FORDHAM UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FORDHAM UNIVERSITY CLERICAL AND MAINTENANCE TAX-DEFERRED ANNUITY PLAN
| Measure | Date | Value |
|---|
| 2011 : FORDHAM UNIVERSITY CLERICAL AND MAINTENANCE TAX-DEFERRED ANNUITY PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-97,561 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-97,561 |
| Total transfer of assets from this plan | 2011-12-31 | $17,415,829 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $17,415,829 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,799,759 |
| Total of all expenses incurred | 2011-12-31 | $1,317,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,316,536 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,501,946 |
| Value of total assets at end of year | 2011-12-31 | $17,415,829 |
| Value of total assets at beginning of year | 2011-12-31 | $16,933,355 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $749 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $395,374 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $395,374 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,228,157 |
| Participant contributions at end of year | 2011-12-31 | $11,418 |
| Participant contributions at beginning of year | 2011-12-31 | $8,371 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $3,286 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,376 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $273,789 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $17,415,829 |
| Administrative expenses (other) incurred | 2011-12-31 | $749 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $482,474 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $16,933,355 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $6,917,738 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,877,894 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $841,975 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $663,652 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $9,641,412 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $9,380,062 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,316,536 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : FORDHAM UNIVERSITY CLERICAL AND MAINTENANCE TAX-DEFERRED ANNUITY PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $806,433 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $806,433 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,392,230 |
| Total of all expenses incurred | 2010-12-31 | $1,024,836 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,024,080 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,241,844 |
| Value of total assets at end of year | 2010-12-31 | $16,933,355 |
| Value of total assets at beginning of year | 2010-12-31 | $15,565,961 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $756 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $343,953 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $343,953 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,241,844 |
| Participant contributions at end of year | 2010-12-31 | $8,371 |
| Participant contributions at beginning of year | 2010-12-31 | $9,008 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $3,376 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,435 |
| Administrative expenses (other) incurred | 2010-12-31 | $756 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,367,394 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $16,933,355 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $15,565,961 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,877,894 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,124,033 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $663,652 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $537,988 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $9,380,062 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $8,892,497 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,024,080 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
