401k Plan data: ASCE TAX DEFERRED ANNUITY PLAN plan

ASCE TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	ASCE TAX DEFERRED ANNUITY PLAN
Plan identification number	002

ASCE TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

AMERICAN SOCIETY OF CIVIL ENGINEERS has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN SOCIETY OF CIVIL ENGINEERS

Employer identification number (EIN): 131635293

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASCE TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-10-01
002 2020-10-01
002 2019-10-01
002 2018-10-01
002 2017-10-01 PATRICK MILLER 2019-07-10 KAY PULCHINE' 2019-07-10
002 2016-10-01
002 2015-10-01
002 2014-10-01
002 2013-10-01
002 2012-10-01 PATRICK W MILLER
002 2011-10-01 PATRICK W MILLER
002 2009-10-01 PATRICK W MILLER

Plan Statistics for ASCE TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for ASCE TAX DEFERRED ANNUITY PLAN

Measure Date Value
2021: ASCE TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 483
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 229
Number of retired or separated participants receiving benefits 2021-10-01 0
Number of other retired or separated participants entitled to future benefits 2021-10-01 234
Total of all active and inactive participants 2021-10-01 463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 9
Total participants 2021-10-01 472
Number of participants with account balances 2021-10-01 460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 0
2020: ASCE TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 499
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 238
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 243
Total of all active and inactive participants 2020-10-01 481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 2
Total participants 2020-10-01 483
Number of participants with account balances 2020-10-01 476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 0
2019: ASCE TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 508
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 258
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 239
Total of all active and inactive participants 2019-10-01 497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 2
Total participants 2019-10-01 499
Number of participants with account balances 2019-10-01 489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: ASCE TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 498
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 254
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 251
Total of all active and inactive participants 2018-10-01 505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 3
Total participants 2018-10-01 508
Number of participants with account balances 2018-10-01 501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: ASCE TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 493
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 252
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 244
Total of all active and inactive participants 2017-10-01 496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 2
Total participants 2017-10-01 498
Number of participants with account balances 2017-10-01 491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: ASCE TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 496
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 255
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 235
Total of all active and inactive participants 2016-10-01 490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 3
Total participants 2016-10-01 493
Number of participants with account balances 2016-10-01 488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: ASCE TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 510
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 269
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 226
Total of all active and inactive participants 2015-10-01 495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 1
Total participants 2015-10-01 496
Number of participants with account balances 2015-10-01 489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: ASCE TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 508
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 198
Number of other retired or separated participants entitled to future benefits 2014-10-01 311
Total of all active and inactive participants 2014-10-01 509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 1
Total participants 2014-10-01 510
Number of participants with account balances 2014-10-01 503
2013: ASCE TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 518
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 206
Number of other retired or separated participants entitled to future benefits 2013-10-01 302
Total of all active and inactive participants 2013-10-01 508
Total participants 2013-10-01 508
Number of participants with account balances 2013-10-01 502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: ASCE TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 610
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 201
Number of other retired or separated participants entitled to future benefits 2012-10-01 425
Total of all active and inactive participants 2012-10-01 626
Total participants 2012-10-01 626
Number of participants with account balances 2012-10-01 537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 9
2011: ASCE TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 607
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 244
Number of other retired or separated participants entitled to future benefits 2011-10-01 366
Total of all active and inactive participants 2011-10-01 610
Total participants 2011-10-01 610
Number of participants with account balances 2011-10-01 491
2009: ASCE TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 600
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 218
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 379
Total of all active and inactive participants 2009-10-01 597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 3
Total participants 2009-10-01 600
Number of participants with account balances 2009-10-01 484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2021: ASCE TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	483
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	229
Number of retired or separated participants receiving benefits	2021-10-01	0
Number of other retired or separated participants entitled to future benefits	2021-10-01	234
Total of all active and inactive participants	2021-10-01	463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	9
Total participants	2021-10-01	472
Number of participants with account balances	2021-10-01	460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	0
2020: ASCE TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	499
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	238
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	243
Total of all active and inactive participants	2020-10-01	481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	2
Total participants	2020-10-01	483
Number of participants with account balances	2020-10-01	476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	0
2019: ASCE TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	508
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	258
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	239
Total of all active and inactive participants	2019-10-01	497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	2
Total participants	2019-10-01	499
Number of participants with account balances	2019-10-01	489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: ASCE TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	498
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	254
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	251
Total of all active and inactive participants	2018-10-01	505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	3
Total participants	2018-10-01	508
Number of participants with account balances	2018-10-01	501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: ASCE TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	493
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	252
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	244
Total of all active and inactive participants	2017-10-01	496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	2
Total participants	2017-10-01	498
Number of participants with account balances	2017-10-01	491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: ASCE TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	496
