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LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 401k Plan overview

Plan NameLUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN
Plan identification number 025

LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LUXOTTICA U.S. HOLDINGS CORP. ATTN SCOTT HAKES has sponsored the creation of one or more 401k plans.

Company Name:LUXOTTICA U.S. HOLDINGS CORP. ATTN SCOTT HAKES
Employer identification number (EIN):113491054
NAIC Classification:621320
NAIC Description:Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0252019-01-01
0252018-01-01
0252017-01-01ALISON DALESSANDRO VITO GIANNOLA2018-10-12
0252016-01-01SCOTT HAKES VITO GIANNOLA2017-10-12
0252015-01-01SCOTT HAKES VITO GIANNOLA2016-10-17
0252014-01-01SCOTT HAKES VITO GIANNOLA2015-10-14
0252013-01-01SCOTT HAKES VITO GIANNOLA2014-10-14
0252012-01-01SCOTT HAKES VITO GIANNOLA2013-10-14
0252011-01-01SCOTT HAKES VITO GIANNOLA2012-10-10
0252009-01-01SCOTT HAKES VITO GIANNOLA2010-10-15

Plan Statistics for LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN

Measure Date Value
2019: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0141,215
Total number of active participants reported on line 7a of the Form 55002019-01-0132,669
Number of retired or separated participants receiving benefits2019-01-0139
Number of other retired or separated participants entitled to future benefits2019-01-016,420
Total of all active and inactive participants2019-01-0139,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0115
Total participants2019-01-0139,143
Number of participants with account balances2019-01-0119,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01930
2018: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0142,676
Total number of active participants reported on line 7a of the Form 55002018-01-0134,943
Number of retired or separated participants receiving benefits2018-01-0129
Number of other retired or separated participants entitled to future benefits2018-01-016,228
Total of all active and inactive participants2018-01-0141,200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0115
Total participants2018-01-0141,215
Number of participants with account balances2018-01-0119,240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011,017
2017: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0140,426
Total number of active participants reported on line 7a of the Form 55002017-01-0137,285
Number of retired or separated participants receiving benefits2017-01-0119
Number of other retired or separated participants entitled to future benefits2017-01-015,362
Total of all active and inactive participants2017-01-0142,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-0142,676
Number of participants with account balances2017-01-0118,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01833
2016: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0138,303
Total number of active participants reported on line 7a of the Form 55002016-01-0136,496
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-013,901
Total of all active and inactive participants2016-01-0140,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0113
Total participants2016-01-0140,426
Number of participants with account balances2016-01-0114,904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01670
2015: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0137,786
Total number of active participants reported on line 7a of the Form 55002015-01-0134,613
Number of retired or separated participants receiving benefits2015-01-0115
Number of other retired or separated participants entitled to future benefits2015-01-013,667
Total of all active and inactive participants2015-01-0138,295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-018
Total participants2015-01-0138,303
Number of participants with account balances2015-01-0114,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01568
2014: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0136,906
Total number of active participants reported on line 7a of the Form 55002014-01-0134,364
Number of retired or separated participants receiving benefits2014-01-0113
Number of other retired or separated participants entitled to future benefits2014-01-013,402
Total of all active and inactive participants2014-01-0137,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-0137,786
Number of participants with account balances2014-01-0113,491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01468
2013: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0136,193
Total number of active participants reported on line 7a of the Form 55002013-01-0133,548
Number of retired or separated participants receiving benefits2013-01-0112
Number of other retired or separated participants entitled to future benefits2013-01-013,339
Total of all active and inactive participants2013-01-0136,899
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-017
Total participants2013-01-0136,906
Number of participants with account balances2013-01-0112,691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01468
2012: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0131,429
Total number of active participants reported on line 7a of the Form 55002012-01-0132,991
Number of retired or separated participants receiving benefits2012-01-0136
Number of other retired or separated participants entitled to future benefits2012-01-013,158
Total of all active and inactive participants2012-01-0136,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-0136,193
Number of participants with account balances2012-01-0112,226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01328
2011: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0120,332
Total number of active participants reported on line 7a of the Form 55002011-01-0128,568
Number of retired or separated participants receiving benefits2011-01-0134
Number of other retired or separated participants entitled to future benefits2011-01-012,793
Total of all active and inactive participants2011-01-0131,395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0134
Total participants2011-01-0131,429
Number of participants with account balances2011-01-011,178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01218
2009: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0117,830
