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FORDHAM UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameFORDHAM UNIVERSITY RETIREMENT PLAN
Plan identification number 001

FORDHAM UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

FORDHAM UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:FORDHAM UNIVERSITY
Employer identification number (EIN):131740451
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FORDHAM UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01NICHOLAS MILOWSKI2023-10-10 NICHOLAS MILOWSKI2023-10-10
0012020-01-01NICHOLAS MILOWSKI2021-10-25
0012020-01-01NICHOLAS MILOWSKI2021-10-14
0012019-01-01NICHOLAS MILOWSKI2020-10-14
0012018-01-01NICHOLAS MILOWSKI2019-10-10
0012017-01-01
0012016-01-01NICHOLAS MILOWSKI
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01FRANK SIMIO
0012011-01-01FRANK SIMIO
0012009-01-01FRANK SIMIO
0012009-01-01FRANK SIMIO

Plan Statistics for FORDHAM UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for FORDHAM UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022: FORDHAM UNIVERSITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,550
Total number of active participants reported on line 7a of the Form 55002022-01-013,034
Number of retired or separated participants receiving benefits2022-01-01121
Number of other retired or separated participants entitled to future benefits2022-01-012,550
Total of all active and inactive participants2022-01-015,705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01164
Total participants2022-01-015,869
Number of participants with account balances2022-01-015,652
2020: FORDHAM UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,513
Total number of active participants reported on line 7a of the Form 55002020-01-012,480
Number of retired or separated participants receiving benefits2020-01-01134
Number of other retired or separated participants entitled to future benefits2020-01-013,012
Total of all active and inactive participants2020-01-015,626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0122
Total participants2020-01-015,648
Number of participants with account balances2020-01-015,492
2019: FORDHAM UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,673
Total number of active participants reported on line 7a of the Form 55002019-01-012,583
Number of retired or separated participants receiving benefits2019-01-01129
Number of other retired or separated participants entitled to future benefits2019-01-012,928
Total of all active and inactive participants2019-01-015,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0134
Total participants2019-01-015,674
Number of participants with account balances2019-01-015,432
2018: FORDHAM UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,643
Total number of active participants reported on line 7a of the Form 55002018-01-013,999
Number of other retired or separated participants entitled to future benefits2018-01-012,634
Total of all active and inactive participants2018-01-016,633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0140
Total participants2018-01-016,673
Number of participants with account balances2018-01-015,304
2017: FORDHAM UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,181
Total number of active participants reported on line 7a of the Form 55002017-01-014,304
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-012,299
Total of all active and inactive participants2017-01-016,613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0130
Total participants2017-01-016,643
Number of participants with account balances2017-01-015,269
2016: FORDHAM UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,495
Total number of active participants reported on line 7a of the Form 55002016-01-012,303
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-012,139
Total of all active and inactive participants2016-01-014,448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0120
Total participants2016-01-014,468
Number of participants with account balances2016-01-015,181
2015: FORDHAM UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,106
Total number of active participants reported on line 7a of the Form 55002015-01-012,283
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-012,189
Total of all active and inactive participants2015-01-014,477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0118
Total participants2015-01-014,495
Number of participants with account balances2015-01-015,121
2014: FORDHAM UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,085
Total number of active participants reported on line 7a of the Form 55002014-01-012,349
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-012,004
Total of all active and inactive participants2014-01-014,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0115
Total participants2014-01-014,373
Number of participants with account balances2014-01-015,106
2013: FORDHAM UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,572
Total number of active participants reported on line 7a of the Form 55002013-01-012,461
Number of retired or separated participants receiving benefits2013-01-0129
Number of other retired or separated participants entitled to future benefits2013-01-012,002
Total of all active and inactive participants2013-01-014,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0140
Total participants2013-01-014,532
Number of participants with account balances2013-01-015,085
2012: FORDHAM UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,851
Total number of active participants reported on line 7a of the Form 55002012-01-012,341
Number of retired or separated participants receiving benefits2012-01-012,253
Number of other retired or separated participants entitled to future benefits2012-01-011,969
Total of all active and inactive participants2012-01-016,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-016,572
Number of participants with account balances2012-01-014,071
2011: FORDHAM UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,606
Total number of active participants reported on line 7a of the Form 55002011-01-012,654
Number of retired or separated participants receiving benefits2011-01-01223
Number of other retired or separated participants entitled to future benefits2011-01-01419
Total of all active and inactive participants2011-01-013,296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0118
Total participants2011-01-013,314
Number of participants with account balances2011-01-012,444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: FORDHAM UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,562
Total number of active participants reported on line 7a of the Form 55002009-01-011,894
Number of retired or separated participants receiving benefits2009-01-01637
Number of other retired or separated participants entitled to future benefits2009-01-011,632
Total of all active and inactive participants2009-01-014,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-019
Total participants2009-01-014,172
Number of participants with account balances2009-01-014,172

Financial Data on FORDHAM UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022 : FORDHAM UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-133,913,070
Total of all expenses incurred2022-12-31$62,956,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$62,748,467
Expenses. Certain deemed distributions of participant loans2022-12-31$21,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$52,383,080
Value of total assets at end of year2022-12-31$1,342,762,306
Value of total assets at beginning of year2022-12-31$1,539,632,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$186,938
Total interest from all sources2022-12-31$13,952,428
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$15,588,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$15,588,596
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$23,714,041
Participant contributions at end of year2022-12-31$2,411,828
Participant contributions at beginning of year2022-12-31$1,114,731
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,036,632
Other income not declared elsewhere2022-12-31$1,346,895
Administrative expenses (other) incurred2022-12-31$186,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-196,869,952
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,342,762,306
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,539,632,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$909,690,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,114,714,881
Value of interest in pooled separate accounts at end of year2022-12-31$58,187,052
Value of interest in pooled separate accounts at beginning of year2022-12-31$54,706,902
Interest on participant loans2022-12-31$31,021
Interest earned on other investments2022-12-31$13,921,407
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$372,472,826
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$369,095,744
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$5,210,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-221,497,381
Net investment gain/loss from pooled separate accounts2022-12-31$4,313,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$25,632,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$57,537,633
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : FORDHAM UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$129,445,831
Total unrealized appreciation/depreciation of assets2021-12-31$129,445,831
Total income from all sources (including contributions)2021-12-31$226,714,262
Total of all expenses incurred2021-12-31$70,026,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$69,821,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$48,341,029
Value of total assets at end of year2021-12-31$1,539,632,258
Value of total assets at beginning of year2021-12-31$1,382,944,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$204,527
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$28,829,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$28,829,563
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2021-12-310
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$22,484,177
Participant contributions at end of year2021-12-31$1,114,731
Participant contributions at beginning of year2021-12-31$853,939
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,411,886
Other income not declared elsewhere2021-12-31$12,102,740
Administrative expenses (other) incurred2021-12-31$204,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$156,688,016
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,539,632,258
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,382,944,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,114,714,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$958,486,559
Value of interest in pooled separate accounts at end of year2021-12-31$54,706,902
Value of interest in pooled separate accounts at beginning of year2021-12-31$48,775,423
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$369,095,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$374,828,321
Net investment gain/loss from pooled separate accounts2021-12-31$7,995,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$20,444,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$69,821,719
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : FORDHAM UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$124,367,136
Total unrealized appreciation/depreciation of assets2020-12-31$124,367,136
Total income from all sources (including contributions)2020-12-31$201,352,944
Total of all expenses incurred2020-12-31$71,519,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$71,159,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$47,959,408
Value of total assets at end of year2020-12-31$1,382,944,242
Value of total assets at beginning of year2020-12-31$1,253,110,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$359,326
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$15,641,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$15,641,686
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$22,805,000
Participant contributions at end of year2020-12-31$853,939
Participant contributions at beginning of year2020-12-31$964,944
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,497,567
Other income not declared elsewhere2020-12-31$13,384,714
Administrative expenses (other) incurred2020-12-31$359,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$129,833,659
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,382,944,242
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,253,110,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$958,486,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$834,531,960
Value of interest in pooled separate accounts at end of year2020-12-31$48,775,423
Value of interest in pooled separate accounts at beginning of year2020-12-31$52,985,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$374,828,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$364,628,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$17,656,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$71,159,959
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : FORDHAM UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$147,438,812
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$147,438,812
Total unrealized appreciation/depreciation of assets2019-12-31$147,438,812
Total unrealized appreciation/depreciation of assets2019-12-31$147,438,812
Total income from all sources (including contributions)2019-12-31$225,928,531
Total income from all sources (including contributions)2019-12-31$225,928,531
Total of all expenses incurred2019-12-31$54,023,194
Total of all expenses incurred2019-12-31$54,023,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$53,857,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$53,857,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$45,998,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$45,998,050
Value of total assets at end of year2019-12-31$1,253,110,583
Value of total assets at end of year2019-12-31$1,253,110,583
Value of total assets at beginning of year2019-12-31$1,081,205,246
Value of total assets at beginning of year2019-12-31$1,081,205,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,713
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,246,760
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,246,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,246,760
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,246,760
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$21,465,969
Contributions received from participants2019-12-31$21,465,969
Participant contributions at end of year2019-12-31$964,944
Participant contributions at end of year2019-12-31$964,944
Participant contributions at beginning of year2019-12-31$874,811
Participant contributions at beginning of year2019-12-31$874,811
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,084,192
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,084,192
Other income not declared elsewhere2019-12-31$13,244,909
Other income not declared elsewhere2019-12-31$13,244,909
Administrative expenses (other) incurred2019-12-31$165,713
Administrative expenses (other) incurred2019-12-31$165,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$171,905,337
Value of net income/loss2019-12-31$171,905,337
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,253,110,583
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,253,110,583
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,081,205,246
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,081,205,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$834,531,960
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$834,531,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$676,430,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$676,430,038
Value of interest in pooled separate accounts at end of year2019-12-31$52,985,306
Value of interest in pooled separate accounts at end of year2019-12-31$52,985,306
Value of interest in pooled separate accounts at beginning of year2019-12-31$49,080,689
Value of interest in pooled separate accounts at beginning of year2019-12-31$49,080,689
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$364,628,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$364,628,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$354,819,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$354,819,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$20,447,889
Contributions received in cash from employer2019-12-31$20,447,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$53,857,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$53,857,481
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
Accountancy firm EIN2019-12-31135565207
2018 : FORDHAM UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-68,388,313
Total unrealized appreciation/depreciation of assets2018-12-31$-68,388,313
Total income from all sources (including contributions)2018-12-31$13,935,605
Total of all expenses incurred2018-12-31$55,731,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$55,528,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$45,807,162
Value of total assets at end of year2018-12-31$1,081,205,246
Value of total assets at beginning of year2018-12-31$1,123,001,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$203,262
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$22,899,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$22,899,015
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$21,004,665
Participant contributions at end of year2018-12-31$874,811
Participant contributions at beginning of year2018-12-31$808,838
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,606,382
Other income not declared elsewhere2018-12-31$13,617,741
Administrative expenses (other) incurred2018-12-31$203,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-41,796,270
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,081,205,246
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,123,001,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$676,430,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$732,522,126
Value of interest in pooled separate accounts at end of year2018-12-31$49,080,689
Value of interest in pooled separate accounts at beginning of year2018-12-31$46,799,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$354,819,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$342,870,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$20,196,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$55,528,613
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : FORDHAM UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$80,602,841
Total unrealized appreciation/depreciation of assets2017-12-31$80,602,841
Total transfer of assets to this plan2017-12-31$298,451,590
Total income from all sources (including contributions)2017-12-31$133,322,030
Total of all expenses incurred2017-12-31$30,080,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$29,903,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$31,617,293
Value of total assets at end of year2017-12-31$1,123,001,516
Value of total assets at beginning of year2017-12-31$721,308,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$177,385
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$11,369,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$11,369,049
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,237,103
Participant contributions at end of year2017-12-31$808,838
Participant contributions at beginning of year2017-12-31$631,703
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,707,350
Other income not declared elsewhere2017-12-31$9,732,847
Administrative expenses (other) incurred2017-12-31$177,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$103,241,459
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,123,001,516
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$721,308,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$732,522,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$444,627,598
Value of interest in pooled separate accounts at end of year2017-12-31$46,799,795
Value of interest in pooled separate accounts at beginning of year2017-12-31$31,811,363
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$342,870,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$244,237,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$19,672,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$29,903,186
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : FORDHAM UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$26,142,347
Total unrealized appreciation/depreciation of assets2016-12-31$26,142,347
Total income from all sources (including contributions)2016-12-31$71,742,767
Total of all expenses incurred2016-12-31$25,528,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$25,430,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$28,050,096
Value of total assets at end of year2016-12-31$721,308,467
Value of total assets at beginning of year2016-12-31$675,093,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$97,300
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$7,344,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$7,344,307
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,843,870
Participant contributions at end of year2016-12-31$631,703
Participant contributions at beginning of year2016-12-31$579,692
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$454,255
Other income not declared elsewhere2016-12-31$10,206,017
Administrative expenses (other) incurred2016-12-31$97,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$46,214,706
Value of net assets at end of year (total assets less liabilities)2016-12-31$721,308,467
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$675,093,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$444,627,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$411,008,663
Value of interest in pooled separate accounts at end of year2016-12-31$31,811,363
Value of interest in pooled separate accounts at beginning of year2016-12-31$29,353,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$244,237,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$234,151,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$18,751,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$25,430,761
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : FORDHAM UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-6,825,090
Total unrealized appreciation/depreciation of assets2015-12-31$-6,825,090
Total income from all sources (including contributions)2015-12-31$39,829,799
Total of all expenses incurred2015-12-31$32,812,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$32,663,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$28,395,529
Value of total assets at end of year2015-12-31$675,093,761
Value of total assets at beginning of year2015-12-31$668,076,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$149,140
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$8,939,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$8,939,130
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,557,642
Participant contributions at end of year2015-12-31$579,692
Participant contributions at beginning of year2015-12-31$405,149
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,685,440
Other income not declared elsewhere2015-12-31$9,320,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,017,325
Value of net assets at end of year (total assets less liabilities)2015-12-31$675,093,761
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$668,076,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$149,140
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$411,008,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$419,738,692
Value of interest in pooled separate accounts at end of year2015-12-31$29,353,497
Value of interest in pooled separate accounts at beginning of year2015-12-31$25,007,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$234,151,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$222,924,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$18,152,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$32,663,334
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : FORDHAM UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$19,409,747
Total unrealized appreciation/depreciation of assets2014-12-31$19,409,747
Total income from all sources (including contributions)2014-12-31$64,624,021
Total of all expenses incurred2014-12-31$24,946,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,855,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$26,582,627
Value of total assets at end of year2014-12-31$668,076,436
Value of total assets at beginning of year2014-12-31$628,399,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$91,120
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$9,297,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$9,297,957
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,266,966
Participant contributions at end of year2014-12-31$405,149
Participant contributions at beginning of year2014-12-31$404,771
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$657,947
Other income not declared elsewhere2014-12-31$9,333,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$39,677,360
Value of net assets at end of year (total assets less liabilities)2014-12-31$668,076,436
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$628,399,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$91,120
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$419,738,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$391,583,470
Value of interest in pooled separate accounts at end of year2014-12-31$25,007,732
Value of interest in pooled separate accounts at beginning of year2014-12-31$21,963,979
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$222,924,863
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$214,446,856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$17,657,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,855,541
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : FORDHAM UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$66,642,718
Total unrealized appreciation/depreciation of assets2013-12-31$66,642,718
Total income from all sources (including contributions)2013-12-31$108,936,987
Total of all expenses incurred2013-12-31$21,041,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$20,965,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$26,982,529
Value of total assets at end of year2013-12-31$628,399,076
Value of total assets at beginning of year2013-12-31$540,503,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$76,244
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,552,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,552,718
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,980,479
Participant contributions at end of year2013-12-31$404,771
Participant contributions at beginning of year2013-12-31$285,650
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,073,428
Other income not declared elsewhere2013-12-31$8,759,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$87,895,137
Value of net assets at end of year (total assets less liabilities)2013-12-31$628,399,076
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$540,503,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$76,244
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$391,583,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$314,835,215
Value of interest in pooled separate accounts at end of year2013-12-31$21,963,979
Value of interest in pooled separate accounts at beginning of year2013-12-31$17,874,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$214,446,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$207,509,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$16,928,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$20,965,606
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : FORDHAM UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$37,042,018
Total unrealized appreciation/depreciation of assets2012-12-31$37,042,018
Total income from all sources (including contributions)2012-12-31$73,674,383
Total of all expenses incurred2012-12-31$20,918,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$20,841,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$25,425,820
Value of total assets at end of year2012-12-31$540,503,939
Value of total assets at beginning of year2012-12-31$487,748,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$76,634
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,732,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,732,240
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,534,406
Participant contributions at end of year2012-12-31$285,650
Participant contributions at beginning of year2012-12-31$330,047
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,074,768
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$19,174,244
Other income not declared elsewhere2012-12-31$8,474,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$52,755,816
Value of net assets at end of year (total assets less liabilities)2012-12-31$540,503,939
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$487,748,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$76,634
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$314,835,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$264,076,354
Value of interest in pooled separate accounts at end of year2012-12-31$17,874,037
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,317,756
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$207,509,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$189,849,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$15,816,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$20,841,933
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : FORDHAM UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-8,050,779
Total unrealized appreciation/depreciation of assets2011-12-31$-8,050,779
Total transfer of assets to this plan2011-12-31$19,174,244
Total income from all sources (including contributions)2011-12-31$22,389,510
Total of all expenses incurred2011-12-31$17,529,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$17,522,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$21,022,585
Value of total assets at end of year2011-12-31$487,748,123
Value of total assets at beginning of year2011-12-31$463,714,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,935
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$9,417,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$9,417,704
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,006,750
Participant contributions at end of year2011-12-31$330,047
Participant contributions at beginning of year2011-12-31$353,520
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$586,305
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$19,174,244
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$6,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,859,652
Value of net assets at end of year (total assets less liabilities)2011-12-31$487,748,123
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$463,714,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$264,076,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$267,206,471
Value of interest in pooled separate accounts at end of year2011-12-31$14,317,756
Value of interest in pooled separate accounts at beginning of year2011-12-31$11,573,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$189,849,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$184,580,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$13,429,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$17,522,923
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : FORDHAM UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$30,743,628
Total unrealized appreciation/depreciation of assets2010-12-31$30,743,628
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,490
Total income from all sources (including contributions)2010-12-31$59,573,126
Total of all expenses incurred2010-12-31$15,060,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,053,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$20,796,242
Value of total assets at end of year2010-12-31$463,714,227
Value of total assets at beginning of year2010-12-31$419,204,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,828
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,033,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,033,256
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,721,098
Participant contributions at end of year2010-12-31$353,520
Participant contributions at beginning of year2010-12-31$258,463
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,435,318
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,490
Administrative expenses (other) incurred2010-12-31$6,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$44,512,574
Value of net assets at end of year (total assets less liabilities)2010-12-31$463,714,227
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$419,201,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$267,206,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$234,917,108
Value of interest in pooled separate accounts at end of year2010-12-31$11,573,573
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,397,164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$184,580,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$175,631,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$12,639,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,053,724
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for FORDHAM UNIVERSITY RETIREMENT PLAN

2022: FORDHAM UNIVERSITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2020: FORDHAM UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FORDHAM UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FORDHAM UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FORDHAM UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FORDHAM UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FORDHAM UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FORDHAM UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FORDHAM UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FORDHAM UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FORDHAM UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FORDHAM UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number002419
Policy instance 5
Insurance contract or identification number002419
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number005013
Policy instance 4
Insurance contract or identification number005013
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80152
Policy instance 3
Insurance contract or identification numberGA80152
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number002421
Policy instance 2
Insurance contract or identification number002421
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 1
Insurance contract or identification number102260
Number of Individuals Covered3286
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 1
Insurance contract or identification number102260
Number of Individuals Covered3303
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002421
Policy instance 2
Insurance contract or identification number002421
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80152
Policy instance 3
Insurance contract or identification numberGA80152
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 4
Insurance contract or identification number005013
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number334438-P1
Number of Individuals Covered49
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3308
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80151/2
Policy instance 3
Insurance contract or identification numberGA80151/2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002419/002421
Policy instance 4
Insurance contract or identification number002419/002421
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002419/002421
Policy instance 4
Insurance contract or identification number002419/002421
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80151/2
Policy instance 3
Insurance contract or identification numberGA80151/2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3352
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Number of Individuals Covered51
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0002421
Policy instance 4
Insurance contract or identification number0002421
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80151/2
Policy instance 3
Insurance contract or identification numberGA80151/2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3378
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Number of Individuals Covered51
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0002421
Policy instance 4
Insurance contract or identification number0002421
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3263
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80151
Policy instance 3
Insurance contract or identification numberGA80151
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of fees paid to insurance companyUSD $6,343
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6343
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker nameWELLS FARGO WEALTH BROKGE INS AGCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3340
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3347
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 3
Insurance contract or identification number102260
Number of Individuals Covered3367
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 2
Insurance contract or identification number005013
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 3
Insurance contract or identification number102260
Number of Individuals Covered4059
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 2
Insurance contract or identification number005013
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3545
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102260
Policy instance 2
Insurance contract or identification number102260
Number of Individuals Covered3531
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number005013
Policy instance 1
Insurance contract or identification number005013
Number of Individuals Covered3132
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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