401k Plan data: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN plan

ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 401k Plan overview

Plan Name	ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN
Plan identification number	002

ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSENBAUM & ROSENFELD RADIOLOGY, LLP has sponsored the creation of one or more 401k plans.

Company Name: ROSENBAUM & ROSENFELD RADIOLOGY, LLP

Employer identification number (EIN): 131606433

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about ROSENBAUM & ROSENFELD RADIOLOGY, LLP

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1997-06-03

Company Identification Number: 2149370

Legal Registered Office Address: 1421 THIRD AVE

NEW YORK
United States of America (USA)
10028

More information about ROSENBAUM & ROSENFELD RADIOLOGY, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 ALFRED ROSENBAUM 2020-10-14 ALFRED ROSENBAUM 2020-10-14
002 2018-01-01
002 2017-01-01 ALFRED ROSENBAUM ALFRED ROSENBAUM 2018-10-15
002 2016-01-01 ALFRED ROSENBAUM ALFRED ROSENBAUM 2017-10-16
002 2015-01-01 ALFRED ROSENBAUM ALFRED ROSENBAUM 2016-10-17
002 2014-01-01 ALFRED ROSENBAUM ALFRED ROSENBAUM 2015-10-15
002 2013-01-01 ALFRED ROSENBAUM ALFRED ROSENBAUM 2014-10-08
002 2012-01-01 ALFRED ROSENBAUM ALFRED ROSENBAUM 2013-09-23
002 2011-01-01 DR. ROSENBAUM DR. ROSENBAUM 2012-10-22
002 2009-01-01 ALFRED ROSENBAUM MD ALFRED ROSENBAUM MD 2010-09-16
002 2009-01-01 DR. ROSENBAUM DR. ROSENBAUM 2010-09-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01	ALFRED ROSENBAUM	2020-10-14	ALFRED ROSENBAUM	2020-10-14
002	2018-01-01
002	2017-01-01	ALFRED ROSENBAUM		ALFRED ROSENBAUM	2018-10-15
002	2016-01-01	ALFRED ROSENBAUM		ALFRED ROSENBAUM	2017-10-16
002	2015-01-01	ALFRED ROSENBAUM		ALFRED ROSENBAUM	2016-10-17
002	2014-01-01	ALFRED ROSENBAUM		ALFRED ROSENBAUM	2015-10-15
002	2013-01-01	ALFRED ROSENBAUM		ALFRED ROSENBAUM	2014-10-08
002	2012-01-01	ALFRED ROSENBAUM		ALFRED ROSENBAUM	2013-09-23
002	2011-01-01	DR. ROSENBAUM		DR. ROSENBAUM	2012-10-22
002	2009-01-01	ALFRED ROSENBAUM MD		ALFRED ROSENBAUM MD	2010-09-16
002	2009-01-01	DR. ROSENBAUM		DR. ROSENBAUM	2010-09-17

Plan Statistics for ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN

401k plan membership statisitcs for ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN

Measure Date Value
2019: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 28
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 8
Total of all active and inactive participants 2019-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 36
Number of participants with account balances 2019-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 32
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 7
Total of all active and inactive participants 2018-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 39
Number of participants with account balances 2018-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 31
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 6
Total of all active and inactive participants 2017-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 37
Number of participants with account balances 2017-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 26
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 7
Total of all active and inactive participants 2016-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 33
Number of participants with account balances 2016-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 26
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 29
Number of participants with account balances 2015-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 16
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 19
Number of participants with account balances 2014-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 27
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 32
Total participants 2013-01-01 32
Number of participants with account balances 2013-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 24
2012: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 18
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 21
Total participants 2012-01-01 21
Number of participants with account balances 2012-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 24
Number of participants with account balances 2011-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 16
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 27
Total participants 2009-01-01 27
Number of participants with account balances 2009-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	28
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	8
Total of all active and inactive participants	2019-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	36
Number of participants with account balances	2019-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	32
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	7
Total of all active and inactive participants	2018-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	39
Number of participants with account balances	2018-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	31
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	6
Total of all active and inactive participants	2017-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	37
Number of participants with account balances	2017-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	26
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	7
Total of all active and inactive participants	2016-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	33
Number of participants with account balances	2016-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	26
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	29
Number of participants with account balances	2015-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	19
Number of participants with account balances	2014-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	27
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	32
Total participants	2013-01-01	32
Number of participants with account balances	2013-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	24
2012: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	18
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	21
Total participants	2012-01-01	21
Number of participants with account balances	2012-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	24
Number of participants with account balances	2011-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	16
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	27
Total participants	2009-01-01	27
Number of participants with account balances	2009-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN

Measure	Date	Value
2019 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$670,031
Expenses. Total of all expenses incurred	2019-12-31	$4,380,227
Benefits paid (including direct rollovers)	2019-12-31	$4,380,068
Total plan assets at end of year	2019-12-31	$2,287,636
Total plan assets at beginning of year	2019-12-31	$5,997,832
Value of fidelity bond covering the plan	2019-12-31	$3,000,000
Total contributions received or receivable from participants	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$670,031
Net income (gross income less expenses)	2019-12-31	$-3,710,196
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,287,636
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,997,832
Assets. Value of participant loans	2019-12-31	$11,127
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$1,171,776
Total contributions received or receivable from employer(s)	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$159
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2018 401k financial data
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-484,379
Expenses. Total of all expenses incurred	2018-12-31	$4,806,678
Benefits paid (including direct rollovers)	2018-12-31	$4,806,678
Total plan assets at end of year	2018-12-31	$5,997,832
Total plan assets at beginning of year	2018-12-31	$11,288,889
Value of fidelity bond covering the plan	2018-12-31	$3,000,000
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-484,379
Net income (gross income less expenses)	2018-12-31	$-5,291,057
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,997,832
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$11,288,889
Assets. Value of participant loans	2018-12-31	$11,127
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$2,213,281
Total contributions received or receivable from employer(s)	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
2017 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,828,755
Expenses. Total of all expenses incurred	2017-12-31	$379,466
Benefits paid (including direct rollovers)	2017-12-31	$379,466
Total plan assets at end of year	2017-12-31	$11,277,244
Total plan assets at beginning of year	2017-12-31	$9,827,955
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$1,828,755
Net income (gross income less expenses)	2017-12-31	$1,449,289
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$11,277,244
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$9,827,955
Assets. Value of participant loans	2017-12-31	$11,127
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$2,679,520
Total contributions received or receivable from employer(s)	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$392,832
Expenses. Total of all expenses incurred	2016-12-31	$240,568
Benefits paid (including direct rollovers)	2016-12-31	$240,478
Total plan assets at end of year	2016-12-31	$10,193,994
Total plan assets at beginning of year	2016-12-31	$10,041,730
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$392,832
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$152,264
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$10,193,994
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$10,041,730
Assets. Value of participant loans	2016-12-31	$11,127
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$1,436,347
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$90
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$626
Total income from all sources	2015-12-31	$-195,427
Expenses. Total of all expenses incurred	2015-12-31	$174,335
Benefits paid (including direct rollovers)	2015-12-31	$174,185
Total plan assets at end of year	2015-12-31	$10,041,730
Total plan assets at beginning of year	2015-12-31	$10,412,118
Value of fidelity bond covering the plan	2015-12-31	$500,000
Other income received	2015-12-31	$-195,427
Net income (gross income less expenses)	2015-12-31	$-369,762
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$10,041,730
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$10,411,492
Assets. Value of participant loans	2015-12-31	$11,127
Total contributions received or receivable from employer(s)	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$626
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$877,468
Expenses. Total of all expenses incurred	2014-12-31	$1,181,511
Benefits paid (including direct rollovers)	2014-12-31	$1,181,511
Total plan assets at end of year	2014-12-31	$10,412,118
Total plan assets at beginning of year	2014-12-31	$10,715,535
Value of fidelity bond covering the plan	2014-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Other income received	2014-12-31	$877,468
Net income (gross income less expenses)	2014-12-31	$-304,043
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$10,411,492
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$10,715,535
Assets. Value of participant loans	2014-12-31	$11,127
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,518,055
Expenses. Total of all expenses incurred	2013-12-31	$138,317
Benefits paid (including direct rollovers)	2013-12-31	$137,778
Total plan assets at end of year	2013-12-31	$10,715,535
Total plan assets at beginning of year	2013-12-31	$9,335,797
Value of fidelity bond covering the plan	2013-12-31	$500,000
Contributions received from other sources (not participants or employers)	2013-12-31	$262,500
Other income received	2013-12-31	$1,255,555
Net income (gross income less expenses)	2013-12-31	$1,379,738
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$10,715,535
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$9,335,797
Assets. Value of participant loans	2013-12-31	$11,127
Total contributions received or receivable from employer(s)	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$539
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$2,378,111
Expenses. Total of all expenses incurred	2012-12-31	$413,707
Benefits paid (including direct rollovers)	2012-12-31	$368,695
Total plan assets at end of year	2012-12-31	$9,335,797
Total plan assets at beginning of year	2012-12-31	$7,371,393
Value of fidelity bond covering the plan	2012-12-31	$500,000
Contributions received from other sources (not participants or employers)	2012-12-31	$2,095,830
Other income received	2012-12-31	$282,281
Net income (gross income less expenses)	2012-12-31	$1,964,404
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$9,335,797
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$7,371,393
Assets. Value of participant loans	2012-12-31	$11,127
Value of certain deemed distributions of participant loans	2012-12-31	$44,458
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$554
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$7,473
Expenses. Total of all expenses incurred	2011-12-31	$20,066
Benefits paid (including direct rollovers)	2011-12-31	$20,066
Total plan assets at end of year	2011-12-31	$7,672,609
Total plan assets at beginning of year	2011-12-31	$7,685,202
Value of fidelity bond covering the plan	2011-12-31	$500,000
Other income received	2011-12-31	$7,473
Net income (gross income less expenses)	2011-12-31	$-12,593
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$7,672,609
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$7,685,202
Assets. Value of participant loans	2011-12-31	$47,545
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of corrective distributions	2011-12-31	$6,061
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$120
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$874,372
Expenses. Total of all expenses incurred	2010-12-31	$34,896
Benefits paid (including direct rollovers)	2010-12-31	$34,896
Total plan assets at end of year	2010-12-31	$7,685,202
Total plan assets at beginning of year	2010-12-31	$6,845,726
Value of fidelity bond covering the plan	2010-12-31	$200,000
Other income received	2010-12-31	$874,372
Net income (gross income less expenses)	2010-12-31	$839,476
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$7,685,202
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$6,845,726
Assets. Value of participant loans	2010-12-31	$17,891
Total contributions received or receivable from employer(s)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN

2019: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROSENBAUM & ROSENFELD RADIOLOGY , LLP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )

Policy contract number

814391-0000

Policy instance

Insurance contract or identification number	814391-0000
Number of Individuals Covered	2
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	8
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )

Policy contract number

814391-0000

Policy instance

Insurance contract or identification number	814391-0000
Number of Individuals Covered	2
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	DAVID EISNER, CLU

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	8
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Insurance broker organization code?	3
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker name	DAVID EISNER, CLU

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	9
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $90
Amount paid for insurance broker fees	90
Additional information about fees paid to insurance broker	CONTRACT FEES
Insurance broker organization code?	3
Insurance broker name	DAVID EISNER, CLU

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )

Policy contract number

814391-0000

Policy instance

Insurance contract or identification number	814391-0000
Number of Individuals Covered	2
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $331
Amount paid for insurance broker fees	331
Additional information about fees paid to insurance broker	CONTRACT ADMINISTRATIVE FEES: $60 INVESTEMNT ADVISORY MANAGEMENT FEES: $271.17
Insurance broker organization code?	3
Insurance broker name	DAVID EISNER, CLU

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	10
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $488
Amount paid for insurance broker fees	488
Additional information about fees paid to insurance broker	CONTRACT ADMINISTRATIVER FEES- $88.08 ADVISORY MANAGEMENT FEES- $261.11 DIRECT COMPENSAION $226.71
Insurance broker organization code?	3
Insurance broker name	DAVID EISNER, CLU

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	14
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $539
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	539
Additional information about fees paid to insurance broker	CONTRACT ADMINISTRATIVE FEES - $106.06 INVESTMENT ADVISORY MANAGEMENT FEES- $432.57
Insurance broker organization code?	3
Insurance broker name	DAVID EISNER, CLU

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	9
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $120
Amount paid for insurance broker fees	120
Additional information about fees paid to insurance broker	MANAGEMENT
Insurance broker organization code?	3
Insurance broker name	DAVID EISNER, CLU

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	14
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )

Policy contract number

958023

Policy instance

Insurance contract or identification number	958023
Number of Individuals Covered	15
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,393

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Company Name:	ROSENBAUM & ROSENFELD RADIOLOGY, LLP
Employer identification number (EIN):	131606433
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1997-06-03
Company Identification Number:	2149370
Legal Registered Office Address:	1421 THIRD AVE NEW YORK United States of America (USA) 10028