Total number of active participants reported on line 7a of the Form 55002009-01-0118,178
Number of retired or separated participants receiving benefits2009-01-0144
Number of other retired or separated participants entitled to future benefits2009-01-012,581
Total of all active and inactive participants2009-01-0120,803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0113
Total participants2009-01-0120,816
Number of participants with account balances2009-01-011,125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01137

Financial Data on LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN

Measure Date Value
2019 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$238,513,053
Total income from all sources (including contributions)2019-12-31$238,513,053
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$91,100,465
Total of all expenses incurred2019-12-31$91,100,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$90,698,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$90,698,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$72,043,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$72,043,256
Value of total assets at end of year2019-12-31$927,476,193
Value of total assets at end of year2019-12-31$927,476,193
Value of total assets at beginning of year2019-12-31$780,063,605
Value of total assets at beginning of year2019-12-31$780,063,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$401,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$401,672
Total interest from all sources2019-12-31$1,350,011
Total interest from all sources2019-12-31$1,350,011
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,283,324
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,283,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,283,324
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,283,324
Administrative expenses professional fees incurred2019-12-31$401,672
Administrative expenses professional fees incurred2019-12-31$401,672
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$45,253,476
Contributions received from participants2019-12-31$45,253,476
Participant contributions at end of year2019-12-31$25,422,934
Participant contributions at end of year2019-12-31$25,422,934
Participant contributions at beginning of year2019-12-31$24,651,187
Participant contributions at beginning of year2019-12-31$24,651,187
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,375,883
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,375,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$147,412,588
Value of net income/loss2019-12-31$147,412,588
Value of net assets at end of year (total assets less liabilities)2019-12-31$927,476,193
Value of net assets at end of year (total assets less liabilities)2019-12-31$927,476,193
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$780,063,605
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$780,063,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$291,284,431
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$291,284,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$365,608,158
Interest on participant loans2019-12-31$1,350,011
Interest on participant loans2019-12-31$1,350,011
Value of interest in common/collective trusts at end of year2019-12-31$605,571,690
Value of interest in common/collective trusts at end of year2019-12-31$605,571,690
Value of interest in common/collective trusts at beginning of year2019-12-31$385,114,181
Value of interest in common/collective trusts at beginning of year2019-12-31$385,114,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$70,122,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$70,122,305
Net investment gain or loss from common/collective trusts2019-12-31$79,714,157
Net investment gain or loss from common/collective trusts2019-12-31$79,714,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$22,413,897
Contributions received in cash from employer2019-12-31$22,413,897
Employer contributions (assets) at end of year2019-12-31$5,197,138
Employer contributions (assets) at end of year2019-12-31$5,197,138
Employer contributions (assets) at beginning of year2019-12-31$4,690,079
Employer contributions (assets) at beginning of year2019-12-31$4,690,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$90,698,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$90,698,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE MORAN, PLLC
Accountancy firm name2019-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2019-12-31381357951
Accountancy firm EIN2019-12-31381357951
2018 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-19,831
Total unrealized appreciation/depreciation of assets2018-12-31$-19,831
Total transfer of assets to this plan2018-12-31$632,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$187,992
Total income from all sources (including contributions)2018-12-31$27,477,057
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$77,537,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$77,108,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$70,507,106
Value of total assets at end of year2018-12-31$780,063,605
Value of total assets at beginning of year2018-12-31$829,679,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$429,761
Total interest from all sources2018-12-31$1,233,259
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$24,633,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$24,633,100
Administrative expenses professional fees incurred2018-12-31$429,761
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$43,821,576
Participant contributions at end of year2018-12-31$24,651,187
Participant contributions at beginning of year2018-12-31$23,607,213
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,096,779
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$187,992
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$187,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-50,060,715
Value of net assets at end of year (total assets less liabilities)2018-12-31$780,063,605
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$829,491,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$365,608,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$440,487,389
Interest on participant loans2018-12-31$1,232,760
Value of interest in common/collective trusts at end of year2018-12-31$385,114,181
Value of interest in common/collective trusts at beginning of year2018-12-31$360,938,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-43,300,119
Net investment gain or loss from common/collective trusts2018-12-31$-25,576,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$20,588,751
Employer contributions (assets) at end of year2018-12-31$4,690,079
Employer contributions (assets) at beginning of year2018-12-31$4,458,931
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$77,108,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2018-12-31381357951
2017 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-10,153,486
Total unrealized appreciation/depreciation of assets2017-12-31$-10,153,486
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$187,992
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$199,439
Total income from all sources (including contributions)2017-12-31$193,312,055
Total loss/gain on sale of assets2017-12-31$19,257,047
Total of all expenses incurred2017-12-31$77,727,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$77,393,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$66,292,004
Value of total assets at end of year2017-12-31$829,679,573
Value of total assets at beginning of year2017-12-31$714,106,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$334,379
Total interest from all sources2017-12-31$1,045,692
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$28,184,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$27,287,483
Administrative expenses professional fees incurred2017-12-31$334,379
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$42,338,570
Participant contributions at end of year2017-12-31$23,607,213
Participant contributions at beginning of year2017-12-31$23,680,287
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$13,146,385
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,402,998
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$187,992
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$253,861
Liabilities. Value of operating payables at end of year2017-12-31$187,992
Liabilities. Value of operating payables at beginning of year2017-12-31$199,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$115,584,200
Value of net assets at end of year (total assets less liabilities)2017-12-31$829,491,581
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$713,907,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$440,487,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$382,324,192
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$18,920,107
Interest on participant loans2017-12-31$1,041,499
Value of interest in common/collective trusts at end of year2017-12-31$360,938,048
Value of interest in common/collective trusts at beginning of year2017-12-31$202,675,814
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$424,398
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$424,398
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$4,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$49,725,476
Net investment gain or loss from common/collective trusts2017-12-31$38,960,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$69,140,093
Contributions received in cash from employer2017-12-31$20,550,436
Employer contributions (assets) at end of year2017-12-31$4,458,931
Employer contributions (assets) at beginning of year2017-12-31$3,541,683
Income. Dividends from common stock2017-12-31$897,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$77,393,476
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$88,747,387
Aggregate carrying amount (costs) on sale of assets2017-12-31$69,490,340
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2017-12-31381357951
2016 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-14,092,694
Total unrealized appreciation/depreciation of assets2016-12-31$-14,092,694
Total transfer of assets to this plan2016-12-31$94,526,359
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$199,439
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$224,420
Total income from all sources (including contributions)2016-12-31$79,622,964
Total loss/gain on sale of assets2016-12-31$-1,809,141
Total of all expenses incurred2016-12-31$56,717,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$56,395,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$54,746,949
Value of total assets at end of year2016-12-31$714,106,820
Value of total assets at beginning of year2016-12-31$596,700,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$322,428
Total interest from all sources2016-12-31$1,071,061
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$15,509,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$14,357,052
Administrative expenses professional fees incurred2016-12-31$322,428
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$35,420,078
Participant contributions at end of year2016-12-31$23,680,287
Participant contributions at beginning of year2016-12-31$21,951,766
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,741,311
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$253,861
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$308,491
Liabilities. Value of operating payables at end of year2016-12-31$199,439
Liabilities. Value of operating payables at beginning of year2016-12-31$224,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$22,905,422
Value of net assets at end of year (total assets less liabilities)2016-12-31$713,907,381
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$596,475,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$382,324,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$308,300,019
Value of interest in pooled separate accounts at end of year2016-12-31$18,920,107
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$926,561
Value of interest in common/collective trusts at end of year2016-12-31$202,675,814
Value of interest in common/collective trusts at beginning of year2016-12-31$120,229,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$424,398
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$51,412,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$51,412,354
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$144,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,146,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$12,887,555
Net investment gain or loss from common/collective trusts2016-12-31$11,309,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$69,140,093
Assets. Invements in employer securities at beginning of year2016-12-31$90,718,190
Contributions received in cash from employer2016-12-31$15,585,560
Employer contributions (assets) at end of year2016-12-31$3,541,683
Employer contributions (assets) at beginning of year2016-12-31$3,779,884
Income. Dividends from common stock2016-12-31$1,152,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$56,395,114
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$6,917,133
Aggregate carrying amount (costs) on sale of assets2016-12-31$8,726,274
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2016-12-31381357951
2015 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$13,823,453
Total unrealized appreciation/depreciation of assets2015-12-31$13,823,453
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$224,420
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$270,291
Total income from all sources (including contributions)2015-12-31$74,044,785
Total loss/gain on sale of assets2015-12-31$693,179
Total of all expenses incurred2015-12-31$47,100,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$46,851,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$52,907,169
Value of total assets at end of year2015-12-31$596,700,020
Value of total assets at beginning of year2015-12-31$569,801,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$249,642
Total interest from all sources2015-12-31$945,235
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$20,871,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$18,999,506
Administrative expenses professional fees incurred2015-12-31$249,642
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$34,087,366
Participant contributions at end of year2015-12-31$21,951,766
Participant contributions at beginning of year2015-12-31$21,081,814
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$617
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,173,377
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$308,491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$295,100
Liabilities. Value of operating payables at end of year2015-12-31$224,420
Liabilities. Value of operating payables at beginning of year2015-12-31$270,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$26,944,019
Value of net assets at end of year (total assets less liabilities)2015-12-31$596,475,600
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$569,531,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$308,300,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$416,286,038
Interest on participant loans2015-12-31$896,165
Value of interest in common/collective trusts at end of year2015-12-31$120,229,316
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$51,412,354
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$52,494,159
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$52,494,159
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$49,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-11,911,852
Net investment gain or loss from common/collective trusts2015-12-31$-3,283,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$90,718,190
Assets. Invements in employer securities at beginning of year2015-12-31$76,456,816
Contributions received in cash from employer2015-12-31$14,646,426
Employer contributions (assets) at end of year2015-12-31$3,779,884
Employer contributions (assets) at beginning of year2015-12-31$3,187,328
Income. Dividends from common stock2015-12-31$1,871,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$46,851,124
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$4,094,773
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,401,594
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2015-12-31381357951
2014 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$696,111
Total unrealized appreciation/depreciation of assets2014-12-31$696,111
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$270,291
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$210,975
Total income from all sources (including contributions)2014-12-31$76,825,979
Total loss/gain on sale of assets2014-12-31$-67,521
Total of all expenses incurred2014-12-31$47,062,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$46,890,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$46,481,808
Value of total assets at end of year2014-12-31$569,801,872
Value of total assets at beginning of year2014-12-31$539,978,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$171,987
Total interest from all sources2014-12-31$866,475
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$29,285,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$28,190,621
Administrative expenses professional fees incurred2014-12-31$171,987
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$30,415,671
Participant contributions at end of year2014-12-31$21,081,814
Participant contributions at beginning of year2014-12-31$19,929,459
Participant contributions at end of year2014-12-31$617
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,080,818
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$295,100
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$295,788
Liabilities. Value of operating payables at end of year2014-12-31$270,291
Liabilities. Value of operating payables at beginning of year2014-12-31$210,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$29,763,943
Value of net assets at end of year (total assets less liabilities)2014-12-31$569,531,581
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$539,767,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$416,286,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$382,147,889
Interest on participant loans2014-12-31$860,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$52,494,159
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$55,934,821
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$55,934,821
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$5,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-436,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$76,456,816
Assets. Invements in employer securities at beginning of year2014-12-31$79,688,422
Contributions received in cash from employer2014-12-31$12,985,319
Employer contributions (assets) at end of year2014-12-31$3,187,328
