401k Plan data: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING plan

ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 401k Plan overview

Plan Name	ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING
Plan identification number	002

ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ROSENTHAL & ROSENTHAL INC. has sponsored the creation of one or more 401k plans.

Company Name: ROSENTHAL & ROSENTHAL INC.

Employer identification number (EIN): 131238943

NAIC Classification: 525990
NAIC Description: Other Financial Vehicles

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 JAMES J. OCCHIOGROSSO 2023-10-10 JOHN HAVERLY 2023-10-10
002 2021-01-01 JAMES J. OCCHIOGROSSO 2022-10-17 JOHN HAVERLY 2022-10-17
002 2020-01-01 JAMES J. OCCHIOGROSSO 2021-10-14 JOHN HAVERLY 2021-10-14
002 2019-01-01 JAMES J. OCCHIOGROSSO 2020-09-30 JOHN HAVERLY 2020-09-30
002 2018-01-01 JAMES J. OCCHIOGROSSO 2019-10-07 JOHN HAVERLY 2019-10-07
002 2017-01-01
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 MARK PLATNICK
002 2011-01-01 MARK PLATNICK
002 2009-01-01 MARK PLATNICK
002 2009-01-01 MARK PLATNICK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	JAMES J. OCCHIOGROSSO	2023-10-10	JOHN HAVERLY	2023-10-10
002	2021-01-01	JAMES J. OCCHIOGROSSO	2022-10-17	JOHN HAVERLY	2022-10-17
002	2020-01-01	JAMES J. OCCHIOGROSSO	2021-10-14	JOHN HAVERLY	2021-10-14
002	2019-01-01	JAMES J. OCCHIOGROSSO	2020-09-30	JOHN HAVERLY	2020-09-30
002	2018-01-01	JAMES J. OCCHIOGROSSO	2019-10-07	JOHN HAVERLY	2019-10-07
002	2017-01-01
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	MARK PLATNICK
002	2011-01-01	MARK PLATNICK
002	2009-01-01	MARK PLATNICK
002	2009-01-01	MARK PLATNICK

Plan Statistics for ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING

401k plan membership statisitcs for ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING

Measure Date Value
2022: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2022 401k membership
Total participants, beginning-of-year 2022-01-01 249
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 206
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 45
Total of all active and inactive participants 2022-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 3
Total participants 2022-01-01 254
Number of participants with account balances 2022-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 5
2021: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2021 401k membership
Total participants, beginning-of-year 2021-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 198
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 46
Total of all active and inactive participants 2021-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 245
Number of participants with account balances 2021-01-01 243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2020 401k membership
Total participants, beginning-of-year 2020-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 190
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 51
Total of all active and inactive participants 2020-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 242
Number of participants with account balances 2020-01-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 10
2019: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2019 401k membership
Total participants, beginning-of-year 2019-01-01 265
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 225
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 31
Total of all active and inactive participants 2019-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 257
Number of participants with account balances 2019-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2018 401k membership
Total participants, beginning-of-year 2018-01-01 233
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 227
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 32
Total of all active and inactive participants 2018-01-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 261
Number of participants with account balances 2018-01-01 260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2017 401k membership
Total participants, beginning-of-year 2017-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 190
Number of other retired or separated participants entitled to future benefits 2017-01-01 37
Total of all active and inactive participants 2017-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 3
Total participants 2017-01-01 230
Number of participants with account balances 2017-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2016 401k membership
Total participants, beginning-of-year 2016-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 204
Number of other retired or separated participants entitled to future benefits 2016-01-01 31
Total of all active and inactive participants 2016-01-01 235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 236
Number of participants with account balances 2016-01-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2015 401k membership
Total participants, beginning-of-year 2015-01-01 240
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 220
Number of other retired or separated participants entitled to future benefits 2015-01-01 27
Total of all active and inactive participants 2015-01-01 247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 248
Number of participants with account balances 2015-01-01 226
2014: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2014 401k membership
Total participants, beginning-of-year 2014-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 229
Number of other retired or separated participants entitled to future benefits 2014-01-01 12
Total of all active and inactive participants 2014-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 242
Number of participants with account balances 2014-01-01 197
2013: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2013 401k membership
Total participants, beginning-of-year 2013-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 221
Number of other retired or separated participants entitled to future benefits 2013-01-01 9
Total of all active and inactive participants 2013-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 231
Number of participants with account balances 2013-01-01 193
2012: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2012 401k membership
Total participants, beginning-of-year 2012-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 219
Number of other retired or separated participants entitled to future benefits 2012-01-01 13
Total of all active and inactive participants 2012-01-01 232
Total participants 2012-01-01 232
Number of participants with account balances 2012-01-01 194
2011: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2011 401k membership
Total participants, beginning-of-year 2011-01-01 236
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 217
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 236
Total participants 2011-01-01 236
Number of participants with account balances 2011-01-01 201
2009: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2009 401k membership
Total participants, beginning-of-year 2009-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 211
Number of other retired or separated participants entitled to future benefits 2009-01-01 21
Total of all active and inactive participants 2009-01-01 232
Total participants 2009-01-01 232
Number of participants with account balances 2009-01-01 199

