of US Government securities at beginning of year	2021-06-30	$41,596,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$8,180,820
Net investment gain or loss from common/collective trusts	2021-06-30	$-849,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$21,030,019
Employer contributions (assets) at end of year	2021-06-30	$1,693,264
Employer contributions (assets) at beginning of year	2021-06-30	$1,367,513
Income. Dividends from common stock	2021-06-30	$1,730,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$28,011,685
Asset. Corporate debt instrument preferred debt at end of year	2021-06-30	$29,167,476
Asset. Corporate debt instrument preferred debt at beginning of year	2021-06-30	$11,020,300
Asset. Corporate debt instrument debt (other) at end of year	2021-06-30	$47,496,015
Asset. Corporate debt instrument debt (other) at beginning of year	2021-06-30	$30,891,978
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2021-06-30	$53,084,208
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-06-30	$37,375,801
Assets. Value of buildings and other operty used in plan operation at end of year	2021-06-30	$10,752
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-06-30	$4,178
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Aggregate proceeds on sale of assets	2021-06-30	$89,446,704
Aggregate carrying amount (costs) on sale of assets	2021-06-30	$86,466,482
Opinion of an independent qualified public accountant for this plan	2021-06-30	Unqualified
Accountancy firm name	2021-06-30	BERDON LLP
Accountancy firm EIN	2021-06-30	130485070
2020 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-06-30	$292,468
Unrealized appreciation/depreciation of other (non real estate) assets	2020-06-30	$1,836,687
Total unrealized appreciation/depreciation of assets	2020-06-30	$2,129,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$2,139,912
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$1,203,394
Total income from all sources (including contributions)	2020-06-30	$32,357,787
Total loss/gain on sale of assets	2020-06-30	$2,139,488
Total of all expenses incurred	2020-06-30	$18,338,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$15,842,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$21,581,261
Value of total assets at end of year	2020-06-30	$291,021,342
Value of total assets at beginning of year	2020-06-30	$276,065,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$2,496,130
Total interest from all sources	2020-06-30	$3,996,870
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$2,763,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-30	$772,263
Administrative expenses professional fees incurred	2020-06-30	$216,786
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Assets. Other investments not covered elsewhere at end of year	2020-06-30	$13,299,639
Assets. Other investments not covered elsewhere at beginning of year	2020-06-30	$12,697,678
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-06-30	$921,856
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-06-30	$1,174,477
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-06-30	$766,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-06-30	$645,955
Administrative expenses (other) incurred	2020-06-30	$861,357
Liabilities. Value of operating payables at end of year	2020-06-30	$1,373,174
Liabilities. Value of operating payables at beginning of year	2020-06-30	$557,439
Total non interest bearing cash at end of year	2020-06-30	$2,068,345
Total non interest bearing cash at beginning of year	2020-06-30	$263,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$14,018,861
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$288,881,430
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$274,862,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Investment advisory and management fees	2020-06-30	$1,417,987
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$124,905,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$95,212,028
Interest earned on other investments	2020-06-30	$1,724,245
Income. Interest from US Government securities	2020-06-30	$1,057,440
Income. Interest from corporate debt instruments	2020-06-30	$1,147,444
Value of interest in common/collective trusts at end of year	2020-06-30	$3,868,248
Value of interest in common/collective trusts at beginning of year	2020-06-30	$24,171,576
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-06-30	$8,420,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-06-30	$10,537,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-06-30	$10,537,346
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-06-30	$67,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$15,280,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$18,311,131
Asset value of US Government securities at end of year	2020-06-30	$41,596,777
Asset value of US Government securities at beginning of year	2020-06-30	$39,561,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$-506,347
Net investment gain or loss from common/collective trusts	2020-06-30	$254,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$21,581,261
Employer contributions (assets) at end of year	2020-06-30	$1,367,513
Employer contributions (assets) at beginning of year	2020-06-30	$1,548,273
Income. Dividends from common stock	2020-06-30	$1,990,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$15,842,796
Asset. Corporate debt instrument preferred debt at end of year	2020-06-30	$11,020,300
Asset. Corporate debt instrument preferred debt at beginning of year	2020-06-30	$10,333,753
Asset. Corporate debt instrument debt (other) at end of year	2020-06-30	$30,891,978
Asset. Corporate debt instrument debt (other) at beginning of year	2020-06-30	$19,422,863
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2020-06-30	$37,375,801
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-06-30	$42,828,615
Assets. Value of buildings and other operty used in plan operation at end of year	2020-06-30	$4,178
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-06-30	$3,332
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Aggregate proceeds on sale of assets	2020-06-30	$118,568,245
Aggregate carrying amount (costs) on sale of assets	2020-06-30	$116,428,757
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	No
Opinion of an independent qualified public accountant for this plan	2020-06-30	Unqualified
Accountancy firm name	2020-06-30	BERDON LLP
Accountancy firm EIN	2020-06-30	130485070
2019 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-06-30	$463,159
Unrealized appreciation/depreciation of other (non real estate) assets	2019-06-30	$3,185,254
Total unrealized appreciation/depreciation of assets	2019-06-30	$3,648,413
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$1,203,394
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$1,925,140
Total income from all sources (including contributions)	2019-06-30	$34,200,170
