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RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 401k Plan overview

Plan NameRIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN
Plan identification number 002

RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RIO TINTO AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:RIO TINTO AMERICA, INC.
Employer identification number (EIN):113359689
NAIC Classification:212200
NAIC Description: Metal Ore Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01KATHLEEN KARINEN2021-08-30 KATHLEEN KARINEN2021-08-30
0022019-01-01
0022018-01-01KATHLEEN PIKE KATHLEEN PIKE2019-07-03
0022017-01-01JESSICA CROW
0022016-01-01JESSICA CROW
0022015-01-01KEN HRIVNAK
0022014-01-01
0022014-01-01JULIE BROGDON
0022013-01-01JULIE BROGDON
0022012-01-01JULIE BROGDON
0022011-01-01JULIE BROGDON
0022010-01-01JEFF HAMBLIN
0022009-01-01KATHLEEN PIKE KATHLEEN PIKE2010-10-14
0022009-01-01KATHLEEN PIKE KATHLEEN PIKE2010-10-14

Plan Statistics for RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN

401k plan membership statisitcs for RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN

Measure Date Value
2022: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,708
Total number of active participants reported on line 7a of the Form 55002022-01-011,773
Number of retired or separated participants receiving benefits2022-01-0130
Number of other retired or separated participants entitled to future benefits2022-01-011,199
Total of all active and inactive participants2022-01-013,002
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-013,003
Number of participants with account balances2022-01-013,003
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0127
2021: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,595
Total number of active participants reported on line 7a of the Form 55002021-01-011,480
Number of retired or separated participants receiving benefits2021-01-0128
Number of other retired or separated participants entitled to future benefits2021-01-011,199
Total of all active and inactive participants2021-01-012,707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-012,708
Number of participants with account balances2021-01-012,708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0132
2020: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,635
Total number of active participants reported on line 7a of the Form 55002020-01-011,350
Number of retired or separated participants receiving benefits2020-01-0123
Number of other retired or separated participants entitled to future benefits2020-01-011,222
Total of all active and inactive participants2020-01-012,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,595
Number of participants with account balances2020-01-012,595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0127
2019: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,632
Total number of active participants reported on line 7a of the Form 55002019-01-011,379
Number of retired or separated participants receiving benefits2019-01-0119
Number of other retired or separated participants entitled to future benefits2019-01-011,237
Total of all active and inactive participants2019-01-012,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,635
Number of participants with account balances2019-01-012,635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0130
2018: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,643
Total number of active participants reported on line 7a of the Form 55002018-01-011,323
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-011,294
Total of all active and inactive participants2018-01-012,632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,632
Number of participants with account balances2018-01-012,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0135
2017: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,928
Total number of active participants reported on line 7a of the Form 55002017-01-011,352
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-011,281
Total of all active and inactive participants2017-01-012,643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,643
Number of participants with account balances2017-01-012,643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,230
Total number of active participants reported on line 7a of the Form 55002016-01-011,484
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-011,436
Total of all active and inactive participants2016-01-012,924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-012,928
Number of participants with account balances2016-01-012,765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01177
2015: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,403
Total number of active participants reported on line 7a of the Form 55002015-01-011,671
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-011,548
Total of all active and inactive participants2015-01-013,225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-013,230
Number of participants with account balances2015-01-013,080
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01201
2014: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,401
Total number of active participants reported on line 7a of the Form 55002014-01-011,857
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-011,532
Total of all active and inactive participants2014-01-013,396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-013,403
Number of participants with account balances2014-01-013,328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01225
2013: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,776
Total number of active participants reported on line 7a of the Form 55002013-01-011,984
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-011,597
Total of all active and inactive participants2013-01-013,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-013,594
Number of participants with account balances2013-01-013,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01294
2012: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,311
Total number of active participants reported on line 7a of the Form 55002012-01-012,188
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-011,569
Total of all active and inactive participants2012-01-013,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0114
Total participants2012-01-013,776
Number of participants with account balances2012-01-013,665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01226
2011: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,999
Total number of active participants reported on line 7a of the Form 55002011-01-012,432
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-011,857
Total of all active and inactive participants2011-01-014,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0114
Total participants2011-01-014,311
Number of participants with account balances2011-01-014,098
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01203
2010: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015,011
Total number of active participants reported on line 7a of the Form 55002010-01-012,281
Number of retired or separated participants receiving benefits2010-01-0113
Number of other retired or separated participants entitled to future benefits2010-01-011,691
Total of all active and inactive participants2010-01-013,985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0114
Total participants2010-01-013,999
Number of participants with account balances2010-01-013,813
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01178
2009: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,821
Total number of active participants reported on line 7a of the Form 55002009-01-012,198
Number of retired or separated participants receiving benefits2009-01-0115
Number of other retired or separated participants entitled to future benefits2009-01-012,797
Total of all active and inactive participants2009-01-015,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-015,011
Number of participants with account balances2009-01-014,819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0173

Financial Data on RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN

Measure Date Value
2022 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$2,666,045
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-66,587,765
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$43,822,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$43,629,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$36,826,844
Value of total assets at end of year2022-12-31$516,512,346
Value of total assets at beginning of year2022-12-31$624,257,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$193,497
Total interest from all sources2022-12-31$228,641
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,468,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,468,776
Administrative expenses professional fees incurred2022-12-31$67,297
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31Yes
Amount of non-exempt transactions with any party-in-interest2022-12-31$1
Contributions received from participants2022-12-31$14,192,142
Participant contributions at end of year2022-12-31$4,057,881
Participant contributions at beginning of year2022-12-31$3,988,616
Participant contributions at end of year2022-12-31$518,073
Participant contributions at beginning of year2022-12-31$430,913
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,823,473
Other income not declared elsewhere2022-12-31$12,665
Administrative expenses (other) incurred2022-12-31$5,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-110,410,708
Value of net assets at end of year (total assets less liabilities)2022-12-31$516,512,346
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$624,257,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$109,393,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$136,846,373
Value of interest in pooled separate accounts at end of year2022-12-31$38,465,571
Value of interest in pooled separate accounts at beginning of year2022-12-31$63,270,794
Interest on participant loans2022-12-31$228,641
Value of interest in common/collective trusts at end of year2022-12-31$363,248,733
Value of interest in common/collective trusts at beginning of year2022-12-31$419,076,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,152,398
Net investment gain/loss from pooled separate accounts2022-12-31$-24,558,266
Net investment gain or loss from common/collective trusts2022-12-31$-57,414,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$20,811,229
Employer contributions (assets) at end of year2022-12-31$828,947
Employer contributions (assets) at beginning of year2022-12-31$643,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$43,629,446
Contract administrator fees2022-12-31$120,829
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.A.
Accountancy firm EIN2022-12-31135381590
2021 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$2,215,626
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$108,183,474
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$56,020,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$55,832,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$31,109,193
Value of total assets at end of year2021-12-31$624,257,009
Value of total assets at beginning of year2021-12-31$569,877,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$187,490
Total interest from all sources2021-12-31$216,765
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,508,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,508,744
Administrative expenses professional fees incurred2021-12-31$71,800
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,021,883
Participant contributions at end of year2021-12-31$3,988,616
Participant contributions at beginning of year2021-12-31$3,704,563
Participant contributions at end of year2021-12-31$430,913
Participant contributions at beginning of year2021-12-31$379,539
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,930,058
Other income not declared elsewhere2021-12-31$1,395
Administrative expenses (other) incurred2021-12-31$2,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$52,163,400
Value of net assets at end of year (total assets less liabilities)2021-12-31$624,257,009
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$569,877,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$136,846,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$181,571,497
Value of interest in pooled separate accounts at end of year2021-12-31$63,270,794
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$216,765
Value of interest in common/collective trusts at end of year2021-12-31$419,076,583
Value of interest in common/collective trusts at beginning of year2021-12-31$383,655,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$29,233,758
Net investment gain/loss from pooled separate accounts2021-12-31$-1,100,166
Net investment gain or loss from common/collective trusts2021-12-31$47,213,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$17,157,252
Employer contributions (assets) at end of year2021-12-31$643,730
Employer contributions (assets) at beginning of year2021-12-31$566,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$55,832,584
Contract administrator fees2021-12-31$112,747
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$636,727
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,313
Total income from all sources (including contributions)2020-12-31$101,490,620
Total of all expenses incurred2020-12-31$47,445,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$47,265,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$29,424,873
Value of total assets at end of year2020-12-31$569,877,983
Value of total assets at beginning of year2020-12-31$515,197,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$180,347
Total interest from all sources2020-12-31$226,271
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,589,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,589,219
Administrative expenses professional fees incurred2020-12-31$31,067
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,520,475
Participant contributions at end of year2020-12-31$3,704,563
Participant contributions at beginning of year2020-12-31$3,466,080
Participant contributions at end of year2020-12-31$379,539
Participant contributions at beginning of year2020-12-31$395,745
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,684,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,313
Other income not declared elsewhere2020-12-31$2,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$54,045,202
Value of net assets at end of year (total assets less liabilities)2020-12-31$569,877,983
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$515,196,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$26,039
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$181,571,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$170,416,185
Interest on participant loans2020-12-31$226,271
Value of interest in common/collective trusts at end of year2020-12-31$383,655,791
Value of interest in common/collective trusts at beginning of year2020-12-31$340,338,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$32,018,754
Net investment gain or loss from common/collective trusts2020-12-31$38,228,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$16,219,873
Employer contributions (assets) at end of year2020-12-31$566,593
Employer contributions (assets) at beginning of year2020-12-31$581,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$47,265,071
Contract administrator fees2020-12-31$123,241
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$1,205,084
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$38,029
Total income from all sources (including contributions)2019-12-31$120,500,912
Total loss/gain on sale of assets2019-12-31$1,296,909
Total of all expenses incurred2019-12-31$68,528,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$68,256,950
Expenses. Certain deemed distributions of participant loans2019-12-31$22,703
Value of total corrective distributions2019-12-31$742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,308,389
Value of total assets at end of year2019-12-31$515,197,367
Value of total assets at beginning of year2019-12-31$462,056,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$247,792
Total interest from all sources2019-12-31$218,878
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,079,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,032,119
Administrative expenses professional fees incurred2019-12-31$65,802
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$10,874,175
Participant contributions at end of year2019-12-31$3,466,080
Participant contributions at beginning of year2019-12-31$3,606,272
Participant contributions at end of year2019-12-31$395,745
Participant contributions at beginning of year2019-12-31$407,256
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,617,753
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$38,029
Other income not declared elsewhere2019-12-31$63,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$51,972,725
Value of net assets at end of year (total assets less liabilities)2019-12-31$515,196,054
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$462,018,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$50,125
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$170,416,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$250,812,824
Income. Interest from loans (other than to participants)2019-12-31$218,878
Value of interest in common/collective trusts at end of year2019-12-31$340,338,149
Value of interest in common/collective trusts at beginning of year2019-12-31$187,887,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$36,501,771
Net investment gain or loss from common/collective trusts2019-12-31$50,032,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at beginning of year2019-12-31$18,775,228
Contributions received in cash from employer2019-12-31$14,816,461
Employer contributions (assets) at end of year2019-12-31$581,208
Employer contributions (assets) at beginning of year2019-12-31$567,393
Income. Dividends from common stock2019-12-31$2,047,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$68,256,950
Contract administrator fees2019-12-31$131,865
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$20,181,448
Aggregate carrying amount (costs) on sale of assets2019-12-31$18,884,539
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ACM LLP
Accountancy firm EIN2019-12-31010724563
2018 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,153,695
Total unrealized appreciation/depreciation of assets2018-12-31$-2,153,695
Total transfer of assets to this plan2018-12-31$688,472
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$38,029
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,564,755
Total loss/gain on sale of assets2018-12-31$283,889
Total of all expenses incurred2018-12-31$52,808,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$52,395,503
Expenses. Certain deemed distributions of participant loans2018-12-31$11,723
Value of total corrective distributions2018-12-31$1,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$27,587,366
Value of total assets at end of year2018-12-31$462,056,274
Value of total assets at beginning of year2018-12-31$509,573,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$399,280
Total interest from all sources2018-12-31$210,341
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,376,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,608,249
Administrative expenses professional fees incurred2018-12-31$266,799
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$11,229,542
Participant contributions at end of year2018-12-31$3,606,272
Participant contributions at beginning of year2018-12-31$3,568,227
Participant contributions at end of year2018-12-31$407,256
Participant contributions at beginning of year2018-12-31$414,656
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,684,729
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$38,029
Other income not declared elsewhere2018-12-31$324,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-48,243,444
Value of net assets at end of year (total assets less liabilities)2018-12-31$462,018,245
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$509,573,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$250,812,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$279,881,340
Income. Interest from loans (other than to participants)2018-12-31$210,341
Value of interest in common/collective trusts at end of year2018-12-31$187,887,301
Value of interest in common/collective trusts at beginning of year2018-12-31$202,308,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-16,735,710
Net investment gain or loss from common/collective trusts2018-12-31$-9,327,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$18,775,228
Assets. Invements in employer securities at beginning of year2018-12-31$22,834,077
Contributions received in cash from employer2018-12-31$14,673,095
Employer contributions (assets) at end of year2018-12-31$567,393
Employer contributions (assets) at beginning of year2018-12-31$566,693
Income. Dividends from common stock2018-12-31$767,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$52,395,503
Contract administrator fees2018-12-31$132,481
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3,046,008
Aggregate carrying amount (costs) on sale of assets2018-12-31$2,762,119
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ACM LLP
Accountancy firm EIN2018-12-31010724563
2017 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,700,599
Total unrealized appreciation/depreciation of assets2017-12-31$2,700,599
Total transfer of assets to this plan2017-12-31$1,068,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$101,633
Total income from all sources (including contributions)2017-12-31$100,964,424
Total loss/gain on sale of assets2017-12-31$-66,355
Total of all expenses incurred2017-12-31$66,599,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$66,373,057
Expenses. Certain deemed distributions of participant loans2017-12-31$65,031
Value of total corrective distributions2017-12-31$92
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$26,351,569
Value of total assets at end of year2017-12-31$509,573,217
Value of total assets at beginning of year2017-12-31$474,240,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$161,061
Total interest from all sources2017-12-31$159,653
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,037,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,971,085
Administrative expenses professional fees incurred2017-12-31$87,246
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,909,319
Participant contributions at end of year2017-12-31$3,568,227
Participant contributions at beginning of year2017-12-31$3,511,353
Participant contributions at end of year2017-12-31$414,656
Participant contributions at beginning of year2017-12-31$377,631
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,143,560
Liabilities. Value of operating payables at beginning of year2017-12-31$101,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$34,365,183
Value of net assets at end of year (total assets less liabilities)2017-12-31$509,573,217
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$474,139,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$279,881,340
Income. Interest from loans (other than to participants)2017-12-31$159,653
Value of interest in master investment trust accounts at beginning of year2017-12-31$469,845,790
Value of interest in common/collective trusts at end of year2017-12-31$202,308,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$32,937,334
Net investment gain or loss from common/collective trusts2017-12-31$24,013,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$14,298,690
Employer contributions (assets) at end of year2017-12-31$566,693
Employer contributions (assets) at beginning of year2017-12-31$505,979
Income. Dividends from common stock2017-12-31$1,066,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$66,373,057
Contract administrator fees2017-12-31$73,815
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$22,834,077
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$2,479,111
Aggregate carrying amount (costs) on sale of assets2017-12-31$2,545,466
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2017-12-31010724563
2016 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$139,984
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$101,633
Total income from all sources (including contributions)2016-12-31$64,138,973
Total of all expenses incurred2016-12-31$67,470,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$67,183,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$26,434,005
Value of total assets at end of year2016-12-31$474,240,753
Value of total assets at beginning of year2016-12-31$477,330,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$287,339
Total interest from all sources2016-12-31$176,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$67,272
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,206,453
Participant contributions at end of year2016-12-31$3,511,353
Participant contributions at beginning of year2016-12-31$4,618,759
Participant contributions at end of year2016-12-31$377,631
Participant contributions at beginning of year2016-12-31$355,600
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$861,459
Administrative expenses (other) incurred2016-12-31$2,954
Liabilities. Value of operating payables at end of year2016-12-31$101,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,331,849
Value of net assets at end of year (total assets less liabilities)2016-12-31$474,139,120
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$477,330,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$70,000
Interest on participant loans2016-12-31$176,787
Value of interest in master investment trust accounts at end of year2016-12-31$469,845,790
Value of interest in master investment trust accounts at beginning of year2016-12-31$471,869,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$14,366,093
Employer contributions (assets) at end of year2016-12-31$505,979
Employer contributions (assets) at beginning of year2016-12-31$487,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$67,183,483
Contract administrator fees2016-12-31$147,113
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2016-12-31010724563
2015 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$552,749
Total income from all sources (including contributions)2015-12-31$21,348,907
Total of all expenses incurred2015-12-31$49,342,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$49,042,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$30,616,902
Value of total assets at end of year2015-12-31$477,330,985
Value of total assets at beginning of year2015-12-31$504,771,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$299,437
Total interest from all sources2015-12-31$204,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$10,742
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,164,430
Participant contributions at end of year2015-12-31$4,618,759
Participant contributions at beginning of year2015-12-31$4,984,916
Participant contributions at end of year2015-12-31$355,600
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$690,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-27,993,451
Value of net assets at end of year (total assets less liabilities)2015-12-31$477,330,985
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$504,771,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$212,992
Interest on participant loans2015-12-31$204,476
Value of interest in master investment trust accounts at end of year2015-12-31$471,869,320
Value of interest in master investment trust accounts at beginning of year2015-12-31$499,786,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$16,762,357
Employer contributions (assets) at end of year2015-12-31$487,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$49,042,921
Contract administrator fees2015-12-31$75,703
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2015-12-31010724563
2014 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$922,949
Total income from all sources (including contributions)2014-12-31$53,354,469
Total of all expenses incurred2014-12-31$58,230,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$57,993,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$33,089,243
Value of total assets at end of year2014-12-31$504,837,705
Value of total assets at beginning of year2014-12-31$508,790,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$236,490
Total interest from all sources2014-12-31$197,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$13,465,361
Participant contributions at end of year2014-12-31$5,050,935
Participant contributions at beginning of year2014-12-31$4,894,833
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$81,438
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,227,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-4,876,016
Value of net assets at end of year (total assets less liabilities)2014-12-31$504,837,705
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$508,790,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$197,313
Value of interest in master investment trust accounts at end of year2014-12-31$499,786,770
Value of interest in master investment trust accounts at beginning of year2014-12-31$503,711,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$16,396,772
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$103,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$57,993,995
Contract administrator fees2014-12-31$236,490
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2014-12-31010724563
2013 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$7,974,578
Total transfer of assets from this plan2013-12-31$4,025,172
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$104,923,459
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$63,368,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$63,368,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$35,882,766
Value of total assets at end of year2013-12-31$508,790,772
Value of total assets at beginning of year2013-12-31$459,261,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,047
Total interest from all sources2013-12-31$195,008
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,337,884
Participant contributions at end of year2013-12-31$4,894,833
Participant contributions at beginning of year2013-12-31$4,790,211
Participant contributions at end of year2013-12-31$81,438
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$889,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$41,555,057
Value of net assets at end of year (total assets less liabilities)2013-12-31$508,790,772
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$459,261,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$195,008
Value of interest in master investment trust accounts at end of year2013-12-31$503,711,440
Value of interest in master investment trust accounts at beginning of year2013-12-31$454,470,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$19,655,083
Employer contributions (assets) at end of year2013-12-31$103,061
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$63,368,402
Contract administrator fees2013-12-31$5,047
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$473,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$89,358,842
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$63,940,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$63,940,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$36,269,080
Value of total assets at end of year2012-12-31$459,261,137
Value of total assets at beginning of year2012-12-31$433,369,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$116,293
Total interest from all sources2012-12-31$181,870
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$58,537
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$15,527,389
Participant contributions at end of year2012-12-31$4,790,211
Participant contributions at beginning of year2012-12-31$4,950,759
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$32,161
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,456,844
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$315,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$25,418,516
Value of net assets at end of year (total assets less liabilities)2012-12-31$459,261,137
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$433,369,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$56,484
Interest on participant loans2012-12-31$181,870
Value of interest in master investment trust accounts at end of year2012-12-31$454,470,926
Value of interest in master investment trust accounts at beginning of year2012-12-31$428,009,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$18,284,847
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$61,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$63,940,326
Contract administrator fees2012-12-31$1,272
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$1,783,121
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$19,177,480
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$52,689,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$52,682,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$33,618,060
Value of total assets at end of year2011-12-31$433,214,794
Value of total assets at beginning of year2011-12-31$464,943,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,115
Total interest from all sources2011-12-31$287,979
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$15,385,763
Participant contributions at end of year2011-12-31$4,950,759
Participant contributions at beginning of year2011-12-31$5,745,316
Participant contributions at end of year2011-12-31$32,161
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,376,334
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$315,364
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-33,512,256
Value of net assets at end of year (total assets less liabilities)2011-12-31$433,214,794
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$464,943,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$287,979
Value of interest in master investment trust accounts at end of year2011-12-31$427,854,879
Value of interest in master investment trust accounts at beginning of year2011-12-31$396,647,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$62,265,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$16,855,963
Employer contributions (assets) at end of year2011-12-31$61,631
Employer contributions (assets) at beginning of year2011-12-31$285,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$52,682,621
Contract administrator fees2011-12-31$7,115
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2011-12-31010724563
2010 : RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$354,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$87,312,130
Total of all expenses incurred2010-12-31$103,768,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$103,679,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$29,619,852
Value of total assets at end of year2010-12-31$464,943,929
Value of total assets at beginning of year2010-12-31$481,046,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$88,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$88,865
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$13,825,327
Participant contributions at end of year2010-12-31$5,745,316
Participant contributions at beginning of year2010-12-31$10,000,661
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$325,943
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$465,323
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$89,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-16,456,710
Value of net assets at end of year (total assets less liabilities)2010-12-31$464,943,929
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$481,046,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$251,503,240
Value of interest in master investment trust accounts at end of year2010-12-31$396,647,572
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$58,566,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$282
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$282
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$62,265,512
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$112,494,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$47,695,057
Contributions received in cash from employer2010-12-31$15,329,202
Employer contributions (assets) at end of year2010-12-31$285,529
Employer contributions (assets) at beginning of year2010-12-31$370,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$103,679,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31TANNER LLC
Accountancy firm EIN2010-12-31202253063

Form 5500 Responses for RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN

2022: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RIO TINTO AMERICA INC. 401(K) SAVINGS PLAN AND INVESTMENT PARTNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074403
Policy instance 1
Insurance contract or identification number074403
Number of Individuals Covered3003
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074403
Policy instance 1
Insurance contract or identification number074403
Number of Individuals Covered2708
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00979TR
Policy instance 1
Insurance contract or identification numberMDA00979TR
Number of Individuals Covered3813
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STATE STREET GLOBAL ADVISORS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number103035
Policy instance 2
Insurance contract or identification number103035
Number of Individuals Covered3813
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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