401k Plan data: MARWOOD GROUP & CO. USA LLC 401(K) PLAN plan

MARWOOD GROUP & CO. USA LLC 401(K) PLAN 401k Plan overview

Plan Name	MARWOOD GROUP & CO. USA LLC 401(K) PLAN
Plan identification number	001

MARWOOD GROUP & CO. USA LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MARWOOD GROUP & CO. USA LLC has sponsored the creation of one or more 401k plans.

Company Name: MARWOOD GROUP & CO. USA LLC

Employer identification number (EIN): 113570166

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about MARWOOD GROUP & CO. USA LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2000-10-12

Company Identification Number: 2562558

Legal Registered Office Address: 733 THIRD AVENUE
11TH FLOOR
NEW YORK
United States of America (USA)
10017

More information about MARWOOD GROUP & CO. USA LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARWOOD GROUP & CO. USA LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 RONALD ARFIN
001 2016-01-01
001 2015-01-01
001 2014-01-01 RACHEL SCHNEIDER RACHEL SCHNEIDER 2015-10-15
001 2013-01-01 JOHN MOORE JOHN MOORE 2014-10-15
001 2012-01-01 JOHN MOORE JOHN MOORE 2013-10-15
001 2011-01-01 JOHN MOORE JOHN MOORE 2012-12-01
001 2010-01-01 JOHN MOORE 2011-07-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	RONALD ARFIN
001	2016-01-01
001	2015-01-01
001	2014-01-01	RACHEL SCHNEIDER		RACHEL SCHNEIDER	2015-10-15
001	2013-01-01	JOHN MOORE		JOHN MOORE	2014-10-15
001	2012-01-01	JOHN MOORE		JOHN MOORE	2013-10-15
001	2011-01-01	JOHN MOORE		JOHN MOORE	2012-12-01
001	2010-01-01	JOHN MOORE	2011-07-28

Plan Statistics for MARWOOD GROUP & CO. USA LLC 401(K) PLAN

401k plan membership statisitcs for MARWOOD GROUP & CO. USA LLC 401(K) PLAN

Measure Date Value
2022: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 184
Number of retired or separated participants receiving benefits 2022-01-01 5
Number of other retired or separated participants entitled to future benefits 2022-01-01 53
Total of all active and inactive participants 2022-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 242
Number of participants with account balances 2022-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 19
2021: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 203
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 51
Total of all active and inactive participants 2021-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 256
Number of participants with account balances 2021-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 39
2020: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 302
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 38
Total of all active and inactive participants 2020-01-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 341
Number of participants with account balances 2020-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 5
2019: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 320
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 46
Total of all active and inactive participants 2019-01-01 369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 369
Number of participants with account balances 2019-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 18
2018: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 264
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 36
Total of all active and inactive participants 2018-01-01 302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 302
Number of participants with account balances 2018-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 6
2017: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 180
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 42
Total of all active and inactive participants 2017-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 225
Number of participants with account balances 2017-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 165
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 47
Total of all active and inactive participants 2016-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 212
Number of participants with account balances 2016-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 16
2015: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 164
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 47
Total of all active and inactive participants 2015-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 212
Number of participants with account balances 2015-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 12
2014: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 146
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 53
Total of all active and inactive participants 2014-01-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 199
Number of participants with account balances 2014-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 106
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 49
Total of all active and inactive participants 2013-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 155
Number of participants with account balances 2013-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 21
2012: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 113
Number of retired or separated participants receiving benefits 2012-01-01 43
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 156
Number of participants with account balances 2012-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 10
2011: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 105
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 26
Total of all active and inactive participants 2011-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 131
Number of participants with account balances 2011-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15

Measure	Date	Value
2022: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	184
Number of retired or separated participants receiving benefits	2022-01-01	5
Number of other retired or separated participants entitled to future benefits	2022-01-01	53
Total of all active and inactive participants	2022-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	242
Number of participants with account balances	2022-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	19
2021: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	203
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	51
Total of all active and inactive participants	2021-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	256
Number of participants with account balances	2021-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	39
2020: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	302
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	38
Total of all active and inactive participants	2020-01-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	341
Number of participants with account balances	2020-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	5
2019: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	320
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	46
Total of all active and inactive participants	2019-01-01	369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	369
Number of participants with account balances	2019-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	18
2018: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	264
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	36
Total of all active and inactive participants	2018-01-01	302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	302
Number of participants with account balances	2018-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	6
2017: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	180
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	42
Total of all active and inactive participants	2017-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	225
Number of participants with account balances	2017-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	165
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	47
Total of all active and inactive participants	2016-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	212
Number of participants with account balances	2016-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	16
2015: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	164
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	47
Total of all active and inactive participants	2015-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	212
Number of participants with account balances	2015-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	12
2014: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	146
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	53
Total of all active and inactive participants	2014-01-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	199
Number of participants with account balances	2014-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	106
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	49
Total of all active and inactive participants	2013-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	155
Number of participants with account balances	2013-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	21
2012: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	113
Number of retired or separated participants receiving benefits	2012-01-01	43
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	156
Number of participants with account balances	2012-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	10
2011: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	105
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	26
Total of all active and inactive participants	2011-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	131
Number of participants with account balances	2011-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15

Financial Data on MARWOOD GROUP & CO. USA LLC 401(K) PLAN

Measure	Date	Value
2022 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-772,743
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$579,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$302,005
Value of total corrective distributions	2022-12-31	$226,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,409,189
Value of total assets at end of year	2022-12-31	$11,775,882
Value of total assets at beginning of year	2022-12-31	$13,128,415
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$51,300
Total interest from all sources	2022-12-31	$5,871
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$338,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$338,448
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,071,913
Participant contributions at end of year	2022-12-31	$117,644
Participant contributions at beginning of year	2022-12-31	$95,042
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$14,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,352,533
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$11,775,882
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$13,128,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$4,882
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$11,658,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$13,033,373
Interest on participant loans	2022-12-31	$5,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,526,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$322,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$302,005
Contract administrator fees	2022-12-31	$46,418
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KWM LLP
Accountancy firm EIN	2022-12-31	112674705
2021 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,087,285
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,912,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,686,511
Value of total corrective distributions	2021-12-31	$195,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,291,390
Value of total assets at end of year	2021-12-31	$13,128,415
Value of total assets at beginning of year	2021-12-31	$11,953,419
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$30,733
Total interest from all sources	2021-12-31	$4,451
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,072,581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,072,581
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$970,513
Participant contributions at end of year	2021-12-31	$95,042
Participant contributions at beginning of year	2021-12-31	$59,243
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$165,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,174,996
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$13,128,415
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,953,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$13,033,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$11,894,176
Interest on participant loans	2021-12-31	$4,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$718,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$155,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,686,511
Contract administrator fees	2021-12-31	$30,733
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	KWM LLP
Accountancy firm EIN	2021-12-31	112674705
2020 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,742,412
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,424,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,269,609
Value of total corrective distributions	2020-12-31	$110,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,170,191
Value of total assets at end of year	2020-12-31	$11,953,419
Value of total assets at beginning of year	2020-12-31	$10,635,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$44,257
Total interest from all sources	2020-12-31	$3,486
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$320,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$320,071
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$844,988
Participant contributions at end of year	2020-12-31	$59,243
Participant contributions at beginning of year	2020-12-31	$62,750
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$57,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,317,953
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$11,953,419
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,635,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$11,894,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$10,572,716
Interest on participant loans	2020-12-31	$3,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,248,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$268,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,269,609
Contract administrator fees	2020-12-31	$44,257
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	KWM LLP
Accountancy firm EIN	2020-12-31	112674705
2019 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$119,510
Total income from all sources (including contributions)	2019-12-31	$2,879,588
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$555,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$518,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$991,814
Value of total assets at end of year	2019-12-31	$10,635,466
Value of total assets at beginning of year	2019-12-31	$8,430,960
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$36,963
Total interest from all sources	2019-12-31	$4,269
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$332,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$332,747
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$667,452
Participant contributions at end of year	2019-12-31	$62,750
Participant contributions at beginning of year	2019-12-31	$79,736
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$79,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$119,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,324,016
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,635,466
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$8,311,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$10,572,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,351,224
Interest on participant loans	2019-12-31	$4,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,550,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$245,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$518,609
Contract administrator fees	2019-12-31	$36,963
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	KWM LLP
Accountancy firm EIN	2019-12-31	112674705
2018 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$119,510
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$350,506
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$968,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$814,027
Value of total corrective distributions	2018-12-31	$119,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$950,040
Value of total assets at end of year	2018-12-31	$8,430,960
Value of total assets at beginning of year	2018-12-31	$8,929,708
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$35,227
Total interest from all sources	2018-12-31	$4,884
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$304,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$304,490
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$666,326
Participant contributions at end of year	2018-12-31	$79,736
Participant contributions at beginning of year	2018-12-31	$95,177
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$46,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$119,510
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-618,258
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$8,311,450
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$8,929,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$8,351,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$8,834,531
Interest on participant loans	2018-12-31	$4,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-908,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$236,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$814,027
Contract administrator fees	2018-12-31	$35,227
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	KWM LLP
Accountancy firm EIN	2018-12-31	112674705
2017 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,410,767
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$623,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$461,038
Value of total corrective distributions	2017-12-31	$103,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,127,902
Value of total assets at end of year	2017-12-31	$8,929,708
Value of total assets at beginning of year	2017-12-31	$7,142,436
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$58,871
Total interest from all sources	2017-12-31	$5,029
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$269,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$269,851
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$627,057
Participant contributions at end of year	2017-12-31	$95,177
Participant contributions at beginning of year	2017-12-31	$51,721
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$338,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,787,272
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$8,929,708
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$7,142,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$20,504
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$8,834,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,090,715
Interest on participant loans	2017-12-31	$5,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,007,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$162,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$461,038
Contract administrator fees	2017-12-31	$38,367
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KWM LLP
Accountancy firm EIN	2017-12-31	112674705
2016 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,248
Total income from all sources (including contributions)	2016-12-31	$1,322,666
Total of all expenses incurred	2016-12-31	$1,278,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,245,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$776,235
Value of total assets at end of year	2016-12-31	$7,142,436
Value of total assets at beginning of year	2016-12-31	$7,100,584
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$32,860
Total interest from all sources	2016-12-31	$2,625
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$213,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$213,867
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$595,738
Participant contributions at end of year	2016-12-31	$51,721
Participant contributions at beginning of year	2016-12-31	$79,678
Participant contributions at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$2,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$44,100
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$7,142,436
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,098,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$21,994
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,090,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,020,906
Interest on participant loans	2016-12-31	$2,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$329,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$180,497
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,245,706
Contract administrator fees	2016-12-31	$10,866
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KGS LLP
Accountancy firm EIN	2016-12-31	202103273
2015 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$2,248
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$4,411
Total income from all sources (including contributions)	2015-12-31	$702,928
Total of all expenses incurred	2015-12-31	$1,147,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,132,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$799,000
Value of total assets at end of year	2015-12-31	$7,100,584
Value of total assets at beginning of year	2015-12-31	$7,546,973
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$14,885
Total interest from all sources	2015-12-31	$4,055
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$271,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$271,213
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$6,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$605,165
Participant contributions at end of year	2015-12-31	$79,678
Participant contributions at beginning of year	2015-12-31	$83,722
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$59,623
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$108,607
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$2,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$2,490
Other income not declared elsewhere	2015-12-31	$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-444,226
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,098,336
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,542,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,020,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,376,570
Interest on participant loans	2015-12-31	$4,055
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-371,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$85,228
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$27,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,132,269
Contract administrator fees	2015-12-31	$14,885
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$1,921
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KGS LLP
Accountancy firm EIN	2015-12-31	202103273
2014 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$4,411
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$2,490
Total income from all sources (including contributions)	2014-12-31	$1,262,602
Total of all expenses incurred	2014-12-31	$985,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$954,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$825,607
Value of total assets at end of year	2014-12-31	$7,546,973
Value of total assets at beginning of year	2014-12-31	$7,268,327
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$31,395
Total interest from all sources	2014-12-31	$2,238
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$218,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$218,333
Administrative expenses professional fees incurred	2014-12-31	$21,046
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$706,506
Participant contributions at end of year	2014-12-31	$83,722
Participant contributions at beginning of year	2014-12-31	$44,146
Participant contributions at end of year	2014-12-31	$59,623
Participant contributions at beginning of year	2014-12-31	$60,959
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$2,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$2,490
Other income not declared elsewhere	2014-12-31	$3,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$276,725
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,542,562
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,265,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,376,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,144,039
Interest on participant loans	2014-12-31	$2,238
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$212,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$119,101
Employer contributions (assets) at end of year	2014-12-31	$27,058
Employer contributions (assets) at beginning of year	2014-12-31	$19,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$954,482
Contract administrator fees	2014-12-31	$10,349
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$1,921
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KGS LLP
Accountancy firm EIN	2014-12-31	202103273
2013 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,490
Total income from all sources (including contributions)	2013-12-31	$2,074,886
Total of all expenses incurred	2013-12-31	$470,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$458,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,059,513
Value of total assets at end of year	2013-12-31	$7,268,327
Value of total assets at beginning of year	2013-12-31	$5,664,421
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$12,123
Total interest from all sources	2013-12-31	$1,455
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$172,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$172,599
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$808,683
Participant contributions at end of year	2013-12-31	$44,146
Participant contributions at beginning of year	2013-12-31	$41,905
Participant contributions at end of year	2013-12-31	$60,959
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$15,146
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$2,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$2,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,603,906
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,265,837
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,661,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,144,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,579,565
Interest on participant loans	2013-12-31	$1,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$42,951
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$42,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$841,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$235,684
Employer contributions (assets) at end of year	2013-12-31	$19,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$458,857
Contract administrator fees	2013-12-31	$12,123
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KGS LLP
Accountancy firm EIN	2013-12-31	202103273
2012 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$851
Total income from all sources (including contributions)	2012-12-31	$1,763,205
Total of all expenses incurred	2012-12-31	$378,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$370,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,173,369
Value of total assets at end of year	2012-12-31	$5,664,421
Value of total assets at beginning of year	2012-12-31	$4,278,485
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,290
Total interest from all sources	2012-12-31	$2,162
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$118,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$118,521
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$842,083
Participant contributions at end of year	2012-12-31	$41,905
Participant contributions at beginning of year	2012-12-31	$91,453
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$65,742
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$2,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$2,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$851
Other income not declared elsewhere	2012-12-31	$535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,384,297
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,661,931
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,277,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,579,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,088,751
Interest on participant loans	2012-12-31	$2,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$42,951
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$98,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$98,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$468,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$265,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$368,128
Contract administrator fees	2012-12-31	$8,290
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KGS LLP
Accountancy firm EIN	2012-12-31	202103273
2011 : MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$851
Total income from all sources (including contributions)	2011-12-31	$1,247,717
Total of all expenses incurred	2011-12-31	$571,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$562,790
Value of total corrective distributions	2011-12-31	$646
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,374,166
Value of total assets at end of year	2011-12-31	$4,278,485
Value of total assets at beginning of year	2011-12-31	$3,601,713
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$8,360
Total interest from all sources	2011-12-31	$3,137
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$96,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$96,006
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$831,671
Participant contributions at end of year	2011-12-31	$91,453
Participant contributions at beginning of year	2011-12-31	$55,490
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$264,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$851
Administrative expenses (other) incurred	2011-12-31	$620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$675,921
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,277,634
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,601,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,088,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,546,223
Interest on participant loans	2011-12-31	$3,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$98,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-225,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$278,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$562,790
Contract administrator fees	2011-12-31	$7,740
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KGS LLP
Accountancy firm EIN	2011-12-31	202103273

Form 5500 Responses for MARWOOD GROUP & CO. USA LLC 401(K) PLAN

2022: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MARWOOD GROUP & CO. USA LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MARWOOD GROUP & CO. USA LLC
Employer identification number (EIN):	113570166
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2000-10-12
Company Identification Number:	2562558
Legal Registered Office Address:	733 THIRD AVENUE 11TH FLOOR NEW YORK United States of America (USA) 10017