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THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameTHE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE COLLEGE OF NEW ROCHELLE has sponsored the creation of one or more 401k plans.

Company Name:THE COLLEGE OF NEW ROCHELLE
Employer identification number (EIN):131740447
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01MICHAEL S. O'DONNELL MICHAEL S. O'DONNELL2018-10-15
0012017-01-01MICHAEL S. O'DONNELL MICHAEL S. O'DONNELL2018-12-21
0012016-01-01MICHAEL S. O'DONNELL MICHAEL S. O'DONNELL2017-11-22
0012016-01-01 MICHAEL S. O'DONNELL2017-10-16
0012015-01-01BETTY ROBERTS BETTY ROBERTS2016-10-14
0012015-01-01MICHAEL O'DONNELL MICHAEL O'DONNELL2017-04-28
0012014-01-01KEITH BORGE KEITH BORGE2015-10-15
0012013-01-01KEITH BORGE KEITH BORGE2014-10-15
0012012-01-01KEITH BORGE KEITH BORGE2013-10-11
0012011-01-01KEITH BORGE
0012010-01-01KEITH BORGE KEITH BORGE2011-10-17
0012009-01-01KEITH BORGE
0012009-01-01KEITH BORGE KEITH BORGE2010-10-15

Plan Statistics for THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2019: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01852
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01864
Total number of active participants reported on line 7a of the Form 55002018-01-01311
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01533
Total of all active and inactive participants2018-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-01852
Number of participants with account balances2018-01-01852
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01876
Total number of active participants reported on line 7a of the Form 55002017-01-01297
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01553
Total of all active and inactive participants2017-01-01850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-01858
Number of participants with account balances2017-01-01857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01873
Total number of active participants reported on line 7a of the Form 55002016-01-01345
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01527
Total of all active and inactive participants2016-01-01872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-01879
Number of participants with account balances2016-01-01875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01861
Total number of active participants reported on line 7a of the Form 55002015-01-01369
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01498
Total of all active and inactive participants2015-01-01867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01874
Number of participants with account balances2015-01-01871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01857
Total number of active participants reported on line 7a of the Form 55002014-01-01332
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01521
Total of all active and inactive participants2014-01-01853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-01861
Number of participants with account balances2014-01-01859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01824
Total number of active participants reported on line 7a of the Form 55002013-01-01355
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01495
Total of all active and inactive participants2013-01-01850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-017
Total participants2013-01-01857
Number of participants with account balances2013-01-01856
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01827
Total number of active participants reported on line 7a of the Form 55002012-01-01353
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01471
Total of all active and inactive participants2012-01-01824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01824
Number of participants with account balances2012-01-01819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01830
Total number of active participants reported on line 7a of the Form 55002011-01-01367
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01483
Total of all active and inactive participants2011-01-01850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01852
Number of participants with account balances2011-01-01823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01908
Total number of active participants reported on line 7a of the Form 55002010-01-01358
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01513
Total of all active and inactive participants2010-01-01871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01874
Number of participants with account balances2010-01-01826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,374
Total number of active participants reported on line 7a of the Form 55002009-01-011,079
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01237
Total of all active and inactive participants2009-01-011,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,320
Number of participants with account balances2009-01-011,175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2019 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$9,346,408
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$101,737,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$101,676,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$520,888
Value of total assets at end of year2019-09-30$0
Value of total assets at beginning of year2019-09-30$92,391,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$60,815
Total interest from all sources2019-09-30$1,143,614
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$17,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$17,485
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$1,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$510,668
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$10,220
Other income not declared elsewhere2019-09-30$23,601
Administrative expenses (other) incurred2019-09-30$4,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$-92,391,113
Value of net assets at end of year (total assets less liabilities)2019-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$92,391,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$56,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$46,829,516
Value of interest in pooled separate accounts at end of year2019-09-30$0
Value of interest in pooled separate accounts at beginning of year2019-09-30$5,350,103
Interest earned on other investments2019-09-30$1,143,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$40,211,494
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$4,237,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$7,426,680
Net investment gain/loss from pooled separate accounts2019-09-30$214,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30Yes
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$97,439,052
Did the plan have assets held for investment2019-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2019-09-30271728945
2018 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-664,192
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$8,532,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,532,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,480,613
Value of total assets at end of year2018-12-31$92,391,113
Value of total assets at beginning of year2018-12-31$101,587,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$1,626,634
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,122,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,122,824
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,048,796
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$427,247
Other income not declared elsewhere2018-12-31$36,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,196,737
Value of net assets at end of year (total assets less liabilities)2018-12-31$92,391,113
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$101,587,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$46,829,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$55,923,081
Value of interest in pooled separate accounts at end of year2018-12-31$5,350,103
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,272,316
Interest earned on other investments2018-12-31$1,626,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$40,211,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$40,392,453
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$872,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,172,258
Net investment gain/loss from pooled separate accounts2018-12-31$241,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,570
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,659,675
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2018-12-31271728945
2017 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,350,480
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,843,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,822,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,164,138
Value of total assets at end of year2017-12-31$99,026,005
Value of total assets at beginning of year2017-12-31$96,519,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,375
Total interest from all sources2017-12-31$1,588,682
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$739,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$739,442
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$520,998
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$13,215
Other income not declared elsewhere2017-12-31$20,877
Administrative expenses (other) incurred2017-12-31$77
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,506,772
Value of net assets at end of year (total assets less liabilities)2017-12-31$99,026,005
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$96,519,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$21,298
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$54,026,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$50,334,832
Value of interest in pooled separate accounts at end of year2017-12-31$5,015,911
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,721,826
Interest earned on other investments2017-12-31$1,588,682
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$39,983,405
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$40,462,575
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$775,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,612,606
Net investment gain/loss from pooled separate accounts2017-12-31$224,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$629,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,047,064
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2017-12-31271728945
2016 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,252,087
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,648,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,628,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,635,114
Value of total assets at end of year2016-12-31$96,519,233
Value of total assets at beginning of year2016-12-31$94,915,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,442
Total interest from all sources2016-12-31$1,728,105
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$389,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$389,014
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,631,491
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$834,595
Other income not declared elsewhere2016-12-31$20,439
Administrative expenses (other) incurred2016-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,603,469
Value of net assets at end of year (total assets less liabilities)2016-12-31$96,519,233
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$94,915,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$20,440
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$50,334,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$49,515,560
Value of interest in pooled separate accounts at end of year2016-12-31$5,721,826
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,631,025
Interest earned on other investments2016-12-31$1,728,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$40,462,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$39,769,179
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$973,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,194,148
Net investment gain/loss from pooled separate accounts2016-12-31$285,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$169,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,654,317
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2016-12-31271728945
2015 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,285,960
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,511,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,443,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,318,074
Value of total assets at end of year2015-12-31$94,850,753
Value of total assets at beginning of year2015-12-31$98,076,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$67,619
Total interest from all sources2015-12-31$1,585,899
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$619,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$619,900
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,762,308
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,086,699
Administrative expenses (other) incurred2015-12-31$67,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,225,352
Value of net assets at end of year (total assets less liabilities)2015-12-31$94,850,753
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$98,076,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$49,450,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$53,880,735
Value of interest in pooled separate accounts at end of year2015-12-31$5,631,025
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,056,883
Interest earned on other investments2015-12-31$1,585,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$39,769,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$39,138,487
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$58,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-657,736
Net investment gain/loss from pooled separate accounts2015-12-31$419,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$469,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,384,915
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2015-12-31271728945
2014 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,856,465
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,705,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,705,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,224,344
Value of total assets at end of year2014-12-31$98,076,105
Value of total assets at beginning of year2014-12-31$97,925,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$71
Total interest from all sources2014-12-31$1,636,741
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$601,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$601,813
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,972,414
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$372,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$150,743
Value of net assets at end of year (total assets less liabilities)2014-12-31$98,076,105
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$97,925,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$53,880,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$53,900,591
Value of interest in pooled separate accounts at end of year2014-12-31$5,056,883
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,467,859
Interest earned on other investments2014-12-31$1,636,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$39,138,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$39,556,912
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$158,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,853,213
Net investment gain/loss from pooled separate accounts2014-12-31$540,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$879,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,546,908
Contract administrator fees2014-12-31$71
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2014-12-31271728945
2013 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,357,254
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,787,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,787,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,701,797
Value of total assets at end of year2013-12-31$97,925,362
Value of total assets at beginning of year2013-12-31$89,355,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$1,596,383
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$531,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$531,503
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,958,265
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$729,842
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,570,119
Value of net assets at end of year (total assets less liabilities)2013-12-31$97,925,362
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$89,355,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$53,900,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$46,300,590
Value of interest in pooled separate accounts at end of year2013-12-31$4,467,859
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,709,266
Interest earned on other investments2013-12-31$1,596,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$39,556,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$39,345,387
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$934,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,145,617
Net investment gain/loss from pooled separate accounts2013-12-31$381,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$13,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,852,452
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2013-12-31271728945
2012 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,944,010
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,139,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,139,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,257,723
Value of total assets at end of year2012-12-31$89,355,243
Value of total assets at beginning of year2012-12-31$82,550,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$1,521,353
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$142,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$142,030
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,991,943
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$607,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,804,286
Value of net assets at end of year (total assets less liabilities)2012-12-31$89,355,243
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$82,550,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$46,300,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$41,462,479
Value of interest in pooled separate accounts at end of year2012-12-31$3,709,266
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,841,037
Interest earned on other investments2012-12-31$1,521,353
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$39,345,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$38,247,441
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$312,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,704,696
Net investment gain/loss from pooled separate accounts2012-12-31$318,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$658,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,827,354
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2012-12-31271728945
2011 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,044,691
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,502,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,502,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,986,489
Value of total assets at end of year2011-12-31$82,550,957
Value of total assets at beginning of year2011-12-31$84,008,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$562
Total interest from all sources2011-12-31$1,483,076
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$52,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$52,083
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,917,688
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,491
Other income not declared elsewhere2011-12-31$100,431
Administrative expenses (other) incurred2011-12-31$355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,457,936
Value of net assets at end of year (total assets less liabilities)2011-12-31$82,550,957
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$84,008,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$41,462,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$44,523,552
Value of interest in pooled separate accounts at end of year2011-12-31$2,841,037
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,370,093
Interest earned on other investments2011-12-31$1,483,076
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$38,247,441
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$37,115,248
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$525,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-894,758
Net investment gain/loss from pooled separate accounts2011-12-31$317,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,044,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,976,879
Contract administrator fees2011-12-31$207
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2011-12-31271728945
2010 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,856,935
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,424,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,424,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,017,123
Value of total assets at end of year2010-12-31$84,008,893
Value of total assets at beginning of year2010-12-31$79,576,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$44
Total interest from all sources2010-12-31$1,350,566
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,397
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,880,210
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$62,357
Administrative expenses (other) incurred2010-12-31$44
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,432,152
Value of net assets at end of year (total assets less liabilities)2010-12-31$84,008,893
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$79,576,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$44,523,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$41,268,579
Value of interest in pooled separate accounts at end of year2010-12-31$2,370,093
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,849,461
Interest earned on other investments2010-12-31$1,350,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$37,115,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$36,458,701
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$304,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,215,353
Net investment gain/loss from pooled separate accounts2010-12-31$269,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$74,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,120,040
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31O'CONNOR DAVIES MUNNS & DOBBINS LLP
Accountancy firm EIN2010-12-31133385019
2009 : THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN

2019: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE COLLEGE OF NEW ROCHELLE 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406942
Policy instance 1
Insurance contract or identification number406942
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406942
Policy instance 1
Insurance contract or identification number406942
Number of Individuals Covered718
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406942
Policy instance 1
Insurance contract or identification number406942
Number of Individuals Covered739
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103639
Policy instance 1
Insurance contract or identification number103639
Number of Individuals Covered778
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103639
Policy instance 1
Insurance contract or identification number103639
Number of Individuals Covered793
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103639
Policy instance 1
Insurance contract or identification number103639
Number of Individuals Covered804
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103639
Policy instance 1
Insurance contract or identification number103639
Number of Individuals Covered819
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015627-I
Policy instance 1
Insurance contract or identification number015627-I
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103639
Policy instance 2
Insurance contract or identification number103639
Number of Individuals Covered823
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103639
Policy instance 1
Insurance contract or identification number103639
Number of Individuals Covered825
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015627-I
Policy instance 2
Insurance contract or identification number015627-I
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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