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ASCENSUS, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameASCENSUS, INC. 401(K) SAVINGS PLAN
Plan identification number 001

ASCENSUS, INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASCENSUS, LLC has sponsored the creation of one or more 401k plans.

Company Name:ASCENSUS, LLC
Employer identification number (EIN):113665754
NAIC Classification:523900

Additional information about ASCENSUS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3598737

More information about ASCENSUS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASCENSUS, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01FRANK GUILIANO
0012017-01-01
0012016-01-01FRANK GUILIANO FRANK GUILIANO2017-10-09
0012015-01-01LISA HARPER
0012014-01-01LISA F. HARPER
0012014-01-01LISA F. HARPER
0012013-01-01LISA HARPER

Plan Statistics for ASCENSUS, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for ASCENSUS, INC. 401(K) SAVINGS PLAN

Measure Date Value
2022: ASCENSUS, INC. 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,935
Total number of active participants reported on line 7a of the Form 55002022-01-015,421
Number of other retired or separated participants entitled to future benefits2022-01-01939
Total of all active and inactive participants2022-01-016,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-019
Total participants2022-01-016,369
Number of participants with account balances2022-01-016,133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01227
2021: ASCENSUS, INC. 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,254
Total number of active participants reported on line 7a of the Form 55002021-01-015,112
Number of other retired or separated participants entitled to future benefits2021-01-01741
Total of all active and inactive participants2021-01-015,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-015,857
Number of participants with account balances2021-01-014,350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01181
2020: ASCENSUS, INC. 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,200
Total number of active participants reported on line 7a of the Form 55002020-01-013,679
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01534
Total of all active and inactive participants2020-01-014,213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-014,216
Number of participants with account balances2020-01-014,082
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01103
2019: ASCENSUS, INC. 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,336
Total number of active participants reported on line 7a of the Form 55002019-01-013,682
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01463
Total of all active and inactive participants2019-01-014,145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-014,148
Number of participants with account balances2019-01-013,950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0181
2018: ASCENSUS, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,408
Total number of active participants reported on line 7a of the Form 55002018-01-012,844
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01461
Total of all active and inactive participants2018-01-013,305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-013,307
Number of participants with account balances2018-01-013,170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01108
2017: ASCENSUS, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,114
Total number of active participants reported on line 7a of the Form 55002017-01-012,007
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01368
Total of all active and inactive participants2017-01-012,375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-012,376
Number of participants with account balances2017-01-012,319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01146
2016: ASCENSUS, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,900
Total number of active participants reported on line 7a of the Form 55002016-01-011,674
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01397
Total of all active and inactive participants2016-01-012,071
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-012,072
Number of participants with account balances2016-01-012,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01162
2015: ASCENSUS, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,777
Total number of active participants reported on line 7a of the Form 55002015-01-011,522
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01365
Total of all active and inactive participants2015-01-011,887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,888
Number of participants with account balances2015-01-011,855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01113
2014: ASCENSUS, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,686
Total number of active participants reported on line 7a of the Form 55002014-01-011,463
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01299
Total of all active and inactive participants2014-01-011,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,762
Number of participants with account balances2014-01-011,646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0143
2013: ASCENSUS, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,350
Total number of active participants reported on line 7a of the Form 55002013-01-011,409
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01255
Total of all active and inactive participants2013-01-011,664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,664
Number of participants with account balances2013-01-011,545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0172

Financial Data on ASCENSUS, INC. 401(K) SAVINGS PLAN

Measure Date Value
2022 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$82,732,386
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$26,789,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$26,754,468
Expenses. Certain deemed distributions of participant loans2022-12-31$18,455
Value of total corrective distributions2022-12-31$4,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$152,757,210
Value of total assets at end of year2022-12-31$439,669,639
Value of total assets at beginning of year2022-12-31$383,726,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,689
Total interest from all sources2022-12-31$272,935
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,028,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,028,733
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$35,631,768
Participant contributions at end of year2022-12-31$7,021,436
Participant contributions at beginning of year2022-12-31$4,876,880
Participant contributions at end of year2022-12-31$1,274,673
Participant contributions at beginning of year2022-12-31$913,940
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$104,849,461
Total non interest bearing cash at end of year2022-12-31$153,304
Total non interest bearing cash at beginning of year2022-12-31$318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$55,943,146
Value of net assets at end of year (total assets less liabilities)2022-12-31$439,669,639
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$383,726,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$10,787
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$399,625,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$350,272,856
Value of interest in pooled separate accounts at end of year2022-12-31$31,146,028
Value of interest in pooled separate accounts at beginning of year2022-12-31$21,949,654
Interest on participant loans2022-12-31$272,935
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-78,008,961
Net investment gain/loss from pooled separate accounts2022-12-31$682,469
Net investment gain or loss from common/collective trusts2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$12,275,981
Employer contributions (assets) at end of year2022-12-31$448,845
Employer contributions (assets) at beginning of year2022-12-31$5,712,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$26,754,468
Contract administrator fees2022-12-31$902
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2022-12-31830414789
2021 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$85,349,154
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$27,348,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$27,324,819
Expenses. Certain deemed distributions of participant loans2021-12-31$9,984
Value of total corrective distributions2021-12-31$949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$40,975,581
Value of total assets at end of year2021-12-31$383,726,493
Value of total assets at beginning of year2021-12-31$325,725,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$12,321
Total interest from all sources2021-12-31$239,304
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,701,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,701,122
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$24,407,795
Participant contributions at end of year2021-12-31$4,876,880
Participant contributions at beginning of year2021-12-31$5,017,848
Participant contributions at end of year2021-12-31$913,940
Participant contributions at beginning of year2021-12-31$712,494
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$7,416,084
Total non interest bearing cash at end of year2021-12-31$318
Total non interest bearing cash at beginning of year2021-12-31$68
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$58,001,081
Value of net assets at end of year (total assets less liabilities)2021-12-31$383,726,493
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$325,725,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$11,403
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$350,272,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$296,409,499
Value of interest in pooled separate accounts at end of year2021-12-31$21,949,654
Interest on participant loans2021-12-31$239,304
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$10,274,972
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,227,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$39,002,146
Net investment gain/loss from pooled separate accounts2021-12-31$421,930
Net investment gain or loss from common/collective trusts2021-12-31$9,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$9,151,702
Employer contributions (assets) at end of year2021-12-31$5,712,845
Employer contributions (assets) at beginning of year2021-12-31$82,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$27,324,819
Contract administrator fees2021-12-31$918
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2021-12-31830414789
2020 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$98,761,513
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$16,264,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$16,242,924
Value of total corrective distributions2020-12-31$10,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$46,207,829
Value of total assets at end of year2020-12-31$325,725,412
Value of total assets at beginning of year2020-12-31$243,228,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,352
Total interest from all sources2020-12-31$416,785
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$23,917,876
Participant contributions at end of year2020-12-31$5,017,848
Participant contributions at beginning of year2020-12-31$4,547,336
Participant contributions at end of year2020-12-31$712,494
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$18,096,175
Total non interest bearing cash at end of year2020-12-31$68
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$82,497,335
Value of net assets at end of year (total assets less liabilities)2020-12-31$325,725,412
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$243,228,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$296,409,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$226,608,575
Interest on participant loans2020-12-31$255,372
Interest earned on other investments2020-12-31$161,413
Value of interest in common/collective trusts at end of year2020-12-31$10,274,972
Value of interest in common/collective trusts at beginning of year2020-12-31$12,034,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$38,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$38,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,227,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$51,892,857
Net investment gain or loss from common/collective trusts2020-12-31$244,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,193,778
Employer contributions (assets) at end of year2020-12-31$82,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$16,242,924
Contract administrator fees2020-12-31$10,352
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2020-12-31830414789
2019 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$2,893,404
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$82,747,241
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$20,597,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,588,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$38,192,226
Value of total assets at end of year2019-12-31$243,228,077
Value of total assets at beginning of year2019-12-31$178,185,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$9,268
Total interest from all sources2019-12-31$233,371
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$19,349,217
Participant contributions at end of year2019-12-31$4,547,336
Participant contributions at beginning of year2019-12-31$4,027,706
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,795,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$62,149,634
Value of net assets at end of year (total assets less liabilities)2019-12-31$243,228,077
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$178,185,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$8,577
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$226,608,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$161,720,888
Interest on participant loans2019-12-31$233,371
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$12,034,162
Value of interest in common/collective trusts at beginning of year2019-12-31$12,428,542
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$38,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$7,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$7,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$44,061,134
Net investment gain or loss from common/collective trusts2019-12-31$260,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,047,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,588,339
Contract administrator fees2019-12-31$691
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2019-12-31830414789
2018 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$34,547,577
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,337,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,330,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$46,295,664
Value of total assets at end of year2018-12-31$178,185,039
Value of total assets at beginning of year2018-12-31$153,974,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,310
Total interest from all sources2018-12-31$148,229
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$14,818,007
Participant contributions at end of year2018-12-31$4,027,706
Participant contributions at beginning of year2018-12-31$2,515,940
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$26,050,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$24,210,255
Value of net assets at end of year (total assets less liabilities)2018-12-31$178,185,039
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$153,974,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$7,310
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$161,720,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$143,227,945
Interest on participant loans2018-12-31$148,229
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$12,428,542
Value of interest in common/collective trusts at beginning of year2018-12-31$8,216,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$7,903
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$14,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$14,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-12,081,343
Net investment gain or loss from common/collective trusts2018-12-31$185,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,427,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,330,012
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DELOITTE AND TOUCHE LLP
Accountancy firm EIN2018-12-31133891517
2017 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$42,595,749
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,932,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,926,436
Value of total corrective distributions2017-12-31$5,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$18,390,054
Value of total assets at end of year2017-12-31$153,974,784
Value of total assets at beginning of year2017-12-31$118,311,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,321
Total interest from all sources2017-12-31$103,396
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,272,765
Participant contributions at end of year2017-12-31$2,515,940
Participant contributions at beginning of year2017-12-31$2,189,884
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,327,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$35,662,952
Value of net assets at end of year (total assets less liabilities)2017-12-31$153,974,784
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$118,311,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$143,227,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$107,622,988
Interest on participant loans2017-12-31$103,396
Income. Interest from loans (other than to participants)2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$8,216,406
Value of interest in common/collective trusts at beginning of year2017-12-31$8,494,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$14,493
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$23,968,069
Net investment gain or loss from common/collective trusts2017-12-31$134,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,789,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,926,436
Contract administrator fees2017-12-31$1,321
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DELOITTE AND TOUCHE LLP
Accountancy firm EIN2017-12-31133891517
2016 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$21,458,064
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,431,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,397,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,228,372
Value of total assets at end of year2016-12-31$118,311,832
Value of total assets at beginning of year2016-12-31$104,285,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$34,553
Total interest from all sources2016-12-31$83,632
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,386,044
Participant contributions at end of year2016-12-31$2,189,884
Participant contributions at beginning of year2016-12-31$2,079,213
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,773,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$14,026,447
Value of net assets at end of year (total assets less liabilities)2016-12-31$118,311,832
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$104,285,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$107,622,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$94,385,434
Interest on participant loans2016-12-31$83,632
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$8,494,741
Value of interest in common/collective trusts at beginning of year2016-12-31$7,820,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$7,026,154
Net investment gain or loss from common/collective trusts2016-12-31$119,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,068,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,397,064
Contract administrator fees2016-12-31$34,553
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DELOITTE AND TOUCHE LLP
Accountancy firm EIN2016-12-31133891517
2015 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,258,946
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,830,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,750,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,303,537
Value of total assets at end of year2015-12-31$104,285,385
Value of total assets at beginning of year2015-12-31$95,856,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$79,552
Total interest from all sources2015-12-31$83,922
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,654,694
Participant contributions at end of year2015-12-31$2,079,213
Participant contributions at beginning of year2015-12-31$1,879,467
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,126,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$8,428,547
Value of net assets at end of year (total assets less liabilities)2015-12-31$104,285,385
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$95,856,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$94,385,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$86,524,272
Interest on participant loans2015-12-31$83,922
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$7,820,738
Value of interest in common/collective trusts at beginning of year2015-12-31$7,452,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$765,615
Net investment gain or loss from common/collective trusts2015-12-31$105,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,522,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,750,847
Contract administrator fees2015-12-31$54,552
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA LLP
Accountancy firm EIN2015-12-31135381590
2014 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$17,054,867
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,596,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,596,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,097,748
Value of total assets at end of year2014-12-31$95,856,838
Value of total assets at beginning of year2014-12-31$83,398,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$60
Total interest from all sources2014-12-31$74,725
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,818,847
Participant contributions at end of year2014-12-31$1,879,467
Participant contributions at beginning of year2014-12-31$1,621,023
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,422,307
Other income not declared elsewhere2014-12-31$751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,458,312
Value of net assets at end of year (total assets less liabilities)2014-12-31$95,856,838
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$83,398,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$86,524,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$73,592,006
Interest on participant loans2014-12-31$74,725
Value of interest in common/collective trusts at end of year2014-12-31$7,452,348
Value of interest in common/collective trusts at beginning of year2014-12-31$8,185,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$133
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,785,073
Net investment gain or loss from common/collective trusts2014-12-31$96,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,856,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,596,495
Contract administrator fees2014-12-31$60
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : ASCENSUS, INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$91
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$21,706,186
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,733,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,662,336
Expenses. Certain deemed distributions of participant loans2013-12-31$69,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,210,838
Value of total assets at end of year2013-12-31$83,398,526
Value of total assets at beginning of year2013-12-31$64,425,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,850
Total interest from all sources2013-12-31$62,139
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,656,295
Participant contributions at end of year2013-12-31$1,621,023
Participant contributions at beginning of year2013-12-31$1,423,073
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,659,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$18,972,811
Value of net assets at end of year (total assets less liabilities)2013-12-31$83,398,526
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$64,425,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$73,592,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$55,230,148
Interest on participant loans2013-12-31$62,139
Value of interest in common/collective trusts at end of year2013-12-31$8,185,364
Value of interest in common/collective trusts at beginning of year2013-12-31$7,601,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$133
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$171,159
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$171,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$14,323,129
Net investment gain or loss from common/collective trusts2013-12-31$110,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$895,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,662,336
Contract administrator fees2013-12-31$1,850
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590

Form 5500 Responses for ASCENSUS, INC. 401(K) SAVINGS PLAN

2022: ASCENSUS, INC. 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASCENSUS, INC. 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASCENSUS, INC. 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASCENSUS, INC. 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASCENSUS, INC. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASCENSUS, INC. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASCENSUS, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASCENSUS, INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASCENSUS, INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASCENSUS, INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number32105
Policy instance 1
Insurance contract or identification number32105
Number of Individuals Covered909
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number32105
Policy instance 1
Insurance contract or identification number32105
Number of Individuals Covered602
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number32105
Policy instance 1
Insurance contract or identification number32105
Number of Individuals Covered486
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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