401k Plan data: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST plan

ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 401k Plan overview

Plan Name	ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST
Plan identification number	001

ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.

401k Sponsoring company profile

ROSENTHAL & ROSENTHAL INC. has sponsored the creation of one or more 401k plans.

Company Name: ROSENTHAL & ROSENTHAL INC.

Employer identification number (EIN): 131238943

NAIC Classification: 525990
NAIC Description: Other Financial Vehicles

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-07-01 JOHN HAVERLY JOHN HAVERLY 2018-04-17
001 2017-07-01 JOHN HAVERLY JOHN HAVERLY 2018-04-16
001 2017-07-01 JOHN HAVERLY JOHN HAVERLY 2018-08-30
001 2016-07-01 JOHN HAVERLY JOHN HAVERLY 2018-05-23
001 2016-07-01 JOHN HAVERLY 2018-04-17
001 2016-07-01 JOHN HAVERLY 2018-04-16
001 2015-07-01 JOHN HAVERLY JOHN HAVERLY 2017-04-17
001 2014-07-01
001 2013-07-01
001 2012-07-01 MARK PLATNICK
001 2011-07-01 MARK PLATNICK
001 2010-07-01 ROBERT PRIZER
001 2009-07-01 ROBERT PRIZER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-07-01	JOHN HAVERLY	JOHN HAVERLY	2018-04-17
001	2017-07-01	JOHN HAVERLY	JOHN HAVERLY	2018-04-16
001	2017-07-01	JOHN HAVERLY	JOHN HAVERLY	2018-08-30
001	2016-07-01	JOHN HAVERLY	JOHN HAVERLY	2018-05-23
001	2016-07-01		JOHN HAVERLY	2018-04-17
001	2016-07-01		JOHN HAVERLY	2018-04-16
001	2015-07-01	JOHN HAVERLY	JOHN HAVERLY	2017-04-17
001	2014-07-01
001	2013-07-01
001	2012-07-01	MARK PLATNICK
001	2011-07-01	MARK PLATNICK
001	2010-07-01	ROBERT PRIZER
001	2009-07-01	ROBERT PRIZER

Plan Statistics for ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST

401k plan membership statisitcs for ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST

Measure Date Value
2017: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2017 401k membership
Total participants, beginning-of-year 2017-07-01 239
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 0
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 0
Total of all active and inactive participants 2017-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 0
Number of participants with account balances 2017-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year 2016-07-01 246
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 160
Number of retired or separated participants receiving benefits 2016-07-01 16
Number of other retired or separated participants entitled to future benefits 2016-07-01 61
Total of all active and inactive participants 2016-07-01 237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 2
Total participants 2016-07-01 239
Number of participants with account balances 2016-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year 2015-07-01 281
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 170
Number of retired or separated participants receiving benefits 2015-07-01 17
Number of other retired or separated participants entitled to future benefits 2015-07-01 58
Total of all active and inactive participants 2015-07-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 2
Total participants 2015-07-01 247
Number of participants with account balances 2015-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year 2014-07-01 309
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 221
Number of retired or separated participants receiving benefits 2014-07-01 14
Number of other retired or separated participants entitled to future benefits 2014-07-01 71
Total of all active and inactive participants 2014-07-01 306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 2
Total participants 2014-07-01 308
2013: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year 2013-07-01 318
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 210
Number of retired or separated participants receiving benefits 2013-07-01 13
Number of other retired or separated participants entitled to future benefits 2013-07-01 84
Total of all active and inactive participants 2013-07-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 2
Total participants 2013-07-01 309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 4
2012: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year 2012-07-01 319
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 208
Number of retired or separated participants receiving benefits 2012-07-01 13
Number of other retired or separated participants entitled to future benefits 2012-07-01 81
Total of all active and inactive participants 2012-07-01 302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 2
Total participants 2012-07-01 304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 8
2011: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year 2011-07-01 317
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 219
Number of retired or separated participants receiving benefits 2011-07-01 15
Number of other retired or separated participants entitled to future benefits 2011-07-01 83
Total of all active and inactive participants 2011-07-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2010 401k membership
Total participants, beginning-of-year 2010-07-01 311
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 206
Number of retired or separated participants receiving benefits 2010-07-01 13
Number of other retired or separated participants entitled to future benefits 2010-07-01 82
Total of all active and inactive participants 2010-07-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 3
Total participants 2010-07-01 304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 5
2009: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year 2009-07-01 303
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 199
Number of retired or separated participants receiving benefits 2009-07-01 12
Number of other retired or separated participants entitled to future benefits 2009-07-01 82
Total of all active and inactive participants 2009-07-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 4
Total participants 2009-07-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 2