Measure	Date	Value
2022: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2022 401k membership
Total participants, beginning-of-year	2022-01-01	249
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	206
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	45
Total of all active and inactive participants	2022-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	3
Total participants	2022-01-01	254
Number of participants with account balances	2022-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	5
2021: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2021 401k membership
Total participants, beginning-of-year	2021-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	198
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	46
Total of all active and inactive participants	2021-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	245
Number of participants with account balances	2021-01-01	243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2020 401k membership
Total participants, beginning-of-year	2020-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	190
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	51
Total of all active and inactive participants	2020-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	242
Number of participants with account balances	2020-01-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	10
2019: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2019 401k membership
Total participants, beginning-of-year	2019-01-01	265
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	225
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	31
Total of all active and inactive participants	2019-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	257
Number of participants with account balances	2019-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2018 401k membership
Total participants, beginning-of-year	2018-01-01	233
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	227
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	32
Total of all active and inactive participants	2018-01-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	261
Number of participants with account balances	2018-01-01	260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2017 401k membership
Total participants, beginning-of-year	2017-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	190
Number of other retired or separated participants entitled to future benefits	2017-01-01	37
Total of all active and inactive participants	2017-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	230
Number of participants with account balances	2017-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2016 401k membership
Total participants, beginning-of-year	2016-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	204
Number of other retired or separated participants entitled to future benefits	2016-01-01	31
Total of all active and inactive participants	2016-01-01	235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	236
Number of participants with account balances	2016-01-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2015 401k membership
Total participants, beginning-of-year	2015-01-01	240
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	220
Number of other retired or separated participants entitled to future benefits	2015-01-01	27
Total of all active and inactive participants	2015-01-01	247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	248
Number of participants with account balances	2015-01-01	226
2014: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2014 401k membership
Total participants, beginning-of-year	2014-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	229
Number of other retired or separated participants entitled to future benefits	2014-01-01	12
Total of all active and inactive participants	2014-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	242
Number of participants with account balances	2014-01-01	197
2013: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2013 401k membership
Total participants, beginning-of-year	2013-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	221
Number of other retired or separated participants entitled to future benefits	2013-01-01	9
Total of all active and inactive participants	2013-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	231
Number of participants with account balances	2013-01-01	193
2012: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2012 401k membership
Total participants, beginning-of-year	2012-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	219
Number of other retired or separated participants entitled to future benefits	2012-01-01	13
Total of all active and inactive participants	2012-01-01	232
Total participants	2012-01-01	232
Number of participants with account balances	2012-01-01	194
2011: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2011 401k membership
Total participants, beginning-of-year	2011-01-01	236
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	217
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	236
Total participants	2011-01-01	236
Number of participants with account balances	2011-01-01	201
2009: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2009 401k membership
Total participants, beginning-of-year	2009-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	211
Number of other retired or separated participants entitled to future benefits	2009-01-01	21
Total of all active and inactive participants	2009-01-01	232
Total participants	2009-01-01	232
Number of participants with account balances	2009-01-01	199

Financial Data on ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING

Measure	Date	Value
2022 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-4,664,992
Total of all expenses incurred	2022-12-31	$5,944,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$5,934,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,158,263
Value of total assets at end of year	2022-12-31	$41,622,055
Value of total assets at beginning of year	2022-12-31	$52,231,987
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$9,953
Total interest from all sources	2022-12-31	$16,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,104,953
Participant contributions at end of year	2022-12-31	$562,588
Participant contributions at beginning of year	2022-12-31	$470,452
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$109,184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-10,609,932
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$41,622,055
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$52,231,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$36,537,908
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$46,584,615
Interest on participant loans	2022-12-31	$16,281
Value of interest in common/collective trusts at end of year	2022-12-31	$3,482,579
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,184,696
Net investment gain/loss from pooled separate accounts	2022-12-31	$-8,887,060
Net investment gain or loss from common/collective trusts	2022-12-31	$47,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,944,126
Employer contributions (assets) at end of year	2022-12-31	$1,038,980
Employer contributions (assets) at beginning of year	2022-12-31	$992,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$5,934,987
Contract administrator fees	2022-12-31	$9,953
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN	2022-12-31	431947695
2021 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$10,937,396
Total of all expenses incurred	2021-12-31	$1,002,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$959,499
Expenses. Certain deemed distributions of participant loans	2021-12-31	$36,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,832,903
Value of total assets at end of year	2021-12-31	$52,231,987
Value of total assets at beginning of year	2021-12-31	$42,297,218
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$6,138
Total interest from all sources	2021-12-31	$14,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,977,313
Participant contributions at end of year	2021-12-31	$470,452
Participant contributions at beginning of year	2021-12-31	$527,128
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$3,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$9,934,769
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$52,231,987
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$42,297,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$46,584,615
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$37,274,135
Interest on participant loans	2021-12-31	$14,232
Value of interest in common/collective trusts at end of year	2021-12-31	$4,184,696
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,491,777
Net investment gain/loss from pooled separate accounts	2021-12-31	$7,090,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,851,651
Employer contributions (assets) at end of year	2021-12-31	$992,224
Employer contributions (assets) at beginning of year	2021-12-31	$4,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$959,499
Contract administrator fees	2021-12-31	$6,138
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN	2021-12-31	431947695
2020 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$8,291,342
Total of all expenses incurred	2020-12-31	$2,507,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,390,142
Expenses. Certain deemed distributions of participant loans	2020-12-31	$109,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,817,629
Value of total assets at end of year	2020-12-31	$42,297,218
Value of total assets at beginning of year	2020-12-31	$36,513,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$7,742
Total interest from all sources	2020-12-31	$15,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,929,787
Participant contributions at end of year	2020-12-31	$527,128
Participant contributions at beginning of year	2020-12-31	$595,269
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$126,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,783,617
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$42,297,218
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$36,513,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$37,274,135
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$30,979,806
Interest on participant loans	2020-12-31	$15,945
Value of interest in common/collective trusts at end of year	2020-12-31	$4,491,777
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,884,861
Net investment gain/loss from pooled separate accounts	2020-12-31	$5,457,768
Net investment gain or loss from common/collective trusts	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$761,139
Employer contributions (assets) at end of year	2020-12-31	$4,178
Employer contributions (assets) at beginning of year	2020-12-31	$1,053,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,390,142
Contract administrator fees	2020-12-31	$7,742
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MARKS PANETH LLP
Accountancy firm EIN	2020-12-31	113518842
2019 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$10,488,759
Total of all expenses incurred	2019-12-31	$2,137,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,089,484
Expenses. Certain deemed distributions of participant loans	2019-12-31	$35,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,250,247
Value of total assets at end of year	2019-12-31	$36,513,601
Value of total assets at beginning of year	2019-12-31	$28,162,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$12,150
Total interest from all sources	2019-12-31	$23,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,063,873
Participant contributions at end of year	2019-12-31	$595,269
Participant contributions at beginning of year	2019-12-31	$483,660
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$218,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,351,478
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$36,513,601
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$28,162,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$30,979,806
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$23,363,999
Interest on participant loans	2019-12-31	$23,389
Value of interest in common/collective trusts at end of year	2019-12-31	$3,884,861
Value of interest in common/collective trusts at beginning of year	2019-12-31	$3,264,756
Net investment gain/loss from pooled separate accounts	2019-12-31	$6,052,961
Net investment gain or loss from common/collective trusts	2019-12-31	$162,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,967,744
Employer contributions (assets) at end of year	2019-12-31	$1,053,665
Employer contributions (assets) at beginning of year	2019-12-31	$1,049,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,089,484
Contract administrator fees	2019-12-31	$12,150
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARKS PANETH LLP
Accountancy firm EIN	2019-12-31	113518842
2018 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$2,293,544
Total of all expenses incurred	2018-12-31	$1,608,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,565,203
Expenses. Certain deemed distributions of participant loans	2018-12-31	$35,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,859,304
Value of total assets at end of year	2018-12-31	$28,162,123
Value of total assets at beginning of year	2018-12-31	$27,476,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,824
Total interest from all sources	2018-12-31	$17,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,780,808
Participant contributions at end of year	2018-12-31	$483,660
Participant contributions at beginning of year	2018-12-31	$381,387
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$237,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$685,140
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$28,162,123
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$27,476,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$23,363,999
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$22,557,047
Interest on participant loans	2018-12-31	$17,244
Value of interest in common/collective trusts at end of year	2018-12-31	$3,264,756
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,674,152
Net investment gain/loss from pooled separate accounts	2018-12-31	$-1,602,393
Net investment gain or loss from common/collective trusts	2018-12-31	$19,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,840,976
Employer contributions (assets) at end of year	2018-12-31	$1,049,708
Employer contributions (assets) at beginning of year	2018-12-31	$864,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,565,203
Contract administrator fees	2018-12-31	$7,824
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARKS PANETH LLP
Accountancy firm EIN	2018-12-31	113518842
2017 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$9,191,845
Total of all expenses incurred	2017-12-31	$2,175,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,167,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,736,200
Value of total assets at end of year	2017-12-31	$27,476,983
Value of total assets at beginning of year	2017-12-31	$20,460,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,348
Total interest from all sources	2017-12-31	$9,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,540,261
Participant contributions at end of year	2017-12-31	$381,387
Participant contributions at beginning of year	2017-12-31	$303,802
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,653,858
Administrative expenses (other) incurred	2017-12-31	$7,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$7,016,771
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$27,476,983
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,460,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$22,557,047
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$16,669,140
Interest on participant loans	2017-12-31	$9,816
Value of interest in common/collective trusts at end of year	2017-12-31	$3,674,152
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,967,012
Net investment gain/loss from pooled separate accounts	2017-12-31	$3,411,777
Net investment gain or loss from common/collective trusts	2017-12-31	$34,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,542,081
Employer contributions (assets) at end of year	2017-12-31	$864,397
Employer contributions (assets) at beginning of year	2017-12-31	$520,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,167,726
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARKS PANETH LLP
Accountancy firm EIN	2017-12-31	113518842
2016 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$11,751
Total income from all sources (including contributions)	2016-12-31	$4,501,130
Total of all expenses incurred	2016-12-31	$2,264,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,257,594
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,229,666
Value of total assets at end of year	2016-12-31	$20,460,212
Value of total assets at beginning of year	2016-12-31	$18,235,205
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,778
Total interest from all sources	2016-12-31	$6,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,441,800
Participant contributions at end of year	2016-12-31	$303,802
Participant contributions at beginning of year	2016-12-31	$253,205
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$596,763
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$11,751
Administrative expenses (other) incurred	2016-12-31	$6,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,236,758
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,460,212
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$18,223,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$16,669,140
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$17,590,279
Interest on participant loans	2016-12-31	$6,375
Value of interest in common/collective trusts at end of year	2016-12-31	$2,967,012
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$45,205
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,265,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,191,103
Employer contributions (assets) at end of year	2016-12-31	$520,258
Employer contributions (assets) at beginning of year	2016-12-31	$346,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,257,594
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARKS PANETH LLP
Accountancy firm EIN	2016-12-31	113518842
2015 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$11,751
Total income from all sources (including contributions)	2015-12-31	$2,255,627
Total of all expenses incurred	2015-12-31	$1,875,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,858,237
Value of total corrective distributions	2015-12-31	$11,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,161,588
Value of total assets at end of year	2015-12-31	$18,235,205
Value of total assets at beginning of year	2015-12-31	$17,843,299
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,484
Total interest from all sources	2015-12-31	$7,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,325,874
Participant contributions at end of year	2015-12-31	$253,205
Participant contributions at beginning of year	2015-12-31	$450,601
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$270,496
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$11,751
Administrative expenses (other) incurred	2015-12-31	$5,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$380,155
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$18,223,454
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$17,843,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$17,590,279
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$17,117,266
Interest on participant loans	2015-12-31	$7,787
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$204
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$45,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$164,592
Net investment gain/loss from pooled separate accounts	2015-12-31	$86,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$565,218
Employer contributions (assets) at end of year	2015-12-31	$346,516
Employer contributions (assets) at beginning of year	2015-12-31	$110,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,858,237
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARKS PANETH LLP
Accountancy firm EIN	2015-12-31	113518842
2014 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,380,012
Total of all expenses incurred	2014-12-31	$247,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$242,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,145,748
Value of total assets at end of year	2014-12-31	$17,843,299
Value of total assets at beginning of year	2014-12-31	$15,711,189
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$5,754
Total interest from all sources	2014-12-31	$9,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,065,758
Participant contributions at end of year	2014-12-31	$450,601
Participant contributions at beginning of year	2014-12-31	$443,722
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$13,000
Administrative expenses (other) incurred	2014-12-31	$5,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,132,110
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$17,843,299
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$15,711,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$17,117,266
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$14,766,749
Interest on participant loans	2014-12-31	$9,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$164,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$434,539
Net investment gain/loss from pooled separate accounts	2014-12-31	$1,224,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$66,990
Employer contributions (assets) at end of year	2014-12-31	$110,840
Employer contributions (assets) at beginning of year	2014-12-31	$66,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$242,148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARKS PANETH LLP
Accountancy firm EIN	2014-12-31	113518842
2013 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$3,614,720
Total of all expenses incurred	2013-12-31	$1,203,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,196,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,074,564
Value of total assets at end of year	2013-12-31	$15,711,189
Value of total assets at beginning of year	2013-12-31	$13,299,476
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,061
Total interest from all sources	2013-12-31	$9,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$970,677
Participant contributions at end of year	2013-12-31	$443,722
Participant contributions at beginning of year	2013-12-31	$383,032
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$37,708
Administrative expenses (other) incurred	2013-12-31	$6,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,411,713
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$15,711,189
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,299,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$14,766,749
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$11,856,559
Interest on participant loans	2013-12-31	$9,189
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$434,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$992,260
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,530,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$66,179
Employer contributions (assets) at end of year	2013-12-31	$66,179
Employer contributions (assets) at beginning of year	2013-12-31	$67,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,196,946
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARKS PANETH LLP
Accountancy firm EIN	2013-12-31	113518842
2012 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,281,232
Total of all expenses incurred	2012-12-31	$666,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$662,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,053,445
Value of total assets at end of year	2012-12-31	$13,299,476
Value of total assets at beginning of year	2012-12-31	$11,685,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,471
Total interest from all sources	2012-12-31	$7,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$942,188
Participant contributions at end of year	2012-12-31	$383,032
Participant contributions at beginning of year	2012-12-31	$264,571
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$43,932
Administrative expenses (other) incurred	2012-12-31	$4,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,614,395
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,299,476
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$11,685,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$11,856,559
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$10,280,658
Interest on participant loans	2012-12-31	$7,346
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$992,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,139,552
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,220,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$67,325
Employer contributions (assets) at end of year	2012-12-31	$67,625
Employer contributions (assets) at beginning of year	2012-12-31	$300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$662,366
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARKS PANETH & SHRON LLP
Accountancy firm EIN	2012-12-31	113518842
2011 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$927,589
Total of all expenses incurred	2011-12-31	$684,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$679,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$954,487
Value of total assets at end of year	2011-12-31	$11,685,081
Value of total assets at beginning of year	2011-12-31	$11,441,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,609
Total interest from all sources	2011-12-31	$7,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$887,667
Participant contributions at end of year	2011-12-31	$264,571
Participant contributions at beginning of year	2011-12-31	$281,539
Administrative expenses (other) incurred	2011-12-31	$4,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$243,279
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$11,685,081
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,441,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$10,280,658
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$9,983,644
Interest on participant loans	2011-12-31	$7,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,139,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,110,715
Net investment gain/loss from pooled separate accounts	2011-12-31	$-34,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$66,820
Employer contributions (assets) at end of year	2011-12-31	$300
Employer contributions (assets) at beginning of year	2011-12-31	$65,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$679,701
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARKS PANETH & SHRON, LLP
Accountancy firm EIN	2011-12-31	113518842
2010 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,949,346
Total of all expenses incurred	2010-12-31	$649,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$644,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$948,203
Value of total assets at end of year	2010-12-31	$11,441,802
Value of total assets at beginning of year	2010-12-31	$10,142,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,482
Total interest from all sources	2010-12-31	$7,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$882,299
Participant contributions at end of year	2010-12-31	$281,539
Participant contributions at beginning of year	2010-12-31	$233,293
Administrative expenses (other) incurred	2010-12-31	$5,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,299,614
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,441,802
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$10,142,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$9,983,644
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$8,538,347
Interest on participant loans	2010-12-31	$7,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,110,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,370,548
Net investment gain/loss from pooled separate accounts	2010-12-31	$993,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$65,904
Employer contributions (assets) at end of year	2010-12-31	$65,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$644,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MARKS PANETH & SHRON, LLP
Accountancy firm EIN	2010-12-31	113518842
2009 : ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING

2022: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROSENTHAL & ROSENTHAL INC. EMPLOYEES THRIFT SAVING 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

377417

Policy instance

Insurance contract or identification number	377417
Number of Individuals Covered	254
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $40,363
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40,363
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

377417

Policy instance

Insurance contract or identification number	377417
Number of Individuals Covered	245
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $40,979
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40,979
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

377417

Policy instance

Insurance contract or identification number	377417
Number of Individuals Covered	242
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $30,149
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $30,149
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

377417

Policy instance

Insurance contract or identification number	377417
Number of Individuals Covered	257
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $26,702
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,702
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

377417

Policy instance

Insurance contract or identification number	377417
Number of Individuals Covered	261
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $24,091
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,091
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

377417

Policy instance

Insurance contract or identification number	377417
Number of Individuals Covered	230
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $18,105
Total amount of fees paid to insurance company	USD $1,483
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,105
Amount paid for insurance broker fees	1483
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3
Insurance broker name	NY LIFE SECURITIES LLC

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Company Name:	ROSENTHAL & ROSENTHAL INC.
Employer identification number (EIN):	131238943
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles