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JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameJATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN
Plan identification number 001

JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JATIN KAPADIA, M.D. has sponsored the creation of one or more 401k plans.

Company Name:JATIN KAPADIA, M.D.
Employer identification number (EIN):113069838
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012015-01-01
0012014-01-01JATIN KAPADIA, M.D.
0012013-01-01JATIN KAPADIA, M.D.
0012012-01-01JATIN KAPADIA, M.D.
0012011-01-01JATIN KAPADIA, M.D.
0012009-01-01JATIN KAPADIA, M.D. JATIN KAPADIA, M.D.2010-10-13

Plan Statistics for JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2016: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets2016-08-312,854,453
Acturial value of plan assets2016-08-312,854,453
Funding target for retired participants and beneficiaries receiving payment2016-08-310
Number of terminated vested participants2016-08-314
Fundng target for terminated vested participants2016-08-3148,129
Active participant vested funding target2016-08-312,040,268
Number of active participants2016-08-315
Total funding liabilities for active participants2016-08-312,040,268
Total participant count2016-08-319
Total funding target for all participants2016-08-312,088,397
Balance at beginning of prior year after applicable adjustments2016-08-310
Prefunding balance at beginning of prior year after applicable adjustments2016-08-31307,239
Carryover balanced portion elected for use to offset prior years funding requirement2016-08-310
Prefunding balanced used to offset prior years funding requirement2016-08-310
Amount remaining of carryover balance2016-08-310
Amount remaining of prefunding balance2016-08-31307,239
Present value of excess contributions2016-08-3193,923
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-08-31100,000
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-08-31100,000
Reductions in caryover balances due to elections or deemed elections2016-08-310
Reductions in prefunding balances due to elections or deemed elections2016-08-310
Balance of carryovers at beginning of current year2016-08-310
Balance of prefunding at beginning of current year2016-08-31414,643
Total employer contributions2016-08-310
Total employee contributions2016-08-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-08-310
Contributions made to avoid restrictions adjusted to valuation date2016-08-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-08-310
Unpaid minimum required contributions for all prior years2016-08-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-08-310
Remaining amount of unpaid minimum required contributions2016-08-310
Minimum required contributions for current year target normal cost2016-08-310
Net shortfall amortization installment of oustanding balance2016-08-310
Waiver amortization installment2016-08-310
Waived amount of outstanding balance2016-08-310
Total funding amount beforereflecting carryover/prefunding balances2016-08-310
Carryover balance elected to use to offset funding requirement2016-08-310
Prefunding balance elected to use to offset funding requirement2016-08-310
Additional cash requirement2016-08-310
Contributions allocatedtoward minimum required contributions for current year2016-08-310
Unpaid minimum required contributions for current year2016-08-310
Unpaid minimum required contributions for all years2016-08-310
Total participants, beginning-of-year2016-01-019
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019
Total number of active participants reported on line 7a of the Form 55002015-01-015
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-019
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-017
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2016 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2016 401k financial data
Transfers to/from the plan2016-08-31$0
Total plan liabilities at end of year2016-08-31$0
Total plan liabilities at beginning of year2016-08-31$0
Total income from all sources2016-08-31$-17,465
Expenses. Total of all expenses incurred2016-08-31$2,836,988
Benefits paid (including direct rollovers)2016-08-31$2,836,988
Total plan assets at end of year2016-08-31$0
Total plan assets at beginning of year2016-08-31$2,854,453
Total contributions received or receivable from participants2016-08-31$0
Expenses. Other expenses not covered elsewhere2016-08-31$0
Contributions received from other sources (not participants or employers)2016-08-31$0
Other income received2016-08-31$-17,465
Noncash contributions received2016-08-31$0
Net income (gross income less expenses)2016-08-31$-2,854,453
Net plan assets at end of year (total assets less liabilities)2016-08-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-08-31$2,854,453
Total contributions received or receivable from employer(s)2016-08-31$0
Value of certain deemed distributions of participant loans2016-08-31$0
Value of corrective distributions2016-08-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-08-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
2015 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$164,340
Expenses. Total of all expenses incurred2015-12-31$0
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$2,854,453
Total plan assets at beginning of year2015-12-31$2,690,113
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$64,340
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$164,340
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,854,453
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,690,113
Total contributions received or receivable from employer(s)2015-12-31$100,000
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$327,637
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$2,690,113
Total plan assets at beginning of year2014-12-31$2,362,476
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$177,637
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$327,637
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,690,113
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,362,476
Total contributions received or receivable from employer(s)2014-12-31$150,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$561,271
Expenses. Total of all expenses incurred2013-12-31$16,143
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$2,362,476
Total plan assets at beginning of year2013-12-31$1,817,348
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$411,271
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$545,128
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,362,476
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,817,348
Total contributions received or receivable from employer(s)2013-12-31$150,000
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$16,143
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$316,229
Expenses. Total of all expenses incurred2012-12-31$0
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$1,817,348
Total plan assets at beginning of year2012-12-31$1,501,119
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$166,229
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$316,229
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,817,348
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,501,119
Total contributions received or receivable from employer(s)2012-12-31$150,000
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$46,643
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,501,119
Total plan assets at beginning of year2011-12-31$1,454,476
Total contributions received or receivable from participants2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-103,357
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$46,643
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,501,119
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,454,476
Total contributions received or receivable from employer(s)2011-12-31$150,000
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$243,082
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$1,454,476
Total plan assets at beginning of year2010-12-31$1,211,394
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$93,082
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$243,082
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,454,476
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,211,394
Total contributions received or receivable from employer(s)2010-12-31$150,000
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN

2016: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: JATIN KAPADIA, PEDIATRICIAN, P.C. DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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