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RESPONSE GENETICS, INC. 401(K) PLAN 401k Plan overview

Plan NameRESPONSE GENETICS, INC. 401(K) PLAN
Plan identification number 001

RESPONSE GENETICS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RESPONSE GENETICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:RESPONSE GENETICS, INC.
Employer identification number (EIN):113525548
NAIC Classification:812990
NAIC Description:All Other Personal Services

Additional information about RESPONSE GENETICS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3100986

More information about RESPONSE GENETICS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RESPONSE GENETICS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01DALE BOLEN DALE BOLEN2013-07-27
0012011-01-01CRAIG MARTIN
0012010-01-01CRAIG MARTIN
0012009-01-01CLAUDIA RODRIGUEZ

Financial Data on RESPONSE GENETICS, INC. 401(K) PLAN

Measure Date Value
2015 : RESPONSE GENETICS, INC. 401(K) PLAN 2015 401k financial data
Total transfer of assets from this plan2015-12-31$1,180,851
Total income from all sources (including contributions)2015-12-31$498,954
Total of all expenses incurred2015-12-31$1,109,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,101,359
Expenses. Certain deemed distributions of participant loans2015-12-31$1,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$499,532
Value of total assets at end of year2015-12-31$1,130,765
Value of total assets at beginning of year2015-12-31$2,922,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,647
Total interest from all sources2015-12-31$7,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$373,713
Participant contributions at end of year2015-12-31$49,130
Participant contributions at beginning of year2015-12-31$50,684
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$427
Administrative expenses (other) incurred2015-12-31$6,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-610,583
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,130,765
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,922,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$920,356
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,580,687
Interest on participant loans2015-12-31$1,943
Interest earned on other investments2015-12-31$5,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$161,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$290,187
Net investment gain/loss from pooled separate accounts2015-12-31$-8,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$125,819
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,101,359
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2015-12-31300840934
2014 : RESPONSE GENETICS, INC. 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$0
Total income from all sources (including contributions)2014-12-31$905,375
Total of all expenses incurred2014-12-31$557,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$518,540
Expenses. Certain deemed distributions of participant loans2014-12-31$34,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$740,768
Value of total assets at end of year2014-12-31$2,922,199
Value of total assets at beginning of year2014-12-31$2,574,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,501
Total interest from all sources2014-12-31$4,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$527,237
Participant contributions at end of year2014-12-31$50,684
Participant contributions at beginning of year2014-12-31$78,562
Participant contributions at end of year2014-12-31$427
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$30,000
Administrative expenses (other) incurred2014-12-31$4,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$348,129
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,922,199
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,574,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$251
Value of interest in pooled separate accounts at end of year2014-12-31$2,580,687
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,295,172
Interest on participant loans2014-12-31$2,353
Interest earned on other investments2014-12-31$2,415
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$290,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$200,336
Net investment gain/loss from pooled separate accounts2014-12-31$159,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$183,531
Employer contributions (assets) at end of year2014-12-31$214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$518,540
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2014-12-31300840934
2012 : RESPONSE GENETICS, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$789,040
Expenses. Total of all expenses incurred2012-12-31$754,476
Benefits paid (including direct rollovers)2012-12-31$746,240
Total plan assets at end of year2012-12-31$1,949,850
Total plan assets at beginning of year2012-12-31$1,915,286
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$387,715
Contributions received from other sources (not participants or employers)2012-12-31$33,308
Other income received2012-12-31$219,990
Net income (gross income less expenses)2012-12-31$34,564
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,949,850
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,915,286
Assets. Value of participant loans2012-12-31$38,707
Total contributions received or receivable from employer(s)2012-12-31$148,027
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$8,236
2011 : RESPONSE GENETICS, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$417,796
Expenses. Total of all expenses incurred2011-12-31$76,706
Benefits paid (including direct rollovers)2011-12-31$69,461
Total plan assets at end of year2011-12-31$1,915,286
Total plan assets at beginning of year2011-12-31$1,574,196
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$360,862
Contributions received from other sources (not participants or employers)2011-12-31$7,985
Other income received2011-12-31$-65,516
Net income (gross income less expenses)2011-12-31$341,090
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,915,286
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,574,196
Assets. Value of participant loans2011-12-31$5,154
Total contributions received or receivable from employer(s)2011-12-31$114,465
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$7,245
2010 : RESPONSE GENETICS, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$576,976
Expenses. Total of all expenses incurred2010-12-31$5,694
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$1,574,196
Total plan assets at beginning of year2010-12-31$1,002,914
Value of fidelity bond covering the plan2010-12-31$195,000
Total contributions received or receivable from participants2010-12-31$323,037
Contributions received from other sources (not participants or employers)2010-12-31$7,462
Other income received2010-12-31$160,764
Net income (gross income less expenses)2010-12-31$571,282
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,574,196
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,002,914
Total contributions received or receivable from employer(s)2010-12-31$85,713
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$5,694

Form 5500 Responses for RESPONSE GENETICS, INC. 401(K) PLAN

2015: RESPONSE GENETICS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RESPONSE GENETICS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2012: RESPONSE GENETICS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RESPONSE GENETICS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RESPONSE GENETICS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RESPONSE GENETICS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872473
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number872473
Policy instance 1

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