401k Plan data: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	001

STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Stock bonus
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

VALLEY NATIONAL BANCORP has sponsored the creation of one or more 401k plans.

Company Name: VALLEY NATIONAL BANCORP

Employer identification number (EIN): 112846511

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 CAROL DIESNER
001 2015-01-01 CAROL DIESNER
001 2014-01-01 CAROL DIESNER
001 2013-01-01 CAROL DIESNER
001 2012-01-01 CAROL B. DIESNER
001 2011-01-01 MARY DURKIN
001 2009-01-01 MARY E DURKN MARY E DURKIN 2010-10-14
001 2008-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	CAROL DIESNER
001	2015-01-01	CAROL DIESNER
001	2014-01-01	CAROL DIESNER
001	2013-01-01	CAROL DIESNER
001	2012-01-01	CAROL B. DIESNER
001	2011-01-01	MARY DURKIN
001	2009-01-01	MARY E DURKN	MARY E DURKIN	2010-10-14
001	2008-01-01

Plan Statistics for STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 136
Total of all active and inactive participants 2015-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 136
Number of participants with account balances 2015-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 86
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 113
Total of all active and inactive participants 2014-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 202
Number of participants with account balances 2014-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 397
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 112
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 121
Total of all active and inactive participants 2013-01-01 234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 234
Number of participants with account balances 2013-01-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 256
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 140
Total of all active and inactive participants 2012-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 397
Number of participants with account balances 2012-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 215
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 125
Total of all active and inactive participants 2011-01-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 341
Number of participants with account balances 2011-01-01 341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 18
2009: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 418
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 221
Number of retired or separated participants receiving benefits 2009-01-01 10
Number of other retired or separated participants entitled to future benefits 2009-01-01 115
Total of all active and inactive participants 2009-01-01 346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 346
Number of participants with account balances 2009-01-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 18

Measure	Date	Value
2016: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	136
Total of all active and inactive participants	2015-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	136
Number of participants with account balances	2015-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	86
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	113
Total of all active and inactive participants	2014-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	202
Number of participants with account balances	2014-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	397
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	112
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	121
Total of all active and inactive participants	2013-01-01	234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	234
Number of participants with account balances	2013-01-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	256
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	140
Total of all active and inactive participants	2012-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	397
Number of participants with account balances	2012-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	215
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	125
Total of all active and inactive participants	2011-01-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	341
Number of participants with account balances	2011-01-01	341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	18
2009: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	418
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	221
Number of retired or separated participants receiving benefits	2009-01-01	10
Number of other retired or separated participants entitled to future benefits	2009-01-01	115
Total of all active and inactive participants	2009-01-01	346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	346
Number of participants with account balances	2009-01-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2016 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-03-10	$-546,098
Total unrealized appreciation/depreciation of assets	2016-03-10	$-546,098
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-10	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-10	$0
Total income from all sources (including contributions)	2016-03-10	$-299,363
Total loss/gain on sale of assets	2016-03-10	$247,637
Total of all expenses incurred	2016-03-10	$4,635,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-03-10	$4,631,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-03-10	$0
Value of total assets at end of year	2016-03-10	$0
Value of total assets at beginning of year	2016-03-10	$4,935,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-03-10	$4,809
Total interest from all sources	2016-03-10	$30
Total dividends received (eg from common stock, registered investment company shares)	2016-03-10	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-03-10	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-03-10	$0
Was this plan covered by a fidelity bond	2016-03-10	Yes
Value of fidelity bond cover	2016-03-10	$10,000,000
If this is an individual account plan, was there a blackout period	2016-03-10	No
Were there any nonexempt tranactions with any party-in-interest	2016-03-10	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-03-10	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-03-10	$71,061
Administrative expenses (other) incurred	2016-03-10	$4,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-10	No
Value of net income/loss	2016-03-10	$-4,935,173
Value of net assets at end of year (total assets less liabilities)	2016-03-10	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-03-10	$4,935,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-03-10	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-03-10	No
Were any leases to which the plan was party in default or uncollectible	2016-03-10	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-03-10	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-03-10	$4,703
Value of interest in pooled separate accounts at end of year	2016-03-10	$0
Value of interest in pooled separate accounts at beginning of year	2016-03-10	$4,430
Interest earned on other investments	2016-03-10	$30
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-03-10	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-03-10	$31,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-03-10	$-532
Net investment gain/loss from pooled separate accounts	2016-03-10	$-400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-03-10	Yes
Was there a failure to transmit to the plan any participant contributions	2016-03-10	No
Has the plan failed to provide any benefit when due under the plan	2016-03-10	No
Assets. Invements in employer securities at end of year	2016-03-10	$0
Assets. Invements in employer securities at beginning of year	2016-03-10	$4,823,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-03-10	$4,631,001
Did the plan have assets held for investment	2016-03-10	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-10	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-03-10	Yes
Aggregate proceeds on sale of assets	2016-03-10	$4,595,728
Aggregate carrying amount (costs) on sale of assets	2016-03-10	$4,348,091
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-03-10	No
Opinion of an independent qualified public accountant for this plan	2016-03-10	Unqualified
Accountancy firm name	2016-03-10	EICHEN & DIMEGLIO P.C
Accountancy firm EIN	2016-03-10	113320902
2015 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-198,096
Total unrealized appreciation/depreciation of assets	2015-12-31	$-198,096
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$394,860
Total loss/gain on sale of assets	2015-12-31	$299,379
Total of all expenses incurred	2015-12-31	$2,384,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,379,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$7,054
Value of total assets at end of year	2015-12-31	$4,935,173
Value of total assets at beginning of year	2015-12-31	$6,925,288
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,068
Total interest from all sources	2015-12-31	$2,001
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$286,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$100
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$548,531
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$71,061
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$76,266
Administrative expenses (other) incurred	2015-12-31	$5,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,990,115
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,935,173
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,925,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$50,339
Value of interest in pooled separate accounts at end of year	2015-12-31	$4,430
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,891
Interest earned on other investments	2015-12-31	$2,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$31,850
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$102,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,086
Net investment gain/loss from pooled separate accounts	2015-12-31	$-107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$4,823,129
Assets. Invements in employer securities at beginning of year	2015-12-31	$6,691,056
Contributions received in cash from employer	2015-12-31	$7,054
Income. Dividends from common stock	2015-12-31	$286,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,379,907
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$2,268,083
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,968,704
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	EICHEN & DIMEGLIO P.C
Accountancy firm EIN	2015-12-31	113320902
2014 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-441,934
Total unrealized appreciation/depreciation of assets	2014-12-31	$-441,934
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$24,778
Total loss/gain on sale of assets	2014-12-31	$132,303
Total of all expenses incurred	2014-12-31	$1,412,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,408,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$6,925,288
Value of total assets at beginning of year	2014-12-31	$8,312,694
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,423
Total interest from all sources	2014-12-31	$1,598
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$329,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,263
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$372,410
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$76,266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$88,511
Administrative expenses (other) incurred	2014-12-31	$3,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,387,406
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,925,288
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,312,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$50,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$56,542
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,891
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,218
Interest earned on other investments	2014-12-31	$1,598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$102,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$99,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,956
Net investment gain/loss from pooled separate accounts	2014-12-31	$339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$6,691,056
Assets. Invements in employer securities at beginning of year	2014-12-31	$8,064,685
Income. Dividends from common stock	2014-12-31	$328,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,408,761
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$1,402,973
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$1,270,670
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	EICHEN & DIMEGLIO P.C
Accountancy firm EIN	2014-12-31	113320902
2013 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$528,471
Total unrealized appreciation/depreciation of assets	2013-12-31	$528,471
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,244,903
Total loss/gain on sale of assets	2013-12-31	$208,974
Total of all expenses incurred	2013-12-31	$1,565,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,557,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$8,312,694
Value of total assets at beginning of year	2013-12-31	$8,633,558
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,495
Total interest from all sources	2013-12-31	$2,045
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$497,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,059
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$88,511
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$147,035
Other income not declared elsewhere	2013-12-31	$650
Administrative expenses (other) incurred	2013-12-31	$8,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-320,864
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,312,694
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,633,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$56,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,218
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$234
Interest earned on other investments	2013-12-31	$2,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$99,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$143,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,680
Net investment gain/loss from pooled separate accounts	2013-12-31	$699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$8,064,685
Assets. Invements in employer securities at beginning of year	2013-12-31	$8,342,631
Income. Dividends from common stock	2013-12-31	$496,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,557,272
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$1,570,890
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$1,361,916
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	EICHEN & DIMEGLIO P.C.
Accountancy firm EIN	2013-12-31	113320902
2012 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-8,927,745
Total unrealized appreciation/depreciation of assets	2012-12-31	$-8,927,745
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$-1,695,827
Total loss/gain on sale of assets	2012-12-31	$5,937,302
Total of all expenses incurred	2012-12-31	$4,296,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,282,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$8,633,558
Value of total assets at beginning of year	2012-12-31	$14,626,244
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,192
Total interest from all sources	2012-12-31	$2,484
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,275,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$147,035
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$16,504
Administrative expenses (other) incurred	2012-12-31	$14,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-5,992,686
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,633,558
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$14,626,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$234
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,177
Interest earned on other investments	2012-12-31	$2,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$143,658
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$92,290
Net investment gain/loss from pooled separate accounts	2012-12-31	$193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$8,342,631
Assets. Invements in employer securities at beginning of year	2012-12-31	$14,526,777
Income. Dividends from common stock	2012-12-31	$1,275,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,282,667
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$19,314,837
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$13,377,535
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	EICHEN & DIMEGLIO P.C.
Accountancy firm EIN	2012-12-31	113320902
2011 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$3,227,148
Total unrealized appreciation/depreciation of assets	2011-12-31	$3,227,148
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,014,684
Total loss/gain on sale of assets	2011-12-31	$471,211
Total of all expenses incurred	2011-12-31	$1,778,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,761,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$14,626,244
Value of total assets at beginning of year	2011-12-31	$12,390,350
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$17,207
Total interest from all sources	2011-12-31	$3,953
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$312,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$17,207
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,235,894
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$14,626,244
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,390,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$7,177
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,338
Interest earned on other investments	2011-12-31	$3,953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$92,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$163,794
Net investment gain/loss from pooled separate accounts	2011-12-31	$150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$14,526,777
Assets. Invements in employer securities at beginning of year	2011-12-31	$11,708,811
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$510,407
Income. Dividends from common stock	2011-12-31	$312,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,761,583
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$2,063,805
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$1,592,594
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	EICHEN & DIMEGLIO P.C.
Accountancy firm EIN	2011-12-31	113320902
2010 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$2,554,688
Total unrealized appreciation/depreciation of assets	2010-12-31	$2,554,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,448,630
Total loss/gain on sale of assets	2010-12-31	$123,093
Total of all expenses incurred	2010-12-31	$983,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$961,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$510,407
Value of total assets at end of year	2010-12-31	$12,390,350
Value of total assets at beginning of year	2010-12-31	$9,925,426
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,661
Total interest from all sources	2010-12-31	$6,112
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$253,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$186,674
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$510,407
Amount contributed by the employer to the plan for this plan year	2010-12-31	$510,407
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Administrative expenses (other) incurred	2010-12-31	$22,661
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,464,924
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,390,350
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,925,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,338
Interest earned on other investments	2010-12-31	$6,112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$163,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$202,310
Net investment gain/loss from pooled separate accounts	2010-12-31	$389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$11,708,811
Assets. Invements in employer securities at beginning of year	2010-12-31	$8,539,001
Contributions received in cash from employer	2010-12-31	$510,407
Employer contributions (assets) at end of year	2010-12-31	$510,407
Employer contributions (assets) at beginning of year	2010-12-31	$1,184,115
Income. Dividends from common stock	2010-12-31	$253,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$961,045
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,211,567
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,088,474
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	EICHEN & DIMEGLIO P.C.
Accountancy firm EIN	2010-12-31	113320902
2009 : STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$734,109
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$-675,607
Minimum employer required contribution for this plan year	2009-12-31	$508,507
Amount contributed by the employer to the plan for this plan year	2009-12-31	$1,184,114

Form 5500 Responses for STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2016: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041113

Policy instance

Insurance contract or identification number	041113
Number of Individuals Covered	136
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041113

Policy instance

Insurance contract or identification number	041113
Number of Individuals Covered	202
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041113

Policy instance

Insurance contract or identification number	041113
Number of Individuals Covered	234
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041113

Policy instance

Insurance contract or identification number	041113
Number of Individuals Covered	397
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041113

Policy instance

Insurance contract or identification number	041113
Number of Individuals Covered	341
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041113

Policy instance

Insurance contract or identification number	041113
Number of Individuals Covered	353
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	VALLEY NATIONAL BANCORP
Employer identification number (EIN):	112846511
NAIC Classification:	522110
NAIC Description:	Commercial Banking