Total loss/gain on sale of assets	2019-06-30	$2,433,585
Total of all expenses incurred	2019-06-30	$16,524,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$13,886,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$19,892,134
Value of total assets at end of year	2019-06-30	$276,065,963
Value of total assets at beginning of year	2019-06-30	$259,111,547
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$2,637,354
Total interest from all sources	2019-06-30	$5,297,586
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$4,529,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$911,157
Administrative expenses professional fees incurred	2019-06-30	$245,075
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Assets. Other investments not covered elsewhere at end of year	2019-06-30	$12,697,678
Assets. Other investments not covered elsewhere at beginning of year	2019-06-30	$11,892,595
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-06-30	$1,174,477
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-06-30	$767,602
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-06-30	$645,955
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-06-30	$563,203
Administrative expenses (other) incurred	2019-06-30	$825,476
Liabilities. Value of operating payables at end of year	2019-06-30	$557,439
Liabilities. Value of operating payables at beginning of year	2019-06-30	$1,361,937
Total non interest bearing cash at end of year	2019-06-30	$263,037
Total non interest bearing cash at beginning of year	2019-06-30	$2,057,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$17,676,162
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$274,862,569
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$257,186,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Investment advisory and management fees	2019-06-30	$1,566,803
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$95,212,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$88,872,349
Interest earned on other investments	2019-06-30	$3,267,604
Income. Interest from US Government securities	2019-06-30	$992,757
Income. Interest from corporate debt instruments	2019-06-30	$982,501
Value of interest in common/collective trusts at end of year	2019-06-30	$24,171,576
Value of interest in common/collective trusts at beginning of year	2019-06-30	$25,672,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-06-30	$10,537,346
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-06-30	$5,812,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-06-30	$5,812,116
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-06-30	$54,724
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-06-30	$18,311,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-06-30	$19,356,212
Asset value of US Government securities at end of year	2019-06-30	$39,561,854
Asset value of US Government securities at beginning of year	2019-06-30	$35,218,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$-1,433,857
Net investment gain or loss from common/collective trusts	2019-06-30	$-167,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$19,892,134
Employer contributions (assets) at end of year	2019-06-30	$1,548,273
Employer contributions (assets) at beginning of year	2019-06-30	$1,292,936
Income. Dividends from common stock	2019-06-30	$3,618,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$13,886,654
Asset. Corporate debt instrument preferred debt at end of year	2019-06-30	$10,333,753
Asset. Corporate debt instrument preferred debt at beginning of year	2019-06-30	$10,207,941
Asset. Corporate debt instrument debt (other) at end of year	2019-06-30	$19,422,863
Asset. Corporate debt instrument debt (other) at beginning of year	2019-06-30	$18,586,596
Assets. Corporate common stocks other than exployer securities at end of year	2019-06-30	$42,828,615
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-06-30	$39,371,266
Assets. Value of buildings and other operty used in plan operation at end of year	2019-06-30	$3,332
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-06-30	$4,283
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Aggregate proceeds on sale of assets	2019-06-30	$82,064,783
Aggregate carrying amount (costs) on sale of assets	2019-06-30	$79,631,198
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	No
Opinion of an independent qualified public accountant for this plan	2019-06-30	Unqualified
Accountancy firm name	2019-06-30	BERDON LLP
Accountancy firm EIN	2019-06-30	130485070
2018 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-06-30	$764,490
Unrealized appreciation/depreciation of other (non real estate) assets	2018-06-30	$-956,160
Total unrealized appreciation/depreciation of assets	2018-06-30	$-191,670
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$1,925,140
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$1,038,731
Total income from all sources (including contributions)	2018-06-30	$30,209,855
Total loss/gain on sale of assets	2018-06-30	$2,807,140
Total of all expenses incurred	2018-06-30	$14,502,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$12,216,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$17,344,266
Value of total assets at end of year	2018-06-30	$259,111,547
Value of total assets at beginning of year	2018-06-30	$242,517,810
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$2,286,525
Total interest from all sources	2018-06-30	$4,056,969
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$3,352,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-06-30	$688,514
Administrative expenses professional fees incurred	2018-06-30	$139,692
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Assets. Other investments not covered elsewhere at end of year	2018-06-30	$11,892,595
Assets. Other investments not covered elsewhere at beginning of year	2018-06-30	$11,140,766
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-06-30	$767,602
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-06-30	$645,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-06-30	$563,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-06-30	$554,375
Administrative expenses (other) incurred	2018-06-30	$666,030
Liabilities. Value of operating payables at end of year	2018-06-30	$1,361,937
Liabilities. Value of operating payables at beginning of year	2018-06-30	$484,356
Total non interest bearing cash at end of year	2018-06-30	$2,057,292
Total non interest bearing cash at beginning of year	2018-06-30	$325,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$15,707,328
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$257,186,407
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$241,479,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Investment advisory and management fees	2018-06-30	$1,480,803
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$88,872,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$85,253,403
Interest earned on other investments	2018-06-30	$2,055,169
Income. Interest from US Government securities	2018-06-30	$982,759
Income. Interest from corporate debt instruments	2018-06-30	$984,557
Value of interest in common/collective trusts at end of year	2018-06-30	$25,672,201
Value of interest in common/collective trusts at beginning of year	2018-06-30	$25,977,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-06-30	$5,812,116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-06-30	$1,538,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-06-30	$1,538,382
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-06-30	$34,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-06-30	$19,356,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-06-30	$18,770,855
Asset value of US Government securities at end of year	2018-06-30	$35,218,158
Asset value of US Government securities at beginning of year	2018-06-30	$38,364,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$1,805,210
Net investment gain or loss from common/collective trusts	2018-06-30	$1,035,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2018-06-30	No
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$17,344,266
Employer contributions (assets) at end of year	2018-06-30	$1,292,936
Employer contributions (assets) at beginning of year	2018-06-30	$1,193,537
Income. Dividends from common stock	2018-06-30	$2,663,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$12,216,002
Asset. Corporate debt instrument preferred debt at end of year	2018-06-30	$10,207,941
Asset. Corporate debt instrument preferred debt at beginning of year	2018-06-30	$7,039,436
Asset. Corporate debt instrument debt (other) at end of year	2018-06-30	$18,586,596
Asset. Corporate debt instrument debt (other) at beginning of year	2018-06-30	$16,349,217
Assets. Corporate common stocks other than exployer securities at end of year	2018-06-30	$39,371,266
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-06-30	$35,918,616
Assets. Value of buildings and other operty used in plan operation at end of year	2018-06-30	$4,283
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-06-30	$291
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Aggregate proceeds on sale of assets	2018-06-30	$101,947,602
Aggregate carrying amount (costs) on sale of assets	2018-06-30	$99,140,462
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	No
Opinion of an independent qualified public accountant for this plan	2018-06-30	Unqualified
Accountancy firm name	2018-06-30	BERDON LLP
Accountancy firm EIN	2018-06-30	130485070
2017 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-06-30	$2,567,798
Total unrealized appreciation/depreciation of assets	2017-06-30	$2,567,798
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$1,038,731
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$1,287,785
Total income from all sources (including contributions)	2017-06-30	$29,955,266
Total loss/gain on sale of assets	2017-06-30	$1,919,857
Total of all expenses incurred	2017-06-30	$18,578,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$16,469,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$14,871,985
Value of total assets at end of year	2017-06-30	$242,517,810
Value of total assets at beginning of year	2017-06-30	$231,390,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$2,109,264
Total interest from all sources	2017-06-30	$2,677,152
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$2,448,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$678,207
Administrative expenses professional fees incurred	2017-06-30	$262,966
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Assets. Other investments not covered elsewhere at end of year	2017-06-30	$11,140,766
Assets. Other investments not covered elsewhere at beginning of year	2017-06-30	$19,440,302
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-06-30	$645,480
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$689,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-06-30	$554,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-06-30	$530,239
Administrative expenses (other) incurred	2017-06-30	$608,957
Liabilities. Value of operating payables at end of year	2017-06-30	$484,356
Liabilities. Value of operating payables at beginning of year	2017-06-30	$757,546
Total non interest bearing cash at end of year	2017-06-30	$325,283
Total non interest bearing cash at beginning of year	2017-06-30	$840,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$11,376,698
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$241,479,079
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$230,102,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Investment advisory and management fees	2017-06-30	$1,237,341
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$85,253,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$88,724,364
Interest earned on other investments	2017-06-30	$1,035,416
Income. Interest from US Government securities	2017-06-30	$1,025,587
Income. Interest from corporate debt instruments	2017-06-30	$612,975
Value of interest in common/collective trusts at end of year	2017-06-30	$25,977,958
Value of interest in common/collective trusts at beginning of year	2017-06-30	$25,533,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-06-30	$1,538,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-06-30	$709,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-06-30	$709,514
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-06-30	$3,174
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$18,770,855
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$0
Asset value of US Government securities at end of year	2017-06-30	$38,364,586
Asset value of US Government securities at beginning of year	2017-06-30	$39,781,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$4,087,572
Net investment gain or loss from common/collective trusts	2017-06-30	$1,382,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$14,871,985
Employer contributions (assets) at end of year	2017-06-30	$1,193,537
Employer contributions (assets) at beginning of year	2017-06-30	$1,439,197
Income. Dividends from common stock	2017-06-30	$1,769,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$16,469,304
Asset. Corporate debt instrument preferred debt at end of year	2017-06-30	$7,039,436
Asset. Corporate debt instrument preferred debt at beginning of year	2017-06-30	$7,789,245
Asset. Corporate debt instrument debt (other) at end of year	2017-06-30	$16,349,217
Asset. Corporate debt instrument debt (other) at beginning of year	2017-06-30	$15,252,709
Assets. Corporate common stocks other than exployer securities at end of year	2017-06-30	$35,918,616
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-06-30	$31,188,585
Assets. Value of buildings and other operty used in plan operation at end of year	2017-06-30	$291
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-06-30	$870
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Aggregate proceeds on sale of assets	2017-06-30	$136,815,101
Aggregate carrying amount (costs) on sale of assets	2017-06-30	$134,895,244
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	No
Opinion of an independent qualified public accountant for this plan	2017-06-30	Unqualified
Accountancy firm name	2017-06-30	BERDON LLP
Accountancy firm EIN	2017-06-30	130485070
2016 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$-700,821
Total unrealized appreciation/depreciation of assets	2016-06-30	$-700,821
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$1,287,785
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$1,572,371
Total income from all sources (including contributions)	2016-06-30	$20,608,253
Total loss/gain on sale of assets	2016-06-30	$-4,508,141
Total of all expenses incurred	2016-06-30	$17,683,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$15,941,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$14,439,172
Value of total assets at end of year	2016-06-30	$231,390,166
Value of total assets at beginning of year	2016-06-30	$228,750,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$1,741,947
Total interest from all sources	2016-06-30	$5,233,523
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$2,047,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$278,536
Administrative expenses professional fees incurred	2016-06-30	$206,456
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-06-30	$491,458
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Assets. Other investments not covered elsewhere at end of year	2016-06-30	$19,440,302
Assets. Other investments not covered elsewhere at beginning of year	2016-06-30	$10,035,187
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$689,929
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$760,385
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-06-30	$530,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-06-30	$998,284
Administrative expenses (other) incurred	2016-06-30	$556,674
Liabilities. Value of operating payables at end of year	2016-06-30	$757,546
Liabilities. Value of operating payables at beginning of year	2016-06-30	$574,087
Total non interest bearing cash at end of year	2016-06-30	$840,621
Total non interest bearing cash at beginning of year	2016-06-30	$1,531,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$2,924,708
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$230,102,381
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$227,177,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Investment advisory and management fees	2016-06-30	$978,817
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$88,724,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$69,172,414
Interest earned on other investments	2016-06-30	$3,313,442
Income. Interest from US Government securities	2016-06-30	$1,137,039
Income. Interest from corporate debt instruments	2016-06-30	$768,902
Value of interest in common/collective trusts at end of year	2016-06-30	$25,533,165
Value of interest in common/collective trusts at beginning of year	2016-06-30	$23,181,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-06-30	$709,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$1,419,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$1,419,968
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$14,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$28,643,119
Asset value of US Government securities at end of year	2016-06-30	$39,781,665
Asset value of US Government securities at beginning of year	2016-06-30	$43,020,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$1,605,760
Net investment gain or loss from common/collective trusts	2016-06-30	$2,490,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$14,439,172
Employer contributions (assets) at end of year	2016-06-30	$1,439,197
Employer contributions (assets) at beginning of year	2016-06-30	$1,224,041
Income. Dividends from preferred stock	2016-06-30	$24,864
Income. Dividends from common stock	2016-06-30	$1,744,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$15,941,598
Asset. Corporate debt instrument preferred debt at end of year	2016-06-30	$7,789,245
Asset. Corporate debt instrument preferred debt at beginning of year	2016-06-30	$5,067,977
Asset. Corporate debt instrument debt (other) at end of year	2016-06-30	$15,252,709
Asset. Corporate debt instrument debt (other) at beginning of year	2016-06-30	$11,550,605
Assets. Corporate common stocks other than exployer securities at end of year	2016-06-30	$31,188,585
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-06-30	$32,650,830
Assets. Value of buildings and other operty used in plan operation at end of year	2016-06-30	$870
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-06-30	$1,483
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Aggregate proceeds on sale of assets	2016-06-30	$122,187,246
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$126,695,387
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	No
Opinion of an independent qualified public accountant for this plan	2016-06-30	Unqualified
Accountancy firm name	2016-06-30	BERDON LLP
Accountancy firm EIN	2016-06-30	130485070
2015 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$-4,220,853
Total unrealized appreciation/depreciation of assets	2015-06-30	$-4,220,853
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$1,572,371
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$1,010,456
Total income from all sources (including contributions)	2015-06-30	$20,857,099
Total loss/gain on sale of assets	2015-06-30	$5,592,469
Total of all expenses incurred	2015-06-30	$18,235,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$16,568,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$13,633,352
Value of total assets at end of year	2015-06-30	$228,750,044
Value of total assets at beginning of year	2015-06-30	$225,566,904
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$1,667,732
Total interest from all sources	2015-06-30	$3,746,516
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$2,051,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$150,029
Administrative expenses professional fees incurred	2015-06-30	$187,749
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-06-30	$491,458
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-06-30	$1,957,392
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$10,035,187
Assets. Other investments not covered elsewhere at beginning of year	2015-06-30	$8,475,390
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$760,385
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$542,348
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-06-30	$998,284
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$0
Administrative expenses (other) incurred	2015-06-30	$571,943
Liabilities. Value of operating payables at end of year	2015-06-30	$574,087
Liabilities. Value of operating payables at beginning of year	2015-06-30	$1,010,456
Total non interest bearing cash at end of year	2015-06-30	$1,531,330
Total non interest bearing cash at beginning of year	2015-06-30	$882,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$2,621,225
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$227,177,673
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$224,556,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$908,040
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$69,172,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$60,987,574
Interest earned on other investments	2015-06-30	$2,035,283
Income. Interest from US Government securities	2015-06-30	$968,996
Income. Interest from corporate debt instruments	2015-06-30	$740,103
Value of interest in common/collective trusts at end of year	2015-06-30	$23,181,172
Value of interest in common/collective trusts at beginning of year	2015-06-30	$20,977,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$1,419,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$1,978,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$1,978,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$2,134
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$28,643,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$30,585,994
Asset value of US Government securities at end of year	2015-06-30	$43,020,075
Asset value of US Government securities at beginning of year	2015-06-30	$38,767,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-2,274,998
Net investment gain or loss from common/collective trusts	2015-06-30	$2,329,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$13,633,352
Employer contributions (assets) at end of year	2015-06-30	$1,224,041
Employer contributions (assets) at beginning of year	2015-06-30	$1,254,038
Income. Dividends from preferred stock	2015-06-30	$22,420
Income. Dividends from common stock	2015-06-30	$1,878,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$16,568,142
Asset. Corporate debt instrument preferred debt at end of year	2015-06-30	$5,067,977
Asset. Corporate debt instrument preferred debt at beginning of year	2015-06-30	$25,257,536
Asset. Corporate debt instrument debt (other) at end of year	2015-06-30	$11,550,605
Asset. Corporate debt instrument debt (other) at beginning of year	2015-06-30	$3,901,364
Assets. Corporate common stocks other than exployer securities at end of year	2015-06-30	$32,650,830
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-06-30	$29,996,675
Assets. Value of buildings and other operty used in plan operation at end of year	2015-06-30	$1,483
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-06-30	$2,134
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$342,627,832
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$337,035,363
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	BERDON LLP
Accountancy firm EIN	2015-06-30	130485070
2014 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$5,769,832
Total unrealized appreciation/depreciation of assets	2014-06-30	$5,769,832
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$1,010,456
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$1,364,119
Total income from all sources (including contributions)	2014-06-30	$34,410,319
Total loss/gain on sale of assets	2014-06-30	$2,804,540
Total of all expenses incurred	2014-06-30	$15,795,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$14,189,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$13,037,992
Value of total assets at end of year	2014-06-30	$225,566,904
Value of total assets at beginning of year	2014-06-30	$207,305,743
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$1,605,521
Total interest from all sources	2014-06-30	$3,877,491
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$2,045,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$307,538
Administrative expenses professional fees incurred	2014-06-30	$163,158
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-06-30	$1,957,392
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-06-30	$3,430,620
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$8,475,390
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$507,569
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$542,348
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$683,193
Administrative expenses (other) incurred	2014-06-30	$607,170
Liabilities. Value of operating payables at end of year	2014-06-30	$1,010,456
Liabilities. Value of operating payables at beginning of year	2014-06-30	$1,364,119
Total non interest bearing cash at end of year	2014-06-30	$882,923
Total non interest bearing cash at beginning of year	2014-06-30	$1,371,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$18,614,824
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$224,556,448
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$205,941,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$835,193
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$60,987,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$50,961,968
Interest earned on other investments	2014-06-30	$1,738,633
Income. Interest from US Government securities	2014-06-30	$984,598
Income. Interest from corporate debt instruments	2014-06-30	$1,152,234
Value of interest in common/collective trusts at end of year	2014-06-30	$20,977,546
Value of interest in common/collective trusts at beginning of year	2014-06-30	$19,067,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$1,978,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$1,983,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$1,983,562
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$2,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$30,585,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$31,033,492
Asset value of US Government securities at end of year	2014-06-30	$38,767,863
Asset value of US Government securities at beginning of year	2014-06-30	$34,290,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$4,876,126
Net investment gain or loss from common/collective trusts	2014-06-30	$1,998,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$13,037,992
Employer contributions (assets) at end of year	2014-06-30	$1,254,038
Employer contributions (assets) at beginning of year	2014-06-30	$1,404,755
Income. Dividends from preferred stock	2014-06-30	$77,653
Income. Dividends from common stock	2014-06-30	$1,660,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$14,189,974
Asset. Corporate debt instrument preferred debt at end of year	2014-06-30	$25,257,536
Asset. Corporate debt instrument preferred debt at beginning of year	2014-06-30	$32,765,777
Asset. Corporate debt instrument debt (other) at end of year	2014-06-30	$3,901,364
Asset. Corporate debt instrument debt (other) at beginning of year	2014-06-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-06-30	$29,996,675
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-30	$29,800,513
Assets. Value of buildings and other operty used in plan operation at end of year	2014-06-30	$2,134
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-06-30	$4,899
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$142,687,580
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$139,883,040
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	BERDON LLP
Accountancy firm EIN	2014-06-30	130485070
2013 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$-494,587
Total unrealized appreciation/depreciation of assets	2013-06-30	$-494,587
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$1,364,119
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$1,316,688
Total income from all sources (including contributions)	2013-06-30	$25,473,655
Total loss/gain on sale of assets	2013-06-30	$1,856,086
Total of all expenses incurred	2013-06-30	$13,400,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$11,932,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$13,692,029
Value of total assets at end of year	2013-06-30	$207,305,743
Value of total assets at beginning of year	2013-06-30	$195,184,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$1,467,553
Total interest from all sources	2013-06-30	$2,445,653
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$1,043,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$188,073
Administrative expenses professional fees incurred	2013-06-30	$205,109
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-06-30	$3,430,620
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-06-30	$2,543,894
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Assets. Other investments not covered elsewhere at end of year	2013-06-30	$507,569
Assets. Other investments not covered elsewhere at beginning of year	2013-06-30	$530,712
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$683,193
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$713,390
Other income not declared elsewhere	2013-06-30	$1,508,387
Administrative expenses (other) incurred	2013-06-30	$480,595
Liabilities. Value of operating payables at end of year	2013-06-30	$1,364,119
Liabilities. Value of operating payables at beginning of year	2013-06-30	$1,316,688
Total non interest bearing cash at end of year	2013-06-30	$1,371,426
Total non interest bearing cash at beginning of year	2013-06-30	$1,395,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$12,073,551
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$205,941,624
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$193,868,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$781,849
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$50,961,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$40,436,272
Income. Interest from US Government securities	2013-06-30	$1,118,459
Income. Interest from corporate debt instruments	2013-06-30	$1,322,456
Value of interest in common/collective trusts at end of year	2013-06-30	$19,067,463
Value of interest in common/collective trusts at beginning of year	2013-06-30	$17,248,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$1,983,562
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$2,769,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$2,769,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$4,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$31,033,492
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$27,651,072
Asset value of US Government securities at end of year	2013-06-30	$34,290,506
Asset value of US Government securities at beginning of year	2013-06-30	$39,167,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$3,497,900
Net investment gain or loss from common/collective trusts	2013-06-30	$1,924,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$13,692,029
Employer contributions (assets) at end of year	2013-06-30	$1,404,755
Employer contributions (assets) at beginning of year	2013-06-30	$1,091,794
Income. Dividends from preferred stock	2013-06-30	$102,298
Income. Dividends from common stock	2013-06-30	$752,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$11,932,551
Asset. Corporate debt instrument preferred debt at end of year	2013-06-30	$32,765,777
Asset. Corporate debt instrument preferred debt at beginning of year	2013-06-30	$29,832,172
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$29,800,513
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$31,799,689
Assets. Value of buildings and other operty used in plan operation at end of year	2013-06-30	$4,899
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-06-30	$4,226
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$151,635,012
Aggregate carrying amount (costs) on sale of assets	2013-06-30	$149,778,926
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	BERDON LLP
Accountancy firm EIN	2013-06-30	130485070
2012 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$1,224,979
Total unrealized appreciation/depreciation of assets	2012-06-30	$1,224,979
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$1,316,688
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$2,967,701
Total income from all sources (including contributions)	2012-06-30	$22,456,908
Total loss/gain on sale of assets	2012-06-30	$1,242,679
Total of all expenses incurred	2012-06-30	$11,235,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$9,988,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$13,392,594
Value of total assets at end of year	2012-06-30	$195,184,761
Value of total assets at beginning of year	2012-06-30	$185,614,460
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$1,247,551
Total interest from all sources	2012-06-30	$3,765,155
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$1,311,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$531,917
Administrative expenses professional fees incurred	2012-06-30	$158,994
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-06-30	$2,543,894
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-06-30	$1,996,146
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Assets. Other investments not covered elsewhere at end of year	2012-06-30	$530,712
Assets. Other investments not covered elsewhere at beginning of year	2012-06-30	$498,159
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$713,390
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$476,493
Other income not declared elsewhere	2012-06-30	$260
Administrative expenses (other) incurred	2012-06-30	$362,293
Liabilities. Value of operating payables at end of year	2012-06-30	$1,316,688
Liabilities. Value of operating payables at beginning of year	2012-06-30	$2,967,701
Total non interest bearing cash at end of year	2012-06-30	$1,395,971
Total non interest bearing cash at beginning of year	2012-06-30	$3,059,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$11,221,314
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$193,868,073
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$182,646,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$726,264
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$40,436,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$69,851,066
Interest earned on other investments	2012-06-30	$1,369,863
Income. Interest from US Government securities	2012-06-30	$1,176,521
Income. Interest from corporate debt instruments	2012-06-30	$1,139,948
Value of interest in common/collective trusts at end of year	2012-06-30	$17,248,447
Value of interest in common/collective trusts at beginning of year	2012-06-30	$15,551,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$2,769,600
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$3,281,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$3,281,923
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$78,823
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$27,651,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$22,544,363
Asset value of US Government securities at end of year	2012-06-30	$39,167,522
Asset value of US Government securities at beginning of year	2012-06-30	$40,519,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-89,552
Net investment gain or loss from common/collective trusts	2012-06-30	$1,609,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$13,392,594
Employer contributions (assets) at end of year	2012-06-30	$1,091,794
Employer contributions (assets) at beginning of year	2012-06-30	$1,085,314
Income. Dividends from preferred stock	2012-06-30	$26,412
Income. Dividends from common stock	2012-06-30	$752,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$9,988,043
Asset. Corporate debt instrument preferred debt at end of year	2012-06-30	$29,832,172
Asset. Corporate debt instrument preferred debt at beginning of year	2012-06-30	$23,696,269
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$31,799,689
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$3,053,010
Assets. Value of buildings and other operty used in plan operation at end of year	2012-06-30	$4,226
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-06-30	$0
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$89,568,205
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$88,325,526
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	BERDON LLP
Accountancy firm EIN	2012-06-30	130485070
2011 : LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$5,775,752
Total unrealized appreciation/depreciation of assets	2011-06-30	$5,775,752
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$2,967,701
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$1,513,378
Total income from all sources (including contributions)	2011-06-30	$28,808,044
Total loss/gain on sale of assets	2011-06-30	$2,457,425
Total of all expenses incurred	2011-06-30	$11,711,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$10,524,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$11,900,200
Value of total assets at end of year	2011-06-30	$185,614,461
Value of total assets at beginning of year	2011-06-30	$167,063,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,186,302
Total interest from all sources	2011-06-30	$3,409,117
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,155,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$543,371
Administrative expenses professional fees incurred	2011-06-30	$154,042
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-06-30	$1,996,146
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-06-30	$1,657,358
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Assets. Other investments not covered elsewhere at end of year	2011-06-30	$498,159
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$476,493
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$540,920
Administrative expenses (other) incurred	2011-06-30	$518,509
Liabilities. Value of operating payables at end of year	2011-06-30	$2,967,701
Liabilities. Value of operating payables at beginning of year	2011-06-30	$1,513,378
Total non interest bearing cash at end of year	2011-06-30	$3,059,954
Total non interest bearing cash at beginning of year	2011-06-30	$2,502,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$17,096,922
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$182,646,760
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$165,549,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$513,751
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$69,851,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$24,925,912
Interest earned on other investments	2011-06-30	$1,166,927
Income. Interest from US Government securities	2011-06-30	$1,097,063
Income. Interest from corporate debt instruments	2011-06-30	$1,109,409
Value of interest in common/collective trusts at end of year	2011-06-30	$15,551,860
Value of interest in common/collective trusts at beginning of year	2011-06-30	$15,086,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$3,281,924
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$25,005,501
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$25,005,501
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$35,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$22,544,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$17,765,322
Asset value of US Government securities at end of year	2011-06-30	$40,519,903
Asset value of US Government securities at beginning of year	2011-06-30	$38,815,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$3,557,832
Net investment gain or loss from common/collective trusts	2011-06-30	$551,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$11,900,200
Employer contributions (assets) at end of year	2011-06-30	$1,085,314
Employer contributions (assets) at beginning of year	2011-06-30	$1,192,336
Income. Dividends from preferred stock	2011-06-30	$55,252
Income. Dividends from common stock	2011-06-30	$557,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$10,524,820
Asset. Corporate debt instrument preferred debt at end of year	2011-06-30	$23,696,269
Asset. Corporate debt instrument preferred debt at beginning of year	2011-06-30	$23,451,736
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$3,053,010
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$16,112,428
Assets. Value of buildings and other operty used in plan operation at end of year	2011-06-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-06-30	$6,826
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$70,145,103
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$67,687,678
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	BERDON LLP
Accountancy firm EIN	2011-06-30	130485070

Form 5500 Responses for LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND

2021: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2021 form 5500 responses
2021-07-01	Type of plan entity	Multi-employer plan
2021-07-01	Plan is a collectively bargained plan	Yes
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2020 form 5500 responses
2020-07-01	Type of plan entity	Multi-employer plan
2020-07-01	Plan is a collectively bargained plan	Yes
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2019 form 5500 responses
2019-07-01	Type of plan entity	Multi-employer plan
2019-07-01	Plan is a collectively bargained plan	Yes
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2018 form 5500 responses
2018-07-01	Type of plan entity	Multi-employer plan
2018-07-01	Plan is a collectively bargained plan	Yes
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2017 form 5500 responses
2017-07-01	Type of plan entity	Multi-employer plan
2017-07-01	Plan is a collectively bargained plan	Yes
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2016 form 5500 responses
2016-07-01	Type of plan entity	Multi-employer plan
2016-07-01	Plan is a collectively bargained plan	Yes
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2015 form 5500 responses
2015-07-01	Type of plan entity	Multi-employer plan
2015-07-01	Plan is a collectively bargained plan	Yes
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2014 form 5500 responses
2014-07-01	Type of plan entity	Multi-employer plan
2014-07-01	Plan is a collectively bargained plan	Yes
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2013 form 5500 responses
2013-07-01	Type of plan entity	Multi-employer plan
2013-07-01	Plan is a collectively bargained plan	Yes
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2012 form 5500 responses
2012-07-01	Type of plan entity	Multi-employer plan
2012-07-01	Plan is a collectively bargained plan	Yes
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2011 form 5500 responses
2011-07-01	Type of plan entity	Multi-employer plan
2011-07-01	Plan is a collectively bargained plan	Yes
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2010 form 5500 responses
2010-07-01	Type of plan entity	Multi-employer plan
2010-07-01	Plan is a collectively bargained plan	Yes
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: LOCAL 138, 138A, 138B & 138C INTERNATI OF OPERATING ENGINEERS ANNUITY FUND 2009 form 5500 responses
2009-07-01	Type of plan entity	Multi-employer plan
2009-07-01	Submission has been amended	Yes
2009-07-01	Plan is a collectively bargained plan	Yes
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 61985-1

Policy instance

Insurance contract or identification number	MR 61985-1
Insurance policy start date	2021-07-01
Insurance policy end date	2021-08-19
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 61985-1

Policy instance

Insurance contract or identification number	MR 61985-1
Number of Individuals Covered	2191
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 61985-1

Policy instance

Insurance contract or identification number	MR 61985-1
Number of Individuals Covered	1986
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 61985-1

Policy instance

Insurance contract or identification number	MR 61985-1
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 61985-1

Policy instance

Insurance contract or identification number	MR 61985-1
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

016608

Policy instance

Insurance contract or identification number	016608
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

016864

Policy instance

Insurance contract or identification number	016864
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

016608

Policy instance

Insurance contract or identification number	016608
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

016864

Policy instance

Insurance contract or identification number	016864
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

016864

Policy instance

Insurance contract or identification number	016864
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

016608

Policy instance

Insurance contract or identification number	016608
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

IN-16608

Policy instance

Insurance contract or identification number	IN-16608
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

IN-16864

Policy instance

Insurance contract or identification number	IN-16864
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

IN-16864

Policy instance

Insurance contract or identification number	IN-16864
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

IN-16608

Policy instance

Insurance contract or identification number	IN-16608
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

IN-16864

Policy instance

Insurance contract or identification number	IN-16864
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

IN-16608

Policy instance

Insurance contract or identification number	IN-16608
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

LOCAL 138, 138A & 138B LEGAL FUND [EIN = 112428038]

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Company Name:	BOARD OF TRUSTEES LOCAL 138, 138A, 138B & 138C IUOE ANNUITY FUND
Employer identification number (EIN):	112653717
NAIC Classification:	813930
NAIC Description:	Labor Unions and Similar Labor Organizations