FORDHAM UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FORDHAM UNIVERSITY CLERICAL RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2011: FORDHAM UNIVERSITY CLERICAL RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 518 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 0 |
| Number of participants with account balances | 2011-01-01 | 0 |
| 2010: FORDHAM UNIVERSITY CLERICAL RETIREMENT PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 773 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 245 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 38 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 223 |
| Total of all active and inactive participants | 2010-01-01 | 506 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 12 |
| Total participants | 2010-01-01 | 518 |
| Number of participants with account balances | 2010-01-01 | 518 |
| 2009: FORDHAM UNIVERSITY CLERICAL RETIREMENT PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 919 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 246 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 177 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 341 |
| Total of all active and inactive participants | 2009-01-01 | 764 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 9 |
| Total participants | 2009-01-01 | 773 |
| Number of participants with account balances | 2009-01-01 | 899 |
| Measure | Date | Value |
|---|
| 2011 : FORDHAM UNIVERSITY CLERICAL RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-26,642 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-26,642 |
| Total transfer of assets from this plan | 2011-12-31 | $11,233,554 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $11,233,554 |
| Total income from all sources (including contributions) | 2011-12-31 | $839,476 |
| Total of all expenses incurred | 2011-12-31 | $468,991 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $468,325 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $587,711 |
| Value of total assets at end of year | 2011-12-31 | $11,233,554 |
| Value of total assets at beginning of year | 2011-12-31 | $10,863,069 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $666 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $278,407 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $278,407 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $2,004 |
| Participant contributions at beginning of year | 2011-12-31 | $2,673 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $4,013 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $11,233,554 |
| Administrative expenses (other) incurred | 2011-12-31 | $666 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $370,485 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,863,069 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,978,308 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,768,799 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $361,872 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $301,908 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $6,891,370 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $6,789,689 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $583,698 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $468,325 |
| Did the plan have assets held for investment | 2011-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : FORDHAM UNIVERSITY CLERICAL RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $401,612 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $401,612 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,248,925 |
| Total of all expenses incurred | 2010-12-31 | $536,650 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $536,226 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $586,510 |
| Value of total assets at end of year | 2010-12-31 | $10,863,069 |
| Value of total assets at beginning of year | 2010-12-31 | $10,150,794 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $424 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $260,803 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $260,803 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $17,890 |
| Participant contributions at end of year | 2010-12-31 | $2,673 |
| Participant contributions at beginning of year | 2010-12-31 | $4,264 |
| Administrative expenses (other) incurred | 2010-12-31 | $424 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $712,275 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,863,069 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $10,150,794 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,768,799 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,285,604 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $301,908 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $229,872 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $6,789,689 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $6,631,054 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $568,620 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $536,226 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