Measure	Date	Value
2017: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2017 401k membership
Total participants, beginning-of-year	2017-07-01	239
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	0
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	0
Total of all active and inactive participants	2017-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	0
Number of participants with account balances	2017-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year	2016-07-01	246
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	160
Number of retired or separated participants receiving benefits	2016-07-01	16
Number of other retired or separated participants entitled to future benefits	2016-07-01	61
Total of all active and inactive participants	2016-07-01	237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	2
Total participants	2016-07-01	239
Number of participants with account balances	2016-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year	2015-07-01	281
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	170
Number of retired or separated participants receiving benefits	2015-07-01	17
Number of other retired or separated participants entitled to future benefits	2015-07-01	58
Total of all active and inactive participants	2015-07-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	2
Total participants	2015-07-01	247
Number of participants with account balances	2015-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year	2014-07-01	309
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	221
Number of retired or separated participants receiving benefits	2014-07-01	14
Number of other retired or separated participants entitled to future benefits	2014-07-01	71
Total of all active and inactive participants	2014-07-01	306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	2
Total participants	2014-07-01	308
2013: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year	2013-07-01	318
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	210
Number of retired or separated participants receiving benefits	2013-07-01	13
Number of other retired or separated participants entitled to future benefits	2013-07-01	84
Total of all active and inactive participants	2013-07-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	2
Total participants	2013-07-01	309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	4
2012: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year	2012-07-01	319
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	208
Number of retired or separated participants receiving benefits	2012-07-01	13
Number of other retired or separated participants entitled to future benefits	2012-07-01	81
Total of all active and inactive participants	2012-07-01	302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	2
Total participants	2012-07-01	304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	8
2011: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year	2011-07-01	317
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	219
Number of retired or separated participants receiving benefits	2011-07-01	15
Number of other retired or separated participants entitled to future benefits	2011-07-01	83
Total of all active and inactive participants	2011-07-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2010 401k membership
Total participants, beginning-of-year	2010-07-01	311
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	206
Number of retired or separated participants receiving benefits	2010-07-01	13
Number of other retired or separated participants entitled to future benefits	2010-07-01	82
Total of all active and inactive participants	2010-07-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	3
Total participants	2010-07-01	304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	5
2009: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year	2009-07-01	303
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	199
Number of retired or separated participants receiving benefits	2009-07-01	12
Number of other retired or separated participants entitled to future benefits	2009-07-01	82
Total of all active and inactive participants	2009-07-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	4
Total participants	2009-07-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	2

Financial Data on ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST

Measure	Date	Value
2017 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-11-14	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-11-14	$0
Total unrealized appreciation/depreciation of assets	2017-11-14	$0
Total transfer of assets to this plan	2017-11-14	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-14	$0
Expenses. Interest paid	2017-11-14	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-11-14	$0
Total income from all sources (including contributions)	2017-11-14	$1,295,881
Total loss/gain on sale of assets	2017-11-14	$0
Total of all expenses incurred	2017-11-14	$19,035,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-14	$18,889,391
Value of total corrective distributions	2017-11-14	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-14	$1,267,196
Value of total assets at end of year	2017-11-14	$0
Value of total assets at beginning of year	2017-11-14	$17,739,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-14	$145,924
Total income from rents	2017-11-14	$0
Total interest from all sources	2017-11-14	$-34
Total dividends received (eg from common stock, registered investment company shares)	2017-11-14	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-14	No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-11-14	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-11-14	$0
Administrative expenses professional fees incurred	2017-11-14	$0
Was this plan covered by a fidelity bond	2017-11-14	Yes
Value of fidelity bond cover	2017-11-14	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-11-14	$0
Were there any nonexempt tranactions with any party-in-interest	2017-11-14	No
Amount of non-exempt transactions with any party-in-interest	2017-11-14	$0
Contributions received from participants	2017-11-14	$0
Participant contributions at end of year	2017-11-14	$0
Participant contributions at beginning of year	2017-11-14	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-14	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-11-14	$4,203,838
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-11-14	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-11-14	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-11-14	$0
Other income not declared elsewhere	2017-11-14	$0
Administrative expenses (other) incurred	2017-11-14	$0
Liabilities. Value of operating payables at beginning of year	2017-11-14	$0
Total non interest bearing cash at end of year	2017-11-14	$0
Total non interest bearing cash at beginning of year	2017-11-14	$271,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-14	No
Income. Non cash contributions	2017-11-14	$0
Value of net income/loss	2017-11-14	$-17,739,434
Value of net assets at end of year (total assets less liabilities)	2017-11-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-11-14	$17,739,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-14	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-11-14	$0
Were any leases to which the plan was party in default or uncollectible	2017-11-14	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-11-14	$0
Investment advisory and management fees	2017-11-14	$0
Value of interest in pooled separate accounts at end of year	2017-11-14	$0
Value of interest in pooled separate accounts at beginning of year	2017-11-14	$17,468,104
Income. Interest from loans (other than to participants)	2017-11-14	$0
Interest earned on other investments	2017-11-14	$0
Income. Interest from US Government securities	2017-11-14	$0
Income. Interest from corporate debt instruments	2017-11-14	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-11-14	$-34
Expenses. Payments to insurance carriers foe the provision of benefits	2017-11-14	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-14	$0
Net investment gain/loss from pooled separate accounts	2017-11-14	$28,719
Net investment gain or loss from common/collective trusts	2017-11-14	$0
Net gain/loss from 103.12 investment entities	2017-11-14	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-14	Yes
Was there a failure to transmit to the plan any participant contributions	2017-11-14	No
Has the plan failed to provide any benefit when due under the plan	2017-11-14	No
Contributions received in cash from employer	2017-11-14	$1,267,196
Employer contributions (assets) at end of year	2017-11-14	$0
Employer contributions (assets) at beginning of year	2017-11-14	$0
Income. Dividends from preferred stock	2017-11-14	$0
Income. Dividends from common stock	2017-11-14	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-14	$14,685,553
Contract administrator fees	2017-11-14	$145,924
Liabilities. Value of benefit claims payable at beginning of year	2017-11-14	$0
Did the plan have assets held for investment	2017-11-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-14	Yes
Aggregate proceeds on sale of assets	2017-11-14	$0
Aggregate carrying amount (costs) on sale of assets	2017-11-14	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-11-14	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-14	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-14	Disclaimer
Accountancy firm name	2017-11-14	MARKS PANETH LLP
Accountancy firm EIN	2017-11-14	113518842
Unrealized appreciation/depreciation of real estate assets	2017-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-06-30	$0
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total transfer of assets to this plan	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$25,000
Expenses. Interest paid	2017-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$388,043
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$2,109,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$2,015,716
Value of total corrective distributions	2017-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$0
Value of total assets at end of year	2017-06-30	$17,739,434
Value of total assets at beginning of year	2017-06-30	$19,485,503
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$93,396
Total income from rents	2017-06-30	$0
Total interest from all sources	2017-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$0
Administrative expenses professional fees incurred	2017-06-30	$0
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Amount of non-exempt transactions with any party-in-interest	2017-06-30	$0
Contributions received from participants	2017-06-30	$0
Participant contributions at end of year	2017-06-30	$0
Participant contributions at beginning of year	2017-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-06-30	$0
Other income not declared elsewhere	2017-06-30	$25,078
Administrative expenses (other) incurred	2017-06-30	$799
Liabilities. Value of operating payables at beginning of year	2017-06-30	$25,000
Total non interest bearing cash at end of year	2017-06-30	$271,330
Total non interest bearing cash at beginning of year	2017-06-30	$206,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Income. Non cash contributions	2017-06-30	$0
Value of net income/loss	2017-06-30	$-1,721,069
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$17,739,434
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$19,460,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-06-30	$0
Investment advisory and management fees	2017-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$49,583
Value of interest in pooled separate accounts at end of year	2017-06-30	$17,468,104
Value of interest in pooled separate accounts at beginning of year	2017-06-30	$19,213,747
Income. Interest from loans (other than to participants)	2017-06-30	$0
Interest earned on other investments	2017-06-30	$0
Income. Interest from US Government securities	2017-06-30	$0
Income. Interest from corporate debt instruments	2017-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-06-30	$16,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-06-30	$16,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$296
Net investment gain/loss from pooled separate accounts	2017-06-30	$362,669
Net investment gain or loss from common/collective trusts	2017-06-30	$0
Net gain/loss from 103.12 investment entities	2017-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$0
Employer contributions (assets) at end of year	2017-06-30	$0
Employer contributions (assets) at beginning of year	2017-06-30	$0
Income. Dividends from preferred stock	2017-06-30	$0
Income. Dividends from common stock	2017-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$2,015,716
Contract administrator fees	2017-06-30	$92,597
Liabilities. Value of benefit claims payable at beginning of year	2017-06-30	$0
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Aggregate proceeds on sale of assets	2017-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2017-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	MARKS PANETH LLP
Accountancy firm EIN	2017-06-30	113518842
2016 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$0
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets to this plan	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$25,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$25,000
Expenses. Interest paid	2016-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$4,638,638
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$5,517,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$5,490,144
Value of total corrective distributions	2016-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$2,350,000
Value of total assets at end of year	2016-06-30	$19,485,503
Value of total assets at beginning of year	2016-06-30	$20,364,131
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$27,122
Total income from rents	2016-06-30	$0
Total interest from all sources	2016-06-30	$54
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$506
Administrative expenses professional fees incurred	2016-06-30	$0
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$3,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Amount of non-exempt transactions with any party-in-interest	2016-06-30	$0
Contributions received from participants	2016-06-30	$0
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-06-30	$1,350,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-06-30	$0
Other income not declared elsewhere	2016-06-30	$0
Administrative expenses (other) incurred	2016-06-30	$247
Liabilities. Value of operating payables at end of year	2016-06-30	$25,000
Liabilities. Value of operating payables at beginning of year	2016-06-30	$25,000
Total non interest bearing cash at end of year	2016-06-30	$206,049
Total non interest bearing cash at beginning of year	2016-06-30	$2,081,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Income. Non cash contributions	2016-06-30	$0
Value of net income/loss	2016-06-30	$-878,628
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$19,460,503
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$20,339,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-06-30	$0
Assets. partnership/joint venture interests at end of year	2016-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2016-06-30	$327,827
Investment advisory and management fees	2016-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$49,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$363,010
Value of interest in pooled separate accounts at end of year	2016-06-30	$19,213,747
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$17,086,779
Income. Interest from loans (other than to participants)	2016-06-30	$0
Interest earned on other investments	2016-06-30	$0
Income. Interest from US Government securities	2016-06-30	$0
Income. Interest from corporate debt instruments	2016-06-30	$0
Value of interest in common/collective trusts at end of year	2016-06-30	$0
Value of interest in common/collective trusts at beginning of year	2016-06-30	$496,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-06-30	$16,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$8,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$8,708
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$54
Expenses. Payments to insurance carriers foe the provision of benefits	2016-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-2,205
Net investment gain/loss from pooled separate accounts	2016-06-30	$2,282,300
Net investment gain or loss from common/collective trusts	2016-06-30	$7,983
Net gain/loss from 103.12 investment entities	2016-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$2,350,000
Employer contributions (assets) at end of year	2016-06-30	$0
Employer contributions (assets) at beginning of year	2016-06-30	$0
Income. Dividends from preferred stock	2016-06-30	$0
Income. Dividends from common stock	2016-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$4,140,144
Contract administrator fees	2016-06-30	$26,875
Liabilities. Value of benefit claims payable at beginning of year	2016-06-30	$0
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Aggregate proceeds on sale of assets	2016-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	MARKS PANETH LLP
Accountancy firm EIN	2016-06-30	113518842
2015 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$83,430
Total unrealized appreciation/depreciation of assets	2015-06-30	$83,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$25,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$41,930
Total income from all sources (including contributions)	2015-06-30	$-125,604
Total loss/gain on sale of assets	2015-06-30	$-297,189
Total of all expenses incurred	2015-06-30	$1,878,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$1,711,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$1,500,000
Value of total assets at end of year	2015-06-30	$20,364,181
Value of total assets at beginning of year	2015-06-30	$22,385,204
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$166,566
Total interest from all sources	2015-06-30	$2,083
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$266,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Administrative expenses professional fees incurred	2015-06-30	$51,175
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$3,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$17,615
Administrative expenses (other) incurred	2015-06-30	$257
Liabilities. Value of operating payables at end of year	2015-06-30	$25,000
Liabilities. Value of operating payables at beginning of year	2015-06-30	$41,930
Total non interest bearing cash at end of year	2015-06-30	$2,081,637
Total non interest bearing cash at beginning of year	2015-06-30	$2,374,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-2,004,093
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$20,339,181
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$22,343,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Assets. partnership/joint venture interests at end of year	2015-06-30	$327,877
Assets. partnership/joint venture interests at beginning of year	2015-06-30	$310,318
Investment advisory and management fees	2015-06-30	$115,134
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$363,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$2,906,889
Value of interest in pooled separate accounts at end of year	2015-06-30	$17,086,779
Income. Interest from corporate debt instruments	2015-06-30	$2,083
Value of interest in common/collective trusts at end of year	2015-06-30	$496,170
Value of interest in common/collective trusts at beginning of year	2015-06-30	$691,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$8,708
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$1,131,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$1,131,959
Net investment gain/loss from pooled separate accounts	2015-06-30	$-1,680,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$1,500,000
Income. Dividends from common stock	2015-06-30	$266,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$1,711,923
Asset. Corporate debt instrument debt (other) at beginning of year	2015-06-30	$52,563
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-06-30	No
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-06-30	$14,900,597
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$15,874,279
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$16,171,468
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	MARKS PANETH LLP
Accountancy firm EIN	2015-06-30	113518842
2014 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$41,930
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$25,744
Total income from all sources (including contributions)	2014-06-30	$4,789,140
Total loss/gain on sale of assets	2014-06-30	$2,806,711
Total of all expenses incurred	2014-06-30	$917,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$703,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$1,615,000
Value of total assets at end of year	2014-06-30	$22,385,204
Value of total assets at beginning of year	2014-06-30	$18,497,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$214,325
Total interest from all sources	2014-06-30	$124
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$367,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$45,856
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$3,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$17,615
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$23,468
Administrative expenses (other) incurred	2014-06-30	$270
Liabilities. Value of operating payables at end of year	2014-06-30	$41,930
Liabilities. Value of operating payables at beginning of year	2014-06-30	$25,744
Total non interest bearing cash at end of year	2014-06-30	$2,374,101
Total non interest bearing cash at beginning of year	2014-06-30	$1,570,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$3,871,546
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$22,343,274
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$18,471,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Assets. partnership/joint venture interests at end of year	2014-06-30	$310,318
Assets. partnership/joint venture interests at beginning of year	2014-06-30	$278,259
Investment advisory and management fees	2014-06-30	$168,199
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$2,906,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$1,953,287
Income. Interest from corporate debt instruments	2014-06-30	$124
Value of interest in common/collective trusts at end of year	2014-06-30	$691,162
Value of interest in common/collective trusts at beginning of year	2014-06-30	$836,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$1,131,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$1,217,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$1,217,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$1,615,000
Income. Dividends from common stock	2014-06-30	$367,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$703,269
Asset. Corporate debt instrument debt (other) at end of year	2014-06-30	$52,563
Asset. Corporate debt instrument debt (other) at beginning of year	2014-06-30	$374,958
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-06-30	$14,900,597
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-30	$12,242,261
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$8,011,027
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$5,204,316
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	MARKS PANETH LLP
Accountancy firm EIN	2014-06-30	113518842
2013 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$25,744
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$44,200
Total income from all sources (including contributions)	2013-06-30	$4,116,015
Total loss/gain on sale of assets	2013-06-30	$2,193,550
Total of all expenses incurred	2013-06-30	$720,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$555,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$1,536,500
Value of total assets at end of year	2013-06-30	$18,497,472
Value of total assets at beginning of year	2013-06-30	$15,120,616
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$165,247
Total interest from all sources	2013-06-30	$9,867
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$376,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Administrative expenses professional fees incurred	2013-06-30	$32,189
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$3,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$23,468
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$17,217
Liabilities. Value of operating payables at end of year	2013-06-30	$25,744
Liabilities. Value of operating payables at beginning of year	2013-06-30	$44,200
Total non interest bearing cash at end of year	2013-06-30	$1,570,978
Total non interest bearing cash at beginning of year	2013-06-30	$1,789,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$3,395,312
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$18,471,728
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$15,076,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Assets. partnership/joint venture interests at end of year	2013-06-30	$278,259
Assets. partnership/joint venture interests at beginning of year	2013-06-30	$249,843
Investment advisory and management fees	2013-06-30	$133,058
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$1,953,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$1,510,889
Income. Interest from corporate debt instruments	2013-06-30	$9,867
Value of interest in common/collective trusts at end of year	2013-06-30	$836,466
Value of interest in common/collective trusts at beginning of year	2013-06-30	$856,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$1,217,795
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$564,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$564,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$1,536,500
Income. Dividends from common stock	2013-06-30	$376,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$555,456
Asset. Corporate debt instrument debt (other) at end of year	2013-06-30	$374,958
Asset. Corporate debt instrument debt (other) at beginning of year	2013-06-30	$634,438
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$12,242,261
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$9,497,513
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$5,609,434
Aggregate carrying amount (costs) on sale of assets	2013-06-30	$3,415,884
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	MARKS PANETH LLP
Accountancy firm EIN	2013-06-30	113518842
2012 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$78,594
Total unrealized appreciation/depreciation of assets	2012-06-30	$78,594
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$44,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$124,146
Expenses. Interest paid	2012-06-30	$1,718
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-06-30	$1,718
Total income from all sources (including contributions)	2012-06-30	$2,925,564
Total loss/gain on sale of assets	2012-06-30	$-281,002
Total of all expenses incurred	2012-06-30	$360,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$200,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$2,790,000
Value of total assets at end of year	2012-06-30	$15,120,616
Value of total assets at beginning of year	2012-06-30	$12,635,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$157,841
Total interest from all sources	2012-06-30	$32,427
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$305,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$48,735
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-06-30	$47,628
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$3,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$17,217
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$15,023
Administrative expenses (other) incurred	2012-06-30	$159
Liabilities. Value of operating payables at end of year	2012-06-30	$44,200
Liabilities. Value of operating payables at beginning of year	2012-06-30	$66,900
Total non interest bearing cash at end of year	2012-06-30	$1,789,102
Total non interest bearing cash at beginning of year	2012-06-30	$22,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$2,565,133
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$15,076,416
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$12,511,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Assets. partnership/joint venture interests at end of year	2012-06-30	$249,843
Investment advisory and management fees	2012-06-30	$108,947
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$1,510,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$1,329,673
Interest earned on other investments	2012-06-30	$19,342
Income. Interest from corporate debt instruments	2012-06-30	$13,085
Value of interest in common/collective trusts at end of year	2012-06-30	$856,657
Value of interest in common/collective trusts at beginning of year	2012-06-30	$258,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$564,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$504,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$504,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$2,790,000
Employer contributions (assets) at end of year	2012-06-30	$0
Employer contributions (assets) at beginning of year	2012-06-30	$275,000
Income. Dividends from common stock	2012-06-30	$305,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$200,872
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$634,438
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$615,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$9,497,513
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$9,566,410
Liabilities. Value of benefit claims payable at end of year	2012-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-06-30	$57,246
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$5,497,900
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$5,778,902
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	MARKS PANETH & SHORN, LLP
Accountancy firm EIN	2012-06-30	113518842
2011 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$1,620,003
Total unrealized appreciation/depreciation of assets	2011-06-30	$1,620,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$124,146
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$95,006
Expenses. Interest paid	2011-06-30	$3,352
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-06-30	$3,352
Total income from all sources (including contributions)	2011-06-30	$3,710,017
Total loss/gain on sale of assets	2011-06-30	$636,395
Total of all expenses incurred	2011-06-30	$1,115,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$966,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$1,200,000
Value of total assets at end of year	2011-06-30	$12,635,429
Value of total assets at beginning of year	2011-06-30	$10,011,835
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$146,196
Total interest from all sources	2011-06-30	$27,339
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$226,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Administrative expenses professional fees incurred	2011-06-30	$46,110
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-06-30	$47,628
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$3,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$15,023
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$11,754
Liabilities. Value of operating payables at end of year	2011-06-30	$66,900
Liabilities. Value of operating payables at beginning of year	2011-06-30	$41,000
Total non interest bearing cash at end of year	2011-06-30	$22,852
Total non interest bearing cash at beginning of year	2011-06-30	$48,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$2,594,454
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$12,511,283
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$9,916,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$100,086
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$1,329,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$1,191,129
Interest earned on other investments	2011-06-30	$13,156
Income. Interest from corporate debt instruments	2011-06-30	$14,183
Value of interest in common/collective trusts at end of year	2011-06-30	$258,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$504,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$1,402,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$1,402,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$1,200,000
Employer contributions (assets) at end of year	2011-06-30	$275,000
Income. Dividends from common stock	2011-06-30	$226,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$966,015
Asset. Corporate debt instrument debt (other) at end of year	2011-06-30	$615,874
Asset. Corporate debt instrument debt (other) at beginning of year	2011-06-30	$560,704
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$9,566,410
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$6,796,590
Liabilities. Value of benefit claims payable at end of year	2011-06-30	$57,246
Liabilities. Value of benefit claims payable at beginning of year	2011-06-30	$54,006
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$4,489,287
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$3,852,892
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	MARKS PANETH & SHORN, LLP
Accountancy firm EIN	2011-06-30	113518842
2010 : ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST

2017: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	Yes
2017-07-01	This submission is the final filing	Yes
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	Yes
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: ROSENTHAL & ROSENTHAL,INC. EMPLOYEES RETIREMENT TRUST 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	This submission is the final filing	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

716237

Policy instance

Insurance contract or identification number	716237
Number of Individuals Covered	0
Insurance policy start date	2017-07-01
Insurance policy end date	2017-11-14
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

716237

Policy instance

Insurance contract or identification number	716237
Number of Individuals Covered	251
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

7-16237

Policy instance

Insurance contract or identification number	7-16237
Number of Individuals Covered	292
Insurance policy start date	2015-01-15
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ROSENTHAL & ROSENTHAL INC.
Employer identification number (EIN):	131238943
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles