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FABER, COE & GREGG INC. GROUP INSURANCE PLAN 401k Plan overview

Plan NameFABER, COE & GREGG INC. GROUP INSURANCE PLAN
Plan identification number 501

FABER, COE & GREGG INC. GROUP INSURANCE PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance

401k Sponsoring company profile

FABER COE AND GREGG INC has sponsored the creation of one or more 401k plans.

Company Name:FABER COE AND GREGG INC
Employer identification number (EIN):130690260
NAIC Classification:722300
NAIC Description: Special Food Services

Additional information about FABER COE AND GREGG INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 1990-09-10
Company Identification Number: 2240716
Legal Registered Office Address: 2711 Centerville Rd
Suite 400
Wilmington
United States of America (USA)
19808

More information about FABER COE AND GREGG INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FABER, COE & GREGG INC. GROUP INSURANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5012022-01-01
5012021-01-01
5012020-01-01
5012019-01-01
5012018-01-01
5012017-01-01JEFFREY GARFINKLE
5012016-01-01JEFFREY GARFINKLE
5012015-01-01NANCY ORTIZ
5012014-01-01NANCY ORTIZ
5012013-01-01NANCY ORTIZ
5012012-01-01RONALD FRONZAK
5012011-01-01RONALD FRONZAK
5012009-01-01RONALD FRONZAK

Plan Statistics for FABER, COE & GREGG INC. GROUP INSURANCE PLAN

401k plan membership statisitcs for FABER, COE & GREGG INC. GROUP INSURANCE PLAN

Measure Date Value
2022: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01282
Total number of active participants reported on line 7a of the Form 55002022-01-01239
Total of all active and inactive participants2022-01-01239
Total participants2022-01-01239
2021: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01254
Total number of active participants reported on line 7a of the Form 55002021-01-01282
Total of all active and inactive participants2021-01-01282
Total participants2021-01-01282
2020: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01254
Total number of active participants reported on line 7a of the Form 55002020-01-01254
Total of all active and inactive participants2020-01-01254
Total participants2020-01-01254
2019: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01407
Total number of active participants reported on line 7a of the Form 55002019-01-01445
Total of all active and inactive participants2019-01-01445
Total participants2019-01-01445
2018: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01428
Total number of active participants reported on line 7a of the Form 55002018-01-01407
Total of all active and inactive participants2018-01-01407
Total participants2018-01-01407
2017: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01425
Total number of active participants reported on line 7a of the Form 55002017-01-01428
Total of all active and inactive participants2017-01-01428
Total participants2017-01-01428
2016: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01454
Total number of active participants reported on line 7a of the Form 55002016-01-01425
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-01425
Total participants2016-01-01425
2015: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01441
Total number of active participants reported on line 7a of the Form 55002015-01-01454
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-01454
2014: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01442
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
2013: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01442
Total of all active and inactive participants2013-01-010
2012: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01324
Total of all active and inactive participants2012-01-010
2011: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01203
Total of all active and inactive participants2011-01-010
2009: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01202
Total of all active and inactive participants2009-01-010

Financial Data on FABER, COE & GREGG INC. GROUP INSURANCE PLAN

Measure Date Value
2022 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2022 401k financial data
Total income from all sources2022-12-31$3,923,919
Expenses. Total of all expenses incurred2022-12-31$3,821,007
Benefits paid (including direct rollovers)2022-12-31$3,821,007
Total plan assets at end of year2022-12-31$357,911
Total plan assets at beginning of year2022-12-31$254,999
Total contributions received or receivable from participants2022-12-31$546,004
Net income (gross income less expenses)2022-12-31$102,912
Net plan assets at end of year (total assets less liabilities)2022-12-31$357,911
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$254,999
Total contributions received or receivable from employer(s)2022-12-31$3,377,915
2021 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total income from all sources2021-12-31$3,680,896
Expenses. Total of all expenses incurred2021-12-31$3,710,896
Benefits paid (including direct rollovers)2021-12-31$3,710,896
Total plan assets at end of year2021-12-31$255,000
Total plan assets at beginning of year2021-12-31$285,000
Total contributions received or receivable from participants2021-12-31$610,645
Net income (gross income less expenses)2021-12-31$-30,000
Net plan assets at end of year (total assets less liabilities)2021-12-31$255,000
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$285,000
Total contributions received or receivable from employer(s)2021-12-31$3,070,251
2020 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$4,250,632
Expenses. Total of all expenses incurred2020-12-31$4,350,631
Benefits paid (including direct rollovers)2020-12-31$4,350,631
Total plan assets at end of year2020-12-31$285,000
Total plan assets at beginning of year2020-12-31$384,999
Total contributions received or receivable from participants2020-12-31$720,401
Net income (gross income less expenses)2020-12-31$-99,999
Net plan assets at end of year (total assets less liabilities)2020-12-31$285,000
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$384,999
Total contributions received or receivable from employer(s)2020-12-31$3,530,231
2019 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2019 401k financial data
Total income from all sources2019-12-31$4,533,175
Expenses. Total of all expenses incurred2019-12-31$4,443,175
Benefits paid (including direct rollovers)2019-12-31$4,443,175
Total plan assets at end of year2019-12-31$385,000
Total plan assets at beginning of year2019-12-31$295,000
Total contributions received or receivable from participants2019-12-31$653,064
Net income (gross income less expenses)2019-12-31$90,000
Net plan assets at end of year (total assets less liabilities)2019-12-31$385,000
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$295,000
Total contributions received or receivable from employer(s)2019-12-31$3,880,111
2018 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2018 401k financial data
Total income from all sources2018-12-31$4,011,416
Expenses. Total of all expenses incurred2018-12-31$4,012,815
Benefits paid (including direct rollovers)2018-12-31$4,012,815
Total plan assets at end of year2018-12-31$295,000
Total plan assets at beginning of year2018-12-31$296,399
Total contributions received or receivable from participants2018-12-31$662,095
Net income (gross income less expenses)2018-12-31$-1,399
Net plan assets at end of year (total assets less liabilities)2018-12-31$295,000
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$296,399
Total contributions received or receivable from employer(s)2018-12-31$3,349,321
2017 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2017 401k financial data
Total income from all sources2017-12-31$3,045,755
Expenses. Total of all expenses incurred2017-12-31$2,979,621
Benefits paid (including direct rollovers)2017-12-31$2,979,621
Total plan assets at end of year2017-12-31$296,399
Total plan assets at beginning of year2017-12-31$230,265
Total contributions received or receivable from participants2017-12-31$411,755
Net income (gross income less expenses)2017-12-31$66,134
Net plan assets at end of year (total assets less liabilities)2017-12-31$296,399
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$230,265
Total contributions received or receivable from employer(s)2017-12-31$2,634,000
2016 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2016 401k financial data
Total income from all sources2016-12-31$2,420,491
Expenses. Total of all expenses incurred2016-12-31$2,449,270
Benefits paid (including direct rollovers)2016-12-31$2,449,270
Total plan assets at end of year2016-12-31$230,265
Total plan assets at beginning of year2016-12-31$259,044
Total contributions received or receivable from participants2016-12-31$384,491
Net income (gross income less expenses)2016-12-31$-28,779
Net plan assets at end of year (total assets less liabilities)2016-12-31$230,265
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$259,044
Total contributions received or receivable from employer(s)2016-12-31$2,036,000
2015 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2015 401k financial data
Total income from all sources2015-12-31$2,511,385
Expenses. Total of all expenses incurred2015-12-31$2,527,341
Benefits paid (including direct rollovers)2015-12-31$2,527,341
Total plan assets at end of year2015-12-31$259,044
Total plan assets at beginning of year2015-12-31$275,000
Total contributions received or receivable from participants2015-12-31$615,100
Net income (gross income less expenses)2015-12-31$-15,956
Net plan assets at end of year (total assets less liabilities)2015-12-31$259,044
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$275,000
Total contributions received or receivable from employer(s)2015-12-31$1,896,285
2014 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2014 401k financial data
Total income from all sources2014-12-31$2,166,541
Expenses. Total of all expenses incurred2014-12-31$2,234,268
Benefits paid (including direct rollovers)2014-12-31$2,234,268
Total plan assets at end of year2014-12-31$275,000
Total plan assets at beginning of year2014-12-31$342,727
Total contributions received or receivable from participants2014-12-31$349,740
Net income (gross income less expenses)2014-12-31$-67,727
Net plan assets at end of year (total assets less liabilities)2014-12-31$275,000
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$342,727
Total contributions received or receivable from employer(s)2014-12-31$1,816,801
2013 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,986,596
Expenses. Total of all expenses incurred2013-12-31$1,943,869
Benefits paid (including direct rollovers)2013-12-31$1,943,869
Total plan assets at end of year2013-12-31$342,727
Total plan assets at beginning of year2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$352,996
Net income (gross income less expenses)2013-12-31$42,727
Net plan assets at end of year (total assets less liabilities)2013-12-31$342,727
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$300,000
Total contributions received or receivable from employer(s)2013-12-31$1,633,600
2012 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,828,012
Expenses. Total of all expenses incurred2012-12-31$1,978,012
Benefits paid (including direct rollovers)2012-12-31$1,978,012
Total plan assets at end of year2012-12-31$300,000
Total plan assets at beginning of year2012-12-31$450,000
Total contributions received or receivable from participants2012-12-31$354,418
Net income (gross income less expenses)2012-12-31$-150,000
Net plan assets at end of year (total assets less liabilities)2012-12-31$300,000
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$450,000
Total contributions received or receivable from employer(s)2012-12-31$1,473,594
2011 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2011 401k financial data
Total income from all sources2011-12-31$2,221,442
Expenses. Total of all expenses incurred2011-12-31$2,158,933
Benefits paid (including direct rollovers)2011-12-31$2,158,933
Total plan assets at end of year2011-12-31$450,000
Total plan assets at beginning of year2011-12-31$387,491
Total contributions received or receivable from participants2011-12-31$316,315
Net income (gross income less expenses)2011-12-31$62,509
Net plan assets at end of year (total assets less liabilities)2011-12-31$450,000
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$387,491
Total contributions received or receivable from employer(s)2011-12-31$1,905,127
2010 : FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2010 401k financial data
Total income from all sources2010-12-31$2,579,615
Expenses. Total of all expenses incurred2010-12-31$2,457,809
Benefits paid (including direct rollovers)2010-12-31$2,457,809
Total plan assets at end of year2010-12-31$387,491
Total plan assets at beginning of year2010-12-31$265,685
Total contributions received or receivable from participants2010-12-31$282,616
Net income (gross income less expenses)2010-12-31$121,806
Net plan assets at end of year (total assets less liabilities)2010-12-31$387,491
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$265,685
Total contributions received or receivable from employer(s)2010-12-31$2,296,999

Form 5500 Responses for FABER, COE & GREGG INC. GROUP INSURANCE PLAN

2022: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: FABER, COE & GREGG INC. GROUP INSURANCE PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered239
Insurance policy start date2022-03-01
Insurance policy end date2023-02-28
Total amount of commissions paid to insurance brokerUSD $86,922
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $86,922
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05958126
Policy instance 1
Insurance contract or identification numberTM05958126
Number of Individuals Covered441
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Total amount of commissions paid to insurance brokerUSD $5,097
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,097
Insurance broker organization code?3
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered190
Insurance policy start date2021-03-01
Insurance policy end date2022-02-28
Total amount of commissions paid to insurance brokerUSD $76,555
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $76,555
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05958126
Policy instance 1
Insurance contract or identification numberTM05958126
Number of Individuals Covered282
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Total amount of commissions paid to insurance brokerUSD $3,963
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,963
Insurance broker organization code?3
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered160
Insurance policy start date2020-03-01
Insurance policy end date2021-02-28
Total amount of commissions paid to insurance brokerUSD $8,064,071
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $80,641
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number5958126
Policy instance 1
Insurance contract or identification number5958126
Number of Individuals Covered254
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Total amount of commissions paid to insurance brokerUSD $4,716
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,716
Amount paid for insurance broker fees0
Insurance broker organization code?3
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered257
Insurance policy start date2019-03-01
Insurance policy end date2020-02-29
Total amount of commissions paid to insurance brokerUSD $107,050
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $107,050
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number5958126
Policy instance 1
Insurance contract or identification number5958126
Number of Individuals Covered445
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $4,769
Total amount of fees paid to insurance companyUSD $12
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,769
Amount paid for insurance broker fees12
Insurance broker organization code?3
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235212
Policy instance 1
Insurance contract or identification number235212
Number of Individuals Covered407
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,194
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,194
Amount paid for insurance broker fees0
Insurance broker organization code?3
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered238
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $84,653
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,982
Amount paid for insurance broker fees0
Insurance broker organization code?3
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235212
Policy instance 1
Insurance contract or identification number235212
Number of Individuals Covered428
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,218
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,218
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameALLEN AND STULTS CO
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered231
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $78,835
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $75,336
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMERITAIN HEALTH INC
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235212
Policy instance 1
Insurance contract or identification number235212
Number of Individuals Covered454
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,354
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,354
Insurance broker organization code?3
Insurance broker nameALLEN AND STULTS CO
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235030
Policy instance 2
Insurance contract or identification number235030
Number of Individuals Covered208
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $75,447
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $67,393
Insurance broker organization code?3
Insurance broker nameMERITAIN HEALTH INC
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235212
Policy instance 2
Insurance contract or identification number235212
Number of Individuals Covered185
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $56,688
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $56,688
Insurance broker organization code?3
Insurance broker nameALLEN AND STULTS CO
SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )
Policy contract number235212
Policy instance 1
Insurance contract or identification number235212
Number of Individuals Covered441
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $5,790
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,790
Insurance broker organization code?3
Insurance broker nameALLEN AND STULTS CO
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number648159
Policy instance 1
Insurance contract or identification number648159
Number of Individuals Covered396
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,058
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,058
Insurance broker organization code?3
Insurance broker nameALLEN AND STULTS CO
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05732021
Policy instance 1
Insurance contract or identification numberTM05732021
Number of Individuals Covered442
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Life Insurance Welfare BenefitYes
Other welfare benefits providedADD
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance broker3
Insurance broker nameMETROPOLITAN LIFE INSURANCE COMPANY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05732021
Policy instance 1
Insurance contract or identification numberTM05732021
Number of Individuals Covered442
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Life Insurance Welfare BenefitYes
Other welfare benefits providedADD
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05732021
Policy instance 1
Insurance contract or identification numberTM05732021
Number of Individuals Covered203
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,493
Life Insurance Welfare BenefitYes
Other welfare benefits providedADD
Welfare Benefit Premiums Paid to CarrierUSD $13,596
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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