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WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameWOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN
Plan identification number 001

WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WOLF HALDENSTEIN ADLER FREEMAN HERZ LLP has sponsored the creation of one or more 401k plans.

Company Name:WOLF HALDENSTEIN ADLER FREEMAN HERZ LLP
Employer identification number (EIN):131548757
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about WOLF HALDENSTEIN ADLER FREEMAN HERZ LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1994-11-16
Company Identification Number: 1868747
Legal Registered Office Address: ATTN: VICTOR L MANN
270 MADISON AVE
NEW YORK
United States of America (USA)
10016

More information about WOLF HALDENSTEIN ADLER FREEMAN HERZ LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01BENJAMIN KAUFMAN2023-10-03
0012021-01-01BENJAMIN KAUFMAN2022-10-13
0012020-01-01BENJAMIN KAUFMAN2021-09-23
0012020-01-01BENJAMIN KAUFMAN2021-07-27
0012019-01-01BENJAMIN KAUFMAN2020-10-06
0012018-01-01RANDALL NEWMAN2019-09-17
0012017-01-01RANDALL S. NEWMAN2018-10-04
0012016-01-01LAWRENCE KOLKER
0012015-01-01MICHAEL JAFFE
0012014-01-01LAWRENCE KOLKER
0012013-01-01ELI GREENBERG ELI GREENBERG2014-10-15
0012012-01-01ELI GREENBERG
0012011-01-01ELI GREENBERG ELI GREENBERG2012-10-02
0012010-01-01ELI GREENBERG ELI GREENBERG2011-09-27
0012009-01-01ELI GREENBERG ELI GREENBERG2010-10-12

Plan Statistics for WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN

Measure Date Value
2016: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01102
Total number of active participants reported on line 7a of the Form 55002016-01-0146
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0144
Total of all active and inactive participants2016-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-0192
Number of participants with account balances2016-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01124
Total number of active participants reported on line 7a of the Form 55002015-01-0148
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0152
Total of all active and inactive participants2015-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01102
Number of participants with account balances2015-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01124
Total number of active participants reported on line 7a of the Form 55002014-01-0188
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01124
Number of participants with account balances2014-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01129
Total number of active participants reported on line 7a of the Form 55002013-01-0188
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0136
Total of all active and inactive participants2013-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01124
Number of participants with account balances2013-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01126
Total number of active participants reported on line 7a of the Form 55002012-01-0191
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01125
Number of participants with account balances2012-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01123
Total number of active participants reported on line 7a of the Form 55002011-01-0193
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0129
Total of all active and inactive participants2011-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01122
Number of participants with account balances2011-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2010: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01147
Total number of active participants reported on line 7a of the Form 55002010-01-0196
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01120
Number of participants with account balances2010-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01140
Total number of active participants reported on line 7a of the Form 55002009-01-0189
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0153
Total of all active and inactive participants2009-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01142
Number of participants with account balances2009-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN

Measure Date Value
2016 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,676,802
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,262,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,183,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$879,606
Value of total assets at end of year2016-12-31$24,924,951
Value of total assets at beginning of year2016-12-31$23,511,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$78,934
Total interest from all sources2016-12-31$17,950
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$51,273
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$700,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$379,717
Participant contributions at end of year2016-12-31$163,873
Participant contributions at beginning of year2016-12-31$203,874
Participant contributions at end of year2016-12-31$277,260
Participant contributions at beginning of year2016-12-31$295,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,413,882
Value of net assets at end of year (total assets less liabilities)2016-12-31$24,924,951
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,511,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,661
Interest on participant loans2016-12-31$17,950
Value of interest in master investment trust accounts at end of year2016-12-31$23,994,477
Value of interest in master investment trust accounts at beginning of year2016-12-31$22,557,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$499,889
Employer contributions (assets) at end of year2016-12-31$489,341
Employer contributions (assets) at beginning of year2016-12-31$454,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,183,986
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARKS PANETH LLP
Accountancy firm EIN2016-12-31113518842
2015 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$289,894
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$16,613,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,388,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$949,971
Value of total assets at end of year2015-12-31$23,511,069
Value of total assets at beginning of year2015-12-31$39,834,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$224,486
Total interest from all sources2015-12-31$7,912
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$28,755
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,400,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$419,179
Participant contributions at end of year2015-12-31$203,874
Participant contributions at beginning of year2015-12-31$250,955
Participant contributions at end of year2015-12-31$295,129
Participant contributions at beginning of year2015-12-31$417,689
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$62,108
Administrative expenses (other) incurred2015-12-31$50,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-16,323,277
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,511,069
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,834,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$145,098
Interest on participant loans2015-12-31$7,912
Value of interest in master investment trust accounts at end of year2015-12-31$22,557,107
Value of interest in master investment trust accounts at beginning of year2015-12-31$38,389,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$468,684
Employer contributions (assets) at end of year2015-12-31$454,959
Employer contributions (assets) at beginning of year2015-12-31$775,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,388,685
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARKS PANETH LLP
Accountancy firm EIN2015-12-31113518842
2014 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,676,908
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,227,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,093,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,812,689
Value of total assets at end of year2014-12-31$39,834,346
Value of total assets at beginning of year2014-12-31$43,384,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$134,079
Total interest from all sources2014-12-31$7,570
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$69,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$69,456
Administrative expenses professional fees incurred2014-12-31$27,250
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,400,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$569,621
Participant contributions at end of year2014-12-31$250,955
Participant contributions at beginning of year2014-12-31$198,236
Participant contributions at end of year2014-12-31$417,689
Participant contributions at beginning of year2014-12-31$503,061
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$11,191,594
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$449,263
Other income not declared elsewhere2014-12-31$569,535
Administrative expenses (other) incurred2014-12-31$28,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-3,550,287
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,834,346
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$43,384,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$78,344
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$29,854,926
Interest on participant loans2014-12-31$7,516
Value of interest in master investment trust accounts at end of year2014-12-31$38,389,807
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$721,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$721,609
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,666,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$793,805
Employer contributions (assets) at end of year2014-12-31$775,895
Employer contributions (assets) at beginning of year2014-12-31$915,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,093,116
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARKS PANETH LLP
Accountancy firm EIN2014-12-31113518842
2013 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,826,869
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$917,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$876,698
Value of total corrective distributions2013-12-31$30,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,642,589
Value of total assets at end of year2013-12-31$43,384,631
Value of total assets at beginning of year2013-12-31$34,475,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,248
Total interest from all sources2013-12-31$3,865
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$79,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$79,971
Administrative expenses professional fees incurred2013-12-31$11,248
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,200,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$708,450
Participant contributions at end of year2013-12-31$198,236
Participant contributions at beginning of year2013-12-31$149,684
Participant contributions at end of year2013-12-31$503,061
Participant contributions at beginning of year2013-12-31$434,065
Assets. Other investments not covered elsewhere at end of year2013-12-31$11,191,594
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,257,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,908,877
Value of net assets at end of year (total assets less liabilities)2013-12-31$43,384,631
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,475,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$29,854,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,047,753
Interest on participant loans2013-12-31$3,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$721,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$670,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$670,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,100,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$934,139
Employer contributions (assets) at end of year2013-12-31$915,207
Employer contributions (assets) at beginning of year2013-12-31$916,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$876,698
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARKS, PANETH AND SHRON, LLP
Accountancy firm EIN2013-12-31113518842
2012 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$207,447
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,699,818
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,494,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,476,525
Expenses. Certain deemed distributions of participant loans2012-12-31$6,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,589,274
Value of total assets at end of year2012-12-31$34,475,754
Value of total assets at beginning of year2012-12-31$31,062,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,807
Total interest from all sources2012-12-31$644,313
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$92,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$92,108
Administrative expenses professional fees incurred2012-12-31$11,807
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,200,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$649,183
Participant contributions at end of year2012-12-31$149,684
Participant contributions at beginning of year2012-12-31$206,493
Participant contributions at end of year2012-12-31$434,065
Participant contributions at beginning of year2012-12-31$423,982
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,257,305
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$6,541,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,205,379
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,475,754
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,062,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,047,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,380,626
Interest on participant loans2012-12-31$5,352
Interest earned on other investments2012-12-31$638,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$670,258
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$604,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$604,753
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$71
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,374,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$940,091
Employer contributions (assets) at end of year2012-12-31$916,689
Employer contributions (assets) at beginning of year2012-12-31$906,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,476,525
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARKS, PANETH AND SHRON, LLP
Accountancy firm EIN2012-12-31113518842
2011 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$2,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,386,612
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$718,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$690,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,908,463
Value of total assets at end of year2011-12-31$31,062,928
Value of total assets at beginning of year2011-12-31$29,392,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$28,776
Total interest from all sources2011-12-31$-146,256
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$65,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$65,540
Administrative expenses professional fees incurred2011-12-31$28,776
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,200,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$632,381
Participant contributions at end of year2011-12-31$206,493
Participant contributions at beginning of year2011-12-31$261,803
Participant contributions at end of year2011-12-31$423,982
Participant contributions at beginning of year2011-12-31$472,335
Assets. Other investments not covered elsewhere at end of year2011-12-31$6,541,021
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$6,402,798
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,353,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,667,825
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,062,928
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$29,392,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,380,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,884,260
Interest on participant loans2011-12-31$9,772
Interest earned on other investments2011-12-31$-156,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$604,753
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$483,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$483,004
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$52
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-441,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$922,678
Employer contributions (assets) at end of year2011-12-31$906,053
Employer contributions (assets) at beginning of year2011-12-31$888,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$690,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARKS, PANETH & SHRON LLP
Accountancy firm EIN2011-12-31113518842
2010 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,745,761
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$526,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$524,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,574,363
Value of total assets at end of year2010-12-31$29,392,588
Value of total assets at beginning of year2010-12-31$25,172,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,739
Total interest from all sources2010-12-31$836,882
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$59,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$59,387
Administrative expenses professional fees incurred2010-12-31$1,739
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,200,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$667,190
Participant contributions at end of year2010-12-31$261,803
Participant contributions at beginning of year2010-12-31$223,070
Participant contributions at end of year2010-12-31$472,335
Participant contributions at beginning of year2010-12-31$400,697
Assets. Other investments not covered elsewhere at end of year2010-12-31$6,402,798
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,469,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,219,614
Value of net assets at end of year (total assets less liabilities)2010-12-31$29,392,588
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,172,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,884,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$17,794,814
Interest on participant loans2010-12-31$10,671
Interest earned on other investments2010-12-31$826,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$483,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$507,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$507,550
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,275,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$907,173
Employer contributions (assets) at end of year2010-12-31$888,388
Employer contributions (assets) at beginning of year2010-12-31$777,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$524,408
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARKS, PANETH & SHRON LLP
Accountancy firm EIN2010-12-31113518842
2009 : WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN

2016: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WOLF HALDENSTEIN ADLER FREEMAN & HERZ LLP RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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