YESHIVA UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan YESHIVA UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN
| Measure | Date | Value |
|---|
| 2012 : YESHIVA UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2012 401k financial data |
|---|
| Total transfer of assets from this plan | 2012-12-27 | $108,548,777 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-27 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-27 | $0 |
| Total income from all sources (including contributions) | 2012-12-27 | $15,466,893 |
| Total of all expenses incurred | 2012-12-27 | $7,355,516 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-27 | $7,306,469 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-27 | $23,000 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-27 | $7,229,551 |
| Value of total assets at end of year | 2012-12-27 | $0 |
| Value of total assets at beginning of year | 2012-12-27 | $100,437,400 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-27 | $26,047 |
| Total interest from all sources | 2012-12-27 | $1,705,969 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-27 | $1,344,639 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-27 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-27 | $1,344,639 |
| Was this plan covered by a fidelity bond | 2012-12-27 | Yes |
| Value of fidelity bond cover | 2012-12-27 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-27 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-27 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-27 | No |
| Contributions received from participants | 2012-12-27 | $6,547,445 |
| Participant contributions at end of year | 2012-12-27 | $0 |
| Participant contributions at beginning of year | 2012-12-27 | $452,579 |
| Participant contributions at end of year | 2012-12-27 | $0 |
| Participant contributions at beginning of year | 2012-12-27 | $535,892 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-27 | $682,106 |
| Other income not declared elsewhere | 2012-12-27 | $51,755 |
| Administrative expenses (other) incurred | 2012-12-27 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-27 | No |
| Value of net income/loss | 2012-12-27 | $8,111,377 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-27 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-27 | $100,437,400 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-27 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-27 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-27 | No |
| Investment advisory and management fees | 2012-12-27 | $26,047 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-27 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-27 | $35,058,429 |
| Value of interest in pooled separate accounts at end of year | 2012-12-27 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-27 | $8,307,023 |
| Interest on participant loans | 2012-12-27 | $19,959 |
| Interest earned on other investments | 2012-12-27 | $1,686,010 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-27 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-27 | $56,083,477 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-27 | $5,134,979 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-27 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-27 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-27 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-27 | $7,306,469 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-27 | No |
| Did the plan have assets held for investment | 2012-12-27 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-27 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-27 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-27 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-27 | Disclaimer |
| Accountancy firm name | 2012-12-27 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2012-12-27 | 350921680 |
| 2011 : YESHIVA UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $363,341 |
| Total income from all sources (including contributions) | 2011-12-31 | $7,586,162 |
| Total of all expenses incurred | 2011-12-31 | $8,575,382 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $8,493,845 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $53,639 |
| Value of total corrective distributions | 2011-12-31 | $1,103 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $7,826,551 |
| Value of total assets at end of year | 2011-12-31 | $100,437,400 |
| Value of total assets at beginning of year | 2011-12-31 | $101,789,961 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $26,795 |
| Total interest from all sources | 2011-12-31 | $2,220,724 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $890,600 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $890,600 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $6,868,919 |
| Participant contributions at end of year | 2011-12-31 | $452,579 |
| Participant contributions at beginning of year | 2011-12-31 | $330,809 |
| Participant contributions at end of year | 2011-12-31 | $535,892 |
| Participant contributions at beginning of year | 2011-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $957,632 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $363,341 |
| Administrative expenses (other) incurred | 2011-12-31 | $26,263 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-989,220 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $100,437,400 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $101,426,620 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $532 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $35,058,429 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $34,053,611 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $8,307,023 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $10,694,336 |
| Interest on participant loans | 2011-12-31 | $16,633 |
| Interest earned on other investments | 2011-12-31 | $2,204,091 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $56,083,477 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $56,194,932 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,160,892 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-1,190,821 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Employer contributions (assets) at end of year | 2011-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $516,273 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $8,493,845 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSE COOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : YESHIVA UNIVERSITY SUPPLEMENTAL TAX DEFERRED ANNUITY PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $363,341 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $363,341 |
| Total income from all sources (including contributions) | 2010-12-31 | $18,240 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $101,789,961 |
| Value of total assets at beginning of year | 2010-12-31 | $101,771,721 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $5,388 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Participant contributions at end of year | 2010-12-31 | $330,809 |
| Participant contributions at beginning of year | 2010-12-31 | $330,839 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $363,341 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $363,341 |
| Other income not declared elsewhere | 2010-12-31 | $7 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $18,240 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $101,426,620 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $101,408,380 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $34,053,611 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $34,042,346 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $10,694,336 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $10,685,904 |
| Interest earned on other investments | 2010-12-31 | $5,388 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $56,194,932 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $56,196,359 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $12,845 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Employer contributions (assets) at end of year | 2010-12-31 | $516,273 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $516,273 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSE COOPERS LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-30 | $0 |
