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LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 401k Plan overview

Plan NameLUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN
Plan identification number 001

LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN REGENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN REGENT, INC.
Employer identification number (EIN):112695700
NAIC Classification:325410

Additional information about AMERICAN REGENT, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1946-04-02
Company Identification Number: 58306
Legal Registered Office Address: 5 Ramsey Road
5 RAMSEY ROAD
Shirley
United States of America (USA)
11967

More information about AMERICAN REGENT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01DEBRA CARLIN2020-10-01 DEBRA CARLIN2020-10-01
0012018-01-01DEBRA CARLIN2019-10-15 DEBRA CARLIN2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01DEBRA CARLIN DEBRA CARLIN2013-09-18
0012011-01-01DEBRA CARLIN DEBRA CARLIN2012-09-25
0012010-01-01DEBRA CARLIN DEBRA CARLIN2011-09-29
0012009-01-01KAREN WISEMAN KAREN WISEMAN2010-10-12

Plan Statistics for LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN

401k plan membership statisitcs for LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2022: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,538
Total number of active participants reported on line 7a of the Form 55002022-01-011,251
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01422
Total of all active and inactive participants2022-01-011,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,675
Number of participants with account balances2022-01-011,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,532
Total number of active participants reported on line 7a of the Form 55002021-01-011,095
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01422
Total of all active and inactive participants2021-01-011,517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-011,519
Number of participants with account balances2021-01-011,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,459
Total number of active participants reported on line 7a of the Form 55002020-01-011,115
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01388
Total of all active and inactive participants2020-01-011,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,505
Number of participants with account balances2020-01-011,471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,431
Total number of active participants reported on line 7a of the Form 55002019-01-011,045
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01414
Total of all active and inactive participants2019-01-011,459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,459
Number of participants with account balances2019-01-011,453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01132
2018: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,127
Total number of active participants reported on line 7a of the Form 55002018-01-011,042
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01380
Total of all active and inactive participants2018-01-011,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,423
Number of participants with account balances2018-01-011,413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01116
2017: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,028
Total number of active participants reported on line 7a of the Form 55002017-01-01833
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01290
Total of all active and inactive participants2017-01-011,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,124
Number of participants with account balances2017-01-011,117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01107
2016: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01989
Total number of active participants reported on line 7a of the Form 55002016-01-01736
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01255
Total of all active and inactive participants2016-01-01991
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01992
Number of participants with account balances2016-01-01992
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0178
2015: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01872
Total number of active participants reported on line 7a of the Form 55002015-01-01656
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01249
Total of all active and inactive participants2015-01-01905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01908
Number of participants with account balances2015-01-01902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0182
2014: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01839
Total number of active participants reported on line 7a of the Form 55002014-01-01584
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01224
Total of all active and inactive participants2014-01-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01808
Number of participants with account balances2014-01-01806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01119
2013: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01778
Total number of active participants reported on line 7a of the Form 55002013-01-01559
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01198
Total of all active and inactive participants2013-01-01757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01759
Number of participants with account balances2013-01-01756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0160
2012: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01724
Total number of active participants reported on line 7a of the Form 55002012-01-01474
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01254
Total of all active and inactive participants2012-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01730
Number of participants with account balances2012-01-01729
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0180
2011: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01523
Total number of active participants reported on line 7a of the Form 55002011-01-01604
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0183
Total of all active and inactive participants2011-01-01687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01687
Number of participants with account balances2011-01-01687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0136
2010: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01391
Total number of active participants reported on line 7a of the Form 55002010-01-01316
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0158
Total of all active and inactive participants2010-01-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01375
Number of participants with account balances2010-01-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0117
2009: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01375
Total number of active participants reported on line 7a of the Form 55002009-01-01297
Number of retired or separated participants receiving benefits2009-01-0112
Number of other retired or separated participants entitled to future benefits2009-01-0173
Total of all active and inactive participants2009-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01382
Number of participants with account balances2009-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0136

Financial Data on LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2022 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-7,940,062
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,466,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,222,345
Expenses. Certain deemed distributions of participant loans2022-12-31$12,103
Value of total corrective distributions2022-12-31$6,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$24,501,199
Value of total assets at end of year2022-12-31$169,981,670
Value of total assets at beginning of year2022-12-31$189,388,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$225,231
Total interest from all sources2022-12-31$99,939
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$399,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$399,003
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,863,378
Participant contributions at end of year2022-12-31$2,479,455
Participant contributions at beginning of year2022-12-31$1,983,731
Participant contributions at end of year2022-12-31$289,570
Participant contributions at beginning of year2022-12-31$215,993
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,651,435
Other income not declared elsewhere2022-12-31$84
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-19,406,587
Value of net assets at end of year (total assets less liabilities)2022-12-31$169,981,670
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$189,388,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$38,621,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$50,411,979
Value of interest in pooled separate accounts at end of year2022-12-31$20,752,852
Value of interest in pooled separate accounts at beginning of year2022-12-31$23,489,020
Interest on participant loans2022-12-31$99,939
Value of interest in common/collective trusts at end of year2022-12-31$102,764,654
Value of interest in common/collective trusts at beginning of year2022-12-31$109,809,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,043,586
Net investment gain/loss from pooled separate accounts2022-12-31$-3,778,325
Net investment gain or loss from common/collective trusts2022-12-31$-16,118,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,986,386
Employer contributions (assets) at end of year2022-12-31$5,073,538
Employer contributions (assets) at beginning of year2022-12-31$3,477,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,222,345
Contract administrator fees2022-12-31$225,231
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2022-12-31043499945
2021 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$42,536,242
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$14,787,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$14,556,504
Value of total corrective distributions2021-12-31$2,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$18,936,365
Value of total assets at end of year2021-12-31$189,388,257
Value of total assets at beginning of year2021-12-31$161,639,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$228,934
Total interest from all sources2021-12-31$63,097
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$369,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$369,773
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,399,248
Participant contributions at end of year2021-12-31$1,983,731
Participant contributions at beginning of year2021-12-31$1,214,161
Participant contributions at end of year2021-12-31$215,993
Participant contributions at beginning of year2021-12-31$195,838
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,880,544
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$222
Other income not declared elsewhere2021-12-31$246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$27,748,549
Value of net assets at end of year (total assets less liabilities)2021-12-31$189,388,257
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$161,639,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$50,411,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$42,134,960
Value of interest in pooled separate accounts at end of year2021-12-31$23,489,020
Value of interest in pooled separate accounts at beginning of year2021-12-31$25,601,603
Interest on participant loans2021-12-31$63,097
Value of interest in common/collective trusts at end of year2021-12-31$109,809,618
Value of interest in common/collective trusts at beginning of year2021-12-31$87,904,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,926,409
Net investment gain/loss from pooled separate accounts2021-12-31$4,304,927
Net investment gain or loss from common/collective trusts2021-12-31$11,935,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$8,656,573
Employer contributions (assets) at end of year2021-12-31$3,477,916
Employer contributions (assets) at beginning of year2021-12-31$4,588,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$14,556,282
Contract administrator fees2021-12-31$228,934
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-12-31043499945
2020 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$37,167,128
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$10,300,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,103,082
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$1,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$17,846,234
Value of total assets at end of year2020-12-31$161,639,708
Value of total assets at beginning of year2020-12-31$134,773,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$196,148
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$21,578
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$332,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$332,857
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$7,887,493
Participant contributions at end of year2020-12-31$1,214,161
Participant contributions at end of year2020-12-31$195,838
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,196,734
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$3
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$374
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$26,866,194
Value of net assets at end of year (total assets less liabilities)2020-12-31$161,639,708
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$134,773,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$42,134,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$31,393,938
Value of interest in pooled separate accounts at end of year2020-12-31$25,601,603
Value of interest in pooled separate accounts at beginning of year2020-12-31$29,017,818
Interest on participant loans2020-12-31$21,578
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$87,904,539
Value of interest in common/collective trusts at beginning of year2020-12-31$70,647,836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,681,014
Net investment gain/loss from pooled separate accounts2020-12-31$1,657,831
Net investment gain or loss from common/collective trusts2020-12-31$9,627,240
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,762,007
Employer contributions (assets) at end of year2020-12-31$4,588,607
Employer contributions (assets) at beginning of year2020-12-31$3,713,922
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,103,079
Contract administrator fees2020-12-31$196,148
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON AND BLETZER PLLC
Accountancy firm EIN2020-12-31043499945
2019 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$625
Total income from all sources (including contributions)2019-12-31$37,591,202
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,580,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,377,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$15,058,155
Value of total assets at end of year2019-12-31$134,773,514
Value of total assets at beginning of year2019-12-31$107,762,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$202,036
Total interest from all sources2019-12-31$22
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$386,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$386,850
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,734,485
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$1,258
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$889,871
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$6,312,013
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$625
Other income not declared elsewhere2019-12-31$32
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$27,011,186
Value of net assets at end of year (total assets less liabilities)2019-12-31$134,773,514
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$107,762,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$31,393,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,166,131
Value of interest in pooled separate accounts at end of year2019-12-31$29,017,818
Value of interest in pooled separate accounts at beginning of year2019-12-31$47,062,993
Interest on participant loans2019-12-31$22
Value of interest in common/collective trusts at end of year2019-12-31$70,647,836
Value of interest in common/collective trusts at beginning of year2019-12-31$48,930,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,291,888
Net investment gain/loss from pooled separate accounts2019-12-31$8,704,965
Net investment gain or loss from common/collective trusts2019-12-31$10,149,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,433,799
Employer contributions (assets) at end of year2019-12-31$3,713,922
Employer contributions (assets) at beginning of year2019-12-31$3,290,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,377,980
Contract administrator fees2019-12-31$202,036
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARON & BLETZER, PLLV
Accountancy firm EIN2019-12-31043499945
2018 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$6,653,245
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$625
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$450
Total income from all sources (including contributions)2018-12-31$5,492,567
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$11,791,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,783,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,004,394
Value of total assets at end of year2018-12-31$107,762,953
Value of total assets at beginning of year2018-12-31$107,408,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,040
Total interest from all sources2018-12-31$94
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,491
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,516,160
Participant contributions at end of year2018-12-31$1,258
Participant contributions at beginning of year2018-12-31$3,345
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$498,250
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$6,312,013
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$625
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$450
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,299,040
Value of net assets at end of year (total assets less liabilities)2018-12-31$107,762,328
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$107,408,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,166,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,837,944
Value of interest in pooled separate accounts at end of year2018-12-31$47,062,993
Value of interest in pooled separate accounts at beginning of year2018-12-31$53,693,872
Interest on participant loans2018-12-31$94
Value of interest in common/collective trusts at end of year2018-12-31$48,930,201
Value of interest in common/collective trusts at beginning of year2018-12-31$48,263,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-238,816
Net investment gain/loss from pooled separate accounts2018-12-31$-3,133,621
Net investment gain or loss from common/collective trusts2018-12-31$-3,140,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,989,984
Employer contributions (assets) at end of year2018-12-31$3,290,357
Employer contributions (assets) at beginning of year2018-12-31$2,609,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,783,567
Contract administrator fees2018-12-31$8,040
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARCUM LLP
Accountancy firm EIN2018-12-31111986323
2017 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$450
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$25,541,984
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$10,154,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,146,962
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$10,662,207
Value of total assets at end of year2017-12-31$107,408,573
Value of total assets at beginning of year2017-12-31$92,020,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,158
Total interest from all sources2017-12-31$259
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,034
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,785,332
Participant contributions at end of year2017-12-31$3,345
Participant contributions at beginning of year2017-12-31$7,109
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$534,666
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$450
Other income not declared elsewhere2017-12-31$2,921
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$15,387,864
Value of net assets at end of year (total assets less liabilities)2017-12-31$107,408,123
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$92,020,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,837,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,221,510
Value of interest in pooled separate accounts at end of year2017-12-31$53,693,872
Value of interest in pooled separate accounts at beginning of year2017-12-31$50,855,858
Interest on participant loans2017-12-31$259
Value of interest in common/collective trusts at end of year2017-12-31$48,263,763
Value of interest in common/collective trusts at beginning of year2017-12-31$36,112,034
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$540,808
Net investment gain/loss from pooled separate accounts2017-12-31$8,804,245
Net investment gain or loss from common/collective trusts2017-12-31$5,528,510
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,342,209
Employer contributions (assets) at end of year2017-12-31$2,609,649
Employer contributions (assets) at beginning of year2017-12-31$2,823,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,146,962
Contract administrator fees2017-12-31$7,158
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARCUM LLP
Accountancy firm EIN2017-12-31111986323
2016 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$18,088,472
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,824,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,813,229
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,488,033
Value of total assets at end of year2016-12-31$92,020,259
Value of total assets at beginning of year2016-12-31$81,756,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,694
Total interest from all sources2016-12-31$530
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,823
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,781,751
Participant contributions at end of year2016-12-31$7,109
Participant contributions at beginning of year2016-12-31$11,252
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,176,284
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$10,263,549
Value of net assets at end of year (total assets less liabilities)2016-12-31$92,020,259
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$81,756,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,221,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,831,236
Value of interest in pooled separate accounts at end of year2016-12-31$50,855,858
Value of interest in pooled separate accounts at beginning of year2016-12-31$67,844,772
Interest on participant loans2016-12-31$530
Value of interest in common/collective trusts at end of year2016-12-31$36,112,034
Value of interest in common/collective trusts at beginning of year2016-12-31$7,604,383
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$276,434
Net investment gain/loss from pooled separate accounts2016-12-31$5,158,209
Net investment gain or loss from common/collective trusts2016-12-31$1,163,443
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,529,998
Employer contributions (assets) at end of year2016-12-31$2,823,748
Employer contributions (assets) at beginning of year2016-12-31$2,465,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,813,229
Contract administrator fees2016-12-31$11,694
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARCUM LLP
Accountancy firm EIN2016-12-31111986323
2015 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$9,164,115
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,133,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,123,844
Expenses. Certain deemed distributions of participant loans2015-12-31$549
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,537,162
Value of total assets at end of year2015-12-31$81,756,710
Value of total assets at beginning of year2015-12-31$80,726,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,487
Total interest from all sources2015-12-31$1,007
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$15,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$15,297
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,759,039
Participant contributions at end of year2015-12-31$11,252
Participant contributions at beginning of year2015-12-31$32,664
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$310,395
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,030,235
Value of net assets at end of year (total assets less liabilities)2015-12-31$81,756,710
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$80,726,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,831,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,595,942
Value of interest in pooled separate accounts at end of year2015-12-31$67,844,772
Value of interest in pooled separate accounts at beginning of year2015-12-31$66,817,971
Income. Interest from loans (other than to participants)2015-12-31$1,007
Value of interest in common/collective trusts at end of year2015-12-31$7,604,383
Value of interest in common/collective trusts at beginning of year2015-12-31$7,328,310
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-438,781
Net investment gain/loss from pooled separate accounts2015-12-31$979,554
Net investment gain or loss from common/collective trusts2015-12-31$69,876
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,467,728
Employer contributions (assets) at end of year2015-12-31$2,465,067
Employer contributions (assets) at beginning of year2015-12-31$1,951,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,123,844
Contract administrator fees2015-12-31$9,487
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,624,178
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,908,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,896,702
Expenses. Certain deemed distributions of participant loans2014-12-31$771
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,237,138
Value of total assets at end of year2014-12-31$80,726,475
Value of total assets at beginning of year2014-12-31$74,011,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,306
Total interest from all sources2014-12-31$3,069
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$12,455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$12,455
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,337,178
Participant contributions at end of year2014-12-31$32,664
Participant contributions at beginning of year2014-12-31$100,247
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$268,553
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,715,399
Value of net assets at end of year (total assets less liabilities)2014-12-31$80,726,475
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$74,011,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,595,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,658,607
Value of interest in pooled separate accounts at end of year2014-12-31$66,817,971
Value of interest in pooled separate accounts at beginning of year2014-12-31$61,136,579
Interest on participant loans2014-12-31$3,069
Value of interest in common/collective trusts at end of year2014-12-31$7,328,310
Value of interest in common/collective trusts at beginning of year2014-12-31$6,181,632
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-20,395
Net investment gain/loss from pooled separate accounts2014-12-31$4,338,906
Net investment gain or loss from common/collective trusts2014-12-31$53,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,631,407
Employer contributions (assets) at end of year2014-12-31$1,951,588
Employer contributions (assets) at beginning of year2014-12-31$1,934,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,896,702
Contract administrator fees2014-12-31$11,306
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$19,762,923
Total of all expenses incurred2013-12-31$5,467,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,460,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,254,620
Value of total assets at end of year2013-12-31$74,011,076
Value of total assets at beginning of year2013-12-31$59,715,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,558
Total interest from all sources2013-12-31$6,624
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$19,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$19,438
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,095,754
Participant contributions at end of year2013-12-31$100,247
Participant contributions at beginning of year2013-12-31$194,645
Participant contributions at beginning of year2013-12-31$2,155
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$703,604
Other income not declared elsewhere2013-12-31$7,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$14,295,138
Value of net assets at end of year (total assets less liabilities)2013-12-31$74,011,076
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$59,715,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,658,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,096,326
Value of interest in pooled separate accounts at end of year2013-12-31$61,136,579
Value of interest in pooled separate accounts at beginning of year2013-12-31$44,677,428
Interest on participant loans2013-12-31$6,624
Value of interest in common/collective trusts at end of year2013-12-31$6,181,632
Value of interest in common/collective trusts at beginning of year2013-12-31$6,832,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,002,610
Net investment gain/loss from pooled separate accounts2013-12-31$11,416,375
Net investment gain or loss from common/collective trusts2013-12-31$55,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,455,262
Employer contributions (assets) at end of year2013-12-31$1,934,011
Employer contributions (assets) at beginning of year2013-12-31$1,913,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,460,227
Contract administrator fees2013-12-31$7,558
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$14,232,906
Total of all expenses incurred2012-12-31$3,581,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,570,083
Expenses. Certain deemed distributions of participant loans2012-12-31$8,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,065,321
Value of total assets at end of year2012-12-31$59,715,938
Value of total assets at beginning of year2012-12-31$49,064,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,160
Total interest from all sources2012-12-31$12,552
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$59,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$59,919
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,728,662
Participant contributions at end of year2012-12-31$194,645
Participant contributions at beginning of year2012-12-31$345,462
Participant contributions at end of year2012-12-31$2,155
Participant contributions at beginning of year2012-12-31$94,109
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$460,157
Other income not declared elsewhere2012-12-31$1,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,651,281
Value of net assets at end of year (total assets less liabilities)2012-12-31$59,715,938
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$49,064,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,096,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,651,500
Value of interest in pooled separate accounts at end of year2012-12-31$44,677,428
Value of interest in pooled separate accounts at beginning of year2012-12-31$35,107,500
Interest on participant loans2012-12-31$12,552
Value of interest in common/collective trusts at end of year2012-12-31$6,832,362
Value of interest in common/collective trusts at beginning of year2012-12-31$6,731,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$584,576
Net investment gain/loss from pooled separate accounts2012-12-31$5,425,214
Net investment gain or loss from common/collective trusts2012-12-31$83,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,876,502
Employer contributions (assets) at end of year2012-12-31$1,913,022
Employer contributions (assets) at beginning of year2012-12-31$2,134,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,570,083
Contract administrator fees2012-12-31$3,160
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,504,792
Total of all expenses incurred2011-12-31$2,595,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,560,279
Expenses. Certain deemed distributions of participant loans2011-12-31$32,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,158,204
Value of total assets at end of year2011-12-31$49,064,657
Value of total assets at beginning of year2011-12-31$44,155,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,313
Total interest from all sources2011-12-31$22,215
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$42,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$42,919
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,574,350
Participant contributions at end of year2011-12-31$345,462
Participant contributions at beginning of year2011-12-31$572,451
Participant contributions at end of year2011-12-31$94,109
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,479,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,909,100
Value of net assets at end of year (total assets less liabilities)2011-12-31$49,064,657
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$44,155,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,651,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,675,039
Value of interest in pooled separate accounts at end of year2011-12-31$35,107,500
Value of interest in pooled separate accounts at beginning of year2011-12-31$33,191,689
Interest on participant loans2011-12-31$22,215
Value of interest in common/collective trusts at end of year2011-12-31$6,731,959
Value of interest in common/collective trusts at beginning of year2011-12-31$5,716,378
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-481,540
Net investment gain/loss from pooled separate accounts2011-12-31$-339,945
Net investment gain or loss from common/collective trusts2011-12-31$102,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,103,980
Employer contributions (assets) at end of year2011-12-31$2,134,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,560,279
Contract administrator fees2011-12-31$3,313
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARCUM LLP
Accountancy firm EIN2011-12-31111986323
2010 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,914,579
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,998,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,993,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,197,500
Value of total assets at end of year2010-12-31$44,155,557
Value of total assets at beginning of year2010-12-31$35,239,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,696
Total interest from all sources2010-12-31$28,080
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,243
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,186,052
Participant contributions at end of year2010-12-31$572,451
Participant contributions at beginning of year2010-12-31$488,438
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$14,615
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,916,500
Value of net assets at end of year (total assets less liabilities)2010-12-31$44,155,557
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$35,239,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,675,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,194,769
Value of interest in pooled separate accounts at end of year2010-12-31$33,191,689
Value of interest in pooled separate accounts at beginning of year2010-12-31$28,506,138
Interest on participant loans2010-12-31$28,080
Value of interest in common/collective trusts at end of year2010-12-31$5,716,378
Value of interest in common/collective trusts at beginning of year2010-12-31$5,049,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$472,153
Net investment gain/loss from pooled separate accounts2010-12-31$5,095,375
Net investment gain or loss from common/collective trusts2010-12-31$113,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,996,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,993,373
Contract administrator fees2010-12-31$4,696
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARCUM LLP
Accountancy firm EIN2010-12-31111986323
2009 : LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN

2022: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: LUITPOLD PHARMACEUTICALS, INC. 401(K) AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800566
Policy instance 1
Insurance contract or identification number800566
Number of Individuals Covered1675
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800566
Policy instance 1
Insurance contract or identification number800566
Number of Individuals Covered1519
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800566
Policy instance 1
Insurance contract or identification number800566
Number of Individuals Covered1505
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,529
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1384
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00566
Policy instance 1
Insurance contract or identification number8-00566
Number of Individuals Covered1454
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,600
Amount paid for insurance broker fees9600
Additional information about fees paid to insurance brokerREFERRAL / SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00566
Policy instance 1
Insurance contract or identification number8-00566
Number of Individuals Covered1235
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $58,984
Total amount of fees paid to insurance companyUSD $12,506
Commission paid to Insurance BrokerUSD $58,984
Insurance broker organization code?3
Amount paid for insurance broker fees12506
Additional information about fees paid to insurance brokerREFERRAL / SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00566
Policy instance 1
Insurance contract or identification number8-00566
Number of Individuals Covered1138
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $58,150
Total amount of fees paid to insurance companyUSD $24,377
Commission paid to Insurance BrokerUSD $58,150
Amount paid for insurance broker fees10808
Additional information about fees paid to insurance brokerREFERRAL / SERVICE FEE
Insurance broker organization code?3
Insurance broker namePROFESSIONAL PENSION PLANNERS, INC.

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