Employer contributions (assets) at beginning of year2014-12-31$1,982,234
Income. Dividends from common stock2014-12-31$1,095,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$46,890,049
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,951,062
Aggregate carrying amount (costs) on sale of assets2014-12-31$6,018,583
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2014-12-31381357951
2013 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$18,372,378
Total unrealized appreciation/depreciation of assets2013-12-31$18,372,378
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$210,975
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$397,998
Total income from all sources (including contributions)2013-12-31$135,641,925
Total loss/gain on sale of assets2013-12-31$1,056,542
Total of all expenses incurred2013-12-31$46,344,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$46,176,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$39,460,196
Value of total assets at end of year2013-12-31$539,978,613
Value of total assets at beginning of year2013-12-31$450,868,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$168,249
Total interest from all sources2013-12-31$810,924
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$16,963,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$15,955,313
Administrative expenses professional fees incurred2013-12-31$168,249
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$27,834,083
Participant contributions at end of year2013-12-31$19,929,459
Participant contributions at beginning of year2013-12-31$18,270,418
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$1,292
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,499,332
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$295,788
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$358,713
Liabilities. Value of operating payables at end of year2013-12-31$210,975
Liabilities. Value of operating payables at beginning of year2013-12-31$397,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$89,297,518
Value of net assets at end of year (total assets less liabilities)2013-12-31$539,767,638
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$450,470,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$382,147,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$303,198,279
Interest on participant loans2013-12-31$804,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$55,934,821
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$58,315,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$58,315,298
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$58,978,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$79,688,422
Assets. Invements in employer securities at beginning of year2013-12-31$65,233,222
Contributions received in cash from employer2013-12-31$8,126,781
Employer contributions (assets) at end of year2013-12-31$1,982,234
Employer contributions (assets) at beginning of year2013-12-31$5,490,896
Income. Dividends from common stock2013-12-31$1,007,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$46,176,158
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$6,457,662
Aggregate carrying amount (costs) on sale of assets2013-12-31$5,401,120
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2013-12-31381357951
2012 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$21,055,474
Total unrealized appreciation/depreciation of assets2012-12-31$21,055,474
Total transfer of assets to this plan2012-12-31$8,136
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$397,998
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$574,509
Total income from all sources (including contributions)2012-12-31$99,758,006
Total loss/gain on sale of assets2012-12-31$792,504
Total of all expenses incurred2012-12-31$42,724,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$42,560,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$38,200,852
Value of total assets at end of year2012-12-31$450,868,118
Value of total assets at beginning of year2012-12-31$394,002,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$163,924
Total interest from all sources2012-12-31$832,080
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$8,759,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$7,913,645
Administrative expenses professional fees incurred2012-12-31$163,924
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$24,757,041
Participant contributions at end of year2012-12-31$18,270,418
Participant contributions at beginning of year2012-12-31$18,412,478
Participant contributions at end of year2012-12-31$1,292
Participant contributions at beginning of year2012-12-31$8,146
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,450,300
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$358,713
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$659,482
Liabilities. Value of operating payables at end of year2012-12-31$397,998
Liabilities. Value of operating payables at beginning of year2012-12-31$574,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$57,033,831
Value of net assets at end of year (total assets less liabilities)2012-12-31$450,470,120
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$393,428,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$303,198,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$266,702,578
Interest on participant loans2012-12-31$825,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$58,315,298
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$59,875,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$59,875,923
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$6,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$30,117,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$65,233,222
Assets. Invements in employer securities at beginning of year2012-12-31$46,520,571
Contributions received in cash from employer2012-12-31$10,993,511
Employer contributions (assets) at end of year2012-12-31$5,490,896
Employer contributions (assets) at beginning of year2012-12-31$1,823,484
Income. Dividends from common stock2012-12-31$845,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$42,560,251
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$4,116,356
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,323,852
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2012-12-31381357951
2011 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-4,439,015
Total unrealized appreciation/depreciation of assets2011-12-31$-4,439,015
Total transfer of assets from this plan2011-12-31$1,469
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$574,509
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$579,882
Total income from all sources (including contributions)2011-12-31$25,032,158
Total loss/gain on sale of assets2011-12-31$-4,746
Total of all expenses incurred2011-12-31$39,131,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$38,964,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$31,709,704
Value of total assets at end of year2011-12-31$394,002,662
Value of total assets at beginning of year2011-12-31$408,108,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$166,305
Total interest from all sources2011-12-31$860,669
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$6,879,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$5,999,756
Administrative expenses professional fees incurred2011-12-31$166,305
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$23,438,053
Participant contributions at end of year2011-12-31$18,412,478
Participant contributions at beginning of year2011-12-31$18,552,922
Participant contributions at end of year2011-12-31$8,146
Participant contributions at beginning of year2011-12-31$955
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,754,015
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$659,482
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$820,554
Liabilities. Value of operating payables at end of year2011-12-31$574,509
Liabilities. Value of operating payables at beginning of year2011-12-31$579,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-14,098,998
Value of net assets at end of year (total assets less liabilities)2011-12-31$393,428,153
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$407,528,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$266,702,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$272,940,368
Interest on participant loans2011-12-31$853,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$59,875,923
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$62,151,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$62,151,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-9,973,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$46,520,571
Assets. Invements in employer securities at beginning of year2011-12-31$53,642,229
Contributions received in cash from employer2011-12-31$6,517,636
Employer contributions (assets) at end of year2011-12-31$1,823,484
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from common stock2011-12-31$879,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$38,964,851
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$4,267,908
Aggregate carrying amount (costs) on sale of assets2011-12-31$4,272,654
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2011-12-31381357951
2010 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$8,614,306
Total unrealized appreciation/depreciation of assets2010-12-31$8,614,306
Total transfer of assets to this plan2010-12-31$19,157
Total transfer of assets from this plan2010-12-31$33,682
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$579,882
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$607,271
Total income from all sources (including contributions)2010-12-31$67,749,988
Total loss/gain on sale of assets2010-12-31$282,648
Total of all expenses incurred2010-12-31$41,639,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$41,462,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$22,603,193
Value of total assets at end of year2010-12-31$408,108,502
Value of total assets at beginning of year2010-12-31$382,039,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$176,446
Total interest from all sources2010-12-31$994,013
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,366,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,531,403
Administrative expenses professional fees incurred2010-12-31$176,420
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$21,133,415
Participant contributions at end of year2010-12-31$18,552,922
Participant contributions at beginning of year2010-12-31$18,423,281
Participant contributions at end of year2010-12-31$955
Participant contributions at beginning of year2010-12-31$681
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,469,778
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$820,554
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$697,050
Liabilities. Value of operating payables at end of year2010-12-31$579,882
Liabilities. Value of operating payables at beginning of year2010-12-31$607,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$26,110,576
Value of net assets at end of year (total assets less liabilities)2010-12-31$407,528,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$381,432,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$26
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$272,940,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$246,579,793
Interest on participant loans2010-12-31$981,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$62,151,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$66,308,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$66,308,925
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$12,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$29,888,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$53,642,229
Assets. Invements in employer securities at beginning of year2010-12-31$50,030,110
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$835,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$41,462,966
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$6,655,282
Aggregate carrying amount (costs) on sale of assets2010-12-31$6,372,634
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2010-12-31381357951
2009 : LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN

2019: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LUXOTTICA GROUP TAX INCENTIVE SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037435
Policy instance 1
Insurance contract or identification number037435
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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