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JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameJOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

JOURNEY ELECTRICAL TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOURNEY ELECTRICAL TECHNOLOGIES, INC.
Employer identification number (EIN):113656462
NAIC Classification:238210
NAIC Description:Electrical Contractors and Other Wiring Installation Contractors

Additional information about JOURNEY ELECTRICAL TECHNOLOGIES, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 2002-09-26
Company Identification Number: C2291668
Legal Registered Office Address: 217 Via Malaga

San Clemente
United States of America (USA)
92673

More information about JOURNEY ELECTRICAL TECHNOLOGIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01LARRY LEFOLDT
0012014-01-01LARRY LEFOLDT2015-07-30
0012013-01-01LARRY LEFOLDT2014-10-08
0012012-01-01LARRY LEFOLDT2013-10-07
0012011-01-01MARK DELL DONNE2012-08-06
0012009-01-01MARK DELL DONNE
0012009-01-01MARK DELL DONNE
0012008-01-01MARK DELL DONNE
0012007-01-01MARK DELL DONNE
0012006-01-01MARK DELL DONNE
0012005-01-01MARK DELL DONNE
0012004-01-01MARK DELL DONNE

Plan Statistics for JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01253
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2009: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01125
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01109
Total of all active and inactive participants2009-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01113
Number of participants with account balances2009-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01250
Total number of active participants reported on line 7a of the Form 55002008-01-0140
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0185
Total of all active and inactive participants2008-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01125
Number of participants with account balances2008-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010
2007: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-01259
Total number of active participants reported on line 7a of the Form 55002007-01-0190
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-01160
Total of all active and inactive participants2007-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-01250
Number of participants with account balances2007-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-0160
2006: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year2006-01-01264
Total number of active participants reported on line 7a of the Form 55002006-01-01229
Number of retired or separated participants receiving benefits2006-01-010
Number of other retired or separated participants entitled to future benefits2006-01-0130
Total of all active and inactive participants2006-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-01-010
Total participants2006-01-01259
Number of participants with account balances2006-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-01-0134
2005: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2005 401k membership
Total participants, beginning-of-year2005-01-01194
Total number of active participants reported on line 7a of the Form 55002005-01-01202
Number of retired or separated participants receiving benefits2005-01-010
Number of other retired or separated participants entitled to future benefits2005-01-0162
Total of all active and inactive participants2005-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-01-010
Total participants2005-01-01264
Number of participants with account balances2005-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-01-0120
2004: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2004 401k membership
Total participants, beginning-of-year2004-01-01194
Total number of active participants reported on line 7a of the Form 55002004-01-01202
Number of retired or separated participants receiving benefits2004-01-010
Number of other retired or separated participants entitled to future benefits2004-01-0162
Total of all active and inactive participants2004-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-01-010
Total participants2004-01-01264
Number of participants with account balances2004-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-01-0120

Financial Data on JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-04$-12,072
Total of all expenses incurred2015-12-04$1,231,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-04$1,035,577
Expenses. Certain deemed distributions of participant loans2015-12-04$5,226
Value of total assets at end of year2015-12-04$0
Value of total assets at beginning of year2015-12-04$1,243,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-04$190,479
Total interest from all sources2015-12-04$17
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-04Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-04$0
Was this plan covered by a fidelity bond2015-12-04Yes
Value of fidelity bond cover2015-12-04$130,000
If this is an individual account plan, was there a blackout period2015-12-04No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-04$0
Were there any nonexempt tranactions with any party-in-interest2015-12-04No
Participant contributions at end of year2015-12-04$0
Participant contributions at beginning of year2015-12-04$5,226
Administrative expenses (other) incurred2015-12-04$173,169
Total non interest bearing cash at end of year2015-12-04$0
Total non interest bearing cash at beginning of year2015-12-04$262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-04No
Value of net income/loss2015-12-04$-1,243,354
Value of net assets at end of year (total assets less liabilities)2015-12-04$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-04$1,243,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-04No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-04No
Were any leases to which the plan was party in default or uncollectible2015-12-04No
Value of interest in pooled separate accounts at end of year2015-12-04$0
Value of interest in pooled separate accounts at beginning of year2015-12-04$1,062,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-04$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-04$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-04$2,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-04$-12,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-04No
Was there a failure to transmit to the plan any participant contributions2015-12-04No
Has the plan failed to provide any benefit when due under the plan2015-12-04No
Employer contributions (assets) at end of year2015-12-04$0
Employer contributions (assets) at beginning of year2015-12-04$172,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-04$1,035,577
Contract administrator fees2015-12-04$17,310
Did the plan have assets held for investment2015-12-04Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-04No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-04Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-04No
Opinion of an independent qualified public accountant for this plan2015-12-04Disclaimer
Accountancy firm name2015-12-04LEFOLDT & CO. P.A.
Accountancy firm EIN2015-12-04640854133
2010 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,601
Total income from all sources (including contributions)2010-12-31$142,863
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$265,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$226,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$1,947,400
Value of total assets at beginning of year2010-12-31$2,070,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$39,626
Total interest from all sources2010-12-31$908
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$300,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$9,289
Participant contributions at beginning of year2010-12-31$11,946
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$594,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$594,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$4,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-123,065
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,942,799
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,065,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$39,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,327,499
Value of interest in pooled separate accounts at end of year2010-12-31$1,329,020
Interest on participant loans2010-12-31$908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$121,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$141,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$15,038
Employer contributions (assets) at beginning of year2010-12-31$15,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$226,302
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2010-12-31953288054
2009 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets2008-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total income from all sources (including contributions)2008-12-31$-433,798
Total loss/gain on sale of assets2008-12-31$0
Total of all expenses incurred2008-12-31$1,549,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$1,512,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$17,780
Value of total assets at end of year2008-12-31$2,695,543
Value of total assets at beginning of year2008-12-31$4,679,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$37,762
Total interest from all sources2008-12-31$40,356
Total dividends received (eg from common stock, registered investment company shares)2008-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Participant contributions at end of year2008-12-31$176,330
Participant contributions at beginning of year2008-12-31$334,585
Participant contributions at end of year2008-12-31$5,779
Participant contributions at beginning of year2008-12-31$5,793
Value of other receiveables (less allowance for doubtful accounts) at end of year2008-12-31$615,819
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2008-12-31$598,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-1,983,653
Value of net assets at end of year (total assets less liabilities)2008-12-31$2,695,543
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$4,679,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Investment advisory and management fees2008-12-31$37,762
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$808,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$2,357,232
Interest on participant loans2008-12-31$3,676
Interest earned on other investments2008-12-31$36,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2008-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2008-12-31$14,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2008-12-31$14,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2008-12-31$1,070,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2008-12-31$1,350,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-491,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31Yes
Contributions received in cash from employer2008-12-31$17,780
Employer contributions (assets) at end of year2008-12-31$18,994
Employer contributions (assets) at beginning of year2008-12-31$18,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$1,512,093
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2008-12-31953288054
2007 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2007 401k financial data
Total unrealized appreciation/depreciation of assets2007-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2007-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2007-12-31$1,097
Total income from all sources (including contributions)2007-12-31$1,220,112
Total loss/gain on sale of assets2007-12-31$0
Total of all expenses incurred2007-12-31$1,029,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2007-12-31$1,025,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2007-12-31$994,915
Value of total assets at end of year2007-12-31$4,679,196
Value of total assets at beginning of year2007-12-31$4,489,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2007-12-31$3,317
Total interest from all sources2007-12-31$61,440
Total dividends received (eg from common stock, registered investment company shares)2007-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2007-12-31No
Was this plan covered by a fidelity bond2007-12-31Yes
Value of fidelity bond cover2007-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2007-12-31No
Contributions received from participants2007-12-31$310,133
Participant contributions at end of year2007-12-31$334,585
Participant contributions at beginning of year2007-12-31$265,346
Participant contributions at end of year2007-12-31$5,793
Income. Received or receivable in cash from other sources (including rollovers)2007-12-31$559,751
Value of other receiveables (less allowance for doubtful accounts) at end of year2007-12-31$598,039
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2007-12-31$575,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2007-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2007-12-31$1,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2007-12-31No
Value of net income/loss2007-12-31$191,046
Value of net assets at end of year (total assets less liabilities)2007-12-31$4,679,196
Value of net assets at beginning of year (total assets less liabilities)2007-12-31$4,488,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2007-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2007-12-31No
Were any leases to which the plan was party in default or uncollectible2007-12-31No
Investment advisory and management fees2007-12-31$3,317
Value of interest in registered invesment companies (eg mutual funds) at end of year2007-12-31$2,357,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2007-12-31$2,523,151
Interest on participant loans2007-12-31$21,406
Interest earned on other investments2007-12-31$40,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2007-12-31$14,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2007-12-31$12,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2007-12-31$12,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2007-12-31$1,350,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2007-12-31$1,099,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2007-12-31$163,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2007-12-31No
Was there a failure to transmit to the plan any participant contributions2007-12-31Yes
Contributions received in cash from employer2007-12-31$125,031
Employer contributions (assets) at end of year2007-12-31$18,994
Employer contributions (assets) at beginning of year2007-12-31$12,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2007-12-31$1,025,749
Did the plan have assets held for investment2007-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2007-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2007-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2007-12-31Yes
Opinion of an independent qualified public accountant for this plan2007-12-31Disclaimer
Accountancy firm name2007-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2007-12-31953288054
2006 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2006 401k financial data
Total unrealized appreciation/depreciation of assets2006-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2006-12-31$1,097
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2006-12-31$0
Total income from all sources (including contributions)2006-12-31$1,603,051
Total loss/gain on sale of assets2006-12-31$0
Total of all expenses incurred2006-12-31$1,256,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2006-12-31$1,253,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2006-12-31$1,310,380
Value of total assets at end of year2006-12-31$4,489,247
Value of total assets at beginning of year2006-12-31$4,141,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2006-12-31$3,246
Total interest from all sources2006-12-31$41,764
Total dividends received (eg from common stock, registered investment company shares)2006-12-31$0
Was this plan covered by a fidelity bond2006-12-31Yes
Value of fidelity bond cover2006-12-31$500,000
If this is an individual account plan, was there a blackout period2006-12-31No
Were there any nonexempt tranactions with any party-in-interest2006-12-31No
Contributions received from participants2006-12-31$452,889
Participant contributions at end of year2006-12-31$265,346
Participant contributions at beginning of year2006-12-31$206,663
Participant contributions at end of year2006-12-31$0
Participant contributions at beginning of year2006-12-31$20,970
Income. Received or receivable in cash from other sources (including rollovers)2006-12-31$675,569
Value of other receiveables (less allowance for doubtful accounts) at end of year2006-12-31$575,733
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2006-12-31$887,031
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2006-12-31$1,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2006-12-31No
Value of net income/loss2006-12-31$346,281
Value of net assets at end of year (total assets less liabilities)2006-12-31$4,488,150
Value of net assets at beginning of year (total assets less liabilities)2006-12-31$4,141,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2006-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2006-12-31No
Were any leases to which the plan was party in default or uncollectible2006-12-31No
Investment advisory and management fees2006-12-31$3,246
Value of interest in registered invesment companies (eg mutual funds) at end of year2006-12-31$2,523,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2006-12-31$2,085,345
Interest on participant loans2006-12-31$15,934
Interest earned on other investments2006-12-31$25,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2006-12-31$12,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2006-12-31$7,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2006-12-31$7,384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2006-12-31$1,099,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2006-12-31$908,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2006-12-31$250,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2006-12-31No
Was there a failure to transmit to the plan any participant contributions2006-12-31Yes
Has the plan failed to provide any benefit when due under the plan2006-12-31No
Contributions received in cash from employer2006-12-31$181,922
Employer contributions (assets) at end of year2006-12-31$12,360
Employer contributions (assets) at beginning of year2006-12-31$26,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2006-12-31$1,253,524
Did the plan have assets held for investment2006-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2006-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2006-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2006-12-31Yes
Opinion of an independent qualified public accountant for this plan2006-12-31Disclaimer
Accountancy firm name2006-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2006-12-31953288054
2005 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2005 401k financial data
Total unrealized appreciation/depreciation of assets2005-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2005-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2005-12-31$0
Total income from all sources (including contributions)2005-12-31$1,796,293
Total loss/gain on sale of assets2005-12-31$0
Total of all expenses incurred2005-12-31$695,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2005-12-31$692,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2005-12-31$1,682,839
Value of total assets at end of year2005-12-31$4,160,810
Value of total assets at beginning of year2005-12-31$3,059,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2005-12-31$2,372
Total interest from all sources2005-12-31$23,920
Total dividends received (eg from common stock, registered investment company shares)2005-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2005-12-31No
Was this plan covered by a fidelity bond2005-12-31Yes
Value of fidelity bond cover2005-12-31$500,000
If this is an individual account plan, was there a blackout period2005-12-31No
Were there any nonexempt tranactions with any party-in-interest2005-12-31No
Contributions received from participants2005-12-31$496,905
Participant contributions at end of year2005-12-31$196,719
Participant contributions at beginning of year2005-12-31$211,091
Participant contributions at end of year2005-12-31$25,821
Participant contributions at beginning of year2005-12-31$275,087
Income. Received or receivable in cash from other sources (including rollovers)2005-12-31$979,700
Value of other receiveables (less allowance for doubtful accounts) at end of year2005-12-31$917,729
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2005-12-31$501,214
Total non interest bearing cash at end of year2005-12-31$7,384
Total non interest bearing cash at beginning of year2005-12-31$2,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2005-12-31Yes
Value of net income/loss2005-12-31$1,101,186
Value of net assets at end of year (total assets less liabilities)2005-12-31$4,160,810
Value of net assets at beginning of year (total assets less liabilities)2005-12-31$3,059,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2005-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2005-12-31No
Were any leases to which the plan was party in default or uncollectible2005-12-31No
Investment advisory and management fees2005-12-31$2,372
Value of interest in pooled separate accounts at end of year2005-12-31$2,085,345
Value of interest in pooled separate accounts at beginning of year2005-12-31$1,363,539
Interest on participant loans2005-12-31$10,385
Interest earned on other investments2005-12-31$13,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2005-12-31$908,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2005-12-31$585,739
Net investment gain/loss from pooled separate accounts2005-12-31$89,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2005-12-31No
Was there a failure to transmit to the plan any participant contributions2005-12-31Yes
Has the plan failed to provide any benefit when due under the plan2005-12-31No
Contributions received in cash from employer2005-12-31$206,234
Employer contributions (assets) at end of year2005-12-31$19,525
Employer contributions (assets) at beginning of year2005-12-31$120,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2005-12-31$692,735
Did the plan have assets held for investment2005-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2005-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2005-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2005-12-31Yes
Opinion of an independent qualified public accountant for this plan2005-12-31Disclaimer
Accountancy firm name2005-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2005-12-31953288054
2004 : JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2004 401k financial data
Total unrealized appreciation/depreciation of assets2004-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2004-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2004-12-31$0
Total income from all sources (including contributions)2004-12-31$1,505,925
Total loss/gain on sale of assets2004-12-31$0
Total of all expenses incurred2004-12-31$392,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2004-12-31$391,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2004-12-31$1,350,928
Value of total assets at end of year2004-12-31$3,059,624
Value of total assets at beginning of year2004-12-31$1,946,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2004-12-31$1,288
Total interest from all sources2004-12-31$20,274
Total dividends received (eg from common stock, registered investment company shares)2004-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2004-12-31No
Was this plan covered by a fidelity bond2004-12-31Yes
Value of fidelity bond cover2004-12-31$500,000
If this is an individual account plan, was there a blackout period2004-12-31No
Were there any nonexempt tranactions with any party-in-interest2004-12-31No
Contributions received from participants2004-12-31$393,970
Participant contributions at end of year2004-12-31$211,091
Participant contributions at beginning of year2004-12-31$141,217
Participant contributions at end of year2004-12-31$275,087
Participant contributions at beginning of year2004-12-31$32,089
Income. Received or receivable in cash from other sources (including rollovers)2004-12-31$796,621
Value of other receiveables (less allowance for doubtful accounts) at end of year2004-12-31$501,214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2004-12-31$55,361
Total non interest bearing cash at end of year2004-12-31$2,692
Total non interest bearing cash at beginning of year2004-12-31$967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2004-12-31No
Value of net income/loss2004-12-31$1,113,254
Value of net assets at end of year (total assets less liabilities)2004-12-31$3,059,624
Value of net assets at beginning of year (total assets less liabilities)2004-12-31$1,946,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2004-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2004-12-31No
Were any leases to which the plan was party in default or uncollectible2004-12-31No
Investment advisory and management fees2004-12-31$1,288
Value of interest in pooled separate accounts at end of year2004-12-31$1,363,539
Value of interest in pooled separate accounts at beginning of year2004-12-31$1,202,790
Interest on participant loans2004-12-31$8,991
Interest earned on other investments2004-12-31$11,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2004-12-31$585,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2004-12-31$493,198
Net investment gain/loss from pooled separate accounts2004-12-31$134,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2004-12-31No
Was there a failure to transmit to the plan any participant contributions2004-12-31Yes
Has the plan failed to provide any benefit when due under the plan2004-12-31No
Contributions received in cash from employer2004-12-31$160,337
Employer contributions (assets) at end of year2004-12-31$120,262
Employer contributions (assets) at beginning of year2004-12-31$20,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2004-12-31$391,383
Did the plan have assets held for investment2004-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2004-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2004-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2004-12-31Yes
Opinion of an independent qualified public accountant for this plan2004-12-31Disclaimer
Accountancy firm name2004-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2004-12-31953288054

Form 5500 Responses for JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN

2015: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2009: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes
2007: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedYes
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement – InsuranceYes
2007-01-01Plan benefit arrangement - TrustYes
2006: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedYes
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2006-01-01Plan funding arrangement – InsuranceYes
2006-01-01Plan funding arrangement – TrustYes
2006-01-01Plan benefit arrangement – InsuranceYes
2006-01-01Plan benefit arrangement - TrustYes
2005: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedYes
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2005-01-01Plan funding arrangement – InsuranceYes
2005-01-01Plan funding arrangement – TrustYes
2005-01-01Plan benefit arrangement – InsuranceYes
2005-01-01Plan benefit arrangement - TrustYes
2004: JOURNEY ELECTRICAL TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01Submission has been amendedYes
2004-01-01This submission is the final filingNo
2004-01-01This return/report is a short plan year return/report (less than 12 months)No
2004-01-01Plan is a collectively bargained planNo
2004-01-01Plan funding arrangement – InsuranceYes
2004-01-01Plan funding arrangement – TrustYes
2004-01-01Plan benefit arrangement – InsuranceYes
2004-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG35063
Policy instance 1
Insurance contract or identification numberG35063
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-04
Total amount of commissions paid to insurance brokerUSD $2,237
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,237
Insurance broker organization code?3
Insurance broker nameLINSCO PRIVATE LEDGER CORP
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG35063
Policy instance 1
Insurance contract or identification numberG35063
Number of Individuals Covered105
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $5,387
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937396-01
Policy instance 1
Insurance contract or identification number937396-01
Number of Individuals Covered171
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $6,080
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG35063
Policy instance 2
Insurance contract or identification numberG35063
Number of Individuals Covered109
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $24,226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937396-01
Policy instance 1
Insurance contract or identification number937396-01
Number of Individuals Covered293
Insurance policy start date2007-01-01
Insurance policy end date2007-12-31
Total amount of commissions paid to insurance brokerUSD $18,320
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937396-01
Policy instance 1
Insurance contract or identification number937396-01
Number of Individuals Covered303
Insurance policy start date2006-01-01
Insurance policy end date2006-12-31
Total amount of commissions paid to insurance brokerUSD $12,691
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937396-01
Policy instance 1
Insurance contract or identification number937396-01
Number of Individuals Covered319
Insurance policy start date2005-01-01
Insurance policy end date2005-12-31
Total amount of commissions paid to insurance brokerUSD $8,814
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937396-01
Policy instance 1
Insurance contract or identification number937396-01
Number of Individuals Covered182
Insurance policy start date2004-01-01
Insurance policy end date2004-12-31
Total amount of commissions paid to insurance brokerUSD $7,435
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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