401k Plan data: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN plan

NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN
Plan identification number	001

NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOUVEAU ELEVATOR INDUSTRIES, LLC has sponsored the creation of one or more 401k plans.

Company Name: NOUVEAU ELEVATOR INDUSTRIES, LLC

Employer identification number (EIN): 112879483

NAIC Classification: 238290
NAIC Description: Other Building Equipment Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 RAYMOND LUHRS JR
001 2017-01-01 RAYMOND LUHRS JR
001 2016-01-01 RAYMOND LUHRS JR
001 2015-01-01 RAYMOND LUHRS JR
001 2014-01-01 YOLANDA SPERANZA 2015-06-24 YOLANDA SPERANZA 2015-06-24
001 2013-01-01 YOLANDA SPERANZA 2014-05-09
001 2012-01-01 YOLANDA SPERANZA 2013-06-26 YOLANDA SPERANZA 2013-06-26
001 2011-01-01 YOLANDA SPERANZA 2012-06-27
001 2010-01-01 YOLANDA SPERANZA 2011-06-09 YOLANDA SPERANZA 2011-06-09

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	RAYMOND LUHRS JR
001	2017-01-01	RAYMOND LUHRS JR
001	2016-01-01	RAYMOND LUHRS JR
001	2015-01-01	RAYMOND LUHRS JR
001	2014-01-01	YOLANDA SPERANZA	2015-06-24	YOLANDA SPERANZA	2015-06-24
001	2013-01-01	YOLANDA SPERANZA	2014-05-09
001	2012-01-01	YOLANDA SPERANZA	2013-06-26	YOLANDA SPERANZA	2013-06-26
001	2011-01-01	YOLANDA SPERANZA	2012-06-27
001	2010-01-01	YOLANDA SPERANZA	2011-06-09	YOLANDA SPERANZA	2011-06-09

Plan Statistics for NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 127
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 38
Total of all active and inactive participants 2022-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 165
Number of participants with account balances 2022-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 103
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 33
Total of all active and inactive participants 2021-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 136
Number of participants with account balances 2021-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 102
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 133
Number of participants with account balances 2020-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 103
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 16
Total of all active and inactive participants 2019-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 119
Number of participants with account balances 2019-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 91
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 12
Total of all active and inactive participants 2018-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 103
Number of participants with account balances 2018-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 87
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 79
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 17
Total of all active and inactive participants 2017-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 96
Number of participants with account balances 2017-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 89
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 77
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 10
Total of all active and inactive participants 2016-01-01 87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 87
Number of participants with account balances 2016-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 75
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 14
Total of all active and inactive participants 2015-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 89
Number of participants with account balances 2015-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2022: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	127
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	38
Total of all active and inactive participants	2022-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	165
Number of participants with account balances	2022-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	103
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	33
Total of all active and inactive participants	2021-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	136
Number of participants with account balances	2021-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	102
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	133
Number of participants with account balances	2020-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	103
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	16
Total of all active and inactive participants	2019-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	119
Number of participants with account balances	2019-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	91
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	12
Total of all active and inactive participants	2018-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	103
Number of participants with account balances	2018-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	87
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	79
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	17
Total of all active and inactive participants	2017-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	96
Number of participants with account balances	2017-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	89
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	77
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	10
Total of all active and inactive participants	2016-01-01	87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	87
Number of participants with account balances	2016-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	75
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	14
Total of all active and inactive participants	2015-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	89
Number of participants with account balances	2015-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,148,566
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$866,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$818,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,289,993
Value of total assets at end of year	2022-12-31	$12,688,198
Value of total assets at beginning of year	2022-12-31	$14,703,143
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$47,668
Total interest from all sources	2022-12-31	$39,257
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$180,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$180,201
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$841,034
Participant contributions at end of year	2022-12-31	$153,854
Participant contributions at beginning of year	2022-12-31	$99,099
Participant contributions at end of year	2022-12-31	$15,229
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,014,945
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$12,688,198
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$14,703,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$32,584
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$9,812,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$12,194,795
Interest on participant loans	2022-12-31	$5,162
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,257,664
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,975,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,975,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$34,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,658,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$448,959
Employer contributions (assets) at end of year	2022-12-31	$448,959
Employer contributions (assets) at beginning of year	2022-12-31	$433,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$818,711
Contract administrator fees	2022-12-31	$15,084
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PLANCHEC(K) CPAS LLC
Accountancy firm EIN	2022-12-31	842614035
2021 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,841,160
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$269,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$261,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,343,982
Value of total assets at end of year	2021-12-31	$14,703,143
Value of total assets at beginning of year	2021-12-31	$12,131,685
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$8,541
Total interest from all sources	2021-12-31	$2,669
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$167,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$167,772
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$781,044
Participant contributions at end of year	2021-12-31	$99,099
Participant contributions at beginning of year	2021-12-31	$40,908
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$129,029
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,571,458
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$14,703,143
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$12,131,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$4,597
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$12,194,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$12,090,777
Interest on participant loans	2021-12-31	$2,455
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,975,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$214
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,326,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$433,909
Employer contributions (assets) at end of year	2021-12-31	$433,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$261,161
Contract administrator fees	2021-12-31	$3,944
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PLANCHEC(K) CPAS LLC
Accountancy firm EIN	2021-12-31	842614035
2020 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$2,149,049
Expenses. Total of all expenses incurred	2020-12-31	$385,619
Benefits paid (including direct rollovers)	2020-12-31	$372,239
Total plan assets at end of year	2020-12-31	$12,131,685
Total plan assets at beginning of year	2020-12-31	$10,368,255
Value of fidelity bond covering the plan	2020-12-31	$500,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$695,850
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$1,453,199
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$1,763,430
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$12,131,685
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$10,368,255
Assets. Value of participant loans	2020-12-31	$40,908
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$0
Value of certain deemed distributions of participant loans	2020-12-31	$4,955
Value of corrective distributions	2020-12-31	$11,909
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$-3,484
2019 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$2,653,497
Expenses. Total of all expenses incurred	2019-12-31	$213,263
Benefits paid (including direct rollovers)	2019-12-31	$213,693
Total plan assets at end of year	2019-12-31	$10,368,255
Total plan assets at beginning of year	2019-12-31	$7,928,021
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$615,242
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$3,170
Other income received	2019-12-31	$1,723,114
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$2,440,234
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$10,368,255
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$7,928,021
Assets. Value of participant loans	2019-12-31	$88,343
Total contributions received or receivable from employer(s)	2019-12-31	$311,971
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$3,574
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$-4,004
2018 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$158,429
Expenses. Total of all expenses incurred	2018-12-31	$709,155
Benefits paid (including direct rollovers)	2018-12-31	$710,573
Total plan assets at end of year	2018-12-31	$7,928,021
Total plan assets at beginning of year	2018-12-31	$8,478,747
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$491,762
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-621,057
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-550,726
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$7,928,021
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$8,478,747
Assets. Value of participant loans	2018-12-31	$113,093
Total contributions received or receivable from employer(s)	2018-12-31	$287,724
Value of certain deemed distributions of participant loans	2018-12-31	$1,665
Value of corrective distributions	2018-12-31	$423
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$-3,506
2017 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,964,372
Expenses. Total of all expenses incurred	2017-12-31	$75,225
Benefits paid (including direct rollovers)	2017-12-31	$51,154
Total plan assets at end of year	2017-12-31	$8,478,747
Total plan assets at beginning of year	2017-12-31	$6,589,600
Value of fidelity bond covering the plan	2017-12-31	$500,000
Assets. Value of tangible personal property	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$416,966
Assets. Value of loans (other than to participants)	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$149,197
Other income received	2017-12-31	$1,112,179
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$1,889,147
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$8,478,747
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$6,589,600
Assets. Value of participant loans	2017-12-31	$141,346
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$0
Assets. Value of real-estate (other than employer real property)	2017-12-31	$0
Assets. Value of employer securities	2017-12-31	$0
Assets. Value of employer real property	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$286,030
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$22,308
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$1,763
2016 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$-28,145
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$943,592
Expenses. Total of all expenses incurred	2016-12-31	$102,063
Benefits paid (including direct rollovers)	2016-12-31	$93,333
Total plan assets at end of year	2016-12-31	$6,589,600
Total plan assets at beginning of year	2016-12-31	$5,776,216
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$376,106
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$3,323
Other income received	2016-12-31	$418,631
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$841,529
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$6,589,600
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,776,216
Assets. Value of participant loans	2016-12-31	$80,650
Total contributions received or receivable from employer(s)	2016-12-31	$145,532
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$7,886
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$844
2015 : NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$476,005
Expenses. Total of all expenses incurred	2015-12-31	$440,340
Benefits paid (including direct rollovers)	2015-12-31	$439,869
Total plan assets at end of year	2015-12-31	$5,776,216
Total plan assets at beginning of year	2015-12-31	$5,740,551
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$374,410
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$101,595
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$35,665
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,776,216
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,740,551
Assets. Value of participant loans	2015-12-31	$49,149
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$471

Form 5500 Responses for NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN

2022: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

016007-F

Policy instance

Insurance contract or identification number	016007-F
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $570
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	570
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3
Insurance broker name	QUEENS REGIONAL OFFICE

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Company Name:	NOUVEAU ELEVATOR INDUSTRIES, LLC
Employer identification number (EIN):	112879483
NAIC Classification:	238290
NAIC Description:	Other Building Equipment Contractors