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DIME COMMUNITY BANK 401(K) PLAN 401k Plan overview

Plan NameDIME COMMUNITY BANK 401(K) PLAN
Plan identification number 002

DIME COMMUNITY BANK 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DIME COMMUNITY BANK has sponsored the creation of one or more 401k plans.

Company Name:DIME COMMUNITY BANK
Employer identification number (EIN):112934194
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIME COMMUNITY BANK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DEBORAH MCGRORY
0022016-01-01DEBORAH MCGRORY
0022015-01-01DEBORAH MCGRORY
0022014-01-01DEBORAH MCGRORY
0022013-01-01DEBORAH MCGRORY
0022012-01-01DEBORAH MCGRORY
0022011-01-01DEBORAH MCGRORY
0022010-01-01DEBORAH MCGRORY
0022009-01-01DEBORAH MCGRORY

Plan Statistics for DIME COMMUNITY BANK 401(K) PLAN

401k plan membership statisitcs for DIME COMMUNITY BANK 401(K) PLAN

Measure Date Value
2022: DIME COMMUNITY BANK 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,033
Total number of active participants reported on line 7a of the Form 55002022-01-01808
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01357
Total of all active and inactive participants2022-01-011,166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-011,170
Number of participants with account balances2022-01-011,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0159
2021: DIME COMMUNITY BANK 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01647
Total number of active participants reported on line 7a of the Form 55002021-01-01765
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01243
Total of all active and inactive participants2021-01-011,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-011,014
Number of participants with account balances2021-01-01996
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0169
2020: DIME COMMUNITY BANK 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01634
Total number of active participants reported on line 7a of the Form 55002020-01-01491
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01145
Total of all active and inactive participants2020-01-01636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01638
Number of participants with account balances2020-01-01621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0141
2019: DIME COMMUNITY BANK 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01783
Total number of active participants reported on line 7a of the Form 55002019-01-01481
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01139
Total of all active and inactive participants2019-01-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01624
Number of participants with account balances2019-01-01610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0141
2018: DIME COMMUNITY BANK 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01720
Total number of active participants reported on line 7a of the Form 55002018-01-01605
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01171
Total of all active and inactive participants2018-01-01779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01780
Number of participants with account balances2018-01-01618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0142
2017: DIME COMMUNITY BANK 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01596
Total number of active participants reported on line 7a of the Form 55002017-01-01488
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01221
Total of all active and inactive participants2017-01-01711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01711
Number of participants with account balances2017-01-01674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0144
2016: DIME COMMUNITY BANK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01540
Total number of active participants reported on line 7a of the Form 55002016-01-01465
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01128
Total of all active and inactive participants2016-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01593
Number of participants with account balances2016-01-01586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0126
2015: DIME COMMUNITY BANK 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01417
Total number of active participants reported on line 7a of the Form 55002015-01-01410
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01129
Total of all active and inactive participants2015-01-01539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01540
Number of participants with account balances2015-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0142
2014: DIME COMMUNITY BANK 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01324
Total number of active participants reported on line 7a of the Form 55002014-01-01338
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0179
Total of all active and inactive participants2014-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01417
Number of participants with account balances2014-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0126
2013: DIME COMMUNITY BANK 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01281
Total number of active participants reported on line 7a of the Form 55002013-01-01279
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0145
Total of all active and inactive participants2013-01-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01324
Number of participants with account balances2013-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: DIME COMMUNITY BANK 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01230
Total number of active participants reported on line 7a of the Form 55002012-01-01220
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01249
Number of participants with account balances2012-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: DIME COMMUNITY BANK 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01220
Total number of active participants reported on line 7a of the Form 55002011-01-01202
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01226
Number of participants with account balances2011-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: DIME COMMUNITY BANK 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01188
Total number of active participants reported on line 7a of the Form 55002010-01-01182
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0116
Total of all active and inactive participants2010-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01198
Number of participants with account balances2010-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: DIME COMMUNITY BANK 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01175
Total number of active participants reported on line 7a of the Form 55002009-01-01178
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01193
Number of participants with account balances2009-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on DIME COMMUNITY BANK 401(K) PLAN

Measure Date Value
2022 : DIME COMMUNITY BANK 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,185,176
Total of all expenses incurred2022-12-31$8,441,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,332,071
Value of total corrective distributions2022-12-31$251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,029,512
Value of total assets at end of year2022-12-31$77,450,724
Value of total assets at beginning of year2022-12-31$88,077,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$109,584
Total interest from all sources2022-12-31$83,633
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,010,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,010,633
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,724,293
Participant contributions at end of year2022-12-31$1,769,825
Participant contributions at beginning of year2022-12-31$1,762,048
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,855,063
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$753
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,098
Other income not declared elsewhere2022-12-31$-900,800
Administrative expenses (other) incurred2022-12-31$109,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,627,082
Value of net assets at end of year (total assets less liabilities)2022-12-31$77,450,724
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$88,077,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$60,729,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$71,087,457
Interest on participant loans2022-12-31$83,633
Value of interest in common/collective trusts at end of year2022-12-31$7,122,668
Value of interest in common/collective trusts at beginning of year2022-12-31$5,487,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,579,571
Net investment gain or loss from common/collective trusts2022-12-31$171,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$7,827,482
Assets. Invements in employer securities at beginning of year2022-12-31$9,739,804
Contributions received in cash from employer2022-12-31$2,450,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,332,071
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2022-12-31743216978
2021 : DIME COMMUNITY BANK 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$48,126,437
Total of all expenses incurred2021-12-31$11,636,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,532,017
Value of total corrective distributions2021-12-31$14,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$37,265,001
Value of total assets at end of year2021-12-31$88,077,806
Value of total assets at beginning of year2021-12-31$51,587,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$89,471
Total interest from all sources2021-12-31$78,659
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,432,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,432,270
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,264,386
Participant contributions at end of year2021-12-31$1,762,048
Participant contributions at beginning of year2021-12-31$1,146,774
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$29,175,907
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,098
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$849
Other income not declared elsewhere2021-12-31$895,537
Administrative expenses (other) incurred2021-12-31$89,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$36,489,951
Value of net assets at end of year (total assets less liabilities)2021-12-31$88,077,806
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$51,587,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$71,087,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$46,994,911
Interest on participant loans2021-12-31$78,659
Value of interest in common/collective trusts at end of year2021-12-31$5,487,399
Value of interest in common/collective trusts at beginning of year2021-12-31$3,441,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,339,144
Net investment gain or loss from common/collective trusts2021-12-31$115,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$9,739,804
Contributions received in cash from employer2021-12-31$2,824,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,532,017
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2021-12-31743216978
2020 : DIME COMMUNITY BANK 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$12,525,519
Total of all expenses incurred2020-12-31$3,576,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,472,189
Expenses. Certain deemed distributions of participant loans2020-12-31$214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,176,901
Value of total assets at end of year2020-12-31$51,587,855
Value of total assets at beginning of year2020-12-31$42,638,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$103,779
Total interest from all sources2020-12-31$64,392
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$535,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$535,626
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,528,096
Participant contributions at end of year2020-12-31$1,146,774
Participant contributions at beginning of year2020-12-31$1,230,054
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$632,675
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,576
Administrative expenses (other) incurred2020-12-31$103,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,949,337
Value of net assets at end of year (total assets less liabilities)2020-12-31$51,587,855
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$42,638,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$46,994,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$39,194,145
Interest on participant loans2020-12-31$64,392
Value of interest in common/collective trusts at end of year2020-12-31$3,441,332
Value of interest in common/collective trusts at beginning of year2020-12-31$2,199,871
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,683,860
Net investment gain or loss from common/collective trusts2020-12-31$64,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,016,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,472,189
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2020-12-31743216978
2019 : DIME COMMUNITY BANK 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$13,113,144
Total of all expenses incurred2019-12-31$2,413,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,310,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,803,991
Value of total assets at end of year2019-12-31$42,638,518
Value of total assets at beginning of year2019-12-31$31,938,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$102,711
Total interest from all sources2019-12-31$73,116
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$632,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$632,573
Administrative expenses professional fees incurred2019-12-31$8,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,820,339
Participant contributions at end of year2019-12-31$1,230,054
Participant contributions at beginning of year2019-12-31$1,261,200
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,206,219
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,576
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$94,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,699,559
Value of net assets at end of year (total assets less liabilities)2019-12-31$42,638,518
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$31,938,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$39,194,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,656,040
Interest on participant loans2019-12-31$73,116
Value of interest in common/collective trusts at end of year2019-12-31$2,199,871
Value of interest in common/collective trusts at beginning of year2019-12-31$2,019,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,557,333
Net investment gain or loss from common/collective trusts2019-12-31$46,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,777,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,310,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2019-12-31743216978
2018 : DIME COMMUNITY BANK 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$3,514,962
Total of all expenses incurred2018-12-31$2,114,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,001,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,486,538
Value of total assets at end of year2018-12-31$31,938,959
Value of total assets at beginning of year2018-12-31$30,538,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$112,897
Total interest from all sources2018-12-31$55,012
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$462,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$462,604
Administrative expenses professional fees incurred2018-12-31$7,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,497,811
Participant contributions at end of year2018-12-31$1,261,200
Participant contributions at beginning of year2018-12-31$1,139,469
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$469,715
Administrative expenses (other) incurred2018-12-31$105,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,400,951
Value of net assets at end of year (total assets less liabilities)2018-12-31$31,938,959
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$30,538,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$28,656,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,324,711
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$55,012
Value of interest in common/collective trusts at end of year2018-12-31$2,019,021
Value of interest in common/collective trusts at beginning of year2018-12-31$2,073,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,698
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,489,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,519,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,001,114
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2018-12-31743216978
2017 : DIME COMMUNITY BANK 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$9,464,677
Total of all expenses incurred2017-12-31$864,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$785,112
Expenses. Certain deemed distributions of participant loans2017-12-31$3,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,640,501
Value of total assets at end of year2017-12-31$30,538,008
Value of total assets at beginning of year2017-12-31$21,938,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$76,612
Total interest from all sources2017-12-31$47,313
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$420,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$420,169
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,235,857
Participant contributions at end of year2017-12-31$1,139,469
Participant contributions at beginning of year2017-12-31$890,872
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,881,999
Administrative expenses (other) incurred2017-12-31$76,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,599,707
Value of net assets at end of year (total assets less liabilities)2017-12-31$30,538,008
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,938,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,324,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$19,453,059
Interest on participant loans2017-12-31$42,569
Interest earned on other investments2017-12-31$4,744
Value of interest in common/collective trusts at end of year2017-12-31$2,073,828
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,594,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,403,947
Net investment gain/loss from pooled separate accounts2017-12-31$928,481
Net investment gain or loss from common/collective trusts2017-12-31$24,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,522,645
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$785,112
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2017-12-31743216978
2016 : DIME COMMUNITY BANK 401(K) PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$330
Total income from all sources (including contributions)2016-12-31$4,497,879
Total of all expenses incurred2016-12-31$877,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$849,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,037,447
Value of total assets at end of year2016-12-31$21,938,301
Value of total assets at beginning of year2016-12-31$18,317,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,710
Total interest from all sources2016-12-31$31,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,801,285
Participant contributions at end of year2016-12-31$890,872
Participant contributions at beginning of year2016-12-31$757,854
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$450,427
Other income not declared elsewhere2016-12-31$57,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,620,682
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,938,301
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,317,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$19,453,059
Value of interest in pooled separate accounts at beginning of year2016-12-31$15,726,684
Interest on participant loans2016-12-31$31,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,594,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,409,778
Net investment gain/loss from pooled separate accounts2016-12-31$1,370,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$785,735
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$423,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$849,487
Contract administrator fees2016-12-31$27,710
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$330
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2016-12-31743216978
2015 : DIME COMMUNITY BANK 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$330
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,559,493
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$701,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$682,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,663,403
Value of total assets at end of year2015-12-31$18,317,949
Value of total assets at beginning of year2015-12-31$14,459,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,643
Total interest from all sources2015-12-31$48,698
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,435,921
Participant contributions at end of year2015-12-31$757,854
Participant contributions at beginning of year2015-12-31$649,317
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,158,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,857,978
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,317,619
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,459,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$18,643
Value of interest in pooled separate accounts at end of year2015-12-31$15,726,684
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,247,118
Interest on participant loans2015-12-31$27,857
Interest earned on other investments2015-12-31$20,841
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,409,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,280,681
Net investment gain/loss from pooled separate accounts2015-12-31$-152,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,069,182
Employer contributions (assets) at end of year2015-12-31$423,633
Employer contributions (assets) at beginning of year2015-12-31$282,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$682,872
Liabilities. Value of benefit claims payable at end of year2015-12-31$330
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2015-12-31743216978
2014 : DIME COMMUNITY BANK 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,021,559
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$404,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$378,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,288,070
Value of total assets at end of year2014-12-31$14,459,641
Value of total assets at beginning of year2014-12-31$11,842,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$26,385
Total interest from all sources2014-12-31$43,786
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,098,484
Participant contributions at end of year2014-12-31$649,317
Participant contributions at beginning of year2014-12-31$482,495
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$377,033
Other income not declared elsewhere2014-12-31$107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,616,744
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,459,641
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,842,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$26,385
Value of interest in pooled separate accounts at end of year2014-12-31$12,247,118
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,602,470
Interest on participant loans2014-12-31$22,386
Interest earned on other investments2014-12-31$21,400
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,280,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,511,179
Net investment gain/loss from pooled separate accounts2014-12-31$689,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$812,553
Employer contributions (assets) at end of year2014-12-31$282,525
Employer contributions (assets) at beginning of year2014-12-31$246,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$378,430
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2014-12-31743216978
2013 : DIME COMMUNITY BANK 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,726,512
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$332,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$312,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,105,301
Value of total assets at end of year2013-12-31$11,842,897
Value of total assets at beginning of year2013-12-31$8,449,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20,495
Total interest from all sources2013-12-31$17,443
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$948,537
Participant contributions at end of year2013-12-31$482,495
Participant contributions at beginning of year2013-12-31$376,403
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$443,818
Other income not declared elsewhere2013-12-31$26,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,393,660
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,842,897
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,449,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,495
Value of interest in pooled separate accounts at end of year2013-12-31$9,602,470
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,601,559
Interest on participant loans2013-12-31$17,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,511,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,471,275
Net investment gain/loss from pooled separate accounts2013-12-31$1,577,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$712,946
Employer contributions (assets) at end of year2013-12-31$246,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$312,357
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2013-12-31743216978
2012 : DIME COMMUNITY BANK 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,054,896
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$219,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$203,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,285,583
Value of total assets at end of year2012-12-31$8,449,237
Value of total assets at beginning of year2012-12-31$6,613,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,546
Total interest from all sources2012-12-31$20,234
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$4,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$715,786
Participant contributions at end of year2012-12-31$376,403
Participant contributions at beginning of year2012-12-31$374,174
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$297,873
Other income not declared elsewhere2012-12-31$23,715
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,835,812
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,449,237
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,613,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$11,046
Value of interest in pooled separate accounts at end of year2012-12-31$6,601,559
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,106,327
Interest on participant loans2012-12-31$20,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,471,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,132,924
Net investment gain/loss from pooled separate accounts2012-12-31$725,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$271,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$203,538
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2012-12-31743216978
2011 : DIME COMMUNITY BANK 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$424,263
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$710,092
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$394,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$363,872
Value of total corrective distributions2011-12-31$15,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$959,196
Value of total assets at end of year2011-12-31$6,613,425
Value of total assets at beginning of year2011-12-31$5,873,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,211
Total interest from all sources2011-12-31$12,413
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$4,542
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$664,381
Participant contributions at end of year2011-12-31$374,174
Participant contributions at beginning of year2011-12-31$274,166
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$49,210
Other income not declared elsewhere2011-12-31$26,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$315,614
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,613,425
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,873,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$10,669
Value of interest in pooled separate accounts at end of year2011-12-31$5,106,327
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,677,451
Interest on participant loans2011-12-31$12,405
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,132,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$921,931
Net investment gain/loss from pooled separate accounts2011-12-31$-287,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$245,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$363,872
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2011-12-31743216978
2010 : DIME COMMUNITY BANK 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,652,343
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$166,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$146,428
Expenses. Certain deemed distributions of participant loans2010-12-31$4,621
Value of total corrective distributions2010-12-31$1,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,100,831
Value of total assets at end of year2010-12-31$5,873,548
Value of total assets at beginning of year2010-12-31$4,387,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,550
Total interest from all sources2010-12-31$6,883
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$3,800
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$661,648
Participant contributions at end of year2010-12-31$274,166
Participant contributions at beginning of year2010-12-31$128,866
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$187,934
Other income not declared elsewhere2010-12-31$25,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,486,067
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,873,548
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,387,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$9,750
Value of interest in pooled separate accounts at end of year2010-12-31$4,677,451
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,386,444
Interest on participant loans2010-12-31$6,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$921,931
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$872,171
Net investment gain/loss from pooled separate accounts2010-12-31$519,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$251,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$146,428
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31NAWROCKI SMITH LLP
Accountancy firm EIN2010-12-31743216978
2009 : DIME COMMUNITY BANK 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DIME COMMUNITY BANK 401(K) PLAN

2022: DIME COMMUNITY BANK 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DIME COMMUNITY BANK 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DIME COMMUNITY BANK 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DIME COMMUNITY BANK 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DIME COMMUNITY BANK 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DIME COMMUNITY BANK 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIME COMMUNITY BANK 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIME COMMUNITY BANK 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIME COMMUNITY BANK 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIME COMMUNITY BANK 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIME COMMUNITY BANK 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIME COMMUNITY BANK 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DIME COMMUNITY BANK 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DIME COMMUNITY BANK 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517264
Policy instance 1
Insurance contract or identification number517264
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-02-09
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517264
Policy instance 1
Insurance contract or identification number517264
Number of Individuals Covered621
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517264
Policy instance 1
Insurance contract or identification number517264
Number of Individuals Covered610
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517264
Policy instance 1
Insurance contract or identification number517264
Number of Individuals Covered618
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637
Policy instance 1
Insurance contract or identification number600637
Number of Individuals Covered674
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $10,955
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,121
Insurance broker organization code?3
Insurance broker nameMERRILLL LYNCH LIFE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637-000
Policy instance 1
Insurance contract or identification number600637-000
Number of Individuals Covered540
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $44,580
Total amount of fees paid to insurance companyUSD $6,945
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $44,580
Insurance broker organization code?3
Amount paid for insurance broker fees6945
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameTHE BENEFIT PRACTICE
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637-000
Policy instance 1
Insurance contract or identification number600637-000
Number of Individuals Covered417
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $41,644
Total amount of fees paid to insurance companyUSD $11,995
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $41,644
Insurance broker organization code?3
Amount paid for insurance broker fees11995
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameTHE BENEFIT PRACTICE
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637-000
Policy instance 1
Insurance contract or identification number600637-000
Number of Individuals Covered302
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $33,100
Total amount of fees paid to insurance companyUSD $4,963
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16,550
Insurance broker organization code?3
Amount paid for insurance broker fees4963
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameTHE BENEFIT PRACTICE
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637-000
Policy instance 1
Insurance contract or identification number600637-000
Number of Individuals Covered199
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $24,301
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,151
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637-000
Policy instance 1
Insurance contract or identification number600637-000
Number of Individuals Covered183
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $21,897
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600637-000
Policy instance 1
Insurance contract or identification number600637-000
Number of Individuals Covered160
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,493
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,493
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC

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