401k Plan data: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN plan

SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN
Plan identification number	001

SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITHTOWN NISSAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: SMITHTOWN NISSAN, INC.

Employer identification number (EIN): 112930192

NAIC Classification: 441110
NAIC Description: New Car Dealers

Additional information about SMITHTOWN NISSAN, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1988-12-28

Company Identification Number: 1247643

Legal Registered Office Address: 3000 MARCUS AVENUE
Suffolk
LAKE SUCCESS
United States of America (USA)
11042

More information about SMITHTOWN NISSAN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 THOMAS RUBIO 2023-06-08
001 2021-01-01 THOMAS RUBIO 2022-05-09
001 2020-01-01 THOMAS RUBIO 2021-10-05
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01 THOMAS RUBIO 2016-07-06
001 2014-01-01 THOMAS RUBIO 2015-07-27
001 2013-01-01 THOMAS RUBIO 2014-07-02
001 2012-01-01 THOMAS RUBIO 2013-07-29 THOMAS RUBIO 2013-07-29
001 2011-01-01 LOIS LOVISA 2012-06-15
001 2010-01-01 LOIS A. LOVISA 2011-06-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	THOMAS RUBIO	2023-06-08
001	2021-01-01	THOMAS RUBIO	2022-05-09
001	2020-01-01	THOMAS RUBIO	2021-10-05
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01	THOMAS RUBIO	2016-07-06
001	2014-01-01	THOMAS RUBIO	2015-07-27
001	2013-01-01	THOMAS RUBIO	2014-07-02
001	2012-01-01	THOMAS RUBIO	2013-07-29	THOMAS RUBIO	2013-07-29
001	2011-01-01	LOIS LOVISA	2012-06-15
001	2010-01-01	LOIS A. LOVISA	2011-06-22

Plan Statistics for SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN

401k plan membership statisitcs for SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2019: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 149
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 50
Total of all active and inactive participants 2019-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 52
Number of participants with account balances 2019-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 132
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 15
Total of all active and inactive participants 2018-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 149
Number of participants with account balances 2018-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 127
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 16
Total of all active and inactive participants 2017-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 145
Number of participants with account balances 2017-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 102
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 33
Total of all active and inactive participants 2016-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 135
Number of participants with account balances 2016-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2019: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	149
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	50
Total of all active and inactive participants	2019-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	52
Number of participants with account balances	2019-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	132
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	15
Total of all active and inactive participants	2018-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	149
Number of participants with account balances	2018-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	127
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	16
Total of all active and inactive participants	2017-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	145
Number of participants with account balances	2017-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	102
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	33
Total of all active and inactive participants	2016-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	135
Number of participants with account balances	2016-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN

Measure	Date	Value
2019 : SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$976,789
Total income from all sources (including contributions)	2019-12-31	$976,789
Total of all expenses incurred	2019-12-31	$427,521
Total of all expenses incurred	2019-12-31	$427,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$408,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$408,425
Value of total corrective distributions	2019-12-31	$4,325
Value of total corrective distributions	2019-12-31	$4,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$322,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$322,474
Value of total assets at end of year	2019-12-31	$3,727,447
Value of total assets at end of year	2019-12-31	$3,727,447
Value of total assets at beginning of year	2019-12-31	$3,178,179
Value of total assets at beginning of year	2019-12-31	$3,178,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$14,771
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$14,771
Total interest from all sources	2019-12-31	$11,689
Total interest from all sources	2019-12-31	$11,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$260,000
Value of fidelity bond cover	2019-12-31	$260,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$259,950
Contributions received from participants	2019-12-31	$259,950
Participant contributions at end of year	2019-12-31	$173,718
Participant contributions at end of year	2019-12-31	$173,718
Participant contributions at beginning of year	2019-12-31	$121,972
Participant contributions at beginning of year	2019-12-31	$121,972
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$992
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$992
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$133
Administrative expenses (other) incurred	2019-12-31	$14,771
Administrative expenses (other) incurred	2019-12-31	$14,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$549,268
Value of net income/loss	2019-12-31	$549,268
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,727,447
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,727,447
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,178,179
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,178,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$3,254,235
Value of interest in pooled separate accounts at end of year	2019-12-31	$3,254,235
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,643,037
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,643,037
Interest on participant loans	2019-12-31	$6,814
Interest on participant loans	2019-12-31	$6,814
Interest earned on other investments	2019-12-31	$4,875
Interest earned on other investments	2019-12-31	$4,875
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$298,502
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$298,502
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$413,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$413,037
Net investment gain/loss from pooled separate accounts	2019-12-31	$642,626
Net investment gain/loss from pooled separate accounts	2019-12-31	$642,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$62,524
Contributions received in cash from employer	2019-12-31	$62,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$408,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$408,425
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BRAD ROSENBERG, CPA PC
Accountancy firm name	2019-12-31	BRAD ROSENBERG, CPA PC
Accountancy firm EIN	2019-12-31	113358788
Accountancy firm EIN	2019-12-31	113358788
2018 : SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$86,556
Total of all expenses incurred	2018-12-31	$97,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$81,586
Value of total corrective distributions	2018-12-31	$2,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$317,421
Value of total assets at end of year	2018-12-31	$3,178,179
Value of total assets at beginning of year	2018-12-31	$3,189,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$13,502
Total interest from all sources	2018-12-31	$11,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$260,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$250,838
Participant contributions at end of year	2018-12-31	$121,972
Participant contributions at beginning of year	2018-12-31	$196,336
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$670
Administrative expenses (other) incurred	2018-12-31	$13,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-11,229
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,178,179
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,189,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,643,037
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,700,144
Interest on participant loans	2018-12-31	$7,799
Interest earned on other investments	2018-12-31	$3,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$413,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$292,258
Net investment gain/loss from pooled separate accounts	2018-12-31	$-242,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$66,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$81,586
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BRAD ROSENBERG, CPA PC
Accountancy firm EIN	2018-12-31	113358788
2017 : SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$750,929
Total of all expenses incurred	2017-12-31	$554,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$492,648
Expenses. Certain deemed distributions of participant loans	2017-12-31	$11,786
Value of total corrective distributions	2017-12-31	$35,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$329,059
Value of total assets at end of year	2017-12-31	$3,189,408
Value of total assets at beginning of year	2017-12-31	$2,992,807
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$14,730
Total interest from all sources	2017-12-31	$10,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$260,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$258,715
Participant contributions at end of year	2017-12-31	$196,336
Participant contributions at beginning of year	2017-12-31	$90,309
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$670
Administrative expenses (other) incurred	2017-12-31	$14,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$196,601
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,189,408
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,992,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,700,144
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,600,782
Interest on participant loans	2017-12-31	$6,250
Interest earned on other investments	2017-12-31	$3,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$292,258
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$301,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$411,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$70,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$492,648
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BRAD ROSENBERG, CPA PC
Accountancy firm EIN	2017-12-31	113358788
2016 : SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$502,369
Total of all expenses incurred	2016-12-31	$244,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$191,545
Expenses. Certain deemed distributions of participant loans	2016-12-31	$11,731
Value of total corrective distributions	2016-12-31	$27,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$304,444
Value of total assets at end of year	2016-12-31	$2,992,807
Value of total assets at beginning of year	2016-12-31	$2,734,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$13,958
Total interest from all sources	2016-12-31	$1,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$260,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$239,870
Participant contributions at end of year	2016-12-31	$90,309
Participant contributions at beginning of year	2016-12-31	$47,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$257,864
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,992,807
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,734,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,600,782
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,349,195
Interest on participant loans	2016-12-31	$1,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$301,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$338,392
Net investment gain/loss from pooled separate accounts	2016-12-31	$196,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$64,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$191,545
Contract administrator fees	2016-12-31	$13,958
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BRAD ROSENBERG, CPA PC
Accountancy firm EIN	2016-12-31	113358788

Form 5500 Responses for SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN

2019: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITHTOWN NISSAN 401(K) AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

341612

Policy instance

Insurance contract or identification number	341612
Number of Individuals Covered	52
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $13,513
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,513
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

341612

Policy instance

Insurance contract or identification number	341612
Number of Individuals Covered	50
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $12,482
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,482
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

341612-000

Policy instance

Insurance contract or identification number	341612-000
Number of Individuals Covered	52
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $11,701
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SMITHTOWN NISSAN, INC.
Employer identification number (EIN):	112930192
NAIC Classification:	441110
NAIC Description:	New Car Dealers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1988-12-28
Company Identification Number:	1247643
Legal Registered Office Address:	3000 MARCUS AVENUE Suffolk LAKE SUCCESS United States of America (USA) 11042