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	255
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	235
Total of all active and inactive participants	2016-10-01	490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	3
Total participants	2016-10-01	493
Number of participants with account balances	2016-10-01	488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: ASCE TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	510
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	269
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	226
Total of all active and inactive participants	2015-10-01	495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	1
Total participants	2015-10-01	496
Number of participants with account balances	2015-10-01	489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: ASCE TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	508
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	198
Number of other retired or separated participants entitled to future benefits	2014-10-01	311
Total of all active and inactive participants	2014-10-01	509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	1
Total participants	2014-10-01	510
Number of participants with account balances	2014-10-01	503
2013: ASCE TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	518
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	206
Number of other retired or separated participants entitled to future benefits	2013-10-01	302
Total of all active and inactive participants	2013-10-01	508
Total participants	2013-10-01	508
Number of participants with account balances	2013-10-01	502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: ASCE TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	610
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	201
Number of other retired or separated participants entitled to future benefits	2012-10-01	425
Total of all active and inactive participants	2012-10-01	626
Total participants	2012-10-01	626
Number of participants with account balances	2012-10-01	537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	9
2011: ASCE TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	607
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	244
Number of other retired or separated participants entitled to future benefits	2011-10-01	366
Total of all active and inactive participants	2011-10-01	610
Total participants	2011-10-01	610
Number of participants with account balances	2011-10-01	491
2009: ASCE TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	600
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	218
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	379
Total of all active and inactive participants	2009-10-01	597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	3
Total participants	2009-10-01	600
Number of participants with account balances	2009-10-01	484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on ASCE TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2022 : ASCE TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total income from all sources (including contributions)	2022-09-30	$-5,633,524
Total loss/gain on sale of assets	2022-09-30	$0
Total of all expenses incurred	2022-09-30	$4,745,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$4,719,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$2,084,754
Value of total assets at end of year	2022-09-30	$43,937,447
Value of total assets at beginning of year	2022-09-30	$54,316,565
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$26,197
Total interest from all sources	2022-09-30	$290,301
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$394,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-09-30	$394,326
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2022-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Contributions received from participants	2022-09-30	$1,912,147
Participant contributions at end of year	2022-09-30	$105,841
Participant contributions at beginning of year	2022-09-30	$25,351
Income. Received or receivable in cash from other sources (including rollovers)	2022-09-30	$172,607
Other income not declared elsewhere	2022-09-30	$42,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Value of net income/loss	2022-09-30	$-10,379,118
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$43,937,447
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$54,316,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-09-30	$32,394,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-09-30	$43,291,910
Value of interest in pooled separate accounts at end of year	2022-09-30	$2,657,927
Value of interest in pooled separate accounts at beginning of year	2022-09-30	$2,315,349
Interest on participant loans	2022-09-30	$1,600
Interest earned on other investments	2022-09-30	$288,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-09-30	$8,778,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-09-30	$8,683,955
Expenses. Payments to insurance carriers foe the provision of benefits	2022-09-30	$319,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-09-30	$-8,871,514
Net investment gain/loss from pooled separate accounts	2022-09-30	$426,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$4,400,239
Contract administrator fees	2022-09-30	$26,197
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2022-09-30	043499945
2021 : ASCE TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total income from all sources (including contributions)	2021-09-30	$11,032,861
Total loss/gain on sale of assets	2021-09-30	$0
Total of all expenses incurred	2021-09-30	$6,367,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$6,336,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$1,919,069
Value of total assets at end of year	2021-09-30	$54,316,565
Value of total assets at beginning of year	2021-09-30	$49,650,756
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$30,281
Total interest from all sources	2021-09-30	$274,020
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$238,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-09-30	$238,148
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Contributions received from participants	2021-09-30	$1,851,859
Participant contributions at end of year	2021-09-30	$25,351
Participant contributions at beginning of year	2021-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-09-30	$67,210
Other income not declared elsewhere	2021-09-30	$43,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Value of net income/loss	2021-09-30	$4,665,809
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$54,316,565
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$49,650,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-09-30	$43,291,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-09-30	$38,768,016
Value of interest in pooled separate accounts at end of year	2021-09-30	$2,315,349
Value of interest in pooled separate accounts at beginning of year	2021-09-30	$2,070,221
Interest on participant loans	2021-09-30	$215
Interest earned on other investments	2021-09-30	$273,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-09-30	$8,683,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-09-30	$8,812,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-09-30	$8,317,358
Net investment gain/loss from pooled separate accounts	2021-09-30	$240,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	No
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$6,336,771
Contract administrator fees	2021-09-30	$30,281
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Opinion of an independent qualified public accountant for this plan	2021-09-30	Unqualified
Accountancy firm name	2021-09-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2021-09-30	043499945
2020 : ASCE TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$7,067,277
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$4,461,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$4,434,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$2,138,604
Value of total assets at end of year	2020-09-30	$49,650,756
Value of total assets at beginning of year	2020-09-30	$47,045,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$27,173
Total interest from all sources	2020-09-30	$290,634
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$184,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$184,446
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$2,040,828
Income. Received or receivable in cash from other sources (including rollovers)	2020-09-30	$97,776
Other income not declared elsewhere	2020-09-30	$40,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$2,605,416
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$49,650,756
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$47,045,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$38,768,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$35,358,670
Value of interest in pooled separate accounts at end of year	2020-09-30	$2,070,221
Value of interest in pooled separate accounts at beginning of year	2020-09-30	$2,595,936
Interest earned on other investments	2020-09-30	$290,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-09-30	$8,812,519
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-09-30	$9,090,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$4,409,898
Net investment gain/loss from pooled separate accounts	2020-09-30	$3,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$4,434,688
Contract administrator fees	2020-09-30	$27,173
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	No
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	RSM US LLP
Accountancy firm EIN	2020-09-30	420714325
2019 : ASCE TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$3,307,727
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$2,747,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$2,729,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$2,237,131
Value of total assets at end of year	2019-09-30	$47,045,340
Value of total assets at beginning of year	2019-09-30	$46,484,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$17,649
Total interest from all sources	2019-09-30	$302,871
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$159,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-09-30	$159,385
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$1,925,262
Income. Received or receivable in cash from other sources (including rollovers)	2019-09-30	$311,869
Other income not declared elsewhere	2019-09-30	$40,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$560,510
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$47,045,340
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$46,484,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$35,358,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-09-30	$34,919,123
Value of interest in pooled separate accounts at end of year	2019-09-30	$2,595,936
Value of interest in pooled separate accounts at beginning of year	2019-09-30	$2,580,046
Interest earned on other investments	2019-09-30	$302,871
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-09-30	$9,090,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-09-30	$8,985,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-09-30	$436,034
Net investment gain/loss from pooled separate accounts	2019-09-30	$131,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$2,729,568
Contract administrator fees	2019-09-30	$17,649
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-09-30	No
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	No
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	RSM US LLP
Accountancy firm EIN	2019-09-30	420714325
2018 : ASCE TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$6,232,449
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$2,163,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$2,157,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$2,219,434
Value of total assets at end of year	2018-09-30	$46,484,830
Value of total assets at beginning of year	2018-09-30	$42,416,133
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$6,098
Total interest from all sources	2018-09-30	$299,885
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$74,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-09-30	$74,315
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$1,950,981
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$268,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$4,068,697
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$46,484,830
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$42,416,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$34,919,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$30,983,864
Value of interest in pooled separate accounts at end of year	2018-09-30	$2,580,046
Value of interest in pooled separate accounts at beginning of year	2018-09-30	$2,496,305
Interest on participant loans	2018-09-30	$3
Interest earned on other investments	2018-09-30	$299,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-09-30	$8,985,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-09-30	$8,935,964
Expenses. Payments to insurance carriers foe the provision of benefits	2018-09-30	$93,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$3,513,429
Net investment gain/loss from pooled separate accounts	2018-09-30	$125,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$2,064,522
Contract administrator fees	2018-09-30	$6,098
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-09-30	No
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2018-09-30	521855942
2017 : ASCE TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$6,820,718
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$668,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$668,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$2,186,806
Value of total assets at end of year	2017-09-30	$42,416,133
Value of total assets at beginning of year	2017-09-30	$36,263,986
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$308
Total interest from all sources	2017-09-30	$276,238
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$2,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-09-30	$2,427
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$1,848,115
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$338,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$6,152,147
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$42,416,133
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$36,263,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$30,983,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$26,324,208
Value of interest in pooled separate accounts at end of year	2017-09-30	$2,496,305
Value of interest in pooled separate accounts at beginning of year	2017-09-30	$2,177,740
Interest on participant loans	2017-09-30	$32
Interest earned on other investments	2017-09-30	$276,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-09-30	$8,935,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-09-30	$7,762,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$4,257,294
Net investment gain/loss from pooled separate accounts	2017-09-30	$97,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$668,263
Contract administrator fees	2017-09-30	$308
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-09-30	No
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2017-09-30	521855942
2016 : ASCE TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$4,858,674
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$1,637,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$1,636,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$1,987,953
Value of total assets at end of year	2016-09-30	$36,263,986
Value of total assets at beginning of year	2016-09-30	$33,042,695
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$1,019
Total interest from all sources	2016-09-30	$284,284
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$1,789,101
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$198,852
Administrative expenses (other) incurred	2016-09-30	$1,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$3,221,291
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$36,263,986
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$33,042,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$26,324,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$23,087,274
Value of interest in pooled separate accounts at end of year	2016-09-30	$2,177,740
Value of interest in pooled separate accounts at beginning of year	2016-09-30	$1,962,556
Interest on participant loans	2016-09-30	$14
Interest earned on other investments	2016-09-30	$284,270
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-09-30	$7,762,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-09-30	$7,992,865
Expenses. Payments to insurance carriers foe the provision of benefits	2016-09-30	$440,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$2,475,833
Net investment gain/loss from pooled separate accounts	2016-09-30	$110,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$1,195,930
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	No
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2016-09-30	521855942
2015 : ASCE TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-09-30	$2,314,594
Total of all expenses incurred	2015-09-30	$3,340,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$3,340,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$2,036,944
Value of total assets at end of year	2015-09-30	$33,042,695
Value of total assets at beginning of year	2015-09-30	$34,069,043
Total interest from all sources	2015-09-30	$277,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$1,717,497
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$319,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-1,026,348
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$33,042,695
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$34,069,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$23,087,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$24,032,374
Value of interest in pooled separate accounts at end of year	2015-09-30	$1,962,556
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$1,758,575
Interest earned on other investments	2015-09-30	$277,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-09-30	$7,992,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-09-30	$8,278,094
Expenses. Payments to insurance carriers foe the provision of benefits	2015-09-30	$196,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-185,079
Net investment gain/loss from pooled separate accounts	2015-09-30	$185,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$3,144,658
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-09-30	No
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2015-09-30	521855942
2014 : ASCE TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-09-30	$5,189,555
Total of all expenses incurred	2014-09-30	$1,000,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,000,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$2,188,413
Value of total assets at end of year	2014-09-30	$34,069,043
Value of total assets at beginning of year	2014-09-30	$29,880,237
Total interest from all sources	2014-09-30	$283,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$2,000,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$1,743,508
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$444,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$4,188,806
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$34,069,043
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$29,880,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$24,032,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$20,456,190
Value of interest in pooled separate accounts at end of year	2014-09-30	$1,758,575
Value of interest in pooled separate accounts at beginning of year	2014-09-30	$1,525,576
Interest on participant loans	2014-09-30	$1
Interest earned on other investments	2014-09-30	$283,355
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-09-30	$8,278,094
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-09-30	$7,898,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$2,562,634
Net investment gain/loss from pooled separate accounts	2014-09-30	$155,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,000,749
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	No
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2014-09-30	521855942
2013 : ASCE TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-09-30	$4,827,742
Total of all expenses incurred	2013-09-30	$806,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$806,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$1,713,756
Value of total assets at end of year	2013-09-30	$29,880,237
Value of total assets at beginning of year	2013-09-30	$25,858,564
Total interest from all sources	2013-09-30	$265,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$200,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$1,686,281
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$27,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$4,021,673
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$29,880,237
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$25,858,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$20,456,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$17,162,711
Value of interest in pooled separate accounts at end of year	2013-09-30	$1,525,576
Value of interest in pooled separate accounts at beginning of year	2013-09-30	$1,325,495
Interest on participant loans	2013-09-30	$22
Interest earned on other investments	2013-09-30	$265,700
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-09-30	$7,898,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-09-30	$7,370,358
Expenses. Payments to insurance carriers foe the provision of benefits	2013-09-30	$154,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$2,708,797
Net investment gain/loss from pooled separate accounts	2013-09-30	$139,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$651,582
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2013-09-30	521855942
2012 : ASCE TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-09-30	$5,518,155
Total of all expenses incurred	2012-09-30	$1,132,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$1,132,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$2,011,647
Value of total assets at end of year	2012-09-30	$25,858,564
Value of total assets at beginning of year	2012-09-30	$21,473,018
Total interest from all sources	2012-09-30	$237,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$200,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$1,500,243
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$511,404
Other income not declared elsewhere	2012-09-30	$175,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$4,385,546
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$25,858,564
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$21,473,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$17,162,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$13,782,769
Value of interest in pooled separate accounts at end of year	2012-09-30	$1,325,495
Value of interest in pooled separate accounts at beginning of year	2012-09-30	$1,126,271
Interest on participant loans	2012-09-30	$4
Interest earned on other investments	2012-09-30	$237,755
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-09-30	$7,370,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-09-30	$6,563,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$2,970,520
Net investment gain/loss from pooled separate accounts	2012-09-30	$122,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$1,132,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-09-30	No
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	TATE & TRYON, CPAS
Accountancy firm EIN	2012-09-30	521855942
2011 : ASCE TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-09-30	$1,725,138
Total of all expenses incurred	2011-09-30	$705,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$705,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$1,477,418
Value of total assets at end of year	2011-09-30	$21,473,018
Value of total assets at beginning of year	2011-09-30	$20,452,968
Total interest from all sources	2011-09-30	$211,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$200,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$1,418,247
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$59,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$1,020,050
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$21,473,018
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$20,452,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$13,782,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$13,569,095
Value of interest in pooled separate accounts at end of year	2011-09-30	$1,126,271
Value of interest in pooled separate accounts at beginning of year	2011-09-30	$884,883
Interest earned on other investments	2011-09-30	$211,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-09-30	$6,563,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-09-30	$5,998,990
Expenses. Payments to insurance carriers foe the provision of benefits	2011-09-30	$20,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-122,155
Net investment gain/loss from pooled separate accounts	2011-09-30	$158,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$684,379
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	No
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	TATE & TRYON, CPA'S AND CONSULTANTS
Accountancy firm EIN	2011-09-30	521855942

Form 5500 Responses for ASCE TAX DEFERRED ANNUITY PLAN

2021: ASCE TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-10-01	Type of plan entity	Single employer plan
2021-10-01	Submission has been amended	No
2021-10-01	This submission is the final filing	No
2021-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-10-01	Plan is a collectively bargained plan	No
2021-10-01	Plan funding arrangement – Insurance	Yes
2021-10-01	Plan funding arrangement – Trust	Yes
2021-10-01	Plan benefit arrangement – Insurance	Yes
2021-10-01	Plan benefit arrangement - Trust	Yes
2020: ASCE TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	No
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Insurance	Yes
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement – Insurance	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: ASCE TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Insurance	Yes
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement – Insurance	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: ASCE TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Insurance	Yes
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement – Insurance	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: ASCE TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Insurance	Yes
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement – Insurance	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: ASCE TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Insurance	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement – Insurance	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: ASCE TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan benefit arrangement – Insurance	Yes
2014: ASCE TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Plan funding arrangement – Insurance	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2013: ASCE TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2012: ASCE TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Plan funding arrangement – Insurance	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes
2011: ASCE TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Plan funding arrangement – Insurance	Yes
2011-10-01	Plan benefit arrangement – Insurance	Yes
2009: ASCE TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	This submission is the final filing	No
2009-10-01	Plan funding arrangement – Insurance	Yes
2009-10-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104681

Policy instance

Insurance contract or identification number	104681
Number of Individuals Covered	391
Insurance policy start date	2021-10-01
Insurance policy end date	2022-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104681

Policy instance

Insurance contract or identification number	104681
Number of Individuals Covered	403
Insurance policy start date	2020-10-01
Insurance policy end date	2021-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104681

Policy instance

Insurance contract or identification number	104681
Number of Individuals Covered	424
Insurance policy start date	2019-10-01
Insurance policy end date	2020-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104681

Policy instance

Insurance contract or identification number	104681
Number of Individuals Covered	454
Insurance policy start date	2018-10-01
Insurance policy end date	2019-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104681

Policy instance

Insurance contract or identification number	104681
Number of Individuals Covered	466
Insurance policy start date	2017-10-01
Insurance policy end date	2018-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	AMERICAN SOCIETY OF CIVIL ENGINEERS
Employer identification number (EIN):	131635293
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations