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SETECH INC. AND COMPANIES 401K PLAN 401k Plan overview

Plan NameSETECH INC. AND COMPANIES 401K PLAN
Plan identification number 001

SETECH INC. AND COMPANIES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SETECH INC. has sponsored the creation of one or more 401k plans.

Company Name:SETECH INC.
Employer identification number (EIN):112809189
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SETECH INC. AND COMPANIES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01CINDY ROLLINS2017-07-21
0012015-01-01CINDY ROLLINS
0012014-01-01CINDY ROLLINS CINDY ROLLINS2015-09-01
0012013-01-01CINDY ROLLINS CINDY ROLLINS2014-08-28
0012012-01-01CINDY ROLLINS CINDY ROLLINS2013-10-03
0012011-01-01CINDY ROLLINS CINDY ROLLINS2012-10-12
0012009-01-01CINDY ROLLINS
0012009-01-01CINDY ROLLINS
0012009-01-01CINDY ROLLINS

Plan Statistics for SETECH INC. AND COMPANIES 401K PLAN

401k plan membership statisitcs for SETECH INC. AND COMPANIES 401K PLAN

Measure Date Value
2015: SETECH INC. AND COMPANIES 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01220
Total number of active participants reported on line 7a of the Form 55002015-01-0128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0162
Total of all active and inactive participants2015-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0190
Number of participants with account balances2015-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: SETECH INC. AND COMPANIES 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01255
Total number of active participants reported on line 7a of the Form 55002014-01-01157
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0163
Total of all active and inactive participants2014-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01220
Number of participants with account balances2014-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: SETECH INC. AND COMPANIES 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01210
Total number of active participants reported on line 7a of the Form 55002013-01-01164
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0155
Total of all active and inactive participants2013-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01219
Number of participants with account balances2013-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: SETECH INC. AND COMPANIES 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01188
Total number of active participants reported on line 7a of the Form 55002012-01-01161
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0149
Total of all active and inactive participants2012-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01210
Number of participants with account balances2012-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: SETECH INC. AND COMPANIES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01187
Total number of active participants reported on line 7a of the Form 55002011-01-01139
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01188
Number of participants with account balances2011-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: SETECH INC. AND COMPANIES 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01215
Total number of active participants reported on line 7a of the Form 55002009-01-01121
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0159
Total of all active and inactive participants2009-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01180
Number of participants with account balances2009-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on SETECH INC. AND COMPANIES 401K PLAN

Measure Date Value
2015 : SETECH INC. AND COMPANIES 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$3,072,538
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$404,699
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,763,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,695,945
Value of total corrective distributions2015-12-31$32,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$377,509
Value of total assets at end of year2015-12-31$2,024,684
Value of total assets at beginning of year2015-12-31$6,456,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,713
Total interest from all sources2015-12-31$12,382
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$82,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$82,539
Administrative expenses professional fees incurred2015-12-31$18,898
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$257,365
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$26,142
Other income not declared elsewhere2015-12-31$11,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,359,149
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,024,684
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,456,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$16,815
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,966,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,241,927
Interest earned on other investments2015-12-31$12,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$252
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,073
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$57,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,208,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-79,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$94,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,695,945
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DEMPSEY VANTREASE AND FOLLIS
Accountancy firm EIN2015-12-31621736974
2014 : SETECH INC. AND COMPANIES 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$761,488
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$776,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$691,384
Value of total corrective distributions2014-12-31$28,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$382,288
Value of total assets at end of year2014-12-31$6,456,371
Value of total assets at beginning of year2014-12-31$6,471,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$56,207
Total interest from all sources2014-12-31$17,329
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$388,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$388,150
Administrative expenses professional fees incurred2014-12-31$18,864
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$360,636
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,136
Other income not declared elsewhere2014-12-31$13,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-14,641
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,456,371
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,471,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$37,343
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,241,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,149,938
Interest earned on other investments2014-12-31$17,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,073
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$20
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,208,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,321,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-39,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$10,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$691,384
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DEMPSEY VANTREASE AND FOLLIS
Accountancy firm EIN2014-12-31621736974
2013 : SETECH INC. AND COMPANIES 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,211,101
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$330,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$244,171
Value of total corrective distributions2013-12-31$36,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$425,476
Value of total assets at end of year2013-12-31$6,471,012
Value of total assets at beginning of year2013-12-31$5,590,146
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,075
Total interest from all sources2013-12-31$17,460
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$257,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$257,446
Administrative expenses professional fees incurred2013-12-31$17,205
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$383,420
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$30,023
Administrative expenses (other) incurred2013-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$880,866
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,471,012
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,590,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$31,820
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,149,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,165,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$20
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$546
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$17,460
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,321,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,423,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$510,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$12,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$244,171
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DEMPSEY VANTREASE AND FOLLIS
Accountancy firm EIN2013-12-31621736974
2012 : SETECH INC. AND COMPANIES 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$981,715
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$119,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$39,826
Value of total corrective distributions2012-12-31$35,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$404,237
Value of total assets at end of year2012-12-31$5,590,146
Value of total assets at beginning of year2012-12-31$4,727,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$44,505
Total interest from all sources2012-12-31$18,970
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$140,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$140,248
Administrative expenses professional fees incurred2012-12-31$15,879
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$392,235
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$1,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$862,359
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,590,146
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,727,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$28,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,165,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,087,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$18,970
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,423,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$638,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$418,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$12,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$39,826
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DEMPSEY VANTREASE FOLLIS PLLC
Accountancy firm EIN2012-12-31621736974
2011 : SETECH INC. AND COMPANIES 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-179,552
Total unrealized appreciation/depreciation of assets2011-12-31$-179,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$283,409
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$453,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$410,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$385,977
Value of total assets at end of year2011-12-31$4,727,787
Value of total assets at beginning of year2011-12-31$4,897,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,821
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$111,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$111,898
Administrative expenses professional fees incurred2011-12-31$7,983
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$375,306
Administrative expenses (other) incurred2011-12-31$2
Total non interest bearing cash at end of year2011-12-31$1,897
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-170,032
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,727,787
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,897,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$34,836
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,087,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,876,804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$638,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$21,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-34,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$10,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$410,620
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DEMPSEY VANTREASE FOLLIS PLLC
Accountancy firm EIN2011-12-31621736974
2010 : SETECH INC. AND COMPANIES 401K PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$883,898
Total of all expenses incurred2010-12-31$342,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$340,200
Value of total corrective distributions2010-12-31$2,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$305,193
Value of total assets at end of year2010-12-31$4,897,819
Value of total assets at beginning of year2010-12-31$4,356,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$293,029
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$541,288
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,897,819
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,356,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,876,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,337,657
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$21,015
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$18,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$578,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$9,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$340,200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DEMPSEY VANTREASE FOLLIS PLLC
Accountancy firm EIN2010-12-31621736974

Form 5500 Responses for SETECH INC. AND COMPANIES 401K PLAN

2015: SETECH INC. AND COMPANIES 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SETECH INC. AND COMPANIES 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SETECH INC. AND COMPANIES 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SETECH INC. AND COMPANIES 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SETECH INC. AND COMPANIES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SETECH INC. AND COMPANIES 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberK00004
Policy instance 1
Insurance contract or identification numberK00004
Number of Individuals Covered88
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberK00004
Policy instance 1
Insurance contract or identification numberK00004
Number of Individuals Covered153
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberS760
Policy instance 1
Insurance contract or identification numberS760
Number of Individuals Covered157
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberS760
Policy instance 1
Insurance contract or identification numberS760
Number of Individuals Covered149
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberS760
Policy instance 1
Insurance contract or identification numberS760
Number of Individuals Covered135
Insurance policy start date2011-04-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number437-80041
Policy instance 1
Insurance contract or identification number437-80041
Number of Individuals Covered127
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $99
Total amount of fees paid to insurance companyUSD